3- Standard Specification of Building and Minor Civil Engineering Work

67$1'$5'63(&,),&$7,212)

%8,/',1*$1'

0,125&,9,/(1*,1((5,1*:25.

6WDQGDUG6SHFLILFDWLRQRI%XLOGLQJ0LQRU&LYLO(QJLQHHULQJ:RUN

,1'(; *(1(5$/ '(02/,7,21$1'6,7(&/($5$1&( (;&$9$7,216$1'($57+:25.6 &21&5(7(:25. %/2&.:25. 522),1* &$53(17$5


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

'(02/,7,216$1'6,7(&/($5$1&( 7KH7HQGHUHUVKDOODOORZIRUGHPROLWLRQEUHDNRXWDQGUHPRYDORIDOOH[LVWLQJEDVHV IORRUV SDUWLWLRQV ZDOOV FHLOLQJV ILWWLQJV PDQKROHV VHUYLFH SLSLQJZKHUHLQGLFDWHGRQWKHGUDZLQJVDQGLQWKH3DUWLFXODU6SHFLILFDWLRQ


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


(;&$9$7,21$1'($57+:25.60$7(5,$/6 *UDQXODU)LOO

*UDQXODUILOOVKDOOEHJRRGKDUGZHOOJUDGHGPDWHULDOVFUHHQHGDQGFUXVKHGDVQHFHVVDU\WRZLWKLQWKHJUDGLQJEDQGVJLYHQEHORZZKHQWHVWHGLQDFFRUGDQFHZLWK%67HVW$%66LHYH6L]H 1R3HUFHQWDJHE\ ZHLJKWSDVVLQJ7KHZDWHUVROXEOHVDOWFRQWHQWVKDOOQRWH[FHHG*UDQXODUILOOVKDOOEHODLGLQOD\HUVQRWH[FHHGLQJWKLFNVXIILFLHQWO\ZDWHUHGRQO\ WRDFKLHYHRSWLPXPPRLVWXUHFRQWHQWDQGFRPSDFWHG WRPD[LPXPGU\ GHQVLW\ DV GHWHUPLQHG LQ DFFRUGDQFH ZLWK 7HVW RI %6 ,Q VLWXGHQVLW\WHVWLQJVKDOOEHFDUULHGRXWLQDFFRUGDQFHZLWK7HVWRI%6

'HVHUW)LOO'HVHUW ILOO VKDOO EH VHOHFWHG JUDGHG QRQSODVWLF KDUG JUDQXODU ILOO IUHH IURPFOD\DQGGHOHWHULRXVVXEVWDQFHVZLWKWKHIROORZLQJJUDGLQJVVKDOOEHIUHHRIVWRQHVODUJHUWKDQPPXSWRVKDOOSDVVDPPPHVK VLHYH DQG QRW JUHDWHU WKDQ SDVVLQJ D PLFURQ VLHYH ,W VKDOOFRQWDLQOHVVWKDQWRWDOVXOSKDWHVDV62LQDZDWHUVRLOH[WUDFW 7RWDOVROXEOHVDOWVVKDOOQRWH[FHHG

6DQG6DQGIRUEDFNILOOLQJWUHQFKHVDURXQGFDEOHVFRQGXLWVDQGSLSHVVKDOOFRPSO\LQHYHU\UHVSHFWZLWKWKHUHTXLUHPHQWVRI%6DQGVKDOOFRPSULVHVDQGZHOOJUDGHGWRSDVVDPPVLHYHIUHHIURPGLUWFOD\RURWKHUGHOHWHULRXVPDWWHUZKHUH ZDVKHG VDQG LV VSHFLILHG VDPSOHV WR EH VXEPLWWHG WR WKH &RPSDQ\V,QVSHFWLRQ'HSDUWPHQWIRUFRQGXFWLYLW\WHVWVDOLQLW\DQGWKHUHVSRQVLELOLW\IRUHQVXULQJPDWHULDO LV DSSURYHG SULRU WR FRPPHQFLQJ HDFK LQGLYLGXDO LWHP RIZRUNUHVWVZLWKWKH&RQWUDFWRU


+DUGFRUH+DUGFRUH VKDOO EH JRRG GHVHUW VWRQH FRQFUHWH RU KDUG WLOHV QRW H[FHHGLQJPPJDXJHDQGQRWPRUHWKDQSDVVLQJDPPVLHYHRURWKHUDSSURYHGPDWHULDOVZHOOFRQVROLGDWHGLQOD\HUVQRWH[FHHGLQJPPWKLFNLQPDNLQJXSWKH OHYHOV +DUGFRUH VKDOO QRW EH VXVFHSWLEOH WR EUHDN GRZQ XQGHU PRLVWFRQGLWLRQV ,WVKDOOFRQWDLQOHVVWKDQWRWDOVXOSKDWHVDV62DQGOHVVWKDQJZDWHUVROXEOHVXOSKDWHVDV62LQDZDWHUVRLOH[WUDFW7RWDOVROXEOHVDOWVVKDOOQRWH[FHHG

&UXVKHU'XVW)LQHV&UXVKHUGXVWVKDOOEH ILQHO\JUDGHGFUXVKHGVWRQH WRSDVVDPPPHVKVLHYHDQGVKDOOEHIUHHIURPGHOHWHULRXVPDWWHUFOD\VLOWHDUWKDQGRUJDQLFPDWWHU,W VKDOO FRQWDLQ OHVV WKDQ WRWDO VXOSKDWHV DQG OHVV WKDQ J RI ZDWHUVROXEOH VXOSKDWHV LQ D ZDWHU VRLO H[WUDFW 7RWDO VROXEOH VDOWV VKDOO QRWH[FHHG

6HOHFWHG([FDYDWHG0DWHULDO6HOHFWHG H[FDYDWHG PDWHULDO VKDOO EH WKDW GHVLJQDWHG E\ WKH &RPSDQ\5HSUHVHQWDWLYHDQGVKDOOEH IUHH IURPVWRQHV WKDWFDQEHUHWDLQHG LQDPPVLHYHYHJHWDEOHPDWWHURLOFRQWDPLQDWLRQDQGRWKHUGHOHWHULRXVPDWHULDOV

'HILQLWLRQDQG&ODVVLILFDWLRQRI(DUWKZRUNV0DWHULDO 5RFN7KH IROORZLQJGHILQLWLRQRIHDUWKZRUNVPDWHULDO VKDOO DSSO\ WR WKLVDQGRWKHUFODXVHVRI WKHFRQWUDFW'RFXPHQWV LQZKLFKUHIHUHQFHLVPDGHWR WKHGHILQHGPDWHULDO5RFNVKDOOEHGHHPHGWRPHDQKDUGPDWHULDORUERXOGHUH[FHHGLQJFXELF\DUGVLQVL]HZKLFKLQWKHRSLQLRQRIWKH&RPSDQ\5HSUHVHQWDWLYHQHFHVVLWDWHVWKHXVHRISQHXPDWLFWRROVWREUHDNRXW

0HWKRGRI([FDYDWLRQ,Q JHQHUDO WKH XVH RI PHFKDQLFDO H[FDYDWRUV DQG URFN EUHDNHUV DUH QRWSHUPLWWHGZLWKLQRSHUDWLQJDUHDVDQGKDQGH[FDYDWLRQVKDOOEHHPSOR\HGWKLVLV GHHPHG WR LQFOXGH WKH XVH RI KDQG KHOG SQHXPDWLF KDPPHUV ZKHUHSHUPLWWHG

8QGHUJURXQG6HUYLFHV1XPHURXVXQGHUJURXQGVHUYLFHVIRURLOSURGXFWVVWHDPFRPSUHVVHGDLUZDWHUDQG HOHFWULFLW\ DUH ORFDWHG WKURXJKRXW WKH &RPSDQ\V 2SHUDWLQJ $UHDV DQGPD\EHGLUHFWO\DIIHFWHGE\WKH:RUN(YHU\DWWHPSWVKDOOEHPDGHWRGHILQHWKHVH ORFDWLRQVSULRU WRFRPPHQFHPHQWRIDQ\ZRUNEXW WKH&RQWUDFWRU VKDOOH[HUFLVH H[WUHPH FDXWLRQ WR DYRLG GDPDJH WR DQ\ VHUYLFHVZKLFKPD\ H[LVWDQGPDNHGXHDOORZDQFHIRUVDPHDWWLPHRIWHQGHU


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

7UHQFK([FDYDWLRQ)URPWKHERWWRPRIWKHWUHQFKWRDOHYHOLQFKHVDERYHWKHFURZQRIWKHSLSHWUHQFK ZLGWKV VKDOO QRW EH OHVV WKDQ WKH PLQLPXP QRU JUHDWHU WKDQ WKHPD[LPXP ILJXUHV VKRZQ LQ WKH WDEOH EHORZ $OO UHPHDVXUHPHQW VKDOO EHEDVHGXSRQWKHPLQLPXPZLGWKVVWDWHGKHUHLQ7KHPLQLPXPZLGWK LV WKDWZLGWK EHWZHHQ WKH IDFHV RI WKH VRLO UHTXLUHG WRHQVXUH WKH FRUUHFW SODFLQJ DQG FRPSDFWLRQ RI EHGGLQJ PDWHULDOV HTXDOO\ RQHLWKHUVLGHRIWKHSLSH$OOVKHHWLQJDQGVXSSRUWVDUHWREHRXWZLWKWKLVZLGWK

1RPLQDO,QWHUQDO'LDPHWHU 0LQLPXP7UHQFK:LGWK 0D[LPXP7UHQFK:LGWKPP ,QV )W ,QV )W ,QV %DWWHULQJ RI WKH VLGHV RI WKH WUHQFKHV VKDOO DSSO\ RQO\ E\ SHUPLWWHG ZKHUHDSSURYHG E\ WKH &RPSDQ\ 5HSUHVHQWDWLYH 7KH &RQWUDFWRU VKDOO SURYLGHZKDWHYHU DGGLWLRQDO SURWHFWLRQ LV QHFHVVDU\ VKRXOG WKH PD[LPXP ZLGWK EHH[FHHGHGGXHWRKLVPHWKRGRIZRUNLQJ7KH&RQWUDFWRU VKDOO H[DPLQH DQ\ XQVRXQG RUZHDNPDWHULDOZKLFKPD\ EHIRXQG EHORZ WKH LQGLFDWHG OHYHOV DQG UHSRUW VDPH WR WKH &RPSDQ\5HSUHVHQWDWLYHEHIRUHSODFLQJEHGGLQJSLSHVRURWKHUZRUN8QVXLWDEOHH[FDYDWHGPDWHULDOVKDOOEHUXQWRVSRLO


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

([FDYDWHG0DWHULDOIRU%DFNILOOLQJDQG)LOOLQJ%DFNILOOLQJ FRQVLVWV RI UHSODFHPHQW RU H[FDYDWLRQ XS WR H[LVWLQJ JURXQG RUIRUPDWLRQ OHYHO 6HOHFWHG H[FDYDWHG PDWHULDO IRU EDFNILOOLQJ VKDOO SDVV DPPVLHYH,I VXIILFLHQW DSSURYHG VXUSOXV H[FDYDWHGPDWHULDO LV QRW DYDLODEOH IRU ILOOLQJWKHQ WKH&RQWUDFWRU VKDOO SURGXFH VDPSOHVRI VXLWDEOH DGGLWLRQDOPDWHULDO IRU&RPSDQ\DSSURYDO

6DQG(PEHGPHQWDURXQG3LSHV)LOOLQJDQGEDFNILOOLQJVKDOOVWDUWLPPHGLDWHO\DIWHUWHVWLQJDQGDSSURYDORIWKHVWUXFWXUHDQGWKH GLIIHUHQWHPEHGGHGLWHPV)LOOVKDOOQRWEHGHSRVLWHGVRDVWRHQGDQJHU WKHSDUWO\ ILQLVKHG VWUXFWXUH RU FDXVH FROODSVHRI H[FDYDWLRQV $OOILOOLQJ EDFNILOOLQJ DQG FRPSDFWLRQ RSHUDWLRQV VKDOO EH FDUULHG RXW DV DVSHFLILHGKHUHXQGHU

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


7KHDERYHRSHUDWLRQVKDOOEHFRQWLQXHGXQWLOWKHILOOOD\HUVUHDFK WKHUHTXLUHGOHYHOV2Q FRPSOHWLRQ RI FRPSDFWLRQ DQG UHVXOWV RI ODVW OD\HU RI ILOOLQJ DUH IRXQGVDWLVIDFWRU\ DQG LW LQVWUXFWHG E\ WKH &RPSDQ\ 5HSUHVHQWDWLYH D VXLWDEOHQXPEHURISODWHORDGWHVWVVKDOOEHFDUULHGRXWE\DQDSSURYHGWHVWLQJDJHQF\IRUGHWHUPLQLQJVKRUWDQGORQJWHUPVHWWOHPHQWXQGHUWKHGHVLJQHGORDGV

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

3ODQNLQJDQG6WUXWWLQJ7KH&RQWUDFWRUVKDOODOORZIRUXSKROGLQJWKHVLGHVRIH[FDYDWLRQVE\PHDQVRISODQNLQJ DQG VWUXWWLQJ RU RWKHU VXLWDEOH PHDQV DQG UHPRYLQJ WKHVH RQFRPSOHWLRQ DQG VKDOO EHDU WKH IXOO UHVSRQVLELOLW\ IRU WKH VDIHW\ RI KLVZRUNSHRSOHDQGIRUGDPDJHWRDGMRLQLQJSURSHUW\GXHWRQHJOHFWRQKLVSDUWWRWDNHWKHFRUUHFWSUHFDXWLRQV


,I WKH&RPSDQ\5HSUHVHQWDWLYHLQVWUXFWVRUDJUHHV WKDW LW LVQHFHVVDU\IRU WKHVDIHW\ RI WKH ZRUN WR OHDYH LQ FHUWDLQ WLPEHULQJ VKHHW SLOLQJ VXSSRUWV RUVKRULQJ WKH&RQWUDFWRUVKDOOGRVR 6XFKVXSSRUWVVKDOOEHPHDVXUHGEHIRUHILOOLQJLQFRPPHQFHV$Q\IDOOVGXHWRODFNRISURSHUVXSSRUWVKDOOEHPDGHJRRGDWWKH&RQWUDFWRUVH[SHQVH

/HYHOVDQG6HWWLQJRXW7KH &RQWUDFWRU VKDOO EH UHVSRQVLEOH IRU DOO VHWWLQJ RXW RI WKH ZRUNV IURP DUHIHUHQFH SRLQW WR EH GHILQHG DQG VKDOO HQWLUHO\ DW KLV RZQ FRVW DPHQG DQ\HUURUVDULVLQJIURPKLVRZQLQDFFXUDWHVHWWLQJRXW

5HPRYH5XEELVKDQG&OHDQLQJ&OHDUXSDQGFDUWDZD\DOOUXEELVKDVLWDFFXPXODWHVGXULQJWKHSURJUHVVRIWKHZRUNDQGRQFRPSOHWLRQFOHDUXSDQGFDUWDZD\DOOVXUSOXVPDWHULDOVDQGOHDYHWKHZRUNDQGWKHVLWHFOHDQDQGLQJRRGRUGHUWR WKHHQWLUHVDWLVIDFWLRQRI WKH&RPSDQ\5HSUHVHQWDWLYH

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


&21&5(7(:25.0$7(5,$/6 &HPHQW

&HPHQWVKDOOEHVXOSKDWHUHVLVWLQJ3RUWODQGFHPHQWRUDEUDQGDSSURYHGE\WKH&RPSDQ\5HSUHVHQWDWLYHDQGVKDOOFRPSO\LQHYHU\UHVSHFWZLWK%6RU$670& W\SH 9 H[FHSWZKHUH VSHFLILFDOO\ LQGLFDWHG LQZULWLQJ E\ WKH&RPSDQ\5HSUHVHQWDWLYH7KHWRWDORIDONDOLFRQWHQW1$.VKDOOQRWEHLQH[FHVVRIRSHUFHQWZKHQWHVWHGLQDFFRUGDQFHZLWK%6RU$670&7KHVXOSKDWHH[SDQVLRQLQIRXUWHHQGD\VVKDOOEHOHVVWKDQSHUFHQWZKHQWHVWHGLQDFFRUGDQFHZLWK%6RU$670&

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


&RDUVH$JJUHJDWH4XDOLW\RUFRDUVHDJJUHJDWHVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRI%6DQGVKDOOEHFUXVKHGDJJUHJDWH DW OHDVWRI WKHSDUWLFOHVKDYLQJRQHRUPRUHIUDFWXUHGIDFHV&RDUVH DJJUHJDWH VKDOO EH KRPRJHQHRXV FOHDQ IUHH IURP GHOHWHULRXVPDWHULDOVHDUWKRUJDQLFPDWWHUDQGDONDOLVDQGVKDOOEHZDVKHGZLWKZDWHUDVGLUHFWHG&RDUVH DJJUHJDWH VKDOO FRQWDLQ OHVV WKDQ IULDEOH SDUWLFOHV 7KH IODNLQHVVLQGH[VKDOOQRWH[FHHG&RDUVH DJJUHJDWH IRU XVH LQ DOO FODVVHV RI FRQFUHWH VKDOO EH SURYLGHG IRUEDWFKLQJ DV VLQJOH VL]HG DJJUHJDWH RI PP DQG PP QRPLQDO VL]HSURSRUWLRQHGLQVXFKUDWLRDVWRJLYHDXQLIRUPJUDGXDWLRQFRPSO\LQJZLWKWKHUHOHYDQWVHFWLRQRI%67KH ILQHU JUDGXDWLRQ RI FRDUVH DJJUHJDWH VKDOO EH XVHG IRU WKLQ VWUXFWXUDOVHFWLRQV ,Q DGGLWLRQ WR %6 FRDUVH DJJUHJDWH VKDOO FRPSO\ ZLWK WKHIROORZLQJOLPLWDWLRQV&RDUVHDJJUHJDWHVVKDOOQRWFRQWDLQPRUHWKDQE\ZHLJKWRIFKORULGHVZKHQH[SUHVVHGDVVRGLXPFKORULGH1D&&RDUVHDJJUHJDWHVVKDOOQRWFRQWDLQPRUHWKDQE\ZHLJKWRI WRWDODFLGVROXEOH VXOSKDWHV ZKHQ H[SUHVVHG DV VXOSKXU WULR[LGH 62 7KH FDOFLXPFDUERQDWH FRQWHQW H[SUHVVHG DV&D&R VKDOO QRW EH OHVV WKDQSHUFHQW E\ZHLJKWRIFRDUVHDJJUHJDWH+RZHYHU LI WKHDERYHFKHPLFDO OLPLWVDUHH[FHHGHG LQFRDUVHDJJUHJDWH WKHPDWHULDOVVKDOO VWLOOEHFRQVLGHUHGDFFHSWDEOHSURYLGHG WKDW WKH WRWDOFKORULGHFRQFHQWUDWLRQ H[SUHVVHG DV VRGLXP FKORULGH 1D& DQG WKH WRWDO VXOSKDWHFRQFHQWUDWLRQH[SUHVVHG DV VXOSKXU WULR[LGH 62 LQ WKHZKROHFRQFUHWHPL[GRHV QRW H[FHHG DQG UHVSHFWLYHO\ E\ ZHLJKW RI FHPHQWLUUHVSHFWLYHRIWKHRULJLQRIFKORULGHDQGVXOSKDWHV

:DWHU:DWHUIRUXVHLQFRQFUHWHDQGPRUWDUPL[LQJDQGFXULQJVKDOOEHREWDLQHGIURPDQDSSURYHGVRXUFHDQGVKDOOEHRIVXFKDTXDOLW\DV WRQRWDIIHFW WKHVHWWLQJWLPH VWUHQJWK DQG GXUDELOLW\ RI WKH FRQFUHWH RU PRUWDU WKH DSSHDUDQFH RIKDUGHQHG FRQFUHWH RU PRUWDU E\ GLVFRORXUDWLRQ RU HIIORUHVFHQFH DQG WKHUHLQIRUFHPHQWDWDQ\DJHRIWKHFRQFUHWHRUPRUWDU


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


5HLQIRUFHPHQW VKDOO EH VWRUHGRQSURSHUO\ FRQVWUXFWHG UDFNV DW OHDVW PPDERYHJURXQG OHYHO 7KHVWRUDJHFXWWLQJDQGEHQGLQJRIVWHHO UHLQIRUFHPHQWVKDOO EH FDUULHG RXW XQGHU FRYHU RQ DQ DSSURYHG IUHH GUDLQLQJ FRQFUHWHSODWIRUP7KHPHWKRGRIVWRULQJVKDOOEHVXFKDVWR SUHYHQWFRQWDPLQDWLRQRUGDPDJHE\ZHDWKHURUDFFLGHQW6WHHOVKDOOEHSURWHFWHGIURPKXPLGLW\ZKHQVWRUHG )RUPZRUN*UDGH6DZQ)RUPZRUN

)RUPZRUN*UDGHZKHUHVKRZQRQWKHGUDZLQJVVKDOOEHFRQVWUXFWHGRIVDZQERDUGV VXLWDEO\ WUHDWHG SO\ZRRG VKHHW PHWDO SDQHOV RU RWKHU VXLWDEOHPDWHULDOV )RUPZRUN*UDGH/LQHG)RUPZRUN

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

'DPS3URRI0HPEUDQH'DPS SURRI PHPEUDQH VKDOO EH JDXJH SRO\WKHQH ZLWK GRXEOH ZHOWHGMRLQWVZLWKDPLQLPXPODSRI

&RQFUHWH0L[&RQFUHWHVKDOOEH5HDG\0L[FRQFUHWHFRPSO\LQJZLWKDOOUHTXLUHPHQWVRIWKLV6SHFLILFDWLRQ DQG WKH VRXUFH RI VXSSO\ PXVW DOVR EH DSSURYHG E\ WKH&RPSDQ\'HWDLOVRIWKHPL[GHVLJQVKDOOEHVXEPLWWHGWRWKHFRPSDQ\SULRUWR WKH VXSSO\ RI DQ\ FRQFUHWH 8VH RI VLWHPL[HG FRQFUHWH ZLOO 127 EHSHUPLWWHGXQGHUDQ\FLUFXPVWDQFHV$WWHQWLRQLVGUDZQWRWKHQRUPDOFRQGLWLRQVRIVDOHRI5HDG\0L[&RPSDQLHVDQG WKH&RQWUDFWRUZLOO QRW EH UHLPEXUVHG IRU DQ\ GHOD\V LQ GHOLYHU\ RU IRUDGGLWLRQDOFRVWVIRUGHOLYHU\RISDUWIXOOORDGV


7KHIROORZLQJUHTXLUHPHQWVVKDOOEHPHWD 5HDG\0L[ FRQFUHWH ZLOO QRW EH DFFHSWHG IRU XVH XQOHVV DSSURYHG LQZULWLQJE\WKH&RPSDQ\5HSUHVHQWDWLYHE 7KH QDPH DQG WKH DGGUHVV RI WKH ZRUNV RI WKH VXSSOLHU DUH WR EHVXEPLWWHG WR WKH&RPSDQ\5HSUHVHQWDWLYHDQGDFFHSWDQFHRI WKHXVHRIVXFK VXSSOLHU VKDOO EH REWDLQHG SULRU WR SODFLQJ WKH RUGHU1RWZLWKVWDQGLQJDQ\VXFKDXWKRULVDWLRQE\WKH&RPSDQ\5HSUHVHQWDWLYHWKH&RQWUDFWRUVKDOOWDNHIXOOUHVSRQVLELOLW\WKDWWKHUHDG\PL[HGFRQFUHWHFRPSOLHVZLWKWKHUHTXLUHPHQWVRIWKH6SHFLILFDWLRQF 7KH FRQFUHWLQJ PDWHULDOV VKDOO FRPSO\ ZLWK WKH UHTXLUHPHQWV RI WKH6SHFLILFDWLRQ DQG VKDOO EH WHVWHG LQ DFFRUGDQFH ZLWK WKH &RPSDQ\5HSUHVHQWDWLYH LQVWUXFWLRQV 7KH FRVW RI VXFK WHVWLQJ ZLOO EH WKHUHVSRQVLELOLW\RIWKH&RQWUDFWRU7HVWFXEHVVKDOOEHWDNHQRQVLWHE\WKH&RQWUDFWRUG 7KH&RQWUDFWRULVWRHQVXUHWKDWDUHFRUGLVNHSWDWWKHVXSSOLHUVZRUNVRIWKHH[DFWWLPHZKHQWKHFRQFUHWLQJPDWHULDOVDUHPL[HGH 5HDG\PL[HG FRQFUHWH VKDOO EH SODQW EDWFKHG DQG PL[HG WUXFN PL[HGFRQFUHWHZLOOQRWEHDFFHSWHG7KHFRQFUHWHVKDOOEHFDUULHGLQSXUSRVHPDGHDJLWDWRUVRSHUDWLQJFRQWLQXRXVO\I 'HOLYHU\QRWHVVKDOOUHFRUGWKHIROORZLQJLQIRUPDWLRQ

L 'DWHDQGWLPHRIDUULYDORIWUXFNLL 7LPHDQGSODFHRIPL[LQJRIFRQFUHWLQJPDWHULDOVLLL 5HJLVWUDWLRQQXPEHURIWUXFNDQGQDPHRIGHSRWLY 7LPHZKHQFRQFUHWHLVSODFHGLQSRVLWLRQJ 7KH IROORZLQJ DGGLWLRQDO LQIRUPDWLRQ VKDOO DOVR EH UHFRUGHG E\ WKH&RQWUDFWRUDQGVKDOOEHVXSSOLHGZLWKWKHGHOLYHU\QRWHWRWKH&RPSDQ\5HSUHVHQWDWLYHZLWKLQKRXUV

L 0L[FODVVDQGSRVLWLRQLQWKHVWUXFWXUHZKHUHWKHFRQFUHWHLVSODFHGLL :KHWKHUWHVWFXEHVZHUHWDNHQIURPWKLVGHOLYHU\LLL 6OXPSDQGGHWDLOVRIDGGLWLYHVK 5HDG\PL[HGFRQFUHWHVKDOOFRPSO\LQDOOUHVSHFWVZLWK%6L $GPL[WXUHV XVHG LQ UHDG\PL[HG FRQFUHWH VKDOO FRPSO\ LQ DOO UHVSHFWVZLWK%6


M 7KH &RQWUDFWRU VKDOO REWDLQ WKH &RPSDQ\ 5HSUHVHQWDWLYHV SHUPLVVLRQEHIRUHFRQFUHWLQJLQDLUVKDGHWHPSHUDWXUHVZKLFKH[FHHGR&DQGVKDOOWDNHDSSURYHGSUHFDXWLRQVWRSUHYHQWHDUO\VHWWLQJHWFXVHDGPL[WXUHVFRRO LQJUHGLHQWV FRQWLQXRXVO\ VSUD\ IRUPZRUN ZLWK ZDWHU HUHFWVXQVKDGHVHWFHQVXUHWKDWFRQFUHWHZKHQSODFHGGRHVQRWH[FHHG R&N 1RFRQFUHWLQJVKDOOEHFDUULHGRXWLQKHDY\UDLQ

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

:25.0$16+,3 7UDQVSRUWDQG3ODFLQJRI&RQFUHWH

7KH&RQWUDFWRU VKDOOQRWLI\ WKH&RPSDQ\5HSUHVHQWDWLYH LQZULWLQJKRXUVEHIRUHSODFLQJFRQFUHWHVWDWLQJWKHWLPHVRISODFLQJDQGVKDOOQRWFRPPHQFHSODFLQJ RSHUDWLRQV ZLWKRXW KLV ZULWWHQ DSSURYDO RI H[FDYDWLRQV IRUPZRUNUHLQIRUFHPHQW DUUDQJHPHQWV IRU SODQW DQG PDWHULDOV RQ VLWH LQVWDOODWLRQ RIDFFHVVRULHVHWF$Q\FRQFUHWHSODFHGEHIRUHREWDLQLQJVXFKDSSURYDOVKDOOEHUHMHFWHG7KH IRUPZRUN RU DUHD RI GHSRVLWLRQ VKDOO EH FOHDQ WR WKH VDWLVIDFWLRQ RI WKH&RPSDQ\ 5HSUHVHQWDWLYH &RQVWUXFWLRQDO SODQW DQG PDWHULDOV UHTXLUHG RUZKLFKPD\EHUHTXLUHGGXULQJWKHFRQFUHWLQJZRUNDQGIRUFXULQJVKDOOEHRQVLWHDQGIXOO\SUHSDUHGEHIRUHFRQFUHWLQJFRPPHQFHV$OODFFHVVRULHVVKDOOEHLQVWDOOHGDQG IRUPZRUN IRUKROHV FDVKHVHWF VKDOOEHSURYLGHGDV VSHFLILHG2QO\ DIWHU DOO WKHVH SUHSDUDWLRQV DQG RWKHU UHOHYDQW UHTXLUHPHQWV KDYH EHHQFRPSOHWHG VKDOO WKH &RPSDQ\ 5HSUHVHQWDWLYHV ZULWWHQ DSSURYDO WR SODFHFRQFUHWHEHJLYHQ


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

&RPSDFWLRQ&RQFUHWH PXVW EH FDUHIXOO\ DQG WKRURXJKO\ FRPSDFWHG GXULQJ SODFLQJ WRHQVXUHWKDWLWFRPSOHWHO\VXUURXQGVWKHUHLQIRUFHPHQWILOOVWKHIRUPZRUNDQGH[FOXGHYRLGV


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

6WHHOIRUPVKHDWHGE\WKHVXQDQGDOOZRRGIRUPVLQFRQWDFWZLWKWKHFRQFUHWHGXULQJWKHFXULQJSHULRGVKDOOEHNHSWZHW,IIRUPVDUHWREHUHPRYHGGXULQJWKH FXULQJ SHULRG RQH RI WKH DERYH FXULQJ PDWHULDOV RU PHWKRGV VKDOO EHHPSOR\HG LPPHGLDWHO\ 6XFK FXULQJ VKDOO FRQWLQXH IRU WKH UHPDLQGHURI WKHFXULQJ SHULRG &RQFUHWH VXUIDFHV FXUHG E\ OLTXLG PHPEUDQH RU ZDWHUSURRISDSHUZKHUHSHUPLWWHGVKDOOEHDGHTXDWHO\SUHSDUHGEHIRUHDSSOLFDWLRQRIDQ\ILQLVKHV


7KHXVHRIDQ\RIWKHVHPHWKRGVRIFXULQJVKDOOEHVXEMHFWWRWKHUHTXLUHPHQWVRIWKH&RPSDQ\5HSUHVHQWDWLYHIRUPHHWLQJDVDWLVIDFWRU\FXULQJUHVXOW$Q\PHWKRGQRWJLYLQJVDWLVIDFWRU\UHVXOWVVKDOOEHGLVFRQWLQXHGDQGRWKHU WR WKHDSSURYDORIWKH&RPSDQ\5HSUHVHQWDWLYHEHDSSOLHGLQVWHDG 6WHHO5HLQIRUFHPHQW

5HLQIRUFLQJ VWHHOKDYLQJ ORRVHPLOO VFDOHRU UXVW VFDOHRUFRQWDPLQDWHGZLWKJUHDVHVDOWVRLORUSDLQWVKDOOQRWEHXVHGLQWKHZRUNV5HLQIRUFHPHQW FDJHV DVVHPEOHG EHIRUH IL[LQJ VKDOO EH SURWHFWHG DJDLQVW WKHZHDWKHUDQGVKDOOEHVWRUHGDQG WUDQVSRUWHGFDUHIXOO\VR WKDWQRGLVWRUWLRQRUFRQWDPLQDWLRQPD\RFFXU&RQFUHWH VKDOO EH SODFHG ZLWKLQ GD\V RI IL[LQJ UHLQIRUFHPHQW DQG WKHUHLQIRUFHPHQW VKDOO EH SURWHFWHG ZLWK SODVWLF VKHHWLQJ RU WDUSDXOLQV LQ WKHLQWHULPSHULRGRUDWQLJKWRUZKHQHYHUQRWEHLQJZRUNHG5HLQIRUFHPHQW LQDQ\PHPEHUVKDOOEHLQVSHFWHGDQGDSSURYHGLQZULWLQJE\WKH &RPSDQ\ 5HSUHVHQWDWLYH EHIRUH SODFLQJ RI FRQFUHWH EHJLQV &RQFUHWHSODFHGLQYLRODWLRQRIWKLVSURYLVLRQZLOOEHUHMHFWHGDQGUHPRYHGIRUWKZLWK7KH &RQWUDFWRU VKDOO SUHSDUH EDU EHQGLQJ VFKHGXOHV IURP WKH LQIRUPDWLRQJLYHQ RQ GUDZLQJV DQG LQ WKH 6SHFLILFDWLRQV 7KHVH VFKHGXOHV VKDOO EHVXEPLWWHGWRWKH&RPSDQ\5HSUHVHQWDWLYHIRUDSSURYDOZKLFKVKDOOLQQRZD\UHOLHYH WKH &RQWUDFWRU RI KLV UHVSRQVLELOLW\ IRU WKH FRUUHFWQHVV RI VXFKVFKHGXOHV$OOEHQGLQJGLPHQVLRQV VKDOO FRQIRUP WR WKHGUDZLQJVDQGEH LQDFFRUGDQFHZLWK%6DQGEHFRPSOHWHGEHIRUHSRVLWLRQLQJXQOHVVRWKHUZLVHVSHFLILHGRUGLUHFWHGE\WKH&RPSDQ\5HSUHVHQWDWLYH6WHHOUHLQIRUFHPHQWVKDOOEHFXWIURPVWUDLJKWEDUVIUHHIURPNLQNVDQGEHQGVRU RWKHU GDPDJH DQG EHQW FROG E\ H[SHULHQFHGZRUNPHQ %DUV RI GLDPHWHUJUHDWHU WKDQ PP VKDOO EH EHQW LQ D EHQGLQJ PDFKLQH GHVLJQHG IRU WKHSXUSRVH DQG DSSURYHG E\ WKH &RPSDQ\ 5HSUHVHQWDWLYH %HQGLQJ RI VWHHOUHLQIRUFHPHQW HPEHGGHG LQ KDUGHQHG FRQFUHWH VKDOO QRW EH DOORZHG XQOHVVDSSURYHGE\WKH&RPSDQ\5HSUHVHQWDWLYH6SOLFLQJRIEDUVVKDOOQRWEHSHUPLWWHGH[FHSWZKHUHVKRZQDQGDV LQGLFDWHGRQ WKH GUDZLQJV RU DSSURYHG E\ WKH &RPSDQ\ 5HSUHVHQWDWLYH :KHUH VXFKVSOLFHV DUH DSSURYHG QR DGGLWLRQDO SD\PHQW ZLOO EH PDGH IRU H[WUD VWHHOUHTXLUHG 1RZHOGLQJ RI UHLQIRUFHPHQW VKDOO EH FDUULHGZLWKRXW WKHZULWWHQDSSURYDORIWKH&RPSDQ\5HSUHVHQWDWLYH0LQLPXPRYHUODSIRUUHLQIRUFHPHQWWREHIRUW\WZRWLPHVGLDPHWHUIRUEDUVLQWHQVLRQ WKLUW\ WLPHV GLDPHWHU IRU EDUV LQ FRPSUHVVLRQ XQOHVV RWKHUZLVHVSHFLILHG


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

0D\2FW 1RY$SU&ROXPQVEHDPVVODEVHWF GD\V GD\V)RXQGDWLRQV GD\V GD\V


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

:DWHUEDUV:KHUHZDWHUEDUVDUH LQGLFDWHGRQ WKHGUDZLQJ WKH&RQWUDFWRUVKDOOVXEPLW WRWKH&RPSDQ\5HSUHVHQWDWLYHD OD\RXWGUDZLQJDQGDGHWDLOGUDZLQJVKRZLQJMXQFWLRQSLHFHVHWFIRUWKH&RPSDQ\5HSUHVHQWDWLYHVDSSURYDO

([SDQVLRQ-RLQWV([SDQVLRQ MRLQWVVKDOOEH IRUPHG LQ WKHSRVLWLRQVDQG LQFRQIRUPLW\ZLWK WKHGHWDLOV VKRZQ RQ WKH GUDZLQJV ,Q QR FDVH VKDOO WKH UHLQIRUFHPHQW RU RWKHUHPEHGGHGPHWDOLWHPVEHUXQFRQWLQXRXVO\WKURXJKDQH[SDQVLRQMRLQWXQOHVVVOHHYHVDUHSURYLGHGDVDSSURYHGE\WKH&RPSDQ\5HSUHVHQWDWLYH


([SDQVLRQMRLQWVVKDOOEHILOOHGZLWKMRLQWILOOHUVWULSVVXLWDEOHIRUXVHLQ ORFDOFOLPDWH FXW EDFN DQGSRLQWHGZLWK MRLQW VHDOHU DOO DV VSHFLILHGKHUHLQEHORZ %/2&.:25.

0$7(5,$/ &HPHQW

&HPHQWXVHG LQPRUWDU VKDOOEH3RUWODQG&HPHQWFRPSO\LQJZLWK%6 IRUZRUNDERYHJURXQGIORRUOHYHO0RUWDUIRUZRUNEHORZJURXQGIORRUOHYHODQGIRU WKHPDQXIDFWXUHRIEULFNVDQGEORFNVVKDOOEH6XOSKDWH5HVLVWLQJ&HPHQWFRPSO\LQJ ZLWK %6 $OO FHPHQWV VKDOO FRQWDLQ QRW PRUH WKDQ DONDOLHTXLYDOHQW$ONDOLHTXLYDOHQW 1D. $JJUHJDWHV$JJUHJDWHVXVHGIRU WKHPDQXIDFWXUHRIEORFNVDQGEULFNVVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVIRUDJJUHJDWHVIRUFRQFUHWH

6DQGIRU0RUWDU6DQGIRUPRUWDUVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRI%67KHJUDGLQJRIVDQGVIRUJHQHUDOSXUSRVHPRUWDUVVKDOOEHZLWKLQWKHOLPLWVRI7DEOH %6 7KH JUDGLQJ RI VDQGV IRU UHLQIRUFHG EULFNZRUN RUEORFNZRUNPRUWDUVVKDOOEHZLWKLQWKHOLPLWVRI7DEOH%67KHFOD\VLOWFRQWHQWZKHQGHWHUPLQHGLQDFFRUGDQFHZLWK%6VKDOOQRWH[FHHGWKDWIRUFRQFUHWH

:DWHU:DWHUXVHGIRUWKHPDQXIDFWXUHRIEULFNVRUEORFNVFXULQJPRUWDUDQGZHWWLQJGRZQ VKDOO FRPSO\ZLWK WKH UHTXLUHPHQWVRIZDWHU IRUPL[LQJ DQG FXULQJRUFRQFUHWH

$GPL[WXUH0RUWDUSODVWLFL]HUVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRI%6$GPL[WXUH XVHG LQ WKHPDQXIDFWXUH RI EULFNV DQG EORFNV VKDOO FRPSO\ ZLWK%6


/LPH/LPHIRUXVHLQPRUWDUVKDOOEHQRQK\GUDXOLFRUVHPLK\GUDXOLFOLPHDQGVKDOOFRPSO\ZLWK%6

3LJPHQWV3LJPHQWV WR EH XVHG LQ PRUWDU VKDOO FRPSO\ ZLWK %6 7KH SLJPHQWFRQWHQW VKDOO QRW H[FHHG WHQSHU FHQWE\ZHLJKW RI WKH FHPHQW DQG LI FDUERQEODFNLVXVHGSURSRUWLRQVKDOOEHQRWPRUHWKDQWKUHHSHUFHQWE\ZHLJKWRIWKHFHPHQW

0DVRQU\&HPHQW0DVRQU\FHPHQWVVKDOOFRPSO\ZLWK%6

3UH0L[HG0RUWDUV6KDOOFRPSO\ZLWKWKHJHQHUDOUHTXLUHPHQWVIRUPDWHULDOVDQGPL[SURSRUWLRQVVKDOOEHDVJLYHQLQWKLVVSHFLILFDWLRQ

5HDG\0L[HG/LPH6DQG5HDG\ PL[HG OLPH VDQG IRU PRUWDU VKDOO FRPSO\ ZLWK %6 7KHPDWHULDOVVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVJLYHQLQWKLVVSHFLILFDWLRQ7KHPL[SURSRUWLRQVVKDOOEHDVVWDWHGLQWKLVVSHFLILFDWLRQ

'DPSSURRI&RXUVHV)OH[LEOH GDPSSURRI FRXUVH PDWHULDOV VKDOO FRPSO\ ZLWK %6 ZKHUHDSSOLFDEOHDQGVKDOOEHD %LWXPLQRXVW\SH& $VEHVWRVEDVHGNJPE %ODFNORZGHQVLW\SRO\WKHQHNJPF 3LWFK 3RO\PHU KDYLQJ D PLQLPXP WKLFNQHVV RI PP DQG DPLQLPXPZHLJKWRINJP

%RQGLQJ7LHV%RQGLQJ7LHV VKDOOEHH[SDQGHGPHWDO VWULSVRUZRYHQPHVK DV VSHFLILHGRQWKHGUDZLQJV

:DOO7LHV:DOO WLHVVKDOOFRPSO\ZLWK%6DQGVKDOOEHKRWGLSJDOYDQL]HGVWHHORUVWDLQOHVVVWHHODVVSHFLILHG


3UHIRUPHG-RLQW)LOOHU&RPSUHVVLEOH SUHIRUPHG H[SDQVLRQ MRLQW ILOOHU VKDOO EH FRUN RU ELWXPHQLPSUHJQDWHG ERDUGLQJ RI WKH WKLFNQHVV VSHFLILHGZLWKLQ D WROHUDQFH RI PPDQGRIVXFKDZLGWKWKDWLWFRPSOLHVZLWKWKHVSHFLILHGMRLQWGHWDLOV7KHMRLQW ILOOHUVKDOOEH)OH[FHOORU5HVLQERQGHG&RUN)LOOHUDVPDQXIDFWXUHGE\([SDQGLWH/WGRURWKHUHTXDODQGDSSURYHG

-RLQW6HDOHU-RLQWVHDOHUVKDOOEHDWZRSDUWVSRO\VXOSKLGHOLTXLGVHDODQWVXLWDEOHIRUXVHLQORFDOFOLPDWHJHQHUDOO\ FRPSO\LQJZLWK%6DQGDSSOLHG LQDFFRUGDQFHZLWK WKH PDQXIDFWXUHUV UHFRPPHQGDWLRQV 7KH &RPSDQ\ 5HSUHVHQWDWLYHVDSSURYDOLQZULWLQJVKDOOEHJLYHQEHIRUHLQFRUSRUDWLRQLQWKHZRUNV

-RLQW5HLQIRUFHPHQW-RLQW UHLQIRUFHPHQW VKDOO FRPSO\ ZLWK %6 )LJXUH 7KH ZLGWK RIUHLQIRUFHPHQWVKDOOPDWFKWKHZLGWKRIEULFNEORFN

-RLQW%UHDNHU-RLQW%UHDNHUVKDOOEHDWKLQVHOIDGKHVLYHSRO\HWK\OHQHERQGEUHDNHU VWULSRUDFLUFXODUVHFWLRQIRDPEDFNLQJVWULSDVVSHFLILHGRQWKHGUDZLQJV

%ULFNV%ULFNV VKDOOEH FOD\EULFNVFRPSO\LQJZLWK%6FDOFLXPVLOLFDWHEULFNVFRPSO\LQJZLWK%63DUWRUFRQFUHWHEULFNVFRPSO\LQJZLWK%63DUW7KH FODVV DQG FRORXU RI WKH EULFNV VKDOO EH DV VWDWHG LQ WKH 3DUWLFXODU6SHFLILFDWLRQ

3UHFDVW%ORFNV%ORFNVVKDOOEHVROLGKROORZRUFHOOXODUDQGVKDOOFRPSO\ZLWK%63DUWDQG


:25.0$16+,3 &HPHQW0RUWDU

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


'DPSSURRI&RXUVHV2QZDOOVWKHGDPSSURRIFRXUVHVKDOOEHODSSHGDWOHDVWPPDWMRLQWVDQGDQJOHVDQGEHEHGGHGRQDQGFRYHUHGZLWKDEHGRIPRUWDU%HORZ FRQFUHWH IORRUV WKH GDPSSURRI PHPEUDQH VKDOO EH FRQWLQXRXVWKURXJKRXWWKHZKROHIORRUDUHDDQGVKDOOEHVHDOHGWRWKHGDPSSURRIFRXUVHLQHYHU\DGMRLQLQJZDOORURWKHUSDUWRIWKHVWUXFWXUH

)UDPHV$OOZLQGRZDQGGRRURSHQLQJVVKDOOKDYHWLHVDQGOXJVEXLOWLQZKHUHUHTXLUHGDQGDW FRPSOHWLRQSRLQW IUDPHZLWKJXQJUDGHPDVWLF WHVWHG WR%6RQH[SRVHGVLGHV:KHUHWKHIUDPHVDUHEXLOWLQWKH\VKDOOEHEHGGHGLQWKHVDPHPRUWDUDVWKDWXVHGIRUWKHZDOOLQJ

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

522),1* 5RRILQJ)HOW

5RRILQJIHOWVKDOOFRPSO\ZLWK%6VXLWDEOHIRUXVHLQORFDOFOLPDWH7KHILUVW OD\HU VKDOO EH JODVV ILEUH EDVHG ELWXPHQ IHOW W\SH %ZHLJKLQJ NJP DQG WKH VHFRQG DQG ILQDO OD\HUV VKDOO EH JODVV ILEUH EDVHG ELWXPHQ IHOWW\SH(ZHLJKLQJNJSHUP %LWXPHQ&RPSRXQG

%LWXPHQ FRPSRXQG VKDOO EH D FXW EDFN ELWXPHQ VROXWLRQ RI VXLWDEOHYLVFRVLW\DVLQGLFDWHGLQ&3 1DLOV

1DLOV IRU IL[LQJ IHOW WR WLPEHU VKDOO EH JDOYDQLVHG VWHHO ZLUH H[WUD KHDG IHOWQDLOVFRPSO\LQJZLWK%6


,PSHU5RRILQJ,PSHUURRILQJV\VWHPVKDOOEHDVPDQXIDFWXUHGE\,PSH[,WDO\/RFDO$JHQWV*3=DFKDULDGHV2YHUVHDV/WG32%R[%DKUDLQRURWKHUHTXDODQGDSSURYHG

$VEHVWRV&HPHQW&RUUXJDWHG6KHHWV$VEHVWRVFHPHQWFRUUXJDWHGVKHHWVVKDOOFRPSO\ZLWK%67DEOH7\SH$RU%7KHW\SHVKDOOEHJLYHQLQWKH3DUWLFXODU6SHFLILFDWLRQ

+RW'LSSHG*DOYDQLVHG&RUUXJDWHG6WHHO6KHHWLQJ+RW GLS JDOYDQLVHG FRUUXJDWHG VWHHO VKHHWV VKDOO FRPSO\ ZLWK %6 JDXJH7\SHKDYLQJDPLQLPXPZHLJKWRI]LQFFRDWLQJRIJP

3URILOHG$OXPLQXP6KHHWLQJ3URILOHGDOXPLQXPVKHHWVVKDOOFRPSO\ZLWK%6)LJXUHPPWKLFNXQOHVV RWKHUZLVH VWDWHG 7KH ILQLVK VKDOO EH JLYHQ LQ WKH 3DUWLFXODU6SHFLILFDWLRQ

,QVXODWHG3URILOHG$OXPLQXP6KHHWLQJ,QVXODWHG3URILOHG DOXPLQXP VKHHWLQJ VKDOO FRPSO\ZLWK%6 )LJXUH DQGVKDOOEHPPWKLFNXQOHVVRWKHUZLVHVWDWHG7KHH[WHUQDOILQLVKVKDOOEHJLYHQLQWKH3DUWLFXODU6SHFLILFDWLRQ7KHLQVXODWLRQVKDOOEHERQGHGWRWKHFODGGLQJ DQG VKDOO KDYH D VXLWDEOH ILQLVKHG VXUIDFH ZLWK D IDLU MRLQW DQG DYDSRXUEDUULHULQRUGHUWRDFKLHYHD8YDOXHRI:P SHUR&)LUHVWRSVVKRXOGEHSODFHGDWPFHQWHUV

$OXPLQLXPIODVKLQJVKDOOEHPPWKLFNDOXPLQLXPVWULSFRPSO\LQJWR%67KHZLGWKRIVWULSVKDOOVXLWWKHSDUWLFXODUORFDWLRQLQZKLFKLWLVWREHXVHG $OXPLQLXP$QJOH7ULP

$OXPLQXPDQJOHWULPVKDOOEHVDWLQDQRGL]HGDOXPLQLXPWULPZLWKDPLQLPXPZDOOWKLFNQHVVRIPP$OODUULVHVVKDOOEHSHQFLOURXQGHG:25.0$16+,3 $OOZRUNPDQVKLSVKDOOEHLQDFFRUGDQFHZLWK&3RUDVDSSOLFDEOH

1RDSSOLFDWLRQRIURRILQJZRUNRUIODVKLQJVVKDOOFRPPHQFHRUSURFHHGGXULQJLQFOHPHQWZHDWKHU


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

6XEPLWVDPSOHVDVUHTXHVWHGE\WKH&RPSDQ\5HSUHVHQWDWLYHRIDOOPDWHULDOVVSHFLILHG KHUHLQ DQG EHIRUH RUGHULQJ PDWHULDOV REWDLQ DSSURYDO IURP WKH&RPSDQ\5HSUHVHQWDWLYH0DWHULDOVXVHGVKDOOEHREWDLQHGIURPWKHRQHVLQJOHVRXUFHDQGVKDOOEHXVHGZLWKFRPSDWLEOHSULPHUVDGKHVLYHVDQGIODVKLQJVKHHWVWKURXJKRXW

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

,QVSHFWLRQRIVXUIDFHV7KHFRQWUDFWRUVKDOOH[DPLQHDOOVXUIDFHVRQZKLFKURRILQJLVWREHDSSOLHGLQRUGHU WR DVFHUWDLQ WKDW WKH\ KDYH EHHQ OHIW ZLWKRXW VHULRXV SURMHFWLRQV DQGVKDUSHGJHV 6XUIDFHV VKDOOEH IUHHRISURMHFWLRQVYRLGVGHSUHVVLRQV VFDOHHIIOXRUHVFHQFHORRVHPDWHULDOODLWHQFHRLOJUHDVHDQGRWKHUIRUHLJQPDWHULDOV%HIRUHVWDUWLQJZRUNLQVSHFWDOOVXUIDFHVWREHZDWHUSURRIHGDQGUHFWLI\DQ\VXUIDFHVWKDWDUHQRWVXLWDEOHIRUWKHFRUUHFWDSSOLFDWLRQRIWKHZDWHUSURRILQJ


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


$OO LPSHU URRILQJ VKDOOEHSURWHFWHG IURP WKH VXQE\ WKH DSSOLFDWLRQRI WZRFRDWVRI DSSURYHG UHIOHFWLYHSDLQW RU IHOVSDU FKLSSLQJVRQELWXPLQRXVEHGRULQVXODWLRQERDUGZHLJKHGGRZQE\ FKLSSLQJVRUSDYLRUV WR WKH LQVWUXFWLRQRIWKH&RPSDQ\5HSUHVHQWDWLYH $VEHVWRV&HPHQW&RUUXJDWHG6KHHWV

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


6SHFLDO ILWWLQJV LQFOXGLQJ ULGJHV EDUJH ERDUGV FDSSLQJV JXWWHUV HDYHV ILOOHUSLHFHV DSURQ IODVKLQJV HWF VKDOO EH FRPSDWLEOHZLWK WKH URRI FRYHULQJV DQGVKDOOEHXVHGDVUHFRPPHQGHGE\WKHPDQXIDFWXUHU $OXPLQLXP6KHHWLQJ

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

,QVXODWHG3URILOHG$OXPLQLXP&ODGGLQJ7KH IL[LQJ RI LQVXODWHG SURILOHG DOXPLQLXP FODGGLQJ VKDOO JHQHUDOO\ FRPSO\ZLWKWKHDERYHEXWSDUWLFXODUUHIHUHQFHVKRXOGEHPDGHWRWKHPDQXIDFWXUHUVSULQWHGLQVWUXFWLRQV

$OXPLQLXP)ODVKLQJV$OXPLQLXPIODVKLQJVVKDOOEHGUHVVHGLQWRFKDVHVZKHUHDSSURSULDWHDQGVKDOOEHGUHVVHGHYHQO\GRZQWKHVXUIDFHWRZKLFKWKH\DUHDSSOLHG$OOHGJHVVKDOOEH VHDOHG ZLWK PDVWLF -RLQWV LQ WKH UXQQLQJ OHQJWK RYHU GHJUHHV RU RQYHUWLFDOVXUIDFHVVKDOOEHODSSHGDWOHDVWPP:KHUHIODVKLQJLVQDLOHGWRWLPEHUILOOHWVWKLVVKDOOEH GRQHZLWKDOXPLQLXPQDLOVDWPPFHQWHUV)ODVKLQJFROODUVVKDOOEHDWOHDVWPPKLJKDQGZHOGHGDWWKHORZHUHQGWRD [ PPEDVH 7KH XSSHU HGJH VKDOO EH SURWHFWHG E\PHDQV RI D FDSILWWHGRQWRSRIWKHSLSH


(GJH7ULP$OXPLQLXPHGJH WULPVKDOOEHVFUHZHGZLWKDOXPLQLXPRUVWDLQOHVVVWHHOGRPHKHDGHGFRXQWHUVXQNVFUHZVDWPPFHQWHUVSOXJJHGZKHUHQHFHVVDU\7KHKROHVDQGFRXQWHUVLQNLQJVVKDOOEHGULOOHGDQGQRWSXQFKHG$OOOLQHVVKDOOEHWUXHWROLQHDQGOHYHO+RUL]RQWDODQGYHUWLFDODQJOHVVKDOOEHPLWUHGDQGRSHQHQGVFDSSHG$OOHGJHVVKDOOEHVHDOHGZLWKPDVWLF

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

3URWHFWLRQ$OOURRILQJZRUNVKDOOEHSURWHFWHGIURPGDPDJH8QWLOVXFKWLPHDVWKHPHPEUDQHKDVEHHQFRYHUHGZLWKLQVXODWLRQPRUWDUEHGRUILQLVKVODEVRUXQWLOSUDFWLFDOFRPSOHWLRQWKHDUHDVKDOOEHNHSWIUHHRIDOOWUDIILFDQGRWKHUWUDGHV

&OHDQLQJ8SRQ FRPSOHWLRQ RI WKH URRILQJ WKH &RQWUDFWRU VKDOO UHPRYH DOO PDVNLQJSURWHFWLRQHTXLSPHQWPDWHULDODQGGHEULVIURPWKHZRUNDQGVWRUDJHDUHDDQGOHDYHWKRVHDUHDVLQDQXQGDPDJHGDQGDFFHSWDEOHFRQGLWLRQ


&$53(17$5


0DQXIDFWXUHG%RDUGV%ORFNERDUGVKDOOFRPSO\ZLWK %6*UDGH&KLSERDUGVKDOOEHUHVLQERQGHGFKLSERDUGFRPSO\LQJZLWK%6%XLOGLQJERDUGVVKDOOFRPSO\ZLWK%63O\ZRRG JHQHUDOO\ VKDOO FRPSO\ ZLWK %6 7KRVH IURP VRXUFHV QRWLQFOXGHG LQ %6 VKDOO EH VXEMHFW WR WKH &RPSDQ\ 5HSUHVHQWDWLYHVDSSURYDO DQG VKDOO EH RI HTXLYDOHQW JUDGHV RI YHQHHU DQG W\SHV RI ERQGLQJ([WHUQDOTXDOLW\SO\ZRRGVKDOOKDYH*UDGHYHQHHUZLWK:%3ERQGLQJDQGLQWHUQDOTXDOLW\SO\ZRRGVKDOOKDYH*UDGHYHQHHUZLWK05ERQGLQJ

$VEHVWRV&HPHQW$VEHVWRV FHPHQW VKHHWV VKDOO EH IXOO\ FRPSUHVVHG VKHHWV FRPSO\LQJ ZLWK%63DUW7\SH6KHHWVVKDOOEHVL]HGWRVXLWWKHORFDWLRQLQZKLFKWKH\DUHWREHXVHG7KHWKLFNQHVVVKDOOEHJLYHQLQWKH3DUWLFXODU6SHFLILFDWLRQ

'HFRUDWLYH3ODVWLF/DPLQDWH'HFRUDWLYH /DPLQDWHG 3ODVWLF VKHHWLQJ VKDOO EH PP WKLFN FRPSO\LQJ WR%6FODVV 0DQXIDFWXUHU FRORXUDQG W\SH VKDOOEH WR WKHDSSURYDORIWKH&RPSDQ\5HSUHVHQWDWLYH

,QVXODWLRQWR:DOOV,QVXODWLRQ WR ZDOOV VKDOO EH JODVV ILEUH LQVXODWLRQ TXLOW &URZQ DVPDQXIDFWXUHG E\ )LEUHJODVV /LPLWHG 6W +HOHQV /DQFDVKLUH (QJODQG RUVLPLODUDSSURYHG

,QVXODWLRQWR&HLOLQJV,QVXODWLRQ WR FHLOLQJV VKDOO EH JODVV ILEUH LQVXODWLRQ TXLOW &URZQ DVPDQXIDFWXUHG E\ ILEHUJODVV /LPLWHG 6W +HOHQV /DQFDVKLUH (QJODQG RUVLPLODUDSSURYHG


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

6XLWDEOH7LPEHUV8QOHVV RWKHUZLVH DSSURYHG E\ WKH &RPSDQ\ 5HSUHVHQWDWLYH WKH IROORZLQJWLPEHUVVKDOOEHXVHGL 6RIWZRRGVKDOOEH'RXJODV)LUWRFRPSO\ZLWK%6$VDPSOHRIVRIWZRRG VKDOO EH VXEPLWWHG WR WKH &RPSDQ\ 5HSUHVHQWDWLYH IRUDSSURYDOLL +DUGZRRGIRUJHQHUDOMRLQHU\XVHVKDOOEH0HUDQWLRIVHOHFWHGTXDOLW\IUHH IURP DOO LPSHUIHFWLRQV WKDW LQ WKH RSLQLRQ RI WKH &RPSDQ\5HSUHVHQWDWLYHUHQGHULWXQVXLWDEOHIRUWKHORFDWLRQDQGLQWHQGHGXVH

3UHVVXUH,PSUHJQDWLRQ3UHVHUYDWLYH IRU WLPEHU VKDOO EH SUHVVXUH RU LPPHUVLRQ LPSUHJQDWLRQFRPSO\LQJZLWK%6DQG%63DUW7KH&RQWUDFWRUVKDOOWUHDWFXWHQGV DQG QRWFKHV HWF PDGH RQ VLWH ZLWK D EUXVK DSSOLHG SUHVHUYDWLYHUHFRPPHQGHGE\WKHPDQXIDFWXUHU

)L[LQJ1DLOVVKDOOFRPSO\ZLWK%6VFUHZVZLWK%6EROWVZLWK%6DQGWLPEHUFRQQHFWRUVZLWK%6

%XLOGLQJ3DSHU:DWHUSURRIEXLOGLQJSDSHUVKDOOFRPSO\ZLWK%6&ODVV$


3ULPLQJ3ULPLQJSDLQWVKDOOFRPSO\ZLWK%6

6WRUDJH7LPEHU VKDOO EH VWRUHG XQGHU FRYHU FOHDU RI WKH JURXQG DQG SURWHFWHG IURPGDPSQHVV$OOMRLQHU\VKDOOEHSURWHFWHGIURPWKHZHDWKHUGXULQJWUDQVLWDQGVWRUHGXQGHUFRYHUFOHDURIWKHJURXQGEHIRUHIL[LQJ:KHUHOLDEOHWRGDPDJHGXULQJ WKHSURJUHVVRI WKHZRUNV MRLQHU\VKDOOEHFRYHUHGDQGSURWHFWHGDQGDQ\GDPDJHGZRUNUHLQVWDWHGDQGPDGHJRRG

,URQPRQJHU\ *HQHUDOO\$OO LURQPRQJHU\ VKDOO EH IL[HGZLWKPDWFKLQJ VFUHZV DQG VKDOO EH SURSHUO\ILWWHGDQGOXEULFDWHGWRHQVXUHSURSHURSHUDWLRQ$OOLURQPRQJHU\LVWREHILUVWFODVV TXDOLW\ DQG VKDOO EH DSSURYHG E\ WKH &RPSDQ\ 5HSUHVHQWDWLYH EHIRUHLQVWDOODWLRQ

+LQJHV+LQJHV VKDOO EH 6$$ ZLWK VWDLQOHVV VWHHO SLQV DQG Q\ORQ ZDVKHUV DQG EHKRXVHGIODWRUOHWLQWRWKHGRRUVRUZLQGRZDQGWKHIUDPHV

&\OLQGHU5LP1LJKW/DWFKHV&\OLQGHU5LP1LJKW/DWFKHVVKDOOFRPSO\ZLWK%6DQGVKDOOKDYHEUDVVFDVH EROW EUDVV WKXPE VOLGH EUDVV NQRE QLFNHO SODWHG VWHHO SLQV SKRVSKRUEURQ]HVSULQJVDQGWZRQLFNHOSODWHGVWHHONH\V

5LP'HDG/RFNV5LP GHDG ORFNV VKDOO EH WKHUH OHYHU ORFN DQG VKDOO FRPSO\ ZLWK %67KH\ VKDOO KDYH EODFN HQDPHO VWHHO FDVH EUDVV EROW EUDVV EXVKHV DQG WZRQLFNHOSODWHGVWHHONH\V

5LP/DWFKHV5LP/DWFKHV VKDOO FRPSO\ZLWK%6 DQG VKDOO KDYH EODFN HQDPHO VWHHOFDVHEUDVVEROWDQGORFNLQJVQLE

0RUWLFHORFNVDQG ODWFKHVDQGPRUWLFHGHDGORFNV0RUWLFH ORFNV DQGPRUWLFHGHDG ORFNV VKDOO KDYH WKUHH OHYHU ORFN FRPSO\LQJZLWK%67KH\VKDOOKDYHVLOYHUHQDPHOSUHVVHGVWHHOFDVHEUDVVVWULNLQJSODWHEUDVVVSULQJEUDVVOHYHUVDQGWZRQLFNHOSODWHGVWHHONH\V


/RFNVWRSDLUVRIGRRUVZLWKUHEDWHGVWLOHVVKDOOKDYHEUDVVUHEDWHGIRUHQGVHWV7KHSDFNLQJRXWRIRUGLQDU\ORFNVZLOOQRWEHSHUPLWWHG /RFN)XUQLWXUH

/RFNIXUQLWXUHVKDOOEHHLWKHUVWDLQOHVVVWHHOEUDVVRUDOXPLQLXP7KHPDWHULDODQGILQLVKVKDOOEHDOODVGHWDLOHGLQWKH3DUWLFXODU6SHFLILFDWLRQ %ROWV

%ROWVRIYDULRXVW\SHVVKDOOEHRIEUDVVZLWKEUDVVVKRRWVDQGEUDVVSODWHVRUVRFNHWV%ROWVWRIORRUVVKDOOKDYHEUDVVVRFNHWVVORWWHGLQWRWKHIORRU %ULWLVK6WDQGDUGV

:KHUHDSSOLFDEOHLURQPRQJHU\VKDOOFRQIRUPWRWKHIROORZLQJVWDQGDUGVL %6 +LQJHVLL %6 3HUIRUPDQFHWHVWVIRUORFNVLLL %6 3HUIRUPDQFH UHTXLUHPHQWV IRU KDUGZDUH IRU GRPHVWLFIXUQLWXUHLY %6 %XLOGHUVKDUGZDUHORFNDQGODWFKIXUQLWXUH

3URSULHWDU\,URQPRQJHU\,URQPRQJHU\ VKDOO EH 02'5,& DV PDQXIDFWXUHG E\ 0HVVHUV $OOJRRG RUHTXDODSSURYHGRIJRRGTXDOLW\UREXVWDHVWKHWLFDOO\SOHDVLQJDQGVXLWDEOHIRUWKHMRELQHYHU\UHVSHFW,URQPRQJHU\VKDOOEHVHOHFWHGIURPRQHPDQXIDFWXUHUDQGVKDOOEHFRQVLVWHQWLQW\SHTXDOLW\VXUIDFHILQLVKDQGSDWWHUQ7KH PDQXIDFWXUHU DQG UDQJH RI LURQPRQJHU\ VKDOO EH DSSURYHG E\ WKH&RPSDQ\5HSUHVHQWDWLYHLQZULWLQJEHIRUHWKHPDWHULDOLVRUGHUHG&DWDORJXHVDQGVDPSOHVVKDOOEHJLYHQWRWKH&RPSDQ\5HSUHVHQWDWLYHIRUKLVDSSURYDO

.H\V$GXSOLFDWHVHWRINH\VVKDOOEHSURYLGHGIRUHDFKORFNVHW7KHNH\VVKDOOEHPDUNHGZLWKWKHLGHQWLILFDWLRQRIWKHGRRUIRUZKLFKWKHNH\VDUHLQWHQGHG2QFRPSOHWLRQDOOVHWVRINH\VVKDOOEHKDQGHGWRWKH &RPSDQ\5HSUHVHQWDWLYHRQDSURSHUO\ODEHOHGNH\ERDUG


0DVWHU.H\$OO ORFNV VKDOOEHFDSDEOHRIEHLQJRSHUDWHGZLWKDPDVWHUNH\ 7KHPDVWHUNH\VKDOOEHKDQGHGWRWKH&RPSDQ\5HSUHVHQWDWLYHRQUHFHLSWIURPVXSSOLHUV

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


'RRUDQG:LQGRZ)UDPHV)UDPHVLQRSHQLQJVVKDOOEHEXLOWLQZLWKJDOYDQLVHGVWHHOFUDPSVVL]H[[PPJLUWKRQHHQGWXUQHGXSPPWZLFHGULOOHGDQGVFUHZHGWRWLPEHUIUDPHV 7KUHH FUDPSV WR HDFK VLGH RU GRRU IUDPHV WZR RUPRUH FUDPSV WRHDFKVLGHRIZLQGRZIUDPHVDFFRUGLQJWRVL]H'RRUIUDPHVVKDOOEHGRZHOOHGWRIORRUVZLWKPPGLDPHWHUJDOYDQLVHGVWHHOGRZHOV

6NLUWLQJV6NLUWLQJVVKDOOEH IL[HGWR WLPEHUJURXQGVSOXJJHGWRFRQFUHWHRUEORFNZRUN1DLOLQJWKURXJKSODVWHUZLOO QRWEHSHUPLWWHG

'RRUV'RRUVDUHWREHSUHSDUHGDVVRRQDVSUDFWLFDEOHDIWHUWKHZRUNLVRUGHUHGSXWWRJHWKHUORRVHDQGVWRUHGLQVLPLODUFRQGLWLRQVRIKHDWDQGKXPLGLW\WRWKDWRIWKHFRPSOHWHGEXLOGLQJ

-RLQWLQJ$OO QHFHVVDU\PRUWLFLQJ WHQRQLQJV JURRYLQJPDWFKLQJ WRQJXHLQJ KRXVLQJUHEDWLQJDQGDOORWKHUZRUNQHFHVVDU\IRUFRUUHFWMRLQWLQJVKDOOEHH[HFXWHGLQDILUVWFODVVPDQQHU7KH MRLQWV VKDOO EH FRQVWUXFWHG H[DFWO\ DV VKRZQ RQ WKH GUDZLQJ GHWDLOV:KHUHMRLQWVDUHQRWVSHFLILFDOO\LQGLFDWHGWKH\VKDOOEHWKHUHFRJQL]HGIRUPVRI MRLQWV IRU HDFK SRVLWLRQ 7KH MRLQWV VKDOO EHPDGH VR DV WR FRPSO\ ZLWK%6

9HQHHULQJ9HQHHULQJVKDOOEHFDUULHGRXWLQDQDSSURYHGPDQQHUDQGWRWKHVDWLVIDFWLRQRIWKH&RPSDQ\5HSUHVHQWDWLYH

,QVSHFWLRQ)DFLOLWLHVVKDOOEHJLYHQWRWKH&RPSDQ\5HSUHVHQWDWLYHWRLQVSHFWDOOZRUNLQSURJUHVVLQWKHVKRSVDQGRQVLWH

0DNLQJ*RRGDOOGHWHFWVLQZRUN6KRXOG DQ\ VKULQNDJH RU ZDUSLQJ RFFXU RU DQ\ RWKHU GHIHFWV DSSHDU LQ WKHMRLQHU\ZRUNEHIRUH WKHHQGRI WKHGHIHFWV OLDELOLW\SHULRGDOOGHIHFWLYHZRUNVKDOO EH WDNHQ GRZQ DQG UHQHZHG WR WKH HQWLUH VDWLVIDFWLRQ RI WKH &RPSDQ\5HSUHVHQWDWLYH DQG DQ\ ZRUN GLVWXUEHG PDGH JRRG DW WKH &RQWUDFWRUVH[SHQVH


,URQPRQJHU\+LQJHVVKDOOEHKRXVHGRUOHWLQWRWKHGRRURUZLQGRZVDQGWKHIUDPHV$OOORFNVFDWFKHVHWFVKDOOEHSURSHUO\FOHDQHGWHVWHGDQGRLOHGDQGDOONH\VVKDOOEHFOHDUO\ODEHOHG

6758&785$/67((/:25.$1'0(7$/:25.0$7(5,$/6 6WHHO:HOGDEOH

$OOVWUXFWXUDOVWHHOVKDOOFRPSO\ZLWK%66WHHOWXEHVIRUVWUXFWXUDODQGJHQHUDOHQJLQHHULQJSXUSRVHVVKDOOFRPSO\ZLWK%66WHHO WXEHV DQG WXEXODUV IRU EDOXVWUDGHV VKDOO FRPSO\ ZLWK %6GHVLJQDWLRQRU HLWKHU OLJKWPHGLXPRUKHDY\DQG WKH VWHHOSLSH ILWWLQJV VKDOOFRPSO\ ZLWK %6 7XEHV DQG ILWWLQJV VKDOO EH JDOYDQLVHG EHIRUHVFUHZLQJ6WDLQOHVVVWHHOVHFWLRQVVKDOOEHWR%6TXDOLW\(1$$16,7


6WDLQOHVVVWHHOEROWVDUHWREHVHWEROWVDQGVKDOOFRPSO\ZLWK%67KHVWDLQOHVVVWHHOIRUEROWVQXWVDQGZDVKHUVVKDOOFRPSO\ZLWK%6TXDOLW\(1$06HOIWDSSLQJVFUHZVVKDOOFRPSO\ZLWK%6

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

$OXPLQLXP:LQGRZV'RRUVDQG6FUHHQV$OXPLQLXPZLQGRZVGRRUVDQGVFUHHQVVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRI%6 6WDLQOHVV VWHHO VFUHZV VKDOO EHXVHG LQ WKH IDEULFDWLRQ 2SHQLQJOLJKW ZLQGRZV VKDOO EH ILWWHG ZLWK D UHPRYDEOH IO\ VFUHHQ FRPSOHWH ZLWKDOXPLQLXPIUDPHDQGDOXPLQXPPHVK$OOXQLWVVKDOOEHRIORFDOPDQXIDFWXUHRUDVVSHFLILHG

6WHHO:LQGRZV*DOYDQLVHGVWHHOZLQGRZVVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRI%63DUW,,H[FHSWVL]LQJ7KHZLQGRZVVKDOOJHQHUDOO\RSHQLQZDUGVDQGDUHPRYDEOHIO\VFUHHQVKDOOEHILWWHG


:25.0$16+,3 6KRS'UDZLQJ

3UHSDUH DQG VXEPLW VKRS GUDZLQJVZKHUH UHTXLUHG DQG REWDLQ WKH &RPSDQ\5HSUHVHQWDWLYHDSSURYDOEHIRUHSURFHHGLQJZLWKWKHIDEULFDWLRQDQG ZRUN7KH&RQWUDFWRUVKDOOFKHFNVLWHGLPHQVLRQVDQGPDNHIDEULFDWHGZRUNFRUUHVSRQGWRWKH$SSURYHGVKRSGUDZLQJV'UDZLQJV VKDOO VKRZ LQ GHWDLO WKH YDULRXV SRUWLRQV RI WKH ZRUN NLQG RIPDWHULDOVVL]HRIPHPEHUVDQGPHWKRGVRIVHFXULQJVDPHWRJHWKHUDQGWRWKHZRUNRIRWKHUWUDGHV

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

6WHHO7KHXVHRI6WUXFWXUDO6WHHOLQEXLOGLQJVVKDOOFRPSO\ZLWK%63DUW

:HOGLQJ:HOGLQJRIDOOVWHHOVKDOOFRPSO\ZLWK%6DOOHOHFWURGHVWR%6$OOZHOGHG MRLQWVZKLFKZLOOEHH[SRVHGVKDOOEHJURXQG WRD VPRRWK ILQLVK$OOZHOGLQJVKDOOEHH[HFXWHGE\H[SHULHQFHG&RPSDQ\FHUWLILHGZHOGHUV:HOGLQJ VKDOO EH FRQWLQXRXV H[FHSW ZKHUH WDFNZHOGLQJ LV VSHFLILFDOO\SHUPLWWHG7DFNZHOGLQJZLOOQRWEHSHUPLWWHGRQH[SRVHGVXUIDFHV:KHUHJDOYDQLVHG LWHPVDUH WREHZHOGHG WKHZHOGDQG MRLQWVKDOOEHJURXQGVPRRWKDQGLPPHGLDWHO\FRDWHGDQDSSURYHGFROGJDOYDQLVLQJ]LQFVROXWLRQ


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


6WHHO:LQGRZV*DOYDQLVHGVWHHOZLQGRZVVKDOOEHILWWHGZLWKVXLWDEOHKLQJHVVWD\VDQGORFNV7KH JDOYDQLVLQJ ZKLFK VKDOO EH H[HFXWHG DIWHU DOO PDFKLQHU\ DQG ZHOGLQJRSHUDWLRQVVKDOOFRPSO\ZLWK%6ZLWKDPLQLPXPDYHUDJHFRDWLQJZHLJKWRIJUDPVSHUVTXDUHPHWUH

6KRS)LQLVKLQJ3URYLGHD]LQFFRDWLQJIRUWKHLWHPVVKRZQRUVSHFLILHGWREHJDOYDQLVHG XVLQJWKHKRWGLSSURFHVVDIWHUIDEULFDWLRQ6KRSSDLQWDOOIHUURXVPHWDOZRUNH[FHSWJDOYDQLVHGZRUNDQGWKRVHSRUWLRQVRILWHPV ZKLFK DUH WR EH HPEHGGHG LQ FRQFUHWH RU PDVRQU\ DQG VXUIDFHV DQGHGJHVZKLFKDUHWREHVLWHZHOGHG5HPRYH VFDOH UXVW DQG RWKHU GHOHWHULRXV PDWHULDOV EHIRUH WKH VKRS FRDW RISDLQWLVDSSOLHG,PPHGLDWHO\ DIWHU VXUIDFH SUHSDUDWLRQ EUXVK RU VSUD\ RQPHWDO SULPHU SDLQWDSSOLHGLQDFFRUGDQFHZLWKWKHPDQXIDFWXUHUVLQVWUXFWLRQVDWDUDWHVXIILFLHQWWR SURYLGH D XQLIRUP GU\ ILOP WKLFNQHVV RI PP IRU HDFK FRDW 8VHSDLQWLQJPHWKRGVZKLFKZLOOUHVXOWLQIXOOFRYHUDJHRIMRLQWVFRUQHUVHGJHDQGDOOH[SRVHGVXUIDFHV

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


6WRUDJHDQG+DQGOLQJ$OO LWHPVGHVFULEHGXQGHU WKLV6HFWLRQVKDOOEHKDQGOHGGHOLYHUHGDQGVWRUHGLQDPDQQHUWKDWZLOODYRLGGDPDJH UXVWRUGHIRUPDWLRQ,WHPVVKDOOEHVWRUHGRIIJURXQG DQG VKDOO EH HQWLUHO\ FRYHUHG ZLWK ZHDWKHUSURRI FRYHULQJV LQVWRUDJHDUHD,WHPVZKLFKEHFRPHUXVWHGRUGDPDJHGEHFDXVHRIQRQFRPSOLDQFHZLWKWKHVHFRQGLWLRQV ZLOO EH VXEMHFW WR UHMHFWLRQ DQG VXFK LWHPV VKDOO EH UHSODFHGZLWKRXWDGGLWLRQDOFRVWWRWKH&RPSDQ\

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

3/80%,1*$1'(1*,1((5,1*,167$//$7,2160$7(5,$/6 &DVW,URQ6RLO:DVWHDQG9HQWLODWLRQ3LSHV

6SXQFDVWLURQVRLOZDVWHDQGYHQWLODWLRQSLSHVDQGILWWLQJVVKDOOEHFRDWHGFDVWLURQ FRPSO\LQJZLWK %67\SH$ $OO SLSHV VKDOO KDYH D VPRRWK ERUH$FFHVVGRRUVVKDOOEHRYDOZLWKDVEHVWRV ZDVKHUVDQGPDQJDQHVHEURQ]HEROWV-RLQWLQJVKDOOEHZLWKJDVNLQDQGFDXONHGOHDGRUOHDGZRRO3LSHVDQGILWWLQJVVKDOO EH IL[HG ZLWK RQH DSSURYHG KROGHUEDW WR HDFK VRFNHW FRPSO\LQJ WR%67DEOH 39&5DLQZDWHU6RLODQG9HQWLODWLQJ3LSHV

8QSODVWLFL]HG39&UDLQZDWHUSLSHVDQGILWWLQJVVKDOOFRPSO\ZLWK%63DUW$OOSLSHVVKDOOEHILWWHGZLWKDQDFFHVV3LSHIL[LQJVKDOOFRPSO\ZLWK%63DUW$SSHQGL[-8QSODVWLFL]HG39& VRLO DQGYHQWLODWLQJSLSHV ILWWLQJVDQGDFFHVVRULHV VKDOOFRPSO\ZLWK%6$SSHQGL[-


3ODVWLF3LSHV3RO\WKHQH SLSHV IRU FROGZDWHU VHUYLFHV VKDOO EH EODFN SRO\WKHQH SLSH 7\SHFRPSO\LQJZLWK%6&ODVV'8QSODVWLFLVHG39&SLSHVIRUFROGZDWHUVHUYLFHVVKDOOFRPSO\ZLWK%6FODVV ( -RLQWV VKDOO EH LQMHFWLRQPRXOGHGXQSODVWLFLVHG39& ILWWLQJV IRUVROYHQWZHOGLQJFRPSO\LQJZLWK%63DUW

3ODVWLF:DVWH3LSHV3ODVWLFZDVWH SLSH DQG ILWWLQJV VKDOO FRPSO\ WR%6PRGLILHG839&W\SH

6WHHO 3LSHV6WHHO SLSHV JHQHUDOO\ VKDOO EH PHGLXP ZHLJKW WXELQJ FRPSO\LQJ ZLWK %6 %OXH %DQG PDUNLQJ -RLQWV LQ VWHHO SLSHV VKDOO EH VFUHZHG ZLWKFRXSOLQJV3LSHVVKDOOKDYHMRLQWLQJWKUHDGVFRPSO\LQJZLWK%6

*DOYDQLVHG6WHHO3LSHV*DOYDQLVHGVWHHOSLSHVVKDOOEHFRDWHGLQWHUQDOO\DQGH[WHUQDOO\LQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRI%6

&KURPLXP3ODWHG&RSSHUDQG6WHHO3LSHV&KURPLXPSODWHGSLSHVVKDOOKDYHDQH[WHUQDOHOHFWURSODWHGFRDWLQJRIQLFNHODQGFKURPLXPLQDFFRUGDQFHZLWK%6VHUYLFHJUDGH

&RSSHU3LSHV&RSSHUSLSHVJHQHUDOO\VKDOOEHKDOIKDUGOLJKWJDXJHFRSSHUWXELQJFRPSO\LQJZLWK%63DUWWDEOH;&RSSHU SLSHV WR EH EXULHG XQGHUJURXQG VKDOO EH KDOI KDUG DQQHDOHG FRSSHUWXELQJFRPSO\LQJZLWK%63DUW WDEOH


)L[LQJRI6WHHODQG&RSSHU3LSHV3LSHVVKDOOEHIL[HGWRZDOOVDQGVRIILWVZLWKFOLSVRUEUDFNHWVFRPSO\LQJZLWK%66FKHGXOH%

)L[LQJRI3ODVWLF3LSHV3LSHVVKDOOEHIL[HGFOHDURIZDOOVDQGVRIILWVZLWKDSSURYHGFOLSVRUEUDFNHWV

/DJJLQJ/DJJLQJ IRU SLSHV VKDOO EH RI PLQHUDO URFN ZRRO RU JODVV ILEUH RU RWKHUDSSURYHG )OH[LEOH VKHHW ODJJLQJ VKDOO EH RI PPQRPLQDO WKLFNQHVV DQGULJLGVHFWLRQODJJLQJVKDOOEHPPRUPPWKLFNDVGHVFULEHG

:DVWHV:DVWHV IRU VDQLWDU\ DSSOLDQFHV DQG RYHUIORZV IRU EDWKV VKDOO FRPSO\ ZLWK%66LQNVVKDOOXVHDVNHOHWRQW\SHZDVWHDVGHVFULEHGLQ3DUWRI%6

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

(OHFWULF+RW:DWHU+HDWHUV7KHVH VKDOO EH SUHVVXUH W\SH ZLWK DQ H[SDQVLRQ SLSH WR WKH RSHQ DLU WR WKHFDSDFLW\ VKRZQ RQ WKH GUDZLQJV RU GHWDLOHG LQ WKH 3DUWLFXODU 6SHFLILFDWLRQ:DWHU KHDWHUV VKDOO EH RI DSSURYHG PDQXIDFWXUH $OO WDQNV DQG SLSH ZRUNVKDOOEHRIFRSSHU$OO RWKHU DUHDV VKDOO EHZHOO SURWHFWHG DJDLQVW UXVWLQJ DQG FRUURVLRQ :DWHUKHDWHUVVKDOOEHLVRODWHGIURPDOOVXSSO\DQGVHUYLFHSLSHVE\VWRSFRFNV


7DSVDQG9DOYHV6FUHZGRZQWDSVVKDOOEHFKURPLXPSODWHGHDV\FOHDQEUDVVWDSVFRPSO\LQJWR%6PDUNHGZLWKWKHPDQXIDFWXUHUV QDPHRUWUDGHPDUNWKHVL]HDQGWKH%6QXPEHU7DSVWREHPDUNHGHLWKHU+27RU&2/'6WRS YDOYHV VKDOO EH EUDVV VFUHZGRZQ SDWWHUQ WR %6 PDUNHG ZLWKPDQXIDFWXUHUVQDPHRUWUDGHPDUNWKHVL]HDQGWKH%6QXPEHU'UDLQLQJWDSVVKDOOFRPSO\ZLWK%66SUD\WDSVVKDOOFRPSO\ZLWK%6%D

Documents

3- Standard Specification of Building and Minor Civil Engineering Work