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中國信託商業銀行股份有限公司
地址：臺北市南港區經貿二路166、168、170號
電話：(02)3327-7777
網址：http://www.ctbcbank.com
發言人
姓名：吳一揆
職稱：執行副總經理
電話：(02)3327-7777
電子信箱：[email protected]
代理發言人
姓名：高麗雪
職稱：資深副總經理
電話：(02)3327-7777
電子信箱：[email protected]
辦理股票過戶機構
名稱：中國信託商業銀行股份有限公司代理部
地址：臺北市中正區重慶南路一段83號5樓
電話：(02)2181-1911
網址：http://www.ctbcbank.com
最近年度簽證會計師
姓名：陳富煒、陳俊光
事務所：安侯建業聯合會計師事務所
地址：臺北市信義區信義路五段7號68樓
電話：(02)8101-6666
網址：http://www.kpmg.com.tw
信用評等機構
名稱：中華信用評等股份有限公司
地址：臺北市信義區信義路五段7號49樓
電話：(02)8722-5800
網址：http://www.taiwanratings.com.tw
海外有價證券掛牌買賣之交易場所
名稱：新加坡證券交易所
網址：http://www.sgx.com
總行及國內外分支機構之地址及電話請參考第137至141頁
封面紙張使用250磅環保風雲紙
內頁紙張使用100磅環保輕量書籍紙
印刷油墨使用環保大豆油墨
1
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………………………………………………………………………... 33…………………………………………………………………………... 60
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…………………………………………………………………………………... 72…………………………………………………………………………………... 83
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…………………………………………………………………... 136102 103 4 25 ………….. 136
……………………………………………………………………………... 137< 102 >< 102 >
2
102 ( ) ( )Euromoney ( ) FinanceAsia ( )
Global Finance ( ) The Asset ( )FinanceAsia
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608 187188 13%
101 11% 14% 54%
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101(MOU) 102 12 20 ( )
( ) (The Tokyo Star Bank, Ltd.)98.16% 102 12 26
1.84% 100%
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102(NPL Ratio) (Coverage Ratio) 0.38% 344.52%
(BIS Ratio) 11.82% 102
3
(Moody’s) A2 Prime-1 Rating(s) Under Review - 103.03.19
(Standard & Poor’s)
A A-1 Watch Negative - 103.01.24
(Fitch) A F1Rating Watch
Negative: a
: 3 103.01.09
(Taiwan Ratings) twAA+ twA-1+ Watch Negative - 103.01.24
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6
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(Best Domestic Custodian Bank in Taiwan) (Derivatives House of the Year, Taiwan)
(Best Debt House,Taiwan) (Best Wealth Manager, Taiwan)
(The Banker) 200 (#200 of Top 1000 World Banks 2013)
(Global Finance) (Best Emerging Market Bank in Taiwan) (Best Foreign Exchange Bank in Taiwan)(Best Trade Finance Bank in Taiwan)
50 (50 Safest Emerging Market Banks 2013)Private Banker International
(Best Private Bank in Taiwan)(Asiamoney)
(Best Overall Domestic Cash Management Service in Taiwan: # 1 in Large corporate)
(Best Overall Cross-Border Cash Management Service in Taiwan: # 1 in Large corporate)(AsiaRisk)
(House of the Year)(Finance Asia)
(Best Bank in Taiwan)(Best Foreign Exchange Bank in Taiwan)
Global Trade Review(Best Trade Finance Bank in Taiwan)
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6.21
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7.26
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39
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DEA EDUCATIONAL FOUNDATION 375,31368,385,769
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( )
( )
( )
( )
( )1.
102
102 12 20(The Tokyo Star Bank, Ltd.) 98.16% 102 12 26
1.84% 100%
2.
3.
4.
5.The Tokyo Star Bank, Limited.
Head Office: 3-5, Akasaka 2-chome, Minato-ku, Tokyo, JAPAN: 3 5
Chairman: YasumineSatake¥26.0 billion
¥2,393.4 billion¥2,289.9 billion
¥97.8 billion¥68.0 billion
¥10.6 billion¥4.5 billion
¥5,721 (per common share)
102 3 31
( ) 103 3 31
( )
72
( ) 1.
(1)A.
B.
(2)A.
B.( )
(3)A.
( )B.
2.
102 101
23,639 38.88% 20,084 36.52%( 2) 32,541 53.52% 31,778 57.78%
4,620 7.60% 3,134 5.70%60,800 100.00% 54,996 100.00%
12
3.(1)
A.B.C. (Offshore PB)D. (SME)
73
(2)A.
a.
b.(Advisory)
c.
B.
a. (Loan Advisory)
b.
C.
a. / e/
b. (ATM) RCATM
(3)
A.
a.
b.
B.
( ) 1031.
(1)(2)(3)(4)
(Financial Hub)(5)
A.
B.C.
74
(6)
(7)(8) ( )
(9) 24
2.(1)
A.B.C.
(2)A.B. (Model portfolio)
(3)A. (ATM/Web/Mobile)B. (single view)
(4)A.B.C.D.
3.(1)(2)(3)(4)
( ) 1. ( ) ( )
(1)(Home Market)
(Financial Hub)
(2)A.
B.C.
75
(3)A. (Prepaid Card)
(Debit Card)B. ( )
2.(1)
A.
(QE)103
B.
C.
(2)A.
8%
GDP
10%
( / )B.
55
76
102
103 3.21% 2.09 3.754.38 ( 102 10
15 ) C.
E (1978~1988)
(3)A.
( /)
B.
103
(2014~2015 )
C.102 8.5% 22%
B2C(business-to-customer )
3.(1)
77
(2)Euromoney ( )
The Asian Banker ( )Global Finance ( ) Finance Asia
( ) The Asset ( )The Banker ( )
2013
Best People Best Product Best Solution 147
(3)
/
4.(1)
A.
( )
B.
78
C.
(MOU)
(2)A.
(Volcker Rule) (Dodd Frank Act)(FATCA)
(Basel III)B.
(KYC)
C.
( /i-cash/ )
(3)A.
a.(Financial Hub)
b.
c. d.e.
79
B.
a.
b. (Model portfolio)
C.
a.b.c.d.e.
( )
1.101 3 27 7
16 103 80.3123.71 102 275% 182%
34102
103
2.
101103 (AUM) 980
3.
101MOU
103189.27 37.92 42
80
( ) 1.
(1)A. (commodity derivative) (warehouse)
B.
C.D.E.
F.G.H.
/(2)
A.a.
b.
c.
B.a.
b.C.
a.
b.c.
D.a.
b.c. ( )
(3)A. (pockii)
B. APP APPQR code
81
2.(1)
A. (Financial Hub)
B.C.D.
(2)A.
B.
C.(Loan Advisory) / / /
D. (ATM/Web/Mobile)
(3)A. /
B.
( ) 1. ( )103 2.
(1)A.
B. /
a.b. /c.d.
C.a.b.
D.
82
(2)A. (AUM/LUM)
a. (Advisory) b. (KYC)c.
B.
(3)A.B.C.D.
( )102
(QE)
102 2.19%0.95%( 103 1 28 )
(Cross Selling)
(PCE) (B2C) (C2C)(B2SME)
83
( )101.12.31 102.12.31 103.4.259,900 10,264 10,15836.32 36.48 36.598.40 8.62 8.99
8 0.08% 7 0.07% 9 0.09%1,851 18.70% 1,933 18.83% 1,991 19.60%7,123 71.95% 7,453 72.61% 7,259 71.46%
881 8.90% 836 8.15% 871 8.57%37 0.37% 35 0.34% 28 0.28%
3,884 3,098 2,656 1,607 .1233,540
3,893 3,005 2,703 1,663 .1193,628
3,8302,9612,6621,633.118
3,637
( )
1.
102 260 11,5851,101 80,081 323,062
3,0102.
Executive Development Program
3.
…102
84
We are family
( )
1021,324 142,962
46,340
( )
102 —
( )
101 7 ISO 50001101 12 SGS ISO 50001
( )
85
IBM Unix WindowsIBM
102 ( )
ATM SWIFT (Structure
product-FXO)
( )AD Exchange Partial DR
( )
( ) 1.
( )
2.
3.
86
( )
Mr. Liaguno Mr. Rajesh
PHP 3,621,670 ( 3,000,000 ) INR280,173 142,888
( )0
INR 932,604 500,000
Mr. LiagunoNational Labor
Relations Commission
dismissal order
(Mr. Rajesh)
103 4 25
IBM 101.9.1 106.8.31
95.5.18
102.5.31
95.6.12 145.6.1150
45 45-143 43-1 9,284
1.
2.
Enterprise Enrollment
Microsoft Operations Pte Ltd( 1)
98.12.1 104.11.30 1.
2.3.
4.96.6.29
87
—(PCM)
96.12.1
(
)
102.09.30 112.12.31 ADSL
— ()( 2)
99.6.25 102.4.25 (
1.2. ( )
3.
4.
5.
45 45-1 43 43-1
30F20F 14F
102.3.18295,838,358
100 27
-101.9.4
1,360
99 100
3,461.4742 40
-102.7.31
244 1 3
1 ( )2 99.12.22
93 3 5,031,192( )
93 8 10 113 8 25(E )
88
( )1.
1102 3 101 3
195,254,340 131,083,547 73,702,161 73,585,713
- 287,574,678 300,793,151 910,113 1,577,954
- 164,100,960 137,193,336 910,400 1,152,174
- 6,323,343 -- 1,201,424,577 1,070,104,445
- 60,392,499 69,893,179 - 31,914,655 29,255,758
- 2,266,138 3,513,245 - 33,595,951 34,256,442
- 11,844,172 11,818,246 - 2,520,111 2,421,940
- 8,593,580 10,206,896 2,081,327,678 1,876,856,026
48,126,875 30,209,829 27,256,378 24,582,683
255,112 34,959 61,038,194 60,777,839 43,296,875 54,481,183
1,311,106 1,644,908 1,665,207,157 1,472,367,151
61,487,159 56,753,271 15,656,655 22,817,037
4,983,852 5,254,809 254,453 606,893
5,603,100 6,830,624 1,934,476,916 1,736,361,186
2 1,747,666,138 78,622,897 75,371,376 17,182,059 17,182,059 55,654,708 51,433,107
2 36,876,634 (4,608,902) (3,491,702)
146,850,762 140,494,840 2 129,189,888
89
1
100 ( 4) 99 ( 4) 98 ( 4)
134,748,223 103,968,240 117,461,674
- 61,913,374 60,095,270 72,742,077- 960,613 -
- 312,895,651 246,224,365 99,589,363- 1,001,774,522 936,164,624 841,060,104
- 126,575,158 122,858,724 109,027,952- 93,759,422 174,493,209 320,138,625
- 28,802,497 25,717,726 21,156,880- 33,373,124 32,435,957 33,229,270
11,860,472 11,975,033 11,750,630- 13,177,035 7,277,759 8,930,079
- 5,799,944 6,391,312 8,051,2331,824,679,422 1,728,562,832 1,643,137,887
49,693,276 47,504,959 52,423,9481,404,002,730 1,265,859,034 1,230,544,633
52,511,562 49,651,394 43,139,69425,329,550 32,199,212 35,087,33474,680,985 91,942,868 78,056,52159,823,592 63,898,144 78,426,86821,037,434 44,011,213 2,166,0774,383,846 4,673,545 3,646,325
1,691,462,975 1,599,740,369 1,523,491,4001,701,498,674 1,611,005,107 1,528,072,699
75,371,376 75,103,257 75,103,25716,892,141 16,657,747 16,405,04446,154,498 40,615,492 32,015,52236,118,799 29,082,635 27,434,223(1,770,221) 123,983 (2,269,634)(2,238,369) (2,810,540) (1,312,325)(1,205,927) (880,425) (308,326)
12,949 12,949 12,949133,216,447 128,822,463 119,646,487123,180,748 117,557,725 115,065,188
12 102 1033 102 1014 98 99 100
90
2.
( 1)102 ( 2) 101 ( 2)
209,556,887 146,477,183
74,994,645 74,558,504
- 295,394,274 308,287,286
910,113 1,577,954
- 165,594,643 138,427,227
976,140 1,182,828
- 6,323,343 -
- 1,272,380,866 1,125,360,672
- 61,274,934 70,965,629
- 2,022,173 2,055,863
- 3,051,379 4,614,328
- 34,228,904 34,804,848
- 12,195,178 12,190,876
- 5,911,307 2,648,876
- 10,529,249 12,261,920
2,155,344,035 1,935,413,994
48,409,512 30,690,419
27,915,294 24,652,431
255,112 34,959
61,038,194 60,777,839
45,532,625 56,301,348
1,420,066 1,716,717
1,731,169,325 1,525,115,648
65,653,979 59,130,233
15,656,655 22,817,037
5,140,976 5,409,129
272,276 641,780
5,958,295 7,555,394
2,008,422,309 1,794,842,934
78,622,897 75,371,376
17,182,059 17,182,059
55,654,708 51,433,107
(4,608,902) (3,491,702)
70,964 76,220
146,921,726 140,571,060
12 102 101
91
( ) 1.
( 1)
102 ( 2) 101 ( 2)
38,154,954 36,914,297
(13,624,343) (12,983,418)
24,530,611 23,930,879
35,503,670 27,532,099
60,034,281 51,462,978
5,999,304 345,294
32,542,792 29,756,645
21,492,185 21,361,039
2,707,279 2,805,040
18,784,906 18,555,999
( ) (1,124,032) 53,082
17,660,874 18,609,081
2.39 2.36
( 1)100 ( 3) 99 ( 3) 98 ( 3)
23,324,964 21,103,119 18,856,684
26,262,683 24,634,141 13,182,263
492,573 1,017,677 4,365,696
29,498,252 28,823,676 25,974,250
19,596,822 15,895,907 1,699,001
16,866,279 13,181,270 1,201,720
- - -
16,866,279 13,181,270 1,201,720
2.24 1.76 0.16
12 102 1013 98 99 100
92
2.
( 1)102 ( 2) 101 ( 2)
42,710,280 41,228,758
(14,404,134) (13,733,553)
28,306,146 27,495,205
32,493,971 27,500,717
60,800,117 54,995,922
(6,178,819) (495,531)
(35,931,793) (32,751,672)
18,689,505 21,748,719
( ) 102,920 (3,186,730)
18,792,425 18,561,989
( ) (1,136,807) 47,805
17,655,618 18,609,794
18,784,906 18,555,999
7,519 5,990
17,660,874 18,609,081
(5,256) 713
2.39 2.36
12 102 101
( )
98 ( 1)99 ( 1) 100 ( 2)101 ( 2) 102 ( 3)
1 ( )
2 ( )
3 ( )
93
( ) 1.
( 5)( 1)
102 ( 1) 101 ( 1) 100 ( 1) 99 ( 1) 98 ( 1)
(%) 73.13 73.44 72.14 72.48 68.01(%) 0.35 0.36 0.20 0.43 0.70
(%) 0.65 0.65 0.57 0.44 0.68(%) 2.38 2.55 2.47 2.31 2.49
( ) 0.03 0.03 0.03 0.03 0.025,849.01 5,238.50 5,018.48 4,795.27 3,977.031,830.17 1,888.84 1,706.94 1,381.97 149.17
(%) 17.20 18.09 17.63 15.18 1.73(%) 0.95 1.00 0.95 0.78 0.07(%) 13.07 13.64 12.87 10.61 1.03
(%) 31.29 36.06 34.01 28.82 3.75
( )( ) 2.39 2.36 2.24 1.76 0.16
4 2.36 2.24 1.75 0.16(%)( 2) 92.88 92.44 92.68 92.53 92.70
(%) 22.88 24.38 25.05 25.18 27.77(%) 10.89 2.64 5.56 5.20 3.70(%) 0.61 9.00 23.28 835.60 (88.15)
(%) 45.27 33.80 3 17.41 39.72(%) 369.61 368.69 485.46 781.75 534.33
(%) 1,584.87 957.33 3 29.87 39.25(%) 21.78 25.41 26.37 26.84 29.18
13,978,005 14,134,002 12,333,508 11,350,260 11,208,048
(%) 1.09 1.25 1.17 1.14 1.24
(%) 4.05 3.98 4.01 4.01 4.02(%) 4.83 5.05 5.15 5.19 5.14(%) 5.01 4.72 4.67 4.54 4.50(%) 4.72 4.43 4.30 4.38 4.20
( 10%)1 102
102101 102 101
2 1021% 50.11
3 102 102 1014 102
1% 50.115 102 101 102 101
102 101 102 1016 102 101 102 101
102 101 102 101
94
1
2 102 101 98 99 100
3 1004 1025
1.(1)(2)(3)(4)(5) /(6)(7)
2.(1) =(2)(3)(4)(5) ( )
3.(1)(2)
4.(1) =( )(2) =( )
5.(1) (
)(2) ( )(3)
6.7.
(1)(2)(3)(4)
95
2.
( 4)
102 ( 1) 101 ( 1)
(%) 74.54 74.63(%) 0.38 0.41
(%) 0.69 0.70 (%) 2.64 2.79
( ) 0.03 0.03
5,271.38 4,927.95
1,629.31 1,663.26 (%) 13.57 16.55
(%) 0.92 0.97 (%) 13.07 13.64
(%) 30.91 33.75 ( ) 2.39 2.36
(%)( 2) 93.12 92.67 (%) 23.30 24.76
(%) 11.36 2.32 (%) (14.07) 9.10
(%) 41.97 29.56 (%) 356.66 355.78
(%) 1,529.86 924.66 (%) 2 2
2 2
(%) 2 2
(%) 3 3
(%) 3 3
(%) 3 3
(%) 3 3
1
2
34
96
( ) 1.
( 2)
1
102
125,310,312
1,898,999
16,037,684
143,246,995
1,174,468,003
-
170,267
-
/ 79,526,743
-
82,875,537
-
1,337,040,550
10.71
9.51
9.37
4.01
1 102 BASEL III 2
(1)(2) ×12.5(3)(4) ( + )
(5)(6) = /
3
97
21
101 100 99 9875,371,376 75,371,376 75,103,257 75,103,257
- - - -12,000,000 12,000,000 12,000,000 12,000,000
- - - -17,182,059 16,892,141 16,657,747 16,405,04434,142,459 29,082,575 25,128,194 24,767,6781,975,805 205,584 2,269,635 6,021,536
18,400,978 16,866,339 13,217,663 1,226,308- - - -
(5,854,811) (5,672,832) (4,609,210) (4,820,665)10,152,835 10,152,835 10,152,835 10,152,835
- - - -20,322,707 21,232,675 20,601,814 20,074,357
122,742,324 113,359,673 109,012,637 100,475,966- - - -
15,240,432 15,800,319 15,138,851 16,640,75812,949 12,949 12,949 12,949
45% 351,715 206,242 469,003 418,671- - - -
1,575,337 1,082,720 - -16,880,000 18,346,799 19,965,127 23,520,463
- - - -
15% - - - -
20,322,707 21,232,675 19,802,141 16,899,04813,737,726 14,216,354 15,783,789 23,693,793
- - 2,518,832 3,085,102- - - -
- - 2,518,832 3,085,102
136,480,050 127,576,027 127,315,258 127,254,861
( 1)
932,104,070 899,167,099 821,444,091 766,949,626- - - -
- - - -
- - - -/ 69,633,226 71,534,917 75,696,986 89,743,423
- - - -
42,522,168 37,150,805 44,079,563 53,989,285
- - - -
1,044,259,464 1,007,852,821 941,220,640 910,682,334(%) 13.07 12.66 13.53 13.97
(%) 11.75 11.25 11.58 11.03(%) 1.32 1.41 1.68 2.60(%) - - 0.27 0.34
(%) 4.02 4.13 4.34 4.571 BASEL II2
1.2. ( ) ×12.5
98
3.4.5.6.7.
3
2.
( 2)1
102
129,872,697
9,315,799
31,163,779
170,352,275
1,256,869,564
-
863,949
-
/ 86,451,508
-
97,053,020
-
1,441,238,041
11.82
9.66
9.01
4.16
1 102 BASEL III 2
(1)(2) ×12.5(3)(4) ( + )
(5)(6) = /
3
99
21
101 100 99 9875,371,376 75,371,376 75,103,257 75,103,257
- - - -12,000,000 12,000,000 12,000,000 12,000,000
- - - -17,182,059 16,892,141 16,657,747 16,405,04434,142,459 29,082,575 25,128,194 24,767,6781,975,805 205,584 2,269,635 6,021,536
18,400,978 16,866,339 13,217,663 1,226,30876,220 83,704 73,609 70,703
(5,854,811) (5,672,832) (4,609,210) (4,820,665)10,152,835 10,152,835 10,152,835 10,152,835
- - - -6,877,021 8,077,681 8,237,981 8,028,490
136,264,230 126,598,371 121,450,079 112,592,536- - - -
15,240,432 15,800,319 15,138,850 16,640,75812,949 12,949 12,949 12,949
45% 351,715 206,242 469,003 418,671- - - -
2,080,262 1,763,886 646,570 -16,880,000 18,346,799 19,965,127 23,520,463
- - - -
15% - - - -
6,877,021 8,077,681 8,237,981 7,835,86627,688,337 28,052,514 27,994,518 32,756,975
- - 3,571,444 4,448,202- - - -- - 3,571,444 4,448,202
163,952,567 154,650,885 153,016,041 149,797,713
( 1)
1,002,446,977 963,620,449 891,450,162 851,629,255- - - -
521,944 607,581 338,309 573,471- - - -
/ 82,325,175 86,268,083 89,651,667 98,651,279- - - -
62,413,748 58,394,290 62,500,263 77,843,526- - - -
1,147,707,844 1,108,890,403 1,043,940,401 1,028,697,531(%) 14.29 13.95 14.66 14.56
(%) 11.88 11.42 11.64 10.95(%) 2.41 2.53 2.68 3.18(%) - - 0.34 0.43
(%) 3.90 3.99 4.20 4.351 BASEL II2
1.2. ( ) ×12.53.4.5.6.7.
3
100
102
102
102
102 103 4 25
(http://www.ctbcbank.com)
101
102 101%
195,254,340 131,083,547 64,170,793 48.95%73,702,161 73,585,713 116,448 0.16%
- 287,574,678 300,793,151 (13,218,473) (4.39%)910,113 1,577,954 (667,841) (42.32%)
- 164,100,960 137,193,336 26,907,624 19.61%910,400 1,152,174 (241,774) (20.98%)
- 6,323,343 - 6,323,343 -- 1,201,424,577 1,070,104,445 131,320,132 12.27%
- 60,392,499 69,893,179 (9,500,680) (13.59%)- 31,914,655 29,255,758 2,658,897 9.09%
- 2,266,138 3,513,245 (1,247,107) (35.50%)- 33,595,951 34,256,442 (660,491) (1.93%)
- 11,844,172 11,818,246 25,926 0.22%- 2,520,111 2,421,940 98,171 4.05%
- 8,593,580 10,206,896 (1,613,316) (15.81%)2,081,327,678 1,876,856,026 204,471,652 10.89%
48,126,875 30,209,829 17,917,046 59.31%27,256,378 24,582,683 2,673,695 10.88%
255,112 34,959 220,153 629.75%61,038,194 60,777,839 260,355 0.43%
43,296,875 54,481,183 (11,184,308) (20.53%)1,311,106 1,644,908 (333,802) (20.29%)
1,665,207,157 1,472,367,151 192,840,006 13.10%61,487,159 56,753,271 4,733,888 8.34%
15,656,655 22,817,037 (7,160,382) (31.38%)4,983,852 5,254,809 (270,957) (5.16%)
254,453 606,893 (352,440) (58.07%)5,603,100 6,830,624 (1,227,524) (17.97%)
1,934,476,916 1,736,361,186 198,115,730 11.41%78,622,897 75,371,376 3,251,521 4.31%17,182,059 17,182,059 - 0.00%55,654,708 51,433,107 4,221,601 8.21%
(4,608,902) (3,491,702) (1,117,200) 32.00%146,850,762 140,494,840 6,355,922 4.52%
20%
1. 102 101
102
2. 102 1013. 102 101 101
4. 102 1015. 102 1016. 102 1017. 102 101
8. 102 101
9. 102 10110. 10211. 102
101
102 101%
38,154,954 36,914,297 1,240,657 3.36%(13,624,343) (12,983,418) (640,925) 4.94%
24,530,611 23,930,879 599,732 2.51%35,503,670 27,532,099 7,971,571 28.95%60,034,281 51,462,978 8,571,303 16.66%5,999,304 345,294 5,654,010 1,637.45%
32,542,792 29,756,645 2,786,147 9.36%21,492,185 21,361,039 131,146 0.61%
2,707,279 2,805,040 (97,761) (3.49%)18,784,906 18,555,999 228,907 1.23%
( ) (1,124,032) 53,082 (1,177,114) (2,217.54%)17,660,874 18,609,081 (948,207) (5.10%)
2.39 2.36 0.03 1.27%
: 20%
1. 102 1630 5
29 102 10180
2. 1021% 50.11
3. ( ) 123
16 65
103
( )102 7 7-1( )103
81,377,414 (79,151,400) 30,806,649 33,032,663 - -
1.(1) 79,151,400(2) 3,774,327(3) 34,580,976
2.
102( )
97
98 99 100 101 102 103 104 105 106
103.12 2,215 1,357 210 153 224 66 107 98 - - -
103.04 17,922 3,685 1,107 1,041 2,025 2,185 2,608 4,751 519 - -
106.12 2,181 - - - - 1,025 - 122 213 396 426
4103.06 689 - - - - - 180 509 - - -
102.05 1,482 - - - - - 1,482 - - - -
( )1.
2.
2010
104
3.
4. 4
5.- ( SWFC)
40101 3 27
SWFC
102( ) 102
98
( ) 10398
( )
( )
105
( )
()
1.
2.(1)
(2)
(3)
106
3.
(1)
(2)
(3)
(4) (Credit Cycle Management)
4.(1)
(2)
()
(3)
(4)
107
5.
(1)(2)(3)(4)
6.(1)
(PD) (LGD) (EAD)
A.…
(Masterscale)
B.(Collateral Recovery Rate)
()
C. ()
(Credit Conversion Factor) (2)
7.(1)
( )
108
(2)
(3)
(4)
(5)
(6)
8.
( )93 8 96 1
(ABCP) ABCP102 12 31
1.(1)
A.
109
B.
C.
D.
E.(2)
A.(
)B.
C.
()
D.
E.
F.
2.(1)
(2)
(3)(4)(5)
3.
(1)
110
A.B.C.D. E.
(2)
A.B. 10% 20%
(3)
4.
(1)(2)
(3) ( )
5.
6. (1)
A.
E ()
B.(2)
93 8
(3)93 8
A.B.C.E
111
(4)
(5) ( )
7.
8. (ECAI)
93.8
C ( twA 101.12.6 twAAA(sf)) D( twBBB 101.12.6 twAAA(sf)) E ( ) E
( )9. ( )
1.ABCP ABCP
2.
3.
112
4.
5.
6 9 ( )
( )
1.
2.Key
Risk Indicators, KRI(1)
(2)
(3) 3.
(1)
(2)
4.(1)
(2) A.
B.
113
5.(1) /
(2)
(3) 6.
( )( )
1.
2.(1)
(2)
(3)
(4)
3. (1)
A. ; B. ; C.
114
(2) A. ; B. ; C.
4.(1) (Value at Risk, VaR)
(IMA)
(2)
5.(1)
(2)
6.
( )
1.
2.(1)
A.
B. C. D.
115
(2) A.B.
3.(1)
A. (Maximum Cumulative Outflow, MCO)
B. Liquidity Risk Heat Map
(2)
4.(1)
(2)
( )
1.
(Match-Term Fund Transfer Pricing)
2.(1)
(2)
116
3.
(1)
(2) (Repricing Gap Report)
(4) (Stress Test)
4.(1)
(2)
( ) 1.
(1)
102 12 31
471,525,398 320,90881,709,584 1,307,353
245,528,748 8,579,177645,913,496 48,659,214175,258,313 10,676,128236,265,427 8,506,131
2,694,322 692,129201,278,593 14,407,244
2,060,173,881 93,148,284
(3) (Risk Sensitivity) (1 Basis Point)(Net Interest Income) (Economic Value of Equity)(1bp
(1bp
117
(2)
101
1231
(2
)(4
)(5
)=(1
)+(3
)(6
)=(2
)+(4
)
(1)
(3)
132,
363
132,
363
265
132,
363
265
132,
363
132,
363
265
132,
363
265
()
102,
431
102,
431
13,6
2110
2,43
113
,621
13,6
21
102,
431
102,
431
13,6
2110
2,43
113
,621
13,6
21
234,
794
234,
794
13,8
8623
4,79
413
,886
13,6
21
118
(3)
102 12 31
99 45,228,2776,362,139100 48,207,837
101 51,671,017145,107,131 6,362,139
(4)
102 12 31
1,867,3413,924,964
709,44674,05154,241
6,630,046
2.(1) —
% 102 12 31
2,370,935 198,695,762 1.19%8,270,903 239.90% ( 10) 1,076,705 562,249,901 0.19%
183,990 331,531,247 0.06% 3,294,664 1,790.68%27,197 2,783,191 0.98% 261,282 960.70%
560,660 83,323,891 0.67% 3,320,157 592.19%63 792 7.95% 4 6.35%
6,999 38,370,892 0.02% 346,821 3,863.01% 1,979 777,150 0.25%4,228,528 1,217,732,826 0.35% 15,493,831 366.41%
110,915 58,909,453 0.19% 1,422,632 1,282.63%- 85,235,395 -% 461,572 -%
1.
94 07 06 ( ) 09440003782. = / = /3. = / =
/4. ( )
5. 94 12 19 ( ) 09440010950
119
6.
7. 94 07 19 ( ) 094000494
8.
9.
102.12.31
( 1)196,058 94,119
( 2)443,853 74,685
639,911 168,8041 95 04 25 ( ) 09510001270
2 97 09 15 09700318940
(2) —102 12 31
S&P Moody’s CTBCInternal Rating
AA- or better Aa3 or better 1 18.25%A+ to A- A1 to A3 2 7.01%BBB+ Baa1 3 12.67%BBB Baa2 4 7.26%BBB- Baa3 5 5.94%BB+ Ba1 6 8.91%BB Ba2 7 9.05%BB*- Ba2*- 8 7.80%BB- Ba3 9 6.98%B+ B1 10 5.60%B B2 11 2.39%B- B3 12 0.87%CCC+to C Caa1 to Ca 13 5.83%
14 0.00% /
15 0.93% 1-9031-90
16 0.51% >90>90
100.00%OBU DBU
120
(3) —102 12 31
13.30%27.17%18.27%17.94%9.36%9.98%3.98%
100.00%OBU DBU
(4) —102 12 31
64.29%11.42%16.16%
0.54%- 7.44%- 0.15%
100.00%
3.(1)
102 12 31
0 10 11 30 31 90 91 180 181 1 1
1,992,348 258,434 332,690 272,778 111,611 266,606 750,229
1,893,777 186,765 216,684 319,747 224,064 279,748 666,769
98,571 71,669 116,006 (46,969) (112,453) (13,142) 83,460
(2) a.
102 12 31
0 30 31 90 91 180 181 1 1
49,373,137 19,349,449 12,720,122 7,449,005 5,705,722 4,148,839
52,431,336 18,615,360 14,773,788 6,669,092 5,751,738 6,621,358
(3,058,199) 734,089 (2,053,666) 779,913 (46,016) (2,472,519)
121
b.
102 12 31
0 30 31 90 91 180 181 1 1
20,292,965 8,883,059 4,085,107 2,923,442 2,231,879 2,169,478
20,413,900 8,860,942 4,770,222 2,153,606 1,991,833 2,637,297
(120,935) 22,117 (685,115) 769,836 240,046 (467,819)
4.
102 12 31
A 4,325,000 - -B 250,000 - -C 150,000 73,229 -D 130,000 130,000 -E 176,192 174,101 174,101
5.(1)
102 12 31
( 1) ( 2)
(ABS) - 110,786 - (8,355) 102,431
(ABCP) 132,306 57 - 132,363
1(1) ABS
(CLO) (CBO)/
(2) (ABCP)2
122
(2)
3(3
)
102
1231
()
2004
-AE
(ABS
)
-
93.8.
1011
5.8.25
AB
2004
-A E
(ABS
)
110,7
86-
(8,35
5)10
2,431
1.1,8
462.
5,007
,942
3.91
/4-9
4/9
4.22
75.
111
6.3.0
2%7.
10%
-89.9
9%(
)(
)
123
( ) 1.
(1) :
99 3 18 (Foreign Account Tax Compliance Act, FATCA) 102 4 2
103 FATCA(IRS)
( ) 103 7 130%
101 FATCAFATCA
FATCA(2) :
102 7 (The Asia/Pacific Group on Money Laundering APG)103 1 31 102 12 31
( )
( )We are family
( )
124
1.
2.
( )
( )
( ) 1%100%
( )
125
( ) 1. 102 —
103 4 25
( 1)- 96.2.15
98.12.24
( ) 907,607,20497.1.22(97.8.13
)
( )
()
(Lehman Brothers Treasury Co. B.V. LBT)
(Lehman Brothers Holdings Inc. LBHI) 22
LBHI LBT1. 2.
515,776,372.89( 2)
1. 97.9.15LBHI
2. 97.10.8LBT
1. LBHI ( ) 2. LBT ( )
1. LBHI(1)
( 22 )
(2)(3)LBHI
(4) 100 11LBHI
(5) 100.12.6LBHI
(6) 101 410 102 4 10103 4
16.73%2. LBT(1)(2)LBT LBHI
(3)LBT
20122 3
(4)LBT 101.12.10
(5)101.12.10
126
(102.1.25)
102.3.7
102.3.22
(6)102 5 10
(17.05%)
- 316,388,718100.2.21
101.4.20
( )1 928
( )8 24
- 97.7.4
98.10.8
102.5.31 97 54 99 75
102.5.31 97 54 99 75
12 22 515,667,102.07 XS0365192078
109,270.82
127
2.102 —Chinatrust Bank Corp. (USA) 103 4 25
Rodriguez CTBC Bank Corp. USA
CTBC Bank Corp.USA
2,400 102.04.30Flavio Rodriguez
CTBC Bank Corp.USA
US District Court ,Central District of CA, Southern Division
2014.3.10
32nd Avenue LLC CTBC Bank Corp. (USA)Evangelos Gerasimou
Higgins Ave. LLC, Higgins Ave. LLC
CTBC Bank Corp. (USA)
1,000 (
)
95.8.23
32nd Avenue LLC
CTBC Bank Corp.USA
(NY State Supreme Court; Queens County)2013.9.262014.4.24 CTBC Bank Corp. USA
349 Metropolitan Avenue, LLC Avi GalapoCTBC Bank Corp. USA
CTBC Bank Corp. USA
2,700 98.12.26
349 Metropolitan Avenue, LLC, Avi Galapo
CTBC Bank Corp.USA
CTBC Bank Corp. USA
(limited liability company)
CTBC Bank Corp. USA
11 East 36th LLC Morgan Lofts LLCCTBC Bank Corp. USA
3,000
( 1)
99.10.29
Griffon V, LLC
(Third-Party Plaintiffs)11 East 36th LLC; Morgan Lofts LLC
(Third-Party Defendants)CTBC Bank Corp.
USA
1.CTBC Bank
Corp. USACTBC Bank Corp. USA
Griffon V, LLC
2.Griffon V, LLC
CTBC Bank Corp.USA
3.CTBC Bank Corp. USA
(Supreme Court of the State of New York County of New York)
CTBC Bank Corp. USA
2014.3.10
128
(Appellate Division, First Department)
4.(Supreme Court of
the State of New York County of Nassau)
5.(Appellate Division, First
Department)
CTBC Bank Corp. USA
CTBC Bank Corp. USA
Calabrese Investors, LLCCTBC Bank Corp. USA
2,014.5( 2)
99.10.27
100.8.23
CTBC Capital Corporation
Calabrese Investors, LLC
CTBC Bank Corp.USA ;
CTBC Capital Corporation
1.94 CTBC Bank Corp.
USA
CTBC Bank Corp.USA
2. CTBC Bank Corp. USA
CTBC Bank Corp. USA
3. CTBC Bank Corp. USA
CTBC Bank Corp.USA
4.(Supreme Court of the State of New York County of New York)
1 3,000
2 2,014.5
129
4.
94959697
9293
( )
12
130
( )102
( )
( ) 1.
102 12 31
100%
99%
100%
100%
99.6%
100%
CTBC Bank Corp. (Canada)2,312699,219
PT Bank CTBC Indonesia11,691,023
CTBC Bank (Philippines) Corp.
246,4962,174,497
CTBC Capital Corp.622,808,844
CTBC Bank Corp. (USA)3100USD404,341
( )50,000223,050
131
2.102 12 31
( )/ ( )
( ) ( )CTBC Bank (Philippines) Corp. 1,672,549 19,019,206 14,641,664 4,377,542 1 1,332,823 133,077 0.54PT Bank CTBC Indonesia 368,835 21,767,016 16,421,678 5,345,338 1 1,678,085 698,685 465,790CTBC Bank Corp.(Canada) 787,640 8,132,980 6,968,302 1,164,678 1 210,876 50,175 21.70CTBC Capital Corp. 193 56,903,614 38,060,787 18,842,827 1 1,611,089 3,166,172 492,385CTBC Bank Corp. (USA) 23,095 56,802,951 45,574,184 11,228,767 1 1,531,098 3,208,341 1,171,586
( ) 193,150 341,504 22,204 319,300 4,165 3,570 (4,385) (0.09)1
3.102 12 31
( ) (%)
CTBC Bank (Philippines) Corp. ( 1)( 3) 246,496 99.6%
William B. Go/
( 2)Edwin B. Villanueva
Ng Meng Tam
PT Bank CTBC Indonesia( 4)( 5) 1 99%
Imbang Jaya MangkutoZairyanto Poedjiaty
CTBC Bank Corp.(Canada)( 6)( 8)
( 7)
2,312 100%
/Noor Menai
Stephen HumeStanley Kwok
William NeilsonLeigh L. C. Pan
CTBC Capital Corp.( 9)( 11)
6 100%/ Noor Menai( 10)
Joseph H. Tseng
CTBC Bank Corp. (USA)( 12)( 13)
3 100 100%
/ Noor Menai
Paul FrittsBill Walbrecher
Anders Chung Yang Joseph H. Tseng
( ) 50,000 100%
1 102.04.26 CTBC Bank (Philippines) Corp. William B. GoEdwin B. Villanueva Ng Meng Tam
132
2 102.11.01 102.11.273 103.04.25 CTBC Bank (Philippines) Corp. William B. Go
Edwin B. Villanueva Ng Meng Tam
4 102.04.26 PT Bank CTBC Indonesia Imbang Jaya Mangkuto Zairyanto Poedjiaty
5 102.04.26 PT Bank CTBC Indonesia Imbang Jaya Mangkuto Zairyanto Poedjiaty ( )
6 102.04.26 CTBC Bank Corp. (Canada) Noor MenaiStephen Hume Stanley Kwok William Neilson Leigh L.C. Pan
102.05.167 102.12.26 103.03.12
8 103.04.25 CTBC Bank Corp. (Canada) Noor Menai Stephen Hume Stanley Kwok William Neilson Leigh L.C. Pan
9 102.04.26 CTBC Capital Corp.Joseph H Tseng
10 102.10.25 Noor Menai CTBC Capital Corp. ( )103.01.07 103.01.08
11 103.04.25 CTBC Capital Corp. Noor MenaiJoseph H Tseng
12 102.04.26 CTBC Bank Corp. (USA) Noor MenaiPaul G. Fritts Bill Walbrecher Anders Chung Yang Joseph
H Tseng13 103.04.25 CTBC Bank Corp. (USA) Noor Menai
Paul G. Fritts Bill Walbrecher Anders Chung YangJoseph H Tseng
4.102 12 31
CTBC Bank (Philippines) Corp. 84.9.7
3rd Fl., Tower One, Ayala Triangle, Ayala Avenue cor. Paseo De Roxas, Metro Manila,Makati, Philippines
PHP2,479,687
PT Bank CTBC Indonesia 85.10.15
16th F1,Wisma Tamara, JI Jenderal SudirmanKev. 24 Jakarta 12920Indonesia
IDR 150,000,000
CTBC Bank Corp.(Canada) 87.11.121518 West Broadway, Vancouver, B.C., Canada, V6J1W8
CAD28,000
CTBC Capital Corp. 78.2.27801 S. Figueroa Street,Suite 2300, Los Angeles,CA 90017
USD6.43028
CTBC Bank Corp. (USA) 84.2.27801 S. Figueroa Street,Suite 2300, Los Angeles,CA 90017
USD771.108
( ) 87.5.188
28 2812 HKD50,000
133
( )
134
(88) ( ) 18311 (90)( ) 166967
135
( )
( )
1007,862,289,717 100%
( )1.2.3.4.
( ) ( )
36F
17 20F19F
100.12.1~103.11.30101. 1. 1~103. 6 .30102. 2. 1~103. 6 .30
5,1851,339
5.(1)
102
( ) $ 17,070,704 73,556 0~0.17% 2,624
(2)102
( ) $ 32,734
102.12.31 ( ) $ 4,225
136
(3)102
( ) $ 1,363
(3)102
( ) $ 365
( )
102 103 4 25103
( 1)
( 2) 103.1.22 150102
102 918.26
1.3725
100%
1 103 4 252 100% 15
102 103 4 25
102 103 4 25102 103 4 25
( )
137
(110) 3 1 (02)2722-2002 (100) 83 1 (02)2381-8740(100) 102 1 (02)3365-1988(100) 213 1 (02)2395-8000 (100) 55 1 (02)2341-3000 (100) 4 1 (02)2311-3598(114) 244 1 (02)2799-9588(103) 17 1 (02)2556-2088 (103) 104 1 1 (02)2557-2919 (104) 106 2 1 (02)2523-5222(104) 58 1 (02)2564-1818(104) 51 1 (02)2509-3656 (104) 218 1 (02)2562-3789 (104) 16 1 (02)2523-2238(104) 88 1 (02)2567-7377(104) 65 1 (02)2515-8811 (104) 638 1 (02)8502-6002 (104) 28 1 (02)2778-5881(105) 85 1 (02)2767-2669(105) 161 (02)2717-7100 (105) 363 1 (02)8770-5566 (105) 122 1 (02)2713-3322(105) 165 1 (02)2760-2766(106) 341 1 (02)2775-4600 (106) 251 1 (02)2777-1988 (106) 195 1 (02)2738-6171(106) 298 1 (02)2771-6000(106) 71 1 (02)2752-0310 (106) 236 1 (02)2707-9977 (106) 68 1 (02)2325-3616(106) 281 1 (02)2362-3377(108) 92 1 (02)2389-8188 (110) 9 1 (02)2722-1668 (110) 18 1 (02)2761-7999(110) 550 1 (02)2346-6711(111) 90 1 (02)2832-2888 (111) 150 1 (02)2882-7979 (111) 10 1 (02)2876-6100
138
(111) 307 1 (02)2883-9900 (112) 217 1 (02)2898-3039 (112) 46 1 (02)2821-3366(114) 358 1 (02)2793-8668 (114) 182 1 (02)2631-2288 (114) 514 (02)2798-5600 (114) 161 1 (02)8791-1686(116) 248 1 (02)2933-5358 (116) 405 (02)2932-9838 (116) 69 1 (02)2937-5890 (201) 150 1 (02)2422-1166 (220) 293 1 1 (02)8961-1500 (220) 187 1 (02)2960-6600 (220) 8 1 (02)2257-8999 (220) 290 1 (02)2963-4567 (220) 88 1 (02)2961-9666 (221) 210 1 (02)2648-9699 (231) 6 1 (02)2912-9988 (231) 25 1 (02)2913-5000 (231) 31 1 (02)2912-3366 (234) 215 1 (02)8923-5008 (234) 588 1 (02)2923-3333(234) 63 1 (02)2949-8838 (235) 66 1 (02)2245-2277 (235) 726 1 (02)8226-1288 (236) 304 1 (02)2263-0888(236) 16 1 (02)2260-1177 (238) 122 1 (02)2681-2345 (241) 119 1 (02)2286-3286 (241) 208 1 (02)2982-8121 (241) 42 1 1 (02)8972-6189 (241) 66 1 (02)8988-1199 (241) 70 1 1 (02)2995-9876 (242) 320 1 (02)2992-9696(242) 879 15 1 (02)2906-6888 (242) 57 1 (02)2277-6789 (242) 179 1 (02)2206-8887 (247) 211 1 (02)2848-2008(247) 135 1 (02)2283-9300 (247) 355 1 (02)2288-1999
139
(251) 123 1 (02)8631-8822 (260) 271 1 (03)935-1122 (265) 232 1 (03)957-4320(300) 158 1 (03)522-2687 (300) 32 1 (03)574-9190 (300) 2 1 (03)563-8080 (300) 375 1 (03)535-7655(300) 19 35 1 (03)579-0678 (300) 301 (03)562-8877 (302) 49 1 (03)656-0222 (320) 445 1 (03)466-2211(320) 262 1 (03)461-1998 (320) 500 1 (03)422-3131 (324) 68 (03)402-8788 (330) 1351 (03)301-8000(330) 32 1 (03)337-3266 (330) 389 1 (03)338-8866(330) 126 1 (03)315-0566 (333) 233 1 (03)396-2777 (334) 965 1 (03)371-6565 (338) 257 1 (03)321-2211(351) 951 1 (037)695678 (400) 50 1 (04)2229-2161 (403) 400 1 (04)2314-9999 (403) 179 1 (04)2310-1258(404) 77 1 (04)2223-1666 (406) 875 1 (04)2246-9988 (407) 93 (04)2254-5333 (407) 111 1 (04)2355-1000(408) 88 (04)2389-1269 (408) 234 1 (04)2471-2268 (408) 53 1 (04)2329-1111(412) 20 1 (04)2481-3333 (420) 545 1 (04)2520-1010 (500) 76 1 (04)727-9933 (510) 372 1 (04)836-8676 (540) 220 1 (049)220-7711 (600) 241 1 (05)228-6600 (640) 2 1 (05)536-0099 (700) 159 1 (06)215-2345 (700) 167 1 (06)241-2318
140
(700) 212 1 (06)226-3636 (701) 195 1 (06)335-3535 (701) 290 1 (06)208-5522(702) 236 1 (06)291-9999 (710) 425 1 (06)202-5787 (710) 111 1 (06)253-9199 (717) 478 1 (06)279-8099(722) 410 1 (06)722-1335 (730) 137 1 (06)633-6789 (800) 206 1 (07)226-2325 (800) 97 1 (07)238-6567(801) 168 1 (07)231-8141 (802) 29 1 (07)535-1885 (806) 21 1 (07)336-6768 (806) 480 1 (07)726-1066(807) 551 1 (07)380-5558 (807) 366 1 (07)316-1155 (807) 52 1 (07)346-1199 (811) 803 3 1 (07)368-1699(813) 88 1 (07)556-7909 (820) 388 1 (07)623-5500 (830) 85 1 1 (07)745-1199 (830) 699 1 (07)821-5101(830) 315 1 (07)777-7668 (900) 450 1 (08)738-3000 (950) 279 1 (089)339898 (970) 376 1 (03)834-0566(970) 1 7 1 (03)835-1101
( )
8 28 280128/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
852-2916-1888 852-2810-9742
25 55/F,Tower 2,The Gateway, No.25Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
852-2916-1688 852-2805-0899
8 Marina View, #33-02, Asia Square Tower 1, Singapore 018960 65-6351-4888 65-6532-5999
141
10027 200120 27F, Shanghai World Financial Center, 100 Century Avenue, Pudong New Area, Shanghai 200120, P.R. hina
86-21-2080-5888 86-21-6877-8788
11F,#521 FifthAvenue,New York,NY10175, USA 1-212-4578888 1-212-4576666A1-16, Wenger House, Rajiv Chowk, Connaught Place, New Delhi-110001 91-11-43688888 91-11-23731815
Plot No.42 (old No. 105) Chennai Bangalore Highways NH4, Sriperumbudur, Kancheepuram District Tamil Nadu- 602105
91-44-66227700 91-44-66227799
Unit 902-909, 9th Floor, Kumho Asiana Plaza Saigon, 39 Le Duan St., Dist 1, HCMC, Vietnam 848-3910-1888 848-3910-1999
RoppongiHillsMoriTower, 37F 10-1 Roppongi 6-Chome, Minato-Ku, Tokyo 106-6137 Japan 813-5413-8168 813-5413-8140
( )
( ) 16th to 19th Floors, FortLegendTowers, 31st Street corner 3rd Avenue, BonifacioGlobalCity, Taguig City , Philippines 1634
63-2-9889287 63-2-5767935
( ) 1518 West Broadway, Vancouver, B.C., Canada, V6J 1W8 1-604-6833882 1-604-6833723
801 S. Figueroa Street, Suite 2300, Los Angeles, CA 90017 1-310-7912828 1-424-2774693
( )TamaraCenter, 15th-17th Fl., J1 Jend. Sudirman Kav. 24, Jakarta, 12920, Indonesia 62-21-2557878762-21-5206378
( )
Suite 803,8F, GPF Witthayu, Tower A, 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok10330, Thailand 66-2-2543139 66-2-2566480
4th Fl., 41B Ly Thai To Street, Hanoi, Vietnam 84-4-8249088 84-4-8249099
17851 Colima Road, City of Industry, CA91748, USA 1-626-8397660 1-626-8393562
B 111B-111, The grand pacific building, 8a, Guanghua rd., Chao Yang district, Beijing, P. R.C. 100026
86-10-6581570386-10-65815701
1
5841
( )
(02)2722-2002
2
1
2
3
4
5
6
7
8
( ) 9 10
( ) 10
( ) 10 12
( ) 12 23
( ) 23 24
( ) 24 117
( ) 118 126
( ) 127
( ) 128 134
( ) 134
( ) 134
( ) 134 135
( )
1. 135 137
2. 137
3. 138
( ) 138 139
( ) 140 147
3
4
1020000737 (88) ( ) 18311
5
6
7
8
9
( )
8-1
9
( )
( )
( )( )( )( )( )( )( )( )( )( )
( )( )( )( )
10
( )( )( )( )
( )( )( )( )( )( )( )( )( )( )( )( )( )
147 9 455
( )2009 11
2013 1 1 2011 122015 1 1 2013 11 2015 1 1
2009
11
( )
2011.5.12 2012.6.28 10
12
27
28
2011.5.12
2012.6.28
2013.1.1
2011.5.12 13 2013.1.1
2011.6.16 1 2012.7.1
12
2011.6.16 19 2013.1.1
2013.11.19 9
( )
13
( )
(1)(2)(3)(4)(5)
( )1.
2. 102.12.31 101.12.31 101.1.1
CTBC Bank (Philippines) Corp. 99.60% 99.60% 99.41%
PT. Bank CTBC Indonesia 99.00% 99.00% 99.00%
CTBC Bank Corp.(Canada) 100.00% 100.00% 100.00%
CTBC Capital Corp. 100.00% 100.00% 100.00%
CTBC Capital Corp. CTBC Bank Corp. (USA) 100.00% 100.00% 100.00%
3. 50 102.12.31 101.12.31 101.1.1
Chinatrust Forex Corporation
- % - % 100.00%
100.00% 100.00% 100.00%
14
( )1.
2.
3.
4.
5.
( )
( )1.
(1)
(2)
15
(3)
(4)
A.B.C. 90
(5)
16
(6)
A.B.
(7)
(8)
A.
B.
C.
D.
(9)
A.
17
B.C.D.E.F.G.
(10)
2.
(1)
(2)
(3)
3.
18
(1)
(2)
(3)
4.
(1)(2)
( )
19
( )
( )
20%50%
( )
20
10 564 65 20
( )1.
2.
( )
( )
1.2.3.
21
( )
1.(4)( )
1.
2.(1)
12(2)
(3)3.
12
22
( )
1.
2.
3.
( )
1.2.
(1)(2)
23
( )
24
( )
( )
102.12.31 101.12.31 101.1.1
$ 17,074,209 12,089,433 11,693,690
11,841 10,737 10,830
2,723,737 4,811,376 4,199,905
5,659,700 7,390,529 6,119,027
58,961,769 12,956,763 14,824,489
$ 84,431,256 37,258,838 36,847,941
( ) 102.12.31 101.12.31 101.1.1
$ 23,216,670 22,669,188 13,511,926
37,011,531 33,703,789 34,097,464
- - 199,914
8,635,967 9,936,395 13,342,678
56,261,463 42,908,973 56,999,873
$ 125,125,631 109,218,345 118,151,855
25
( )
102.12.31 101.12.31 101.1.1
$ 39,378,571 36,388,149 24,074,309
- 316,329 487,030
1,531,832 2,391,850 605,297
5,501,312 8,851,281 8,082,769
4,091 19,772 35,547
776,323 268,057 31,946
132,306 2,268,724 2,268,708
27,393,924 24,002,938 26,267,482
276,286 51,404 (328,690)
$ 74,994,645 74,558,504 61,524,398
102.12.31 101.12.31 101.1.1
$ 27,913,158 24,644,057 25,377,546
- - 1,150,726
2,136 8,374 2,070
$ 27,915,294 24,652,431 26,530,342
26
( ) 102.12.31 101.12.31 101.1.1
$ - - 3,007,233
226,400,000 233,600,000 238,000,000
134,355 92,063 5,849,266
56,743,397 58,728,660 53,204,711
950,720 868,810 2,940,878
2,755,632 202,280 2,657,806
5,972 - 53,436
5,546,751 12,648,562 14,559,801
2,828,527 1,796,950 2,252,943
497,169 488,387 510,439
(468,249) (138,426) (1,811,347)
$ 295,394,274 308,287,286 321,225,166
( )
102.12.31 101.12.31 101.1.1
$ 910,113 1,575,777 2,067,730
- 458 42
- 1,719 -
$ 910,113 1,577,954 2,067,772
102.12.31 101.12.31 101.1.1
$ 87,191 1,748 8,329
16,397 1,295 4,878
151,524 31,916 35,369
$ 255,112 34,959 48,576
27
1.
102.12.31 101.12.31 101.1.1
$ 818,787 1,433,060 1,865,146
4,135 140,969 194,255
(16,397) (837) (4,836)
102 101
$ (34,713) 301,943
$ (344,220) 711,081
2.
102.12.31 101.12.31 101.1.1
CTBC Bank Co., Ltd.-Ho Chi Minh City Branch $ (14,280) (3,031) (3,391)
CTBC Capital Corp. (136,902) (28,885) (31,978)
CTBC Bank Corp.(Canada) (342) 1,719 -
( )
101.1.1
$ 1,333,711
1,299,999
28
( ) 102.12.31 101.12.31 101.1.1
$ 22,110 21,117 26,563
62,202,849 63,915,905 60,977,930
85,235,395 59,861,960 49,808,155
4,237,083 4,233,810 4,056,587
5,734,306 5,256,431 10,584,242
7,779 24,004 26,901
10,679,124 7,066,226 6,624,789
168,118,646 140,379,453 132,105,167
(2,523,778) (1,947,418) (2,085,207)
(225) (4,808) (18,773)
$ 165,594,643 138,427,227 130,001,187
102.12.31 101.12.31 101.1.1
$ 2,901,449 3,851,944 4,391,412
102.12.31
$ 685,512 - 676,980
4,413,442 - 597,978
158,352,221 (225) 1,248,820
$ 163,451,175 (225) 2,523,778
29
101.12.31
$ 335,689 - 318,401
4,597,520 - 958,516
128,104,786 (4,808) 670,501
$ 133,037,995 (4,808) 1,947,418
101.1.1
$ 332,420 - 202,500
5,515,252 - 1,101,016
119,706,383 (18,773) 781,691
$ 125,554,055 (18,773) 2,085,207
( )
95%
102.12.31 $ 6,323,343
( ) 102.12.31 101.12.31 101.1.1
$ 447,510,069 426,023,035 373,364,672
11,150,147 8,770,556 14,116,718
360,320,143 324,255,280 314,950,401
1,665 2,401 2,985
95,836,393 89,578,296 90,996,025
914,818,417 848,629,568 793,430,801
370,855,755 285,028,460 269,838,132
4,677,660 4,468,465 2,831,432
1,290,351,832 1,138,126,493 1,066,100,365
(17,101,395) (11,955,270) (12,313,800)
(869,571) (810,551) (574,169)
$ 1,272,380,866 1,125,360,672 1,053,212,396
30
102.12.31 101.12.31 101.1.1
$ 4,963,896 4,715,191 3,020,965
102 101
$ 169,348 110,982
102.12.31
$ 20,403,312 (43,594) 3,739,626 18,902,507 6,177 2,720,937 1,251,046,013 (832,154) 10,640,832
$ 1,290,351,832 (869,571) 17,101,395
101.12.31
$ 22,554,209 (43,525) 4,396,562 12,753,481 10,455 2,729,828 1,102,818,803 (777,481) 4,828,880
$ 1,138,126,493 (810,551) 11,955,270
101.1.1
$ 13,534,251 (31,248) 4,963,877 14,435,173 (4,619) 2,909,586 1,038,130,941 (538,302) 4,440,337
$ 1,066,100,365 (574,169) 12,313,800
31
( )
102
$ 670,501 1,276,917 1,947,418 4,828,880 7,126,390 11,955,270 427,421 14,330,109
568,282 (408,828) 159,454 5,756,501 118,001 5,874,502 152,263 6,186,219
- (767,313) (767,313) - (2,839,280) (2,839,280) (152,178) (3,758,771)
- 1,162,393 1,162,393 - 2,081,817 2,081,817 820 3,245,030
- 13,956 13,956 - - - (13,956) -
10,037 (2,167) 7,870 55,451 (26,365) 29,086 6,139 43,095
$ 1,248,820 1,274,958 2,523,778 10,640,832 6,460,563 17,101,395 420,509 20,045,682
101
$ 781,691 1,303,516 2,085,207 4,440,337 7,873,463 12,313,800 452,706 14,851,713
(102,501) (464,424) (566,925) 627,141 292,283 919,424 153,006 505,505
- (832,660) (832,660) - (3,571,584) (3,571,584) (164,297) (4,568,541)
- 1,260,042 1,260,042 - 2,446,570 2,446,570 578 3,707,190
- 6,430 6,430 - - - (6,430) -
(8,689) 4,013 (4,676) (238,598) 85,658 (152,940) (8,142) (165,758)
$ 670,501 1,276,917 1,947,418 4,828,880 7,126,390 11,955,270 427,421 14,330,109
( ) 102.12.31 101.12.31 101.1.1
$ 38,899,472 38,081,891 62,007,420
3,144,422 11,139,595 9,166,139
10,560,995 13,064,837 14,802,406
3,060,168 5,658,384 5,657,851
5,507,446 2,913,689 4,185,193
102,431 107,233 113,504
$ 61,274,934 70,965,629 95,932,513
32
( )
5,031,192
A 4,325,000 +0.25%
B 250,000 +0.55%
C 150,000 +0.80%
D 130,000 +1.25%
E 176,192
E
1.
102.12.31 93.8.10 65.00% 17.50% 50.00% 7.00% 1.74 17.36 0.96% 3.01% 4.00% 5.70% 3.50% 2.34%
33
2.
10% 20%
$ 102,431 1.74 65.00% 50.00%
10% (720) 20% (1,487)
0.96% 10% (42) 20% (83)
3.
4.
102 101
$ 1,097 1,394 4,322 5,644 326 443 (3,111) (3,882) 3,342 3,485
( )
102.12.31
1,010,880 21.15 $ 1,702,873
223,050 100.00 319,300
$ 2,022,173
34
101.12.31
1,010,880 21.15 $ 1,718,709
223,050 100.00 337,154
$ 2,055,863
101.1.1
Chinatrust Forex CorporationPHP51,045
100.00 $ 34,545
1,010,880 21.15 1,705,255
223,050 100.00 340,890
$ 2,080,690
102 101
Chinatrust Forex Corporation ( ) $ - 2,057
71,838 76,242
2,797 1,502
$ 74,635 79,801
102.12.31 101.12.31 101.1.1
$ 61,497,132 50,304,176 55,226,381
53,126,423 41,840,738 46,788,275
$ 8,370,709 8,463,438 8,438,106
102 101
$ 1,203,310 1,526,933
$ 356,800 361,938
$ (172,387) (31,660)
35
( ) 102.12.31 101.12.31 101.1.1
$ 621,006 1,745,212 1,318,997
(31,926) (22,563) (20,879)
438,660 437,016 215,665
- - 242,107
1,780,892 1,964,205 2,153,755
114,527 144,562 180,375
(99,004) (116,545) (123,884)
- - 3,816,778
96,105 361,665 526,766
- (48,720) (80,640)
131,119 149,496 130,423
$ 3,051,379 4,614,328 8,359,463
CTBC Capital Corp.(CCC) CCC
36
( ) 102.12.31
$ 14,140,385 - 109,949 14,030,436
10,576,517 3,488,082 62,015 7,026,420
57,830 28,920 - 28,910
4,089,532 2,405,281 - 1,684,251
10,032,598 - - 10,032,598
220,069 - - 220,069
1,025,229 - - 1,025,229
289,177 108,186 - 180,991
$ 40,431,337 6,030,469 171,964 34,228,904
101.12.31
$ 17,054,530 - 95,594 16,958,936
13,294,246 4,636,404 54,138 8,603,704
59,247 32,328 - 26,919
4,380,915 2,905,848 - 1,475,067
6,460,491 - - 6,460,491
15,667 - - 15,667
1,025,229 - - 1,025,229
288,361 49,526 - 238,835
$ 42,578,686 7,624,106 149,732 34,804,848
101.1.1 $ 17,668,472 - 454,139 17,214,333
15,346,299 6,276,018 128,896 8,941,385 96,429 65,210 - 31,219 9,898,434 8,237,130 - 1,661,304 3,663,945 - - 3,663,945 337,907 245,038 - 92,869 $ 47,011,486 14,823,396 583,035 31,605,055
37
101.12.31 102.12.31
$ 17,054,530 493,580 3,410,353 2,628 14,140,385
13,294,246 1,866,207 4,601,153 17,217 10,576,517
59,247 16,362 14,850 (2,929) 57,830
4,380,915 851,994 1,089,838 (53,539) 4,089,532
6,460,491 3,798,200 226,371 278 10,032,598
15,667 226,783 22,381 - 220,069
1,025,229 568,748 568,748 - 1,025,229
288,361 9,636 8,820 - 289,177
$ 42,578,686 7,831,510 9,942,514 (36,345) 40,431,337
101.1.1 101.12.31
$ 17,668,472 - 610,214 (3,728) 17,054,530
15,346,299 277,299 2,308,207 (21,145) 13,294,246
96,429 10,766 49,220 1,272 59,247
9,898,434 515,956 5,995,058 (38,417) 4,380,915
3,663,945 2,963,818 167,038 (234) 6,460,491
- 17,762 2,095 - 15,667
- 1,025,229 - - 1,025,229
337,907 230,230 279,776 - 288,361
$ 47,011,486 5,041,060 9,411,608 (62,252) 42,578,686
1 67,283185,857
75,187 493,561 22,381310 36,5493,410,353
4,334,1692 67,283
159,7961,580 11,467 7,134515
108 47
38
101.12.31 102.12.31
$ 4,636,404 505,101 1,643,433 (9,990) 3,488,082
32,328 11,525 13,493 (1,440) 28,920
2,905,848 613,981 1,069,934 (44,614) 2,405,281
49,526 62,289 3,629 - 108,186
$ 7,624,106 1,192,896 2,730,489 (56,044) 6,030,469
101.1.1 101.12.31
$ 6,276,018 563,165 2,191,387 (11,392) 4,636,404
65,210 11,146 44,593 565 32,328
8,237,130 649,968 5,953,662 (27,588) 2,905,848
245,038 67,062 262,574 - 49,526
$ 14,823,396 1,291,341 8,452,216 (38,415) 7,624,106
1,421,179
101.12.31 102.12.31
$ 95,594 14,355 - - 109,949
54,138 7,877 - - 62,015
$ 149,732 22,232 - - 171,964
101.1.1 101.12.31
$ 454,139 - 358,545 - 95,594
128,896 - 74,758 - 54,138
$ 583,035 - 433,303 - 149,732
39
( ) 102.12.31 101.12.31 101.1.1
$ 10,385,891 10,385,891 10,385,891
1,805,161 1,804,985 1,849,010
4,126 - -
$ 12,195,178 12,190,876 12,234,901
101.12.31 102.12.31
$ 10,385,891 - - - 10,385,891
1,804,985 598,008 586,811 (11,021) 1,805,161
- 4,556 430 - 4,126
$ 12,190,876 602,564 587,241 (11,021) 12,195,178
101.1.1 101.12.31
$ 10,385,891 - - - 10,385,891
1,849,010 553,223 593,901 (3,347) 1,804,985
$ 12,234,901 553,223 593,901 (3,347) 12,190,876
1 312,4592,598
2 670216,802 71
( ) 102.12.31 101.12.31 101.1.1
$ 3,196,372 4,954,968 3,984,149
20,763 37,097 55,990
116,292 191,477 234,242
78,023 27,420 46,765
2,637,281 2,597,661 4,149,303
2,853,912 2,921,194 2,988,477
1,570,716 1,481,000 1,490,004
55,890 51,103 84,753
$ 10,529,249 12,261,920 13,033,683
40
3,364,140
( ) 102.12.31 101.12.31 101.1.1
$ 151,062 140,734 168,660
1,592,487 2,123,855 1,879,089
3,746,997 4,967,002 5,904,805
1,131,072 3,222,712 1,122,596
41,787,894 20,236,116 42,288,918
$ 48,409,512 30,690,419 51,364,068
( ) 102.12.31 101.12.31 101.1.1
$ 3,217,210 2,631,639 4,641,210
4,166,820 2,376,962 2,885,918
$ 7,384,030 5,008,601 7,527,128
77,419 90,323103,226 6M LIBOR
30,000 0.32
50,000 0.27%
85,000 49,600 73,0000.91% 5.62% 0.91% 5.62% 4.92% 5.62%
41
( ) 102.12.31
$ 7,206,700 7,199,025 7,199,382 103 02 07
42,331,857 43,774,699 43,792,826 103 03 25
9,798,700
10,064,470
10,072,070
103 07 03
$ 59,337,257 61,038,194 61,064,278
101.12.31
$ 14,109,000 14,086,011 14,093,980 102 2 22
28,714,280 30,648,478 30,665,242 102 04 12
15,080,400
16,043,350
16,053,903
102 06 27
$ 57,903,680 60,777,839 60,813,125
101.1.1
$ 19,191,000 19,183,905 19,192,732 101 02 23
36,322,480 38,788,080 38,799,335 101 08 31
16,422,000
17,287,796
17,301,333
101 08 07
$ 71,935,480 75,259,781 75,293,400
42
( ) 102.12.31 101.12.31 101.1.1
$ 4,615,910 10,327,768 5,238,249
5,773,424 7,606,677 8,637,762
12,359,287 10,287,060 9,421,055
2,929,143 3,045,208 2,864,030
4,806,111 5,252,898 8,758,016
1,954,432 2,214,230 1,336,687
330,040 306,345 289,919
98,726 101,651 100,784
2,589,013 4,596,531 4,040,287
409,443 361,439 306,055
5,857 44,187 283,393
5,838,647 7,699,598 6,131,254
714,081 407,796 146,915
330,243 394,930 1,985,689
577,732 577,754 573,038
2,200,536 3,077,276 2,135,861
$ 45,532,625 56,301,348 52,248,994
43
( ) 102.12.31 101.12.31 101.1.1
$ 8,190,254 8,861,185 8,173,642
138,713,639 121,685,618 118,195,044
483,058,632 443,010,179 410,409,914
7,713,523 6,448,488 6,075,995
629,485,794 571,144,285 534,680,953
201,322,073 196,763,617 221,796,081
313,555,393 290,170,300 270,669,117
1,100,800 844,400 1,231,200
10,975,874 24,058,252 17,183,729
21,893,000 23,200,000 27,462,000
548,847,140 535,036,569 538,342,127
1,186,523,188 1,115,042,039 1,081,196,722
543,900,729 409,520,042 377,398,321
203 275 49,202
53,327 141,950 57,840
691,878 411,342 825,377
$ 1,731,169,325 1,525,115,648 1,459,527,462
44
( )
102.12.31
5.625% Step-up Callable
Perpetual Subordinated
Notes
94/03/17 5.625%
USD 6M LIBOR+1.86%
$ 14,976,465
94-5 94/11/29 A 3.35%
90 CP+1.85% B 3.35%
4.35%
12,000,000
95-1 95/05/17 105/05/17 2.14% 3,100,000
96-3 96/12/14 103/12/14 0.40% 1,500,000
96-4 96/12/18 103/12/18 3.05% 2,000,000
97-1 97/04/10 112/04/10 3.49% 2,000,000
97-2 97/04/25 3.60%
4.60%
700,000
97-3 97/04/25 104/04/25 A 3.10% B 3.00% 3,350,000
100-1 100/09/27 110/09/27 A 1.80% B 1.95%
0.55%
12,900,000
102-1 102/03/12 105/03/12 2.90% 4,947,000
812,733
(16,249)
$ 58,269,949
45
101.12.31
5.625% Step-up Callable
Perpetual Subordinated
Notes
94/03/17 5.625%
USD 6M LIBOR+1.86%
$ 14,568,756
94-5 94/11/29 A 3.35%
90 CP+1.85% B 3.35%
4.35%
12,000,000
95-1 95/05/17 105/05/17 2.14% 3,100,000
96-3 96/12/14 103/12/14 0.40% 1,500,000
96-4 96/12/18 103/12/18 3.05% 2,000,000
97-1 97/04/10 112/04/10 3.49% 2,000,000
97-2 97/04/25 3.60%
4.60%
700,000
97-3 97/04/25 104/04/25 A 3.10% B 3.00% 3,350,000
97-4 97/04/25 102/10/25
0.28%
450,000
100-1 100/09/27 110/09/27 A 1.80% B 1.95%
0.55%
12,900,000
1,581,216
(28,340)
$ 54,121,632
46
101.1.1
5.625% Step-up Callable
Perpetual
Subordinated Notes
94/03/17 5.625%
USD 6M LIBOR+1.86%
$ 15,143,145
94-5 94/11/29 A 3.35%
90 CP+1.85% B 3.35%
4.35%
12,000,000
95-1 95/05/17 105/05/17 2.14% 3,100,000
96-3 96/12/14 103/12/14 0.40% 1,500,000
96-4 96/12/18 103/12/18 3.05% 2,000,000
97-1 97/04/10 112/04/10 3.49% 2,000,000
97-2 97/04/25 3.60%
4.60%
700,000
97-3 97/04/25 104/04/25 A 3.10% B 3.00% 3,350,000
97-4 97/04/25 102/10/25
0.28%
450,000
100-1 100/09/27 110/09/27 A 1.80% B 1.95%
0.55%
12,900,000
2,082,063
(42,826)
$ 55,182,382
6165 90 CP/BA 11:00
( ) 102.12.31 101.12.31 101.1.1
$ 16,763 45,000 71,325
183,821 239,648 60,688
15,456,071 22,519,505 19,037,736
- 12,884 4,730
$ 15,656,655 22,817,037 19,174,479
47
( ) 102.12.31 101.12.31 101.1.1
$ 1,027,476 1,097,467 1,206,411
3,825,830 4,025,211 3,576,352
287,508 286,273 305,903
162 178 32,957
$ 5,140,976 5,409,129 5,121,623
37( )
102.12.31 101.12.31 101.1.1
$ 1,018,657 544,320 338,219
968,121 748,957 364,016
705,570 949,708 1,025,033
1,051,550 2,132,012 1,846,826
1,054,366 1,286,779 1,127,441
966,913 1,671,020 841,828
193,118 222,598 196,741
$ 5,958,295 7,555,394 5,740,104
( )1.
6%
405,099 377,021
2.
102.12.31 101.12.31 101.1.1
$ 3,477,068 3,682,497 3,313,806
211,315 209,997 157,131
$ 3,688,383 3,892,494 3,470,937
48
(1)
102.12.31 101.12.31 101.1.1
$ 8,594,323 8,755,132 8,297,390
(5,117,255) (5,072,635) (4,983,584)
3,477,068 3,682,497 3,313,806
- - -
$ 3,477,068 3,682,497 3,313,806
A.
B.230,239
250,990C.
102 101
1 1 $ 8,755,132 8,297,390 175,079 187,400 131,327 145,203 (490,498) (352,069) 23,283 477,208
12 31 $ 8,594,323 8,755,132
49
D.
102 101
1 1 $ 5,072,635 4,983,584 401,322 396,206 (490,498) (352,069) 76,090 87,212 57,706 (42,298)
12 31 $ 5,117,255 5,072,635
E.
102 101
1 1 $ (519,506) - 34,423 (519,506)
12 31 $ (485,083) (519,506)
F.102 101
1.90% 1.50% 1.90% 1.50% 3.00% 3.00%
G. 102.12.31 101.12.31 101.1.1
$ 8,594,323 8,755,132 8,297,390
5,117,255 5,072,635 4,983,584
$ 3,477,068 3,682,497 3,313,806
$ 284,044 297,902 -
$ (57,706) 42,298 -
$ (260,761) 179,306 -
H.
50
8,594,3230.25% 156,715
161,496(2)
102.12.31 101.12.31 101.1.1
$ 211,315 209,997 157,131
- - -
211,315 209,997 157,131
- - -
$ 211,315 209,997 157,131
A.18,890
22,103B.
102 101
1 1 $ 209,997 157,131 6,226 4,789 (13,363) (8,534) 12,664 17,314 (4,209) 39,297
12 31 $ 211,315 209,997
C.
102 101
1 1 $ (39,297) - 4,209 (39,297)
12 31 $ (35,088) (39,297)
51
D.102 101
4.00% 2.00% 4.00% 1.75%
2.00% 2.00% 2.00% 1.75%
1.50% 31%~69% 1.50% 34~70%
50.00% -% 50.00% -%
E. 102.12.31 101.12.31 101.1.1
$ 211,315 209,997 157,131
- - -
$ 211,315 209,997 157,131
$ 2,904 39,297 -
$ - - -
F.
211,315 0.25%6,462 6,813
3.
102.12.31 101.12.31 101.1.1
$ 137,447 132,717 105,415
89,303 123,84338,446
52
( )1.
102 101
$ (3,318,485) (3,005,341) 3,421,405 (181,341) - (48) $ 102,920 (3,186,730)
102 101
$ 213,346 112,141 (6,567) 94,997 $ 206,779 207,138
102 101$ 18,792,425 18,561,989 102,920 (3,186,730) $ 18,689,505 21,748,719 $ (3,974,177) (4,086,843) (243,408) (230,409) 1,236,218 993,066 (37,850) 63,335 - (48) 3,122,137 74,169 $ 102,920 (3,186,730)
53
2.
102
$ 647,795 (534,232) - - 113,563
(365,277) 365,277 - - -
41,264 (36,286) - (5,740) (762)
792,808 560,258 - 14,215 1,367,281
197 (197) - - -
9,203 1,340 - - 10,543
566,727 (30,045) - 22,834 559,516
186,570 (11,899) - - 174,671
421,992 - 213,346 - 635,338
94,997 - (6,567) - 88,430
(389,180) 3,107,189 - (27,558) 2,690,451
$ 2,007,096 3,421,405 206,779 3,751 5,639,031
$ 2,648,876 5,911,307
(641,780) (272,276)
$ 2,007,096 5,639,031
54
101
$ 720,679 (72,884) - - 647,795
(365,277) - - - (365,277) 56,048 (11,150) - (3,634) 41,264
697,961 147,065 - (52,218) 792,808 10,142 (9,945) - - 197 29,188 (19,985) - - 9,203 590,060 (14,686) - (8,647) 566,727 205,090 (18,520) - - 186,570 309,851 - 112,141 - 421,992
- - 94,997 - 94,997 (256,799) (181,236) - 48,855 (389,180) $ 1,996,943 (181,341) 207,138 (15,644) 2,007,096
$ 2,532,164 2,648,876 (535,221) (641,780) $ 1,996,943 2,007,096
3.
97 3097
96 60%
94
95 96
94~96
92
93
55
( ) 102.12.31 101.12.31 101.1.1
1. $ 4,835 123,849 130,550
2. 101 100
0.82% 0.78% 0.82% - %
3.10204562810
( )1.
80,000,00010 8,000,000 78,622,897
7,862,290
3,251,521 325,1522.
102.12.31 101.12.31 101.1.1
$ 16,000,568 16,000,568 16,000,568
1,184,264 1,184,264 891,573
(2,773) (2,773) -
$ 17,182,059 17,182,059 16,892,141
715,00062,248
292,691
56
3.
$ (94,351) (3,397,351) (3,491,702)
1,066,587 - 1,066,587
(1,396,024) - (1,396,024)
- (484,830) (484,830)
- (236,915) (236,915)
(66,018) - (66,018)
$ (489,806) (4,119,096) (4,608,902)
$ (1,770,221) (2,238,369) (4,008,590)
2,654,966 - 2,654,966
(980,448) - (980,448)
- (1,507,740) (1,507,740)
- 348,758 348,758
1,352 - 1,352
$ (94,351) (3,397,351) (3,491,702)
57
( )
11,304,952 3,251,5216,440 6,440
198
5,0185,317 299
3,218
58
( )
99 100 101
100.01.26 101.01.13 102.02.05
100,445 93,583 139,469
102.01.01 102.12.31 103.12.31 104.12.31
23.63 19.05 16.69
102
99 100 101
109,640 16.93 98,654 15.04 139,469 14.82
12,356 16.93 12,410 15.04 17,606 14.82
1,591 16.93 1,872 15.04 1,375 14.82
120,405 16.93 3,775 15.04 3,997 14.82
- 16.93 - 15.04 - 14.82
- 16.93 105,417 15.04 151,703 14.82
- 16.93 - 15.04 - 14.82
59
101
99 100
105,446 19.07 93,583 16.94
15,307 19.07 10,931 16.94
7,936 19.07 2,746 16.94
3,177 19.07 3,114 16.94
- 19.07 - 16.94
109,640 19.07 98,654 16.94
- 19.07 - 16.94
99 100 10119.60 19.42 19.68
100 1011 2
102192,606 20.07
( ) 102 101
$ 18,784,906 18,555,999
7,862,290 7,862,290
$ 2.39 2.36
60
( ) 102 101
$ 31,985,091 30,751,430
2,750,316 2,689,030
3,716,612 4,162,896
285,270 236,901
992,394 1,098,747
1,041,146 1,040,698
1,939,451 1,249,056
42,710,280 41,228,758
11,256,501 10,396,866
271,992 336,030
2,567,715 2,676,366
290,476 312,192
17,450 12,099
14,404,134 13,733,553
$ 28,306,146 27,495,205
61
( ) 102 101
$ 4,715,525 5,037,022
10,698,723 9,663,882
2,742,810 2,591,595
3,133,320 2,708,947
5,007,165 4,441,427
28,470 45,514
26,326,013 24,488,387
(185,848) (157,176)
(297,264) (256,397)
(197,911) (160,334)
(736,425) (839,382)
(365,060) (279,551)
(8,860) (339)
(1,791,368) (1,693,179)
$ 24,534,645 22,795,208
62
( ) 102 101
$ 6,194 2,619
187 1,820
63,793 145,461
(284) 22,706
53,899 67,684
24,821 12,293
(3,288) 20
1,012 643
(28,168) (65,916)
1,299 165,380
4,252,515 1,323,624
10,497 (2,982)
- 20,684
4,382,477 1,694,036
(1,838) (5,508)
841 (817)
(12,602) (4,144)
(278) 55
759,131 405,551
214,451 153,741
(770) (17)
71,889 (3,351)
- 262,774
259,991 58,227
4 -
975 (1,006)
(788,408) (423,500)
503,386 442,005
8,690 27,925
486,240 507,513
$ 5,380,793 2,671,479
63
( ) 102 101
$ 109,898 345,608
(913) 21,746
1,273,752 609,295
13,287 3,799
$ 1,396,024 980,448
( ) 102 101
$ (22,232) -
(6,710) 7,470
- (1,195)
$ (28,942) 6,275
( ) 102 101
$ 311,227 221,504
140,911 130,352
81,223 91,436
103,430 129,460
2,512 2,701
11,086 11,178
(29,657) (5,583)
(13,511) (16,596)
(28,127) (2,742)
333,719 476,072
$ 912,813 1,037,782
64
( ) 102 101
$ 5,867,102 909,450
(672,913) (786,691)
832,367 219,766
2,435 5,804
147,628 139,494
2,200 7,708
$ 6,178,819 495,531
( ) 102 101
$ 16,446,215 15,468,699
1,046,277 895,011
996,736 377,105
405,099 377,021
338,432 396,936
1,062,684 695,726
$ 20,295,443 18,210,498
( ) 102 101
$ 505,101 563,165
263,252 291,317
32,735 31,669
391,808 405,190
1,192,896 1,291,341
584,213 593,830
16,906 16,421
$ 1,794,015 1,901,592
65
( ) 102 101
$ 3,249,183 3,050,283
1,310,807 1,383,350
2,568,688 2,299,890
1,451,583 1,262,646
3,878,693 3,303,095
1,383,381 1,340,318
$ 13,842,335 12,639,582
( )1.
102.12.31
$ 84,431,256 84,431,256 125,125,631 125,125,631 47,600,721 47,600,721 295,394,274 295,394,274 165,594,643 165,594,643 976,140 976,140 1,272,380,866 1,272,380,866 61,274,934 61,610,394 3,051,379 3,051,379
66
102.12.31
$ 1,018,243 1,018,243 1,823,079 1,823,079
11,919,567 11,919,567 563,002 563,002 7,862,373 7,862,373 3,912,872 3,912,872 161,968 161,968 7,027 7,027 586 586 81,211 81,211 43,996 43,996 910,113 910,113
102.12.31
$ 48,409,512 48,409,512 7,384,030 7,384,030 2,136 2,136 61,038,194 61,038,194 45,532,625 45,532,625 1,420,066 1,420,066 1,731,169,325 1,731,169,325 58,269,949 58,269,949 15,656,655 15,656,655
67
102.12.31
$ 561,627 561,627 1,660,992 1,660,992 11,194,709 11,194,709 1,032,426 1,032,426 7,800,757 7,800,757 5,527,911 5,527,911 47,763 47,763 8,383 8,383 3,532 3,532 75,047 75,047 11 11 255,112 255,112 101.12.31
$ 37,258,838 37,258,838 109,218,345 109,218,345 50,555,566 50,555,566 308,287,286 308,287,286 138,427,227 138,427,227 1,182,828 1,182,828 1,125,360,672 1,125,360,672 70,965,629 71,518,026 4,614,328 4,614,328
68
101.12.31
$ 1,025,895 1,025,895 754,001 754,001
5,895,105 5,895,105 1,476,530 1,476,530 11,902,077 11,902,077 2,668,565 2,668,565 189,929 189,929 29,018 29,018 28 28 61,379 61,379 411 411 1,577,954 1,577,954
101.12.31
$ 30,690,419 30,690,419 5,008,601 5,008,601 8,37 8,374 60,777,839 60,777,839 56,301,348 56,301,348 1,716,717 1,716,717 1,525,115,648 1,525,115,648 54,121,632 54,121,632 22,817,037 22,817,037
69
101.12.31
$ 767,882 767,882 744,847 744,847 6,864,572 6,864,572 723,167 723,167 12,243,556 12,243,556 3,190,395 3,190,395 31,076 31,076 22,391 22,391 1,548 1,548 203 203 50,754 50,754 3,666 3,666 34,959 34,959 101.1.1
$ 36,847,941 36,847,941 118,151,855 118,151,855 35,256,916 35,256,916 321,225,166 321,225,166 1,333,711 1,333,711 130,001,187 130,001,187 1,306,043 1,306,043 1,053,212,396 1,053,212,396 95,932,513 96,778,859 8,359,463 8,359,463
70
101.1.1
$ 259,747 259,747 1,470,936 1,470,936
3,577,320 3,577,320 435,579 435,579 15,947,860 15,947,860 3,854,764 3,854,764 42 42 301,979 301,979 182,705 182,705 7,230 7,230
213 213 1,178 1,178 226,784 226,784 1,145 1,145 2,067,772 2,067,772
101.1.1
$ 51,364,068 51,364,068 7,527,128 7,527,128 1,152,796 1,152,796
75,259,781 75,259,781 52,248,994 52,248,994 1,473,534 1,473,534 1,459,527,462 1,459,527,462 55,182,382 55,182,382 19,174,479 19,174,479
71
101.1.1
$ 315,885 315,885 1,415,082 1,415,082 2,117,001 2,117,001 1,135,156 1,135,156 16,709,177 16,709,177 3,198,749 3,198,749 172,648 172,648 121,901 121,901 4,644 4,644 548 548 186,546 186,546 209 209 48,576 48,576
2. (1)
(2)
72
(3)
(4)
(5)Black Scholes Model
(6)
(Reuters) (Bloomberg)
3. (1)
102.12.31
( 1) ( 2) 3)
$ 845,526 845,526 - -
46,755,195 7,248,478 39,506,717 -
5,373,898 5,373,898 - -
290,013,689 771,831 288,737,697 504,161
6,687 6,471 216 -
2,136 2,136 - -
$ 27,393,924 98,407 24,610,973 2,684,544
910,113 - 91,326 818,787
27,913,158 106,276 25,205,379 2,601,503
255,112 255,112 - -
73
101.12.31
( 1) ( 2) 3)
$ 265,369 265,369 - -
50,290,197 10,125,939 38,768,617 1,395,641
12,135,843 12,135,843 - -
296,151,159 1,168,265 294,501,352 481,542
284 - 284 -
8,374 8,374 - -
$ 24,002,938 41,237 23,243,603 718,098
1,577,954 - 144,894 1,433,060
24,644,057 141,802 23,740,606 761,649
34,959 - 34,959 -
101.1.1
( 1) ( 2) 3)
$ 32,604 32,604 - -
35,224,312 8,519,845 26,422,909 281,558
12,371,329 12,371,329 - -
308,801,238 4,697,262 303,637,508 466,468
52,599 52,400 199 -
1,152,796 2,070 1,150,726 -
$ 26,267,482 52,800 25,826,637 388,045
2,067,772 - 202,626 1,865,146
25,377,546 60,382 24,858,418 458,746
48,576 - 48,576 -
74
(2)
102
$ 2,113,739 9,041,573 - 844,916 8,683,217 27,862 7,873,714 10,153,049 - 2,684,544
481,542 - 27,470 - - - 4,851 - - 504,161
1,433,060 (614,273) - - - - - - - 818,787
$ 4,028,341 8,427,300 27,470 844,916 8,683,217 27,862 7,878,565 10,153,049 - 4,007,492
101
$ 669,603 948,071 - 1,392,980 10,753,182 72,598 2,141,679 9,581,016 - 2,113,739
466,468 - 17,771 - - - 2,697 - - 481,542
1,865,146 (432,086) - - - - - - - 1,433,060
$ 3,001,217 515,985 17,771 1,392,980 10,753,182 72,598 2,144,376 9,581,016 - 4,028,341
(3)
102
$ 761,649 5,640,224 2,974,265 272,124 27,862 6,816,506 258,115 - 2,601,503
101
$ 458,746 54,831 1,051,097 362,718 72,598 897,031 341,310 - 761,649
75
1(1) (2)(3)
2
1.
2.3.
4.
3
4.428,506 458,386
5.
76
(1)
A.a.
b.(A)
(a)
(b)
(c)
77
(d)
(B)(a) (Value at Risk, VaR)
(IMA)(b) (Stress Testing)
(Tail Risk)(c) (Factor Sensitivity)
c.
d.(A)
(B)
78
(C)(PVBP, present value of one basis point)
PVBP0.01%(1
102.12.31 101.12.31 101.1.1
CNY $ (218) 12 353 EUR (129) (21) (102) HKD (281) (675) (702) KRW (75) (39) (51) NTD 935 1,413 (91) USD 449 (298) (1,176)
(560) (455) (125)
e.(A)
(B)(Currency
Pair)
(C)(FX delta FX delta
1%
102.12.31 101.12.31 101.1.1
AUD $ (1,587) (483) (516) CNY 141,046 54,395 32,319 EUR (1,088) 1,896 (4,329) GBP (223) 88 (795) HKD (3,284) (7,259) (6,951) JPY (13,822) (10,251) (988)
KRW (115) (60) 66 USD (109,427) (51,517) 7,338
(7,147) (5,321) (1,025)
79
f.(A) (Equity delta)
1%
(B) (Commodity delta)1%
(C) (CR01,Credit01)0.01% 1
102.12.31
101.12.31
101.1.1
1% $ 15,574 14,073 12,040
550 2,055 -
1% - 133 -
(614) (966) 55
12 252 (2)
(16) 40 (335)
1 (113) (293) (835)
B.a.(A)
80
(B)
(C)
(a)
(b) (1 Basis Point)(Net Interest Income) (Economic Value of Equity)
(1bp NII)(1bp EVE)
(c)
(D)
81
b.(A)
(B)
(C)
(FX Delta)(D)
c.(A)
(B)
(C)
82
(D)
d.
102.12.31
1bp 63,549 (18,078) 1bp (63,285) 18,078
1% (1,884) - 1% 1,884 -
1% - 53,804 1% - (53,804)
101.12.31
1bp 30,499 (20,737) 1bp (29,983) 20,737
1% (1,837) - 1% 1,837 -
1% - 121,358 1% - (121,358)
83
101.1.1
1bp 23,780 (18,666) 1bp (23,037) 18,666
1% (1,993) - 1% 1,993 -
1% - 124,052 1% - (124,052)
C.34(a)
102.12.31
USD $ 17,037,097 29.9500 510,261,041 CNY 15,053,622 4.9470 74,470,268 JPY 80,052,298 0.2853 22,838,921 EUR 261,761 41.2860 10,807,060 AUD 580,395 26.7120 15,503,521
USD 18,765 29.9500 562,011
84
102.12.31
USD $ 17,569,705 29.9500 526,212,672 CNY 22,936,850 4.9470 113,468,596 JPY 78,927,269 0.2853 22,517,950 EUR 266,925 41.2860 11,020,265 AUD 579,164 26.7120 15,470,623
101.12.31
USD $ 11,555,163 29.1360 336,671,222 CNY 9,753,965 4.6760 45,609,541 JPY 48,875,987 0.3375 16,495,646 CAD 335,119 29.2970 9,817,975 NZD 5,265 23.9350 126,015
USD 21,951 29.1360 639,564
101.12.31
USD $ 4,826,555 29.1360 140,626,510 CNY 13,364,238 4.6760 62,491,177 JPY 48,708,985 0.3375 16,439,282 CAD 294,872 29.2970 8,638,872 NZD 33,556 23.9350 803,161
85
101.1.1
USD $ 13,263,856 30.2900 401,762,200 JPY 57,518,843 0.3906 22,466,860 EUR 252,925 39.1980 9,914,141 CNY 5,567,928 4.8080 26,770,599 GBP 46,530 46.7500 2,175,285
USD 12,031 30.2900 364,419
USD $ 14,052,220 30.2900 425,641,743 JPY 56,983,037 0.3906 22,257,574 EUR 250,738 39.1980 9,828,443 CNY 5,795,404 4.8080 27,864,304 GBP 46,979 46.7500 2,196,278
86
D.a.(A)
%1 90
( ) 91 180
( ) 181 1
( ) 1
$ 1,163,196,896 58,885,343 47,314,092 67,942,500 1,337,338,831
484,182,849 697,325,075 95,546,629 28,796,289 1,305,850,842
679,014,047 (638,439,732) (48,232,537) 39,146,211 31,487,989
146,850,762
102.41
21.44
%1 90
( ) 91 180
( ) 181 1
( ) 1
$ 1,079,471,039 81,126,080 56,729,227 75,937,358 1,293,263,704
465,430,125 628,019,673 104,570,958 28,472,430 1,226,493,186
614,040,914 (546,893,593) (47,841,731) 47,464,928 66,770,518
140,494,840
105.44
47.53
87
(B)
%1 90
( ) 91 180
( ) 181 1
( ) 1
$ 9,959,112 886,035 393,740 184,087 11,422,974
4,198,191 7,027,461 893,945 5,065 12,124,662
5,760,921 (6,141,426) (500,205) 179,022 (701,688)
4,903,197
94.21
(14.31)
%1 90
( ) 91 180
( ) 181 1
( ) 1
$ 8,255,837 521,628 92,886 102,211 8,972,562
3,574,276 5,784,517 810,012 8,772 10,177,577
4,681,561 (5,262,889) (717,126) 93,439 (1,205,015)
4,822,036
88.16
(24.99)
88
(2)A.
B.
C.a.(A)
(B)
(C)
(D)
89
b.(A)
(PD) (LGD) (EAD)
(a)
(Masterscale)
(b)(Collateral Recovery Rate)
(c)(Credit Conversion Factor)
(Non-Cash Conversion Factor)
(B)
90
D.a.
b.
c.
d.
e.
f.
91
E.
(3)GF.
a. 102.12.31
$ 58,839,549 - - - - - - - 58,839,549
- 1,509,709 1,274 15,842,638 - 1,448,009 66,249,362 184,403 85,235,395
456,158,201 - - - - - - - 456,158,201
45,056,229 37,646,601 172,578,515 69,528,978 36,658,558 70,037,929 15,980,071 23,188 447,510,069
9,351,356 600,924 - 123,158 152,592 295,316 33,867 592,934 11,150,147
15,793,402 77,954,745 3,749,310 51,366,542 54,636,619 130,178,219 33,429,423 3,747,495 370,855,755
953,223 1,465,895 - 1,012,541 35,871 998,497 177,737 33,896 4,677,660
(96,068) (163,456) (2,016) (45,911) (80,907) (148,821) (60,206) (272,186) (869,571)
114,527 - - - 96,105 - - - 210,632
$ 586,170,419 119,014,418 176,327,083 137,827,946 91,498,838 202,809,149 115,810,254 4,309,730 1,433,767,837
102.12.31
$ 286,332,996 187,672 3,514,483 290,035,151
- - 910,113 910,113
47,906,201 3,238,906 10,138,634 61,283,741
$ 334,239,197 3,426,578 14,563,230 352,229,005
92
101.12.31
$ 58,975,523 - - - - - - - 58,975,523
- 1,091,311 982 20,615,801 - 902,775 37,248,165 2,926 59,861,960
413,824,977 - - - - 11,000 - - 413,835,977
34,982,825 33,960,308 175,427,993 67,856,450 30,142,111 67,509,611 16,135,537 8,200 426,023,035
7,572,971 225,188 - 37,631 19,645 110,793 5,000 799,328 8,770,556
12,831,330 56,821,065 5,305,248 37,728,835 36,442,582 104,258,238 29,765,356 1,875,806 285,028,460
1,216,871 170,591 - 1,963,600 181,979 728,083 171,937 35,404 4,468,465
(216,887) (74,691) (3,068) (31,906) (82,181) (135,607) (83,798) (182,413) (810,551)
138,020 6,541 - - 361,666 - - - 506,227
$ 529,325,630 92,200,313 180,731,155 128,170,411 67,065,802 173,384,893 83,242,197 2,539,251 1,256,659,652
101.12.31
$ 295,536,516 424,268 211,707 296,172,491
- - 1,577,954 1,577,954
61,895,799 5,658,383 3,420,278 70,974,460
$ 357,432,315 6,082,651 5,209,939 368,724,905
101.1.1
$ 57,515,646 - - - - - - - 57,515,646
- 5,709,739 30,893 30,401,342 - 6,013,010 7,653,171 - 49,808,155
405,949,411 - - - - - - - 405,949,411
105,490 60,948,877 130,293,969 68,746,405 23,756,107 62,884,364 26,619,872 9,588 373,364,672
12,644,858 - - - - - - 1,471,860 14,116,718
10,067,618 45,749,910 17,296,805 38,591,381 33,255,936 97,723,668 24,694,321 2,458,493 269,838,132
1,260,476 513,642 - 38,030 323,044 648,045 - 48,195 2,831,432
(113,329) (44,991) - (38,894) (27,300) (62,743) (46,691) (240,221) (574,169)
165,984 14,391 - - 526,766 - - - 707,141
$ 487,596,154 112,891,568 147,621,667 137,738,264 57,834,553 167,206,344 58,920,673 3,747,915 1,173,557,138
101.1.1
$ 300,180,917 2,571,308 6,071,319 308,823,544
- - 2,067,772 2,067,772
85,524,848 5,960,718 4,455,765 95,941,331
- 242,107 - 242,107
$ 385,705,765 8,774,133 12,594,856 407,074,754
93
b. 102.12.31
$ 273,789,800 8,377,091 6,631,909 1,236,351 290,035,151
91,326 - - 818,787 910,113
58,839,549 - - - 58,839,549
7,167,308 795,008 76,006,872 1,266,207 85,235,395
360,320,143 - - - 360,320,143
1,665 - - - 1,665
95,836,393 - - - 95,836,393
446,552,311 - 957,758 - 447,510,069
11,150,147 - - - 11,150,147
57,751,158 65,141,819 238,220,766 9,742,012 370,855,755
3,444,643 68,997 1,164,020 - 4,677,660
(261,811) (19,684) (302,884) (285,192) (869,571)
43,427,131 - 15,414,810 2,441,800 61,283,741
114,527 96,105 - - 210,632
$ 1,358,224,290 74,459,336 338,093,251 15,219,965 1,785,996,842
101.12.31
$ 285,822,716 6,748,171 3,405,269 196,335 296,172,491
144,894 - - 1,433,060 1,577,954
58,975,523 - - - 58,975,523
11,525,414 1,968,335 44,337,272 2,030,939 59,861,960
324,255,280 - - - 324,255,280
2,401 - - - 2,401
89,578,296 - - - 89,578,296
425,638,862 - 384,173 - 426,023,035
8,770,556 - - - 8,770,556
43,453,678 49,040,763 180,366,809 12,167,210 285,028,460
2,952,503 217,583 864,978 433,401 4,468,465
(313,719) (19,514) (265,611) (211,707) (810,551)
55,820,032 - 15,154,428 - 70,974,460
144,562 361,665 - - 506,227
$ 1,306,770,998 58,317,003 244,247,318 16,049,238 1,625,384,557
94
101.1.1
$ 289,091,862 11,998,917 4,705,098 3,027,667 308,823,544
202,626 1,865,146 - - 2,067,772
57,515,646 - - - 57,515,646
13,293,653 5,413,493 29,631,668 1,469,341 49,808,155
314,950,401 - - - 314,950,401
2,985 - - - 2,985
90,996,025 - - - 90,996,025
372,613,519 20,000 731,153 - 373,364,672
14,116,718 - - - 14,116,718
52,231,415 45,066,706 161,869,803 10,670,208 269,838,132
1,430,562 358,555 815,045 227,270 2,831,432
(163,412) (17,196) (135,325) (258,236) (574,169)
79,809,853 308,493 14,611,620 1,211,365 95,941,331
180,375 526,766 - 242,107 949,248
$ 1,286,272,228 65,540,880 212,229,062 16,589,722 1,580,631,892
95
G.
10
2.12
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$ 23
7,08
0,17
6
52
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-
289,
509,
744
-
-
-
-
525,
407
-
21
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290,
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905
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3
-
-
91
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8,08
6,98
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3
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5
123,
955
291,
537
54
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4,31
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154
84
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317,
088
50
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276,
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64
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587,
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368
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47
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3,36
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36
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41
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-
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-
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-
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-
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96
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114,
527
99
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111,
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$
1,13
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5,77
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1,
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620,
023
2,
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2,
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2,94
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12,5
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422,
179
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10
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$ 24
1,23
4,74
6
54
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-
295,
669,
902
-
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-
-
502,
589
-
21
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296,
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12
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1,
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285
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-
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4
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14
9,97
1
138,
305
271,
307
55
9,58
3
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4
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44
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263
23,2
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30
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5
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024
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-
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1,
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32
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-
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7
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-
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58
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279,
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60
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488,
628
1,21
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6
3,32
4,72
7
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37
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240
28
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0
-
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1,
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2,
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5)
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-
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51
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18,8
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-
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5
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831
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1,06
6,58
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38
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127
1,
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244,
243
16
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24
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$ 25
8,41
8,59
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49
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-
308,
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969
-
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488,
575
-
22
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308,
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437
1,
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548
171,
224
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2,
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772
-
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2,06
7,77
2
43
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7,66
5,72
1
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125,
140
261,
586
52
4,24
4
-
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3,60
1
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2
55,8
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38
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10,9
45,9
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72
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49,2
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33
30
8,30
4
139,
500
26,2
09
47
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3
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29
1,65
1,41
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30
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6
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1
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6,67
3
2,
427,
254
6,
531,
418
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3,
423,
367
1,
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530
31
3,48
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1
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924
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4
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1
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1,
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722
79
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211
70
5,82
5
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6,76
4
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9,37
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11
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14
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54,8
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63
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265,
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918
10
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1
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822
967,
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1,
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952
2,
119,
174
39
5,08
8
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9,43
9
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558,
693
-
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1,
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1,
216,
358
1,
221,
481
1,
609,
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(2
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-
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81
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13,9
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21
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-
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2,10
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-
-
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-
54
1,15
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165,
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20
4,52
4
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$
1,07
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8
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9
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248
1,
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432,
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434,
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19,9
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14
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6,38
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4
98
H.
90
102.12.31
$ 395,775 104,313 44,199 - 544,287
564,552 51,397 19,898 8,522 644,369
3,324,899 201,848 57,621 - 3,584,368
1,671,219 243,544 101,812 - 2,016,575
126,147 - - - 126,147
9,245 2,599 - - 11,844
617,973 254,379 81,015 - 953,367
4,076 2,180 615 - 6,871
$ 6,713,886 860,260 305,160 8,522 7,887,828
101.12.31
$ 380,701 116,996 61,886 - 559,583
682,039 126,476 4,747 97,768 911,030
15,126,103 566,551 201,097 - 15,893,751
3,889,132 313,310 157,938 - 4,360,380
379,127 - - - 379,127
312,657 3,331 - - 315,988
1,058,446 579,051 126,979 - 1,764,476
(475) - - - (475)
$ 21,827,730 1,705,715 552,647 97,768 24,183,860
99
101.1.1
$ 340,353 119,991 63,900 - 524,244
432,302 33,360 1,483 6,868 474,013
5,446,459 785,294 299,665 - 6,531,418
1,777,980 287,329 158,491 - 2,223,800
62,221 - - 60,748 122,969
46,986 9,507 598 - 57,091
1,426,965 251,454 86,707 3,826 1,768,952
(456) 10 - - (446)
$ 9,532,810 1,486,945 610,844 71,442 11,702,041
I. 102.12.31
$ 525,407 - 21,246 - 504,161
- 4,311,503 - 566,516 3,744,987
61,809 - 61,809 - -
- 8,312,910 - 762,515 7,550,395
- 1,665 - 184 1,481
- 9,078,637 - 1,285,231 7,793,406
13,669,723 - 1,772,382 - 11,897,341
4,198 448,332 2,119 1,861 448,550
3,001,782 110,912 546,307 7,483 2,558,904
3,727,609 950,051 1,418,818 663,663 2,595,179
(43,594) 6,177 - - (37,417)
451 110,787 451 8,356 102,431
96,105 114,527 - 99,004 111,628 $ 21,043,490 23,445,501 3,823,132 3,394,813 37,271,046
100
101.12.31
$ 502,589 - 21,048 - 481,541
- 4,498,144 - 920,759 3,577,385
61,809 - 61,809 - -
- 2,689,554 - 78,747 2,610,807
- 2,352 - 711 1,641
- 8,763,990 - 1,881,780 6,882,210
15,958,107 - 2,380,936 - 13,577,171
- 21,158 - 3,396 17,762
3,324,727 79,337 502,338 5,107 2,896,619
3,271,375 1,197,090 1,513,288 760,087 2,195,090
(43,525) 10,455 - - (33,070)
475 115,590 475 8,356 107,234
368,207 138,020 52,305 112,960 340,962 $ 23,443,764 17,515,690 4,532,199 3,771,903 32,655,352
101.1.1
$ 488,575 - 22,107 - 466,468
- 5,183,601 - 1,073,076 4,110,525
61,809 - 51,809 - 10,000
- 3,423,367 - 96,579 3,326,788
- 2,924 - 914 2,010
- 9,378,969 - 2,015,238 7,363,731
9,800,003 - 3,882,390 - 5,917,613
- 18,467 - 5,230 13,237
2,119,174 395,088 651,516 114 1,862,632
1,615,074 1,216,358 429,971 791,511 1,609,950
(31,248) (4,619) - - (35,867)
462 121,861 462 8,356 113,505
541,157 165,984 85,133 119,391 502,617 $ 14,595,006 19,902,000 5,123,388 4,110,409 25,263,209
J.
101
K.a.(A)
% 102.12.31
2,745,627
1,110,601
245,085,772
572,065,733
1.12% 0.19%
9,564,169
248.02%
245,280 342,886,357 0.07% 3,389,152 1,381.75%
27,197 2,783,191 0.98% 261,282 960.70%
560,660 83,700,679 0.67% 3,320,157 592.19%
63 792 7.95% 4 6.35%
15,617 39,013,260 0.04% 566,631 206.45%
258,851 4,816,048 5.37% 4,963,896 1,290,351,832 0.38% 17,101,395 344.52%
110,915 58,909,453 0.19% 1,422,632 1,282.63%
- 85,235,395 - % 461,572 - %
96,105 96,105
101.12.31
2,708,357
596,429
192,963,163
517,451,143
1.40% 0.12%
6,394,136
193.48%
404,703 313,303,192 0.13% 1,692,448 418.20%
34,473 3,509,677 0.98% 555,015 1,610.00%
638,635 78,936,776 0.81% 2,918,703 457.02%
67 834 8.03% - - %
53,499 26,755,381 0.20% 394,968 118.78%
279,028 5,206,327 5.36% 4,715,191 1,138,126,493 0.41% 11,955,270 253.55%
133,881 59,099,693 0.23% 1,627,059 1,215.30%
- 59,861,960 - % 80,555 - %
213,941 312,945
102
CTBC Capital Corp. (CCC)
9407 06 0944000378
94 12 1909440010950
94 07 19094000494
103
102.12.31 101.12.31
( 1) 196,058 94,119 256,614 108,695
( 2) 443,853 74,685 329,868 75,635
639,911 168,804 586,482 184,330
1 95 04 25 09510001270
2 97 09 15 09700318940
b.%
102.12.31
(%)1 A 16,767,451 11.42% 2 B 10,192,049 6.94% 3 C 7,766,305 5.29% 4 D 7,371,852 5.02% 5 E 6,731,288 4.58% 6 F 6,742,830 4.41% 7 G 6,132,040 4.18% 8 H 5,856,586 3.99% 9 I 5,720,000 3.90% 10 J 5,624,290 3.83%
104
101.12.31
(%)1 A 19,378,822 13.79% 2 G 13,354,699 9.51% 3 B 11,400,557 8.11% 4 D 7,386,394 5.26% 5 C 7,306,209 5.20% 6 H 6,990,640 4.98% 7 F 6,568,636 4.68% 8 I 6,025,000 4.29% 9 J 5,924,561 4.22% 10 K 4,977,123 3.54%
(3)A.
B.
105
C.
a.
b.c.d.
a.
b.
c.
D.
106
E.
102.12.31 0-30 31-90 91-180 181 -1 1
$ 36,645,466 7,927,138 814,163 2,452,145 570,600 48,409,512
2,032,365 464,682 35,671 222,014 4,629,298 7,384,030
1,841 - - - - 1,841
57,129,692 3,407,707 468,185 32,610 - 61,038,194
25,155,203 8,244,511 6,949,784 12,067,292 3,643,960 56,060,750
- - 1,420,066 - - 1,420,066
1,089,214,441 198,189,427 160,183,382 260,675,862 22,906,213 1,731,169,325
- - 300,000 3,500,000 53,673,465 57,473,465
1,046,602 1,543,372 1,001,585 1,079,833 10,985,263 15,656,655
101.12.31 0-30 31-90 91-180 181 -1 1
$ 24,831,361 1,426,103 1,245,429 3,187,526 - 30,690,419
212,691 65,408 129,592 326,178 4,274,732 5,008,601
7,328 - - - - 7,328
58,015,450 2,122,397 639,992 - - 60,777,839
27,030,590 6,140,960 11,250,536 16,185,702 5,962,951 66,570,739
- - 1,716,717 - - 1,716,717
986,043,692 161,759,049 125,727,203 235,123,451 16,462,253 1,525,115,648
- - - 450,000 52,118,756 52,568,756
2,947,497 2,682,758 696,217 5,027,122 11,463,443 22,817,037
107
101.1.1 0-30 31-90 91-180 181 -1 1
$ 42,829,466 3,570,278 1,454,379 3,509,945 - 51,364,068
1,719,286 91,331 2,691 1,095,455 4,618,365 7,527,128
2,029 - - - - 2,029
67,345,209 7,061,449 814,311 38,812 - 75,259,781
21,117,298 5,561,017 15,980,762 14,860,110 7,582,763 65,101,950
- - 1,473,534 - - 1,473,534
901,839,453 210,423,618 129,938,162 201,000,795 16,325,434 1,459,527,462
- - - - 53,143,145 53,143,145
3,117,445 1,535,725 443,680 696,854 13,380,775 19,174,479
F.a.
108
0~30
102.12.31 0-30 31-90 91-180 181 -1 1
$ 4,419,895 - - - - 4,419,895
8,759,809 - - - - 8,759,809
588,918 - - - - 588,918
299,500 748,750 - - - 1,048,250
31,970 40,277 71,986 143,514 577,456 865,203
$ 14,100,092 789,027 71,986 143,514 577,456 15,682,075
101.12.31 0-30 31-90 91-180 181 -1 1
$ 2,381,600 - - - - 2,381,600
12,957,390 - - - - 12,957,390
238,785 - - - - 238,785
291,360 728,400 - - - 1,019,760
31,735 41,411 74,020 147,716 786,399 1,081,281
$ 15,900,870 769,811 74,020 147,716 786,399 17,678,816
109
101.1.1 0-30 31-90 91-180 181 -1 1
$ 2,570,035 - - - - 2,570,035
17,872,082 - - - - 17,872,082
479,403 - - - - 479,403
757,250 302,900 - - - 1,060,150
31,208 45,315 79,931 153,686 1,145,145 1,455,285
$ 21,709,978 348,215 79,931 153,686 1,145,145 23,436,955
b.
102.12.31 0-30 31-90 91-180 181 -1 1
$ 748,535,503 678,518,110 337,611,617 246,774,511 43,639,489 2,055,079,230
747,332,632 679,014,698 338,424,457 246,975,003 43,867,233 2,055,614,023
11,213,050 - - - - 11,213,050
11,061,180 - - - - 11,061,180
759,748,553 678,518,110 337,611,617 246,774,511 43,639,489 2,066,292,280
758,393,812 679,014,698 338,424,457 246,975,003 43,867,233 2,066,675,203
$ (1,354,741) 496,588 812,840 200,492 227,744 382,923
110
101.12.31 0-30 31-90 91-180 181 -1 1
$ 816,832,090 670,003,195 401,317,907 286,683,100 36,474,700 2,211,310,992
816,537,438 670,208,499 401,476,314 287,123,166 36,326,563 2,211,671,980
10,927,610 - - - - 10,927,610
10,896,965 - - - - 10,896,965
827,759,700 670,003,195 401,317,907 286,683,100 36,474,700 2,222,238,602
827,434,403 670,208,499 401,476,314 287,123,166 36,326,563 2,222,568,945
$ (325,297) 205,304 158,407 440,066 (148,137) 330,343
101.1.1 0-30 31-90 91-180 181 -1 1
$ 661,756,565 691,117,309 331,752,651 169,035,373 41,605,327 1,895,267,225
662,600,111 690,747,040 332,812,160 168,544,594 41,859,020 1,896,562,925
11,252,144 - - - - 11,252,144
11,216,145 - - - - 11,216,145
673,008,709 691,117,309 331,752,651 169,035,373 41,605,327 1,906,519,369
673,816,256 690,747,040 332,812,160 168,544,594 41,859,020 1,907,779,070
$ 807,547 (370,269) 1,059,509 (490,779) 253,693 1,259,701
G.
102.12.31 0-30 31-90 91-180 181 -1 1
$ 65,105,954 - - - - 65,105,954 122,037,088 - - - - 122,037,088
16,207,585 - - - - 16,207,585
491,278,173
-
-
-
-
491,278,173
$ 694,628,800 - - - - 694,628,800
111
101.12.31 0-30 31-90 91-180 181 -1 1
$ 47,224,971 - - - - 47,224,971 88,683,907 - - - - 88,683,907
14,991,841 - - - - 14,991,841
477,314,814
-
-
-
-
477,314,814
$ 628,215,533 - - - - 628,215,533
101.1.1 0-30 31-90 91-180 181 -1 1
$ 35,531,132 - - - - 35,531,132 81,982,805 - - - - 81,982,805
15,717,414 - - - - 15,717,414
460,157,048
-
-
-
-
460,157,048
$ 593,388,399 - - - - 593,388,399
H.a.
0 10 11 30 31 90 91 180 181 1 1 $ 1,992,348 258,434 332,690 272,778 111,611 266,606 750,229
1,893,777 186,765 216,684 319,747 224,064 279,748 666,769
98,571 71,669 116,006 (46,969) (112,453) (13,142) 83,460
0 10 11 30 31 90 91 180 181 1 1 $ 2,010,653 277,213 366,029 255,733 167,589 242,891 701,198
1,884,012 163,130 225,919 302,362 266,236 319,325 607,040
126,641 114,083 140,110 (46,629) (98,647) (76,434) 94,158
112
b.
0 30 31 90 91 180 181 1 1 $ 49,373,137 19,349,449 12,720,122 7,449,005 5,705,722 4,148,839
52,431,336 18,615,360 14,773,788 6,669,092 5,751,738 6,621,358
(3,058,199) 734,089 (2,053,666) 779,913 (46,016) (2,472,519)
0 30 31 90 91 180 181 1 1 $ 51,008,257 18,609,956 13,968,292 8,904,277 6,063,226 3,462,506
51,972,722 20,382,139 12,558,840 10,730,094 6,377,389 1,924,260
(964,465) (1,772,183) 1,409,452 (1,825,817) (314,163) 1,538,246
c.
0 30 31 90 91 180 181 1 1 $ 20,292,965 8,883,059 4,085,107 2,923,442 2,231,879 2,169,478
20,413,900 8,860,942 4,770,222 2,153,606 1,991,833 2,637,297
(120,935) 22,117 (685,115) 769,836 240,046 (467,819)
0 30 31 90 91 180 181 1 1 $ 23,973,788 10,323,009 6,549,074 3,168,015 2,489,825 1,443,865
24,191,876 11,689,227 5,559,703 3,597,093 2,439,788 906,065
(218,088) (1,366,218) 989,371 (429,078) 50,037 537,800
113
6. (1)
(2)
(3)
A.
114
B.
A.
a.IRB
b.
c.
(Basic Indicator Approach,
BIA) (Standardised Approach, SA) (Alternative Standardised
Approaches, ASA) (Advanced Measurement Approaches, AMA)
115
B.
C.
(4)
102.12.31
129,872,697
9,315,799
31,163,779
170,352,275
1,256,869,564
-
863,949
-
86,451,508
-
97,053,020
-
1,441,238,041
11.82%
9.01%
9.66%
4.16%
116
101.12.31 101.1.1
136,264,230 126,598,371
27,688,337 28,052,514
- -
163,952,567 154,650,885
1,002,446,977 963,620,449
- -
521,944 607,581
- -
82,325,175 86,268,083
- -
62,413,748 58,394,290
- -
1,147,707,844 1,108,890,403
14.29% 13.95%
11.88% 11.42%
2.41% 2.53%
- % - %
3.90% 3.99%
7.20% 6.96%
117
( )1. 39
$ 12,567,964
39
2. 102.12.31
$ 3,056,637 3,056,637
101.12.31
$ 10,626,205 10,626,205
101.1.1
$ 11,190,533 11,190,533
3.
102 $ 304,446 810,681 101 $ 1,128,447 77,680 100 $ (1,246,470) 5,701
97~99 $ (165,731) -
118
( )
CTBC (Mauritius) Holding Co., Ltd. CTBC Asia Limited
CTBC International Co., Limited
CTBC Capital International Co., Limited
CT Opportunity Investment Company
119
CTC Group Inc. Chailease International Leasing Co., Ltd
(Vietnam)
( ) 1.
46,724 44,539 33.77% 34.43%12,866 11,432
120
68 10 1,110 1,274
2.
1,716 1,6763.
22,469 30,085 2,330 3,934
4. 102 101
$ 45,000 82,000 44,366 44,000 - 20,000 $ 89,366 146,000
5. 102
$ 1,500 1,500 - 1%
6.102
48 $ 21,362 9,281 9,281 - 322 1,894,254 1,574,843 1,574,843 -
CTC Group Inc. 496,980 481,496 481,496 - 414,400 366,800 366,800 -
355,000 355,000 355,000 -
245,000 245,000 245,000 -
Chailease International Leasing Co, Ltd(Vietnam)
260,196 194,046 194,046 -
43,300 43,300 43,300 -
1,184,149 72,325 72,325 -
121
101
52 $ 23,596 13,097 13,097 - 293 1,561,106 1,174,377 1,174,377 -
845,000 845,000 845,000 -
CTC Group Inc. 499,105 480,744 480,744 - 462,000 414,400 414,400 -
195,000 195,000 195,000 -
404,310 154,755 154,755 -
315,000 130,000 130,000 -
Chailease International Leasing Co, Ltd(Vietnam)
131,953 126,035 126,035 -
333,298 73,291 73,291 -
70,000 70,000 70,000
263,300 43,300 43,300 -
252,946 48,004 48,004 -
122
7. 102
$ 3,949,029 3,672,546 0~1.35% 9,957
6,295,851 2,830,375 0~0.7% 3,355
3,410,523 1,605,055 0~1.35% 13,724
1,081,061 825,586 0~1.35% 6,401
887,471 567,740 0.04% 69
505,501 505,068 0~0.17% 511
508,945 488,440 0~0.17% 385
592,292 466,638 0~0.17% 255
3,237,683 462,386 0~0.17% 1,334
430,763 406,763 0~1.40% 1,533 397,907 375,538 0~1.35% 928
343,207 341,188 0~0.81% 1,414
728,452 340,968 0~0.55% 2,322
1,804,152 321,421 0~0.17% 619
333,522 310,698 0.04% 55 460,008 306,032 0~0.17% 311
261,019 257,529 0~0.17% 206
384,843 150,592 0.04~0.17% 162
143,338 137,304 0~0.17% 44
1,326,573 117,516 0~0.17% 105
264,870 106,091 0~0.17% 200
28,980,608 4,330,862 30,258
$ 56,327,618 18,926,336 74,148
123
101
$ 2,195,931 1,826,440 0~1.35% 14,365
3,918,845 1,073,834 0.~0.17% 279
5,150,144 986,772 0~4.65% 1,220
709,081 658,820 0~1.35% 3,437
533,445 478,865 0~0.55% 2,081
3,852,140 373,473 0~0.17% 1,535
397,663 335,588 0~1.40% 1,244
905,395 270,324 0~0.17% 111
260,482 238,103 0~0.81% 50
165,222 154,669 0~1.35% 1,699
762,254 108,774 0.01~0.58% 465
50,001,986 3,334,517 34,596
$ 68,852,588 9,840,179 61,082
8.101
101.11.06~
102.05.08
USD 10,000 (1,481) (1,481)
101.11.27~
102.08.29
USD 5,000 101 101
101.12.14~
102.12.18
USD 10,000 248 248
124
9.102
$ - 1,100,000
101
$ 301,125 -
50,024 50,032
- 493,019
10.102
$ - - 232
101
$ 52,113 4 275
- - 63
$ 52,113 4 338
11. (1)
102 101
$ 32,734 28,676
2,534 2,461
5,086,328 5,243,868
2,966 3,722
CTBC Asia Limited 2,842 3,564
83 1,397
142,190 108,617
482 735
5,929 -
$ 5,276,088 5,393,040
125
102.12.31 101.12.31
$ 4,225 1,968
5 15
509,036 476,512
276 332
CTBC Asia Limited 169 -
263 96
36 49
$ 514,010 478,972
(2)
102 101
$ 1,363 223
3,802 4,115
92,152 84,906
965,479 898,896
31,502 59,188
5,759 5,902
- 2,362
11,800 11,000
1,580 1,629
1,408 701
9,836 8,287
20,776 21,921
4,136 4,128
88,544 58,471
$ 1,238,137 1,161,729
126
102.12.31 101.12.31
$ 7,199 7,796
309,118 248,604
- 3,065
2,950 2,750
1 1
3,627 3,244
5,552 4,870
$ 328,447 270,330
(3) 102 101
$ 365 6
134,188 451,240
3,205 4,070
CTBC Asia Limited 4,394 3,564
732 32
$ 142,884 458,912
( ) 102 101
$ 786,213 820,372
65,322 84,315
77,725 9,591
$ 929,260 914,278
127
102.12.31 101.12.31 101.1.1
3,787,352 2,397,207 3,744,757
- 7,800,000 1,500,000
- 500,000 -
199,325 - -
10,000,000 3,700,000 12,500,000
9,500,000 9,500,000 10,000,000
100,000 100,000 50,000
3,000,000 3,000,000 3,000,000
391,000 391,000 391,000
4,271 - -
490,000 490,000 540,000
150,000 150,000 150,000
140,200 203,600 215,400
70,000 70,000 70,000
40,000 40,000 40,000
10,000 10,000 10,000
318,660 317,016 77,665
- - 8,000
- - 10,000
500,000 - -
13,500 106,600 125,800
1,800,000 1,800,000 750,000
128
( ) 102.12.31 101.12.31 101.1.1
$ 81,450,857 62,219,702 50,675,048
2,525,690 2,894,032 3,175,600
99,859,943 93,133,831 99,900,436
348,860,921 234,548,586 210,153,948
471,388 204,166 602,786
806,531,112 873,580,483 874,848,573
399,296 168,225 89
$ 1,340,099,207 1,266,749,025 1,239,356,480
18.05 7,844
99 100
21.81
4.35%2,086,800 976 80%
26.75%
4.35%2,700,000 888
80 26.75%60%
09800050290
129
1,159,185 638,880
2,322,7561,633,581
1.50% 900900 1.80%
500,0001.20% 900
900 1.50%
7 640 6400.45%
4.35%
114.75
3.16
130
Enterprise Enrollment361,683
55,754 64,807
Letter of Comfort
400,000( )
102.12.31 101.12.31 102.12.31 101.12.31 $ 40,159,904 48,134,524 351,237,438 361,806,879 803,175 46,381,761 20,706 224,605 124,547,701 116,044,896 434,710,240 450,143,658 269,770,073 272,608,358 19,889,090 58,170,476 3,884,825 8,857,547 50,711 3,603,961 16,057,602 10,648,987 350,582,908 359,265,060 575 4,800,524 $ 805,857,474 870,345,618 805,857,474 870,345,618
131
102.12.31 101.12.31 $ 40,159,904 48,134,524 803,175 46,381,761 124,547,701 116,044,896 269,770,073 272,608,358 3,884,825 8,857,547 350,582,908 359,265,060
15,944,310 10,563,572 115,339 85,448 (2,047) (33) 16,057,602 10,648,987
575 524
- 4,800,000 $ 805,806,763 866,741,657
102 101
$ 5,037,621 25,219,561 (502,029) (588,449) 4,535,592 24,631,112 (30,352) (40,784) $ 4,505,240 24,590,328
132
( )1. 102.12.31 101.12.31 101.1.1
$ 733,026 827,486 732,568
1,681,079 1,675,052 1,672,595
474,472 224,117 191,849
$ 2,888,577 2,726,655 2,597,012
( )1.
(Barclays Bank PLC) 390,000392,633
Red Fire 401,0818,448 Red Fire Barclays Bank PLC
30,474,717.1296
19 Red Fire
40 Red Fire(SPV) Red Fire 3,047 2,090
957
957
09560003930 095600039321,003,533
7
97 54 99 75
133
102 6 18 4 35
9975 97 54
20,900 95 6 12 GC Oaks Country Club Portfolio Limited 7 31 CT Opportunity Investment
30,474,717
1002243570005
3,047
2,090957
CT Opportunity Investment Company2.
9754 99 75
134
600,000150
103 350
( )%
102.12.31 101.12.31
0.91 1.14
0.92 0.97
13.00 15.98
13.07 13.64
30.91 33.75
( )
70% 30%
5,085,735 5,244,142 508,790 476,191
135
( )1.2.3.
Shares-Econtext Asia 70 1,612 0.01 % 1,612
Shares-Biodenta Corporation 8,300 204,097 7.52 % 204,097
Shares-ChinaAMCCSI300 IndexETF 1,160 131,731 0.29 % 131,731
4.
5.
102.03.18 CNY 295,838
CNY 295,838
-
102.07.31 NTD 461,800 NTD 461,800 -
6.
102.7.2 94.8.22 313,136 1,160 (27,061)
102.7.8 307,310
7.8.
509,268 - % - 103.2.27509,256
-
9.
136
10.(1)
102.01.31 K.K.MACEARTH
- 24,233 24,233
102.09.10 Citibank International plc
104,582 121,975 17,393
102.11.29 J.P Morgan Chase Bank
1,594,993 860,611 (734,382)
(2) 10J.P Morgan Chase Bank 102 11 29
1,263,080
331,913
1,263,080
331,913
860,611
-
- - -
- - -
- - -
- - -
- - -
- - -
- - -
1,594,993 1,594,993 860,611
11.
12.102
0 CTBC Bank (Philippines) Corp.
2,006,650 0.09%
PT. Bank CTBC Indonesia
100,667 0.005%
101
0 CTBC Bank (Philippines) Corp.
1,369,392 0.07%
CTBC Capital Corp. 2,913,600 0.15%
137
1. 02. 1
13.( )
CTBC Bank (Philippines) Corp.
3rd Fl., Tower One, Ayala Triangle, Ayala Avenue cor. Paseo De Roxas, Metro Manila, Makati, Philippines
99.60 % 4,586,950 132,545 246,496 - 246,496 99.60 %
PT Bank CTBC Indonesia
16th F1,Wisma Tamara, JI Jenderal Sudirman Kev. 24 Jakarta 12920 Indonesia
99.00 % 5,298,028 718,140 1 - 1 99.00 %
CTBC Bank Corp. (Canada)
1518 West Broadway, Vancouver, B.C., Canada, V6J 1W8
100.00 % 1,164,678 50,101 2,312 - 2,312 10 0.00 %
CTBC Capital Corp.
801 S. Figueroa Street, Suite 2300, Los Angeles, CA 90017
100.00 % 8,842,826 3,145,153 6 - 6 100.00 %
560 11 21.15 % 1,702,873 71,838 114,399 - 114,399 21.15 %
828
2812
100.00 % 319,300 2,797 50,000 - 50,000 100.00 %
CTBC Bank Corp.(USA)
801 S. Figueroa Street, Suite 2300, Los Angeles, CA 90017
100.00 % 1,228,557 3,208,609 3 100
- 3100
100.00 %
138
( )1.
6,194,068 USD206,045
3,816,778 USD126,314
2,377,290 USD79,731
- 6,194,068 USD 206,045
5,626 USD 205
6,226,771 USD 207,906
( )( )( )( )( )
2.
6,194,068 USD 206,045
6,253,051 USD 208,783
88,110,457 USD 2,941,918
8
139
( ) 102
$ 13,367,109 14,464,360 474,677 28,306,146
10,272,487 18,076,394 4,145,090 32,493,971
23,639,596 32,540,754 4,619,767 60,800,117
(1,055,386) 706,353 (5,829,786) (6,178,819)
(12,120,429) (20,389,407) (3,421,957) (35,931,793)
$ 10,463,781 12,857,700 (4,631,976) 18,689,505
$ 1,481,759,269 573,038,871 100,545,895 2,155,344,035
101 $ 15,583,688 12,644,382 (732,865) 27,495,205
4,500,782 19,133,555 3,866,380 27,500,717
20,084,470 31,777,937 3,133,515 54,995,922
(1,002,687) 1,171,909 (664,753) (495,531)
(11,252,508) (19,372,637) (2,126,527) (32,751,672)
$ 7,829,275 13,577,209 342,235 21,748,719
$ 1,318,734,290 528,187,771 88,491,933 1,935,413,994
( )
102 101
$ 49,665,705 45,332,768
8,874,248 7,469,636
2,260,164 2,193,518
$ 60,800,117 54,995,922
$ 52,663,332 56,111,964
2,500,956 1,499,285
2,227,703 2,083,411
$ 57,391,991 59,694,660
( )
140
(optional exemptions) (mandatory exceptions)
1.
2.
3.
4.
5.
6.7.
141
( )1.
$ 36,847,941 - - 36,847,941
118,151,855 - - 118,151,855
62,223,529 (699,131) - 61,524,398 (6)
321,225,166 - - 321,225,166
- - 2,067,772 2,067,772 (7)
754,915 578,796 - 1,333,711 (6)
128,026,615 3,077,675 (1,103,103) 130,001,187 (4) (6)
- - 1,306,043 1,306,043 (4)
1,053,212,396 - - 1,053,212,396
95,932,513 - - 95,932,513
2,080,690 - - 2,080,690
14,576,538 - (6,217,075) 8,359,463 (7) (8)
33,963,877 - (2,358,822) 31,605,055 (9) (10)
12,234,901 - - 12,234,901
- 571,617 1,960,547 2,532,164 (4)
8,246,442 (49,867) 4,837,108 13,033,683 (3)~(4) (8)~ (10)
$ 1,887,477,378 3,479,090 492,470 1,891,448,938
$ 51,364,068 - - 51,364,068
7,527,128 - - 7,527,128
25,379,616 1,150,726 - 26,530,342
- - 48,576 48,576 (7)
74,680,985 578,796 - 75,259,781 (6)
54,685,038 (962,510) (1,473,534) 52,248,994 (1) (4) (6) (11)
- - 1,473,534 1,473,534 (4)
1,459,527,462 - - 1,459,527,462
55,182,382 - - 55,182,382
21,069,881 - (1,895,402) 19,174,479 (7) (8)
- 3,270,316 1,851,307 5,121,623 (2)~(4) (11)~(12)
- 42,751 492,470 535,221 (4)
4,760,667 983,918 (4,481) 5,740,104 (1) (8) (12)
1,754,177,227 5,063,997 492,470 1,759,733,694
75,371,376 - - 75,371,376
16,892,141 - - 16,892,141
29,082,575 - - 29,082,575
205,584 - - 205,584
16,866,339 (2,777,885) - 14,088,454 (2)~(5)
- - (4,008,590) (4,008,590) (13) (14)
12,949 (12,949) - - (5)
(2,238,369) - 2,238,369 - (13)
(1,770,221) - 1,770,221 - (14)
(1,205,927) 1,205,927 - - (3)
83,704 - - 83,704
133,300,151 (1,584,907) - 131,715,244
$ 1,887,477,378 3,479,090 492,470 1,891,448,938
142
2.
$ 37,258,838 - - 37,258,838
109,218,345 - - 109,218,345
74,609,385 (50,881) - 74,558,504 (6)
308,287,286 - - 308,287,286
- - 1,577,954 1,577,954 (7)
138,519,744 808,136 (900,653) 138,427,227 (4) (6)
- - 1,182,828 1,182,828 (4)
1,125,360,672 - - 1,125,360,672
70,965,629 - - 70,965,629
2,055,863 - - 2,055,863
8,789,943 - (4,175,615) 4,614,328 (7) (8)
37,394,575 - (2,589,727) 34,804,848 (9) (10)
12,190,876 - - 12,190,876
- 634,752 2,014,124 2,648,876 (4)
8,816,682 (44,880) 3,490,118 12,261,920 (3)~(4) (8)~(10)
$ 1,933,467,838 1,347,127 599,029 1,935,413,994
$ 30,690,419 - - 30,690,419
5,008,601 - - 5,008,601
24,652,431 - - 24,652,431
- - 34,959 34,959 (7)
60,777,839 - - 60,777,839 (6)
59,277,338 (1,259,273) (1,716,717) 56,301,348 (1) (4) (6) (11)
- - 1,716,717 1,716,717 (4)
1,525,115,648 - - 1,525,115,648
54,121,632 - - 54,121,632
24,984,008 - (2,166,971) 22,817,037 (7) (8)
- 3,162,152 42,751
2,246,977 599,029
5,409,129 641,780
(2)~(4) (11)~ (12) (4)
6,751,298 919,061 (114,965) 7,555,394 (1) (8) (12)
1,791,379,214 2,864,691 599,029 1,794,842,934
75,371,376 - - 75,371,376
17,182,059 - - 17,182,059
34,142,459 - - 34,142,459
1,975,805 - - 1,975,805
18,400,978 (3,086,135) - 15,314,843 (2)~(5)
- - (3,491,702) (3,491,702) (13) (14)
12,949 (12,949) - - (5)
(3,397,351) - 3,397,351 - (13)
(94,351) - 94,351 - (14)
(1,581,520) 1,581,520 - - (3)
76,220 - - 76,220
142,088,624 (1,517,564) - 140,571,060
$ 1,933,467,838 1,347,127 599,029 1,935,413,994
143
( )
$ 41,736,271 - (507,513) 41,228,758 (15) (13,737,554) 4,001 - (13,733,553) (2) 27,998,717 4,001 (507,513) 27,495,205 23,706,305 (911,097) - 22,795,208 (1) 2,163,966 - 507,513 2,671,479 (15)
980,448 - - 980,448
2,016,524 - - 2,016,524 6,275 - - 6,275 79,801 - - 79,801
(2,086,800) - - (2,086,800) 1,034,501 - 3,281 1,037,782 (10) 55,899,737 (907,096) 3,281 54,995,922 (495,531) - - (495,531) (18,393,914) 183,416 - (18,210,498) (2) (3) (1,898,311) - (3,281) (1,901,592) (10) (13,550,679) 911,097 - (12,639,582) (1) 21,561,302 187,417 - 21,748,719 (3,154,869) (31,861) - (3,186,730) (4) 18,406,433 155,556 - 18,561,989
(1,276,515)
1,674,633
(558,803) 1,352
207,138
47,805
18,609,794 18,400,443 155,556 - 18,555,999 5,990 - - 5,990 $ 18,406,433 155,556 - 18,561,989
$ - - - 18,609,081 - - - 713 $ - - - 18,609,794
144
( )
41,271,193 13,537,889 3,058,332
( )1.
983,918919,061 983,918 919,061
911,097911,097
2.
157,131 209,997157,131 196,428
17,570 4,0013.
1,949,526 1,897,439 3,205,3203,724,825 49,867 44,880
1,205,927 1,581,520200,986
145
4.
42,75142,751
1,306,043 3,6081,103,103 900,653 1,473,5341,716,717 1,473,534 1,716,717
1,960,547 2,014,1241,671,017 1,697,270
492,470 599,029(2) (3)
571,617 634,752 571,617 666,61331,861
5.
12,949 12,949
6.
699,131 50,8811,150,726 0 3,077,675 808,136
1,227,818 757,255578,796 0
578,796 0
146
7.
2,067,772 1,577,954 2,067,7721,577,954 48,576 34,959
48,576 34,959
8.
4,149,303 2,597,6614,149,303 2,597,661 1,846,8262,132,012 1,846,826 2,132,012
9.
2,988,477 2,921,1942,988,477 2,921,194
10.
629,655 331,467629,655 331,467
3,2813,281
11.
1,206,410 1,097,4671,206,410 1,097,467
147
12.
1,851,307 2,246,9771,851,307 2,246,977
13.
2,238,3693,397,351 2,238,369 3,397,351
14.
1,770,22194,351 1,770,221 94,351
15.
507,513507,513
148
5841
( )
(02)2722-2002
149
1020000737 (88) ( ) 18311
150
151
152
153
154153-1
董事長
