1. Cae eUQe hQp ella HQi dAng quan trj:

I. Ho~t dQng ella HQi dAng quan trj

2. Ho~t dQng giam sat ella HDQT d6i VOl Ban .Ghim d6e

Ha NQi, ngay 08 thang 01 nam 2013

CONG HOA xA HOI CHU NGHiA VI~T NAMDQc I~p - TV do - H?nh phuc

: CONG TY CO PHAN Cm.JNG KHoAN AN BINH: 101 Lang H~, Dang Da, Ha N{)i: 04.35624626 Fax: 04.35624628: 397.000.000.000 d6ng

- Uy ban Chung khoan Nha nrrO'e- SO'Giao dieh ChU'ng khoan H6 Chi Minh- SO'Giao dieh ChU'ng khoan. Ha N{)i

BAo cAo TINH HlNH QuAN TRl CONG TYNAM2012

Kinh gm:

Trang nam2012, HQi d6ng qmin tri Cong ty C6 ph~n Chung khoan An Binh CABS) dii tienhanh cac ho?t dQng giam sat d6i vai Ban giam d6c cong ty nhu sau:_ Giam sat cong tac chi d?o, di~u hanh ho?t dQng kinh doanh cua Ban giam d6c. HQi d6ngquim trj co nhiing y kien chi d?o trvc tiep dSn Ban giam d6c nh&m dam bao vi~c thvc thiNghi quyet cua D?i hQi d6ng c6 dong, cac quySt dinh cua HQi d6ng qmin trio D6ng thaidanh gia kSt qua vi~c thvc hi~n cac chi tieu kS ho?ch kinh doanh nam 2011; tri~n khai thvchi~n cac nhi~m V\!, kS ho?ch d~ ra trong nam 2012; Xay dVng kS ho?ch ho?t dQng kinhdoanh va dua ra cac chi tieu k~ ho?ch ho?t dQng kinh doanh ca nam 2012._ T6 chuc thanh cong D?i hQi d6ng c6 dong thuO'ng nien 2011 cua Cong ty CP Chungkhoan An Binh t?i 36 Hoang C~u VaGngay 15/05/2012.- Chi d?o Ban giam d6c c~t giam chi phi, ra soat va dong Clra mQt s6 chi nhanh, phong giaodich ho?t dQng khong hi~u qua, ban hanh quy chS ki~m soat nQi bQ va giam sat tuan tM,xem xet sua d6i Quy ch~ quan Iy tai chinh, chuy~n dia di~m giao dich chi nhanh H6 ChiMinh, dong cua chi nhanh D6ng Nai, chi nhanh Thanh Hoa nh~m hqp Iy hoa chi phi ho~t

dQng ...- Chi d~o Ban giam d6c t~p trung nang cao nang IlJc va hi~u qua ho?t dQng cua nhan vien,t6i uu hoa dong v6n va ki~m soat gia v6n, quan tri khach hang - ki~m soat rui ro t6t.

Trong nam 2012, HQi d6ng quim tri ABS dii t6 chuc 10 cUQc h9P vCti sV tham dV d~y du

cua cac thanh vien HQi d6ng qmin trio

Stt Thanh vH~nHDQT Chue Vl} S6 buBi Ty I~ Ly do khong thamhQp d,!

tham drr1. Ong Vii Van Tien Chu tich 10 100%

2 Ong Hoang Van Tily Thanh vien 10 100%

3 Ong Bili Trung Kien Thanh vien 10 100%

CONG TY co PHANCHUNG KHoAN AN BINH

- Ten c6ng ty- Dia chi tJ1l-sCr chinhDi~n tho:;li- V6n di€u l~

S6: 5l4/ABS-HDQT2013

- HQi d6ng qufm tri thucmg xuyen chi d~o va ph6i hqp eh~t ehe vai Ban giam d6e, kip thaigiai quy~t nhfrng kho khan, wang m~e nhfun t~o di€u ki~n thu~n 1Q'ieho ho~t dQng kinhdoanh ella Cong ty.

3. Ho~t dQng ella eae ti~u ban thuQe HQi dAng qmln tri: Khong co

II. Cae Nghi quy~t/Quy~t dinh ella D~i hQi dAng e6 dong va HQi dAng quan tri:

1. Nghi quy~t ella D~i hQi dAng e6 dong:

Stt1

475/NQ-DHCD2012

Na

15/05/2012

Noi dunNghi quyet ella D~ihQi d6ng e6 dongthuang nien nam2011 ella Cong ty CPChUng khmin AnBinh

2. Cae Nghi quy~t/Quy~t dinh ella HQi dAng quan tri:

Stt1

2

3

4

5

6

7

8

So Nghi quyet/ Quyet dinh

462/QD-HDQT20 12

463/QD-HDQT2012

465/NQ-HDQT20 ~2

477 /QD-HDQT20 12

480/QD-HDQT20 12

482/QD-HDQT20 12

484/QD-HDQT2012

487/QD-HDQT2012

11/01/2012

29/02/2012

16/04/2012

"15/05/2012

17/05/2012

21/05/2012

13/06/2012

23/07/2012

Noi dungQuyet dinh ellaHDQT v€ vi~e Dongeua chi nhanh D6ngNaiQuyet dinh ellaHDQT v~ vi~e Banhanh Qui ehe KSNBva GSTTQuyet dinh ellaHDQT ve vi~e T6ngk~t KQKD 2011,KHKD 2012Quyet dinh ellaHDQT ve vi~e B~uChll tieh HDQTnhi~m leY IIIQuyet dinh ellaHDQT v€ vi~e Thongqua mue tM lao euth~ ella HDQT, BKS2012Quyet dinh ellaHDQT ve vi~e Khaithae BAt dQng san(mua d~ lam tn:l So'chi nhanh) t~i Hi) ChiMinhQuyet dinh ellaHDQT v€ vi~eChuy~n dia di~m chinhanh H6 Chi MinhQuyet dinh ellaHDQT ve vi~e Dongeua chi nhanh ThanhHoa

Quyet dinh euaHDQT v@vi~e hofm

9 490/QD-HDQT2012 12/09/2012 thi~n thu tI,le muaBDS t~i H6 ChiMinh lam van phOngChi nhanhQuyet dinh eua

10 494/QD-HDQT2012 12/10/2012HDQT v@vi~e dAu tumua BDS t~i Hit nQilam van phOng CtyQuyet dinh eua

11 496/QD-HDQT20 12 26/10/2012HDQT v@ vi~e muava ban tnii phi€uBIDVQuyet dinh eua

12 499/QD-HDQT2012 27/12/2012 HDQT ve vi~e chi tnithang thu 13 euaHDQT,BKS

III. Thay d6i danh sach v~ ngum co lien quan cua cong ty dl;lichung theo quy dinh tl;li~oan 34 Di~u 6 Lu~t Chrrngkhoan :

ST Ten to Tai Chuc Ngf!y dip Ncri Djachi Thai diem Thai diem LT chuc/ kho V\I t:;li S6CMND/ CMND/ dp b~t d~u If! khong con y

canhiin an c6ng DKKD DKKD CMND nguai co If!nguai dgiao ty / lien quan co lien 0

djch (n€u DKKD quanchu co)ngkhoan(n€uco)

P611, Toa 'C

Cong ty nba Song N

Cp DAu C6 S6KH- H6ng,231 tu B~e

dong 010161963919/04/2012 DTHa PhanChu 26/09/2006 03/12/2012

Kysang NQi Trinh, HaI~p

NQi

Tang 12, C

Cty CPToa nhil N

Quan ly C6Gelexime

QuydAu 12/UBCK- S6KH- 0,362 tu

dong GPHDQLQ 28/12/2006 DTHil Hoang 10/12/2008 28/11/2012chUng

lien NQi cAu,khoan

quanD6ngDa,

AnBinh HanQi

IV. Giao dieh eua e8 dong nQibQva ngtroolien quan

1. Danh saeli e8 dong nQi bQva nguoo co lieD quan:

TK Chlrc So co TYl~S Ten t6 giao V\I t\li S6CMND/ Ngfly Clip Nai Bja chi phieu sa sa Ghitt chuc/ca nhan djch con~ BKKD CMND/ Clip hiiu cu6i hiiu chi!

chtrn ty (neu BKKD CMN Icy c6g c6) D/ phieu

khoa BKK cu6in D kY

18 Tran

T~p doan Sa NguyenC6

f)j~n h,rcVi~t 0106000804 KH- Han, Q.11,486,853

28.93dong

1 21/1112006 BT Hoan %Nam HfI Kiern, TP.

sang

NQi HflNQil~p

CtyCpXNK Sa C6T6ng hgp HfI KH- 36 Hoang

2 NQi0100514947 23/0612011 BT cau, B6ng

16,870,56242,5% dong

(Gelexirnco) HfI Ba, HfIN(Jisang

N(Ji l~p

170 Hai BfISa Tnrng, P

Ngan hang KH- Ba Kao, C6

3TMCPAn 0301412222

13/12/2011 BT Qu~ 1, TP 8.65 dongBlnh (ABB) TpH6

H6Chi3,435,000

% sangChi l~pMinh Minh

P611, Tofl

Cong ty Cp Sa nhfl SongC6

Bau ill B~c 0101619639 KH- H6ng,230 0% dong

4 19/0412012 BT Phan ChuKy HfI Trinh, HfI

sang

N(Ji N(Jil~p

So 17 Ngo

Ong f)fIo Tnran 61 Thai

g~an 012073456 CA Thjnh, Q. 2,515,000 6.34%5 M\lnhKhang kiern 25/08/2005 HfI

B6ng Ba,soat

N(JiHN

s6 25 Ph6 NgumNgo Vlln lien

BfIVii Thj 'CA Sa,Trk quan

6 Huang012073511 11/1012008 HfI HungB\lo,

1,426,595 3.59% d~n

NQi HoflnongKhan

Ki~rn g-BKS

Luang Thanh K~ 013213638 CA 3,750 0.01%7 toan 14/07/2009 HfI

Trung tnrang NQi

Tkgl2, Lien

Sa Toa nhfl qu.anCty CP Quan 12/UBCK- KH- Gelexirnco den

8ly Quy dau ill GPHBQLQ 28/1212006 BT ,36 Hoang 0 0% ~ngchtrng khoan H:l C~u, D6ng

Tien-AnBinh CTN(Ji Da, HflnQi HBQ

T

,'C'

Lienqu!!n

S6' S5101 denCty CP.t~p KH- U.ngH\l, Ong

9doan £M.utu 0103018655 01/0812007 DT D5ngDa, 800,000 2.02% KienUtichinh An Ha

-Binh

Han(Ji thimhN(Ji vien

HDQT

2. Giao dieh e6 phi~ll:

Sft NgrrOi Quan ~~ s6 co phieu'sO' hii'u dAu So co phieu sO'hii'u Ly do tang,th1}'c hi~n ven co kY cu6ikY ghimgiao djeh dong nQi So co phieu Tyl~ So co phieu Ty l~

bo1 CtyCP Nh?n l~i tai

XNK C6 dong 16,870,562T6ng hQ'P sang l~p

16.421.846 41,36% 42,5% s{mdi'iuy

HaN9ithae ill ABF

2 Ngan Mua eua eahang C6 dong 2.170.000 5,47%

3,435,000 8.65 %nhan khae

TMCP sang l~p . va ill ABFAnBlnh

3 Congty Co dong 500.000 1,26~o a 0% Ban eho eaCPDau sang l~p nhan khaetuB~eKy

4 Congty Co dong 513.716 1,29% a 0% Ban ehoCp Qmin lien quan ABB valy Quy Geleximcodau tuChUng

khoanAnBinh

~

3. Cae giao dieh khae: K.hong co '~l/'0:

v. Cae v~n d~ eftn lUll y khae: K.hong co<,.

Tran trQng kinh chao,

Noi nh,n:- Nhukg;- LUll Vp HfJQT.