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CQNG HOA xA HOI cnn NGHIA VI~T NAM DQc l~p - TlJ do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAA1 Independence - Freedom - Happiness Ngay y~ thang 11 nam 2018 Day month year . THONG BAo GIAO DlCH CO PHIEU/CHUNG CHI QuY CUA NGU61 NQI BQ CUA CONG TY D~I CHUNG, NGl161 NQI BQ CUA QuY D~I CHUNG vA NGl161 co LIEN QUAN CUA NGl1C)'INQI BQ NOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON. Kinh giri: - Uy ban Chung khoan Nha nuoc - Sa Giao dich chirng khoan - Cong ty C6 phan Yang bac da quy Phu Nhuan To: - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v€ ca nhanlt6 chirc thirc hi~n giao dich/ Information on individual/ organization that conducts the trgnsfer: - H9 va ten ca nhan/Ten t6 chtrc/ Name of individual/organization: CAO THl NGQC DUNG - Quoc tich/ Nationality: Vi~t Nam - S6 CMND, HQ chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chung nhan dang ky doanh nghiep, Gi~y phep heat oQng hoac gi~y to· phap 1y tuong duong (o6i voi t6 chirc), ngay dp, noi dp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 hQ chieu/ Passport number: Ngay c~p/ Date of issue: - -- Noi dp/ Place of issue: m - Dia chi lien h~lDia chi tru so chinh/ Address: [ - Di~n thoai/ Telephone: . - Chirc vu hien nay tai cong ty dai chung, cong ty quan 1y guy (neu co) hoac m6i quan h~ voi cong ty dai chung, cong ty quan ly guy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: ChU tich HQi d6ng Quan tri 2. Thong tin v€ nguoi nQi bQ cua cong ty dai chung/quy dai chung la nguoi co lien quan cua ca nhanlt6 chirc thuc hien giao dich (o6i voi tnrong hop nguoi thirc hien giao dich la nguoi co lien quan cua nguoi nQi bQ cua cong ty dai chung/quy dai chungj/ Information about internal person of the ptiblic company/public fund is related person of trading individual/organization (in case trader is related person of internal person of the public company/public fund): - H9 va ten nguoi nQi bQ/ Name of internal person: - QU6c tich/ Nationality: - S6 CMND, HQ chieu, The can cuo-c/ID card/Passport No.:

CQNG HOA xA HOI cnn NGHIA VI~T NAM · CQNG HOA xAHOI cnn NGHIA VI~T NAM DQc l~p - TlJ do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAA1 Independence - Freedom - Happiness Ngay y~

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Page 1: CQNG HOA xA HOI cnn NGHIA VI~T NAM · CQNG HOA xAHOI cnn NGHIA VI~T NAM DQc l~p - TlJ do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAA1 Independence - Freedom - Happiness Ngay y~

CQNG HOA xA HOI cnn NGHIA VI~T NAMDQc l~p - TlJ do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAA1Independence - Freedom - Happiness

Ngay y~ thang 11 nam 2018Day month year .

THONG BAo GIAO DlCH CO PHIEU/CHUNG CHI QuY CUA NGU61 NQI BQ CUACONG TY D~I CHUNG, NGl161 NQI BQ CUA QuY D~I CHUNG vA NGl161 co

LIEN QUAN CUA NGl1C)'INQI BQNOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNALPERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND

RELATED PERSONS OF INTERNAL PERSON.

Kinh giri: - Uy ban Chung khoan Nha nuoc- Sa Giao dich chirng khoan- Cong ty C6 phan Yang bac da quy Phu Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nhanlt6 chirc thirc hi~n giao dich/ Information on individual/ organization thatconducts the trgnsfer:

- H9 va ten ca nhan/Ten t6 chtrc/ Name of individual/organization: CAO THl NGQC DUNG

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, HQ chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chung nhan dang ky doanhnghiep, Gi~y phep heat oQng hoac gi~y to· phap 1y tuong duong (o6i voi t6 chirc), ngay dp, noidp/ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 hQ chieu/ Passport number:Ngay c~p/ Date of issue: - -- Noi dp/ Place of issue: m

- Dia chi lien h~lDia chi tru so chinh/ Address:[

- Di~n thoai/ Telephone: .

- Chirc vu hien nay tai cong ty dai chung, cong ty quan 1y guy (neu co) hoac m6i quan h~ voicong ty dai chung, cong ty quan ly guy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: ChU tich HQi d6ng Quan tri

2. Thong tin v€ nguoi nQi bQ cua cong ty dai chung/quy dai chung la nguoi co lien quan cua canhanlt6 chirc thuc hien giao dich (o6i voi tnrong hop nguoi thirc hien giao dich la nguoi co lienquan cua nguoi nQi bQ cua cong ty dai chung/quy dai chungj/ Information about internal personof the ptiblic company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- H9 va ten nguoi nQi bQ/ Name of internal person:

- QU6c tich/ Nationality:

- S6 CMND, HQ chieu, The can cuo-c/ID card/Passport No.:

Page 2: CQNG HOA xA HOI cnn NGHIA VI~T NAM · CQNG HOA xAHOI cnn NGHIA VI~T NAM DQc l~p - TlJ do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAA1 Independence - Freedom - Happiness Ngay y~

- Dia chi thirong trill Permanent address:

- Dien thoai lien h~1Address:

- Fa." Email:

- Chirc V\I hien nay tai cong ty dai chung, cong ty quan Iy guyl Currently posittion in the publiccompany, the fund management company:

- M6i guan M gitra ca nhilnlt6 clnrc thuc hien giao dich voi nguoi n¢i b¢1 Relationship ofindividual/organization executing transaction with internal person:

- S6 hrong, tY I~ c6 phieu/chung chi guy ma ngiroi TrQib¢ dang n~m gitr (neu co)1 Number,ownership proportion of shares held by the internal (if any):

3. Ma chirng khoan giao dich/ Securities code: PNJ

4. Cac tai khoan giao dich co c6 phieu/clnrng chi guy neu tai muc 31 Trading account numberwith shares/fund certificates mentioned above: tai cong ty chirng khoan/ Insecurities company:

5. S6 hrong, tY l~ c6 phieu/chimg chi guy nam gitr truce khi thuc hien giao djch/ Number,ownership proportion of shares/fund certificates held before transaction: 14,950,064 c6 phAn.

6. S6 IUQng c6 phieu/clnrng chi guy dang ky mua/ban/cho/duoc cho/tang/duoc t~ng/thirak€/chuy€n nhuong/nhan chuyen nhuong/hoan d6il Number of shares/fund certificates registeredto purchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred/swap:150,000 c6 phan.

7. S6 IUQng, tY l~ c6 phieu/chung chi guy du kien nam giu sau khi thirc hien giao djch/ Number,ownership proportion of sharesIJund certificates expected to hold after the transaction:15,100,064 c6 phan.

8. Muc dich jhuc hien giao dich/ Purposes of transaction: Mua c6 phieu thee chuong trinhESOP.

9. Phuong tlnrc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

10. Thoi gian du kien thuc hien giao dich/ Transaction period: ill ngay/jrom 0911112018 d€nngay/ to 23111/2018.

NGUOl BAo csx»NAME OF REP i?TING PERSON

o TIq NGQC DUNG