Kimura 1968 Nature Evolução Molecular

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    Evo l u t i on a ry Ra te

    a t

    t h e Mo l ecu l a r Level

    b y

    MO T 0 0

    KIMURA

    National Insti tute of

    Genetics,

    Japan

    Calcu la t ing the ra te of e vo l u t i o n i n t e r m s of nucleot ide subst i tu t ions

    seems t o g ive a va lue

    so

    h igh tha t many

    of

    the mu ta t ions nvo lved

    mus t be neutral ones.

    COMPARATIVE

    tudies

    of

    haemoglobin molecules among

    change in for

    a

    chain consisting

    of

    some amino

    different groups

    of

    animals suggest that, during the acids.

    For

    example, by comparing the and chains

    o

    evolutionary history of mammals, amino-acid substitution manwith those of horse, pig, cattleand abbit, he

    has taken place roughly at the rat e

    of

    one amino-acid

    figure

    of

    one amino-acid change in

    x

    was obtained

    http://hrst.mit.edu/hrs/evolution/public/profiles/kimura.htmlhttp://hrst.mit.edu/hrs/evolution/public/profiles/kimura.htmlhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/profiles/kimura.html

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    is roughly equivalent to the rate of one amino-acid

    n for a chain consisting of

    comparable value has been derived from the study

    the haemoglobin

    of

    primate s. The rate of amino-acid

    c (consisting of abou t 100 amino-acids)

    48 x 106 yr

    (ref.

    3).

    phosphate dehydrogenase with th at of ra bbit and

    figure of a t least one amino-acid substitution

    every X yr can be obtained for the chain con-

    of abo ut amino-acids. This figure is roughly

    ent to the ra te of one amino-acid substitutio n in

    x

    yr for a chain consisting

    of

    amino-acids.

    c

    phate’ dehydrogenase gives an evolutionary

    28

    x

    108 yr for

    100 amino-acids.

    intend to show that this evolutionary rate, although

    a

    of cytochrome c, actually amounts to

    a

    very high

    for the entire genome.

    DNA

    content in each nucleus is roughly the

    as man,

    rat see,for example, ref. 5 . Furthermore, we

    e that the

    G-C

    content of

    DNA

    is fairly uniform among

    40-44 per

    These two facts suggest that nucleotide substitution

    a principal part in mammalian evolution.

    n th e following calculation, shall assume th at the

    d chromosome complement comprises about 4 x

    loo

    is the number stimated by

    rom the DNA content of human sperm. Each

    is coded by a nucleotide triplet (codon), and

    a polypeptide chain of

    100

    amino-acids corresponds to

    nucleotide pairsn

    a

    genome. Also amino-acid

    codon. Because roughly 20 per cent of nucleotide

    mutation

    is

    estimated to be

    is, it codes for the same amino-acid,

    about

    bme pair replacements in the genome. The average

    bme

    pair replacement within

    a

    genome

    4 x

    10

    28

    x

    IO6yr

    -2)

    yr

    t in t he evolutionary history of mammals,

    ide subs titution has been

    so

    fast that, on average,

    nucleotide pair has been su bstitu ted in the population

    figure

    s

    in sharp contrast to Haldane’s well known

    hat, in horotelic evolution (standardate

    a,new allele may be substitu ted in a population

    300 generations. He arrived at th is figure

    assuming that thecost of natural selection per genera-

    n (the substitutional load in my er mi no log y is

    0.1,

    while the total cost for one allelic subst itu-

    is abou t 30. Actually, the calculation of the cost

    R

    at

    the ra te of one substitution every

    2

    yr,

    he substitutional oad becomes so large thatno

    species could tolerate it.

    have calculated can only be reconciled with the

    mutations produced by nucleotide replacement are

    atura l selection. t can be shown tha t

    a population of effective size if the selective advan -

    new allele over the pre exi stin g alleles is

    , assuming no dominance, the tota l load for one gene

    substitution is

    S

    where and p is the frequency of the new allele

    at the st ar t. The derivation of the foregoing formula will

    be published elsewhere. In he expression given here

    is the probability

    of

    fixation given

    1 e -

    Now, in the special case of formulae

    and 2) reduce to

    Formula 1’)shows that for a nearly neutral mutation the

    substitutional load can be very low and there will be no

    limit to he ate of gene substitutionn evolution.

    Furthermore, for such mu tan t gene, the probability of

    fixation (that

    is,

    the probability by which

    it

    will be

    established in he population) is roughly equal to ts

    initial frequency as shown by equation

    2’).

    This means

    that new alleles may

    be

    produced at the same rate per

    individual as they are substituted in the population n

    evolution.

    This brings the athe r surprising conclusion tha t n

    mammals neutral

    (or

    nearly neutral)mutations are

    occurring

    at

    the ra te of roughly per yr per gamete.

    Thus, if we tak e t he average length of one generation in

    th e history of mammalian evolution the mutatio n

    rate per generation for neutralmutations amounts to

    roughly two per gamete and our per zygote

    x

    10-10 per

    nucleotide site per generation).

    Such a high rate of neutral mutations

    is

    perhaps not

    surprising, for Mu k a i has demonstrated tha t in

    Droso

    phila the otal mutatio n rate for “viability polygenes”

    which on the average depress the fitness by about

    2

    per

    cent reaches

    at

    least some 35 per cent per gamete. This

    is a much higher ra te han previously considered. The

    fact that neutralr nearly neutral mutations re occurring

    a t a ather high rate is compatible with the igh frequency

    of heterozygous loci that has been observed recently by

    studying protein polymorphism in human and Drosophila

    populations18-16.

    Lewontin and H u b b y estimated thatn atural

    populations of Drosophila psseudoobscura an average of

    about 12 per cent of loci in each individual is heterozygous.

    The corresponding heterozygosity with respect to nucleo-

    tide sequence should be much higher. The chemical

    structure of enzymes used in this study does not seem to

    be known

    at

    present, bu t in the ypical case of esterase-5

    the molecular weight was estimated to be abo ut by

    Narise and H u b b y . I n higher organisms, enzymes with

    molecular weight of th is magnitude seem to be common

    and usually they are “multimers”17. So, ifwe assume

    that each of those enzymes comprises on the average

    some 1,000 amino-acids (corresponding to molecular

    weight of some 120,000), themutation ate for the

    corresponding genetic site (consisting of a bou t 3,000

    nucleotide pairs) is

    U 3

    X

    103X

    X 1.0-10 1.5 X 10 6

    per generation. The entire genome could produce more

    than a million of such enzymes.

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    In applying this value of

    zd

    to

    Drosophila

    i t must bc

    noted that hemutation ate

    per

    nucleotidepair pe:

    generationcan differ inman and

    Drosophila.

    There i;

    some evidence th at with respect to the definitely dele

    terious effects of gene mutation, the rate of mutation pe.

    nucleotide pair pergeneration s oughly ten times a;

    high in

    Drosophila

    as in manl8.10, This means th at tha

    corresponding mutation ate or Drosophila should bl

    U 1.6

    1O 6 rather han

    zc

    1-6x 10-6. Another con

    sideration allows us to suppose tha t u 1.5

    x

    10-6 is prob

    ably ppropriate for theneutralmutation ate

    of

    e

    cistron n Drosophila. If we assume tha t th e frequency

    of occurrence of neutralmuta tions is about one pel

    genome per generation (tha t

    is,

    they are roughly two t c

    three

    times more frequent than hemutation ofhe

    viability polygenes), themutation ate pernucleotide

    pair per generation is

    1/ 2x loa),

    because the DNA con

    tent

    per

    genome in

    Drosophila

    is about one-twentieth

    o

    that of manzo. For a cistron consistingof 3,000nucleotide

    pairs, this amounts to u

    1.5

    x

    10-5.

    Kimura nd Cr ow have shown thatforneutra

    mutations he probability thatan individual is homo.

    zygous is 1/ 4Neu+ ) , where N e s the effective population

    number, so tha t he probability that an individual

    is

    heterozygous is H e = 4Neu/ 4iVeu+). I n order to attain

    at least

    H e = 0.12,

    it is necessary that

    at

    least N e = 2,300

    For

    a higher heterozygosity such as H 0.35, N e has

    t c

    be about 9,000. This might be a little too large for thc

    effective numbern

    Drosophila,

    but withmigration

    between subgroups, heterozygosityof 35 per cent may bc

    attained even if N e is much smaller for each subgroup.

    We return to he problem

    of

    totalmutation rate

    From a consideration of th e average energy

    of

    hydrogen

    bonds and also from the informationonmutation of

    rIIA gene in phage T,, Watson22 obtained

    IO- - lo-9

    as

    the average probability of

    error

    in the nsertion of a new

    nucleotide during DNA replication. Because in man the

    number of cell divisions along the germ line from the

    fertilized egg t o

    a

    gamete is roughly80, the rate of muta-

    tion resulting from base replacement according to these

    figures may be

    BO x 10 8

    SO X

    10-0

    per nucleotide pair

    per generation. Thus, with 4

    x

    IO9 nucleotide pairs, the

    total number of mutations resulting from base replace-

    ment may amount t o 200-

    2,000.

    This is

    100-1,000

    times

    larger than the estimate of 2 per generation and suggests

    that he mutationrate pernucleotidepair

    is

    reduced

    during evolution by natura l selectionl8~19.

    Finally, if my chief conclusion is correct, and if the

    neutral or nearly neutral mutation is being produced in

    each generation at

    a

    much higher rate than has been con-

    sidered before, then

    we

    must recognize the great impor-

    tance of randomgeneticdriftdue to finitepopulation

    numberz3 n forming t he genetic structure of biological

    populations. The significance of random genetic drift has

    been

    deprecatedduring thepast decade. This attitude

    1as

    been nfluenced by the opinion a t almost

    no

    muta-

    ions are neutral, and also th at th number of individuals

    forminga species is usually

    so

    Iarg

    f

    ha t random sampling

    )f gametes should be negligdle in iletermining the course

    )f evolution, except possibly through the “founder prin-

    : i ~ l e ” ~ * .o emphasize the founderprinciple but deny

    he importance of randomgeneticdriftdue to finite

    population number is, in

    my

    opinion, rather similar

    to

    assuminga great flood to explain the formation of deep

    valleys bu t rejecting a gradual bu t long lasting process of

    erosion by water as insufficient to produce such a result.

    receivedDecember 18,1967.

    Zuckerkandl, E., and Pauling,

    L.,

    in Evolvz g &ne8 and Protei ns edit. by

    Bryson, V., and Vogel,

    H.

    J.), 97 Acad ip Press, New York, 1965).

    Buettner-Janusch, J., and II111 R. L.

    in

    Evolving Genes and Proteins edit.

    Margoliash, E., and Smith, E.

    .,

    in

    Evolving

    Genes

    and Proteins

    edit. by

    by Bryson, V., and Vogel,

    H. J.), Id7

    Academic Press, New York, 1965).

    Kaplan, N. O . , in

    Evolving Genes

    and

    Proteins

    edit. by Bryson, V., and

    Bryson, V., and Vogel,H.

    JJ, 221

    Academic Press, New York, 1905).

    S:rgcr, R., and Ryan, F.

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    (John Wiley and Sons, New York,

    Vogel, H. J,),243 Academic Press, New York, 1966).

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    Sueoka, N. , J . Mot.

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    Eimura,M. net . Res. in the press).

    7 Muller,R. .,

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    1 Mukai,T..Genetics, 80

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    LB

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    from

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    1o Kimura, M., Uenet.

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    pp Watson, J. D., Molecular Biologu ofth e Gene Benjamitl, New Tork, 1965

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    http://hrst.mit.edu/hrs/evolution/public/kimuracrow1964/kimuracrow1964.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/lewontinhubby1966/lewontinhubby1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/hubbylewontin1966/hubbylewontin1966.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/buettnerhill1965/buettnerhill1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/papers/zuckerkandlpauling1965/zuckerkandlpauling1965.pdfhttp://hrst.mit.edu/hrs/evolution/public/kimuracrow1964/kimuracrow1964.pdf