C O N G TY C O P H A N C H U N G K H O A N M B C O N G H O A X A H O I C H U N G H I A VIET N A M

Doc lap - Tir do - Hanh pliuc

S6: 85/2016/MBS-QD Tp.HCM, ngay ihdng nam 2016

Q U Y E T DINH V/v Ban hdnh Quy che chdo ban canh tranh cd phan cua Tong Cdng ty Ddu tic vd Kinh doanh

vdn Nhd nuac tgi Cdng ty cd phan That trien Nhd Bd Ria - Vung Tdii

G I A M D O C C O N G TY C O P H A N C H U N G K H O A N M B

Can cu:

- . Nghi dinh 151/2013/ND-CP ngdy 01/11/2013 ve chuc ndng, nhiem vu vd ca che hogt dong cm Tdng cdng ty Ddu lu vd Kinh doanh vdn Nhd mcac;

- Nghi dinh 57/2014/ND-CP ngdy 16/06/2014 ve Dieu le to chuc vd hogt ddng cm Tdng cdng ty Ddu tu vd Kinh doanh vdn Nhd mcac;

Hap ddng sd 11/2016/ MBS/HCMl-HDTV ky ngdy 30/06/2015 ky giua Tdng cdng ty Dau tu vd Kinh doanh vdn Nhd nuac vd Cdng ty Co phan Chi'cng khoan MB;

Quyit dinh sd 370/QD-DTKDV ngdy 5/9/2016 cm Tdng Cong ty Dau tu vd Kinh doanh vdn Nhd mcac ve viec ban cd phan tgi Cdng ty cd phan Phat trien Nhd Bd Ria - Vung Tdu;

Quyit dinh sd 06/QD-DTKDV. HDTV ngdy 11/4/2014 cm Hgi ddng ihdnhyien jdng Cdng ty Ddu tu vd Kinh doanh vdn nhd nuac ve viec ban hdnh quy che ban cd phan cm Tdng Cdng ty vd Kinh doanh vdn nhd nuac tgi doanh nghiep;

Cong van s6 5544/BTC-TCCB ngay 25/4/2016 ciia Bo Tai chi'nh ve viec ban giao cong viec va phu trach Tong Cong ty Dau tu va Kinh doanh von nha nude;

Quyet dinh s6 22/QD-DTKDV.HDTV ngay 29/6/2016 ciia Hoi ddng thanh vien Tdng cong ty Dau tu va Kinh doanh von nha nude vd viec giao phu trach Ban Giam doc va nhan su ngudi dai dien theo phap luat ciia Tdng cdng ty Dau tu va Kinh doanh \ 6n nha nude;

Quyit dinh so 16/QD-DTKDV.HDTngdy 19/4/2016 cm Hgi ddng thanh vien Tdng Cdng ty Dau tu vd Kinh doanh vdn nhd nuac ve viec phe duygt ke hogch kinh doanh 2016;

Cdng vdn sd 1960/DTKDV-CNPN ngdy 5/9/2016 vi viec ban cd phdn cm SCIC tgi CTCP Thai trien nhd Bd Ria- Vung Tdu;

Theo chap thuan va phe duyet ciia Tdng Cdng ty Dau tu va Kinh doanh von Nha nude ve Ho SO" chao ban canh tranh phan von ciia Tong Cdng ty Dau tu va Kinh doanh von Nha nude lai CTCP Phat trien nha Ba Ria - Vung Tau.

QUYET D I N H

Dieu 1: Ban hanh kem theo Quydt dinh nay "Quy che chao ban canh tranh cd phan cua Tdng Cdng t>" Dau tu va Kinh doanh vdn Nha nude tai Cdng ty cd phan Phat trien Nha Ba Ria - Vung Tau".

Dieu 2: Quyet dinh co hieu luc thi hanh ke ttr ngay ky.

Dieu 3: Thanh vien Ban to chuc chao ban canh tranh. cac ca nhan. to chuc tham gia mua c6 phdn ciia Tong Cong ty Dau tu va Kinh doanh von Nha nuac tai Cong ty co phan Phat trien Nha Ba Rja - Vung Tau va cac to chuc. ca nhan co lien quan khac chiu trach nhiem thi hanh Quyet dinh nay.

B A N T O C H U C C H A O B A N C A N H T R A N H C O P H A N T H U Q C Q U Y E N S O H U U C L A T O N G C O N G T Y

D A U T U ' V A K I N H D O A N H \ O N M I A N U O C T A I C O N G T V C O P H A N P H A T T R I E N M I A B A R I A -

V U N G T A L K H L Y E N C A O C A C N H A D A U T U T I E M N A N G N E N T H A M K H A O Q U Y C H E C H A O B A N

C ^ N H T I U N H T R U 6 C K H I Q U Y E T D I N H D A N G K Y M U A C O P H A N . V I E C C H A O B A N C O P H A N

N A Y K H O N G P H A I L A D Q T C H A O B A N D E I I U V D Q N G \ O N C H O C O N G I V M A C H I L A M T H A Y D O I

T V L E S O H U U T R O N G C O C A U C O D O N G V A K H O N G L A M T H A Y D O I M U C V O N D I E U L E D A

D A N G K Y C i l A C O N G l Y

QUY C H E CHAO BAN CANH TRANH C O P H A N C U A T O N G C O N G T V D A U T l T v A K I N H

D O A N H V O N N H A N U O C

T A I

CONG T Y CO PHAN PHAT TRIEN NHA BA RIA - VUNG TAU

(Gidy CInmg nhan ddng ky kinh doanh do Sa Ke hoach vd Ddu lu tinh Bd Ria- Vung Tdu cap Idn ddu so

350044461 vdo ngdy 28 thdng 12 nam 2001, dang ky thay doi Idn ihic 21 ngdy 24 ihdng 4 nam 2015)

T O C H U C C H A O B A N C O P H A N

T O N G C O N G T Y D A U TlT v A K I N H D O A N H V O N N H A N U O C

Dia chi: Tang 23, toa nha Charmvit, so 117 Iran Duy Hung, Qu^n Cau Giay, Ha Noi

Dien thoai: (84-4) 6278 0191 Fax: (84-4) 6278 0136

C O N G T Y C O P H A N P H A T T R I E N N H A B A R L V - V U N X ; T A U

Dia chi: Tdng 3 Toa nha HODECO Plaza, 36 Nguyen Thai Hoc, Phuong 7. TP.Vung Tau

Dien thoai: (84-64) 385 6274 Fax; (84-64) 385 6205

TO C H I T C T I T V A N

C O N G T Y C O P H A N C H U N G K H O A N M B

Dia chi: S6 3 Lieu Giai, Quan Ba Dinh, Ha Noi Dien thoai: (84-4) 3726 2600 Fax: (84-4) 3726 2601

Tp.HCM, thang 09 nam 2016

Q U Y C H £ C H A O B A N C A N H T R A M I C6 P H A N C U A S C I C T.->I C O N G T \ C6 P H A N P H A T T R I E N N i l A B A R [ A - V I N G T A U

(Bun hanh kem iheo QiivA dmh 85'2ni6\\!BS-OD iipy / ,:0l6ctia Gidm doc Cong ly Cu phdn Chimij khoan MB)

C H U O N G I

QUY DINH CHUNG

Dieu 1. Pham vi dieu chinh

Quy che nay qu\' dinh chi tie: each thuc trien khai viec chao ban theo phuo-ng thuc chao ban canh tranh (chao ban theo phuo'ng thirc chao gia canh tranh) tim kiem cac nha ddu tu de thuc hien chao ban toan bo so co phieu Cong ty co phdn Phat trien Nha Ba Ria - Vung Tau (sau day goi la co phieu "HDC") thuoc sd hiTu day du va hop phap cua Tong cong ty Ddu tu va Kinh doanh von nha nude (sau day goi tat la " S C I C " va/hoac ben "Ben chuyen nhu-yiig") (va thuc hien giao djch thoa thuan thong qua Trung lam Luu ky Chii'ng khoan Viet Nam hoac San GDCK Thanh pho H6 Chi Minh) tren ca sd hgp ddng dich vu giua SCIC va Cdng ty Cd phdn Chung khoan MB (sau day ggi tdt la "MBS").

Dot chao ban nay khong phai la dgt phat hanh/chao ban cd phieu cua doanh nghiep de huy ddng vdn tren thi trudng so cap, MBS khdng co nghta vu cdng bd/thdng bao tdi Nha dau tu ve tinh hinh doanh nghiep va cac thong tin lien quan den doanh nghiep; khdng thuc hiCm phan ti'ch, dua ra bat ky y kien danh gia nao vdi ham y dam bao gia trj cua cd phieu. Cd phieu HDC dugc chao ban theo thuc te/thuc Irang hoat ddng kinh doanh, tinh hinh tai chi'nh cua doanh nghiep tai thai diem chao ban. Muc gia tdi thieu va cac dieu kien chao ban dugc xay dung tren ca sd yeu cau cua Ben chuyen nhugng.

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Q U V C H E C H A O B A N C A M I T R A M I C 6 P H A N C U A S C I C T A I c 6 l V C T V C 6 P H A N P H A T T R l f N N H A B A R | A - VCiNG T A U

'Bun hanh kem iheo Quyet iluih 85'20l6 \fBS-OD ngay > -2016 cm Gidin d6c Cdng fv Cdphjn Clnm^j khodn MBl

Dieu 2. Giai thi'ch tu- ngir

Trong Qu\ che nay, cac tu ngu dudi day dugc hidu nhu sau:

2.1. Chao ban canh tranh la viec chao ban co phan thuoc sd hiru cua Tdng Cdng ty D I U tu va Kinh doanh vdn nha nude tai Cdng ty cd phfin Phat iridn Nha Ba Ria - Vung Tau cho cac nha ddu tu cd su canh tranh ve gia;

2.2. To clurc phat hanh la Cdng ty CO phdn Phat tridn nha Ba Rja - Vung Tau (Hodcco);

2.3. Td chuc chao ban cd phan la Tdng Cong ty Ddu tu va Kinh doanh vdn nha nude (SCIC);

2.4. Td chuc thuc hien chao ban canh tranh la MBS. SCIC uy quydn cho MBS thuc hien viec id chuc chao ban canh tranh cd phan cua SCIC tai Cdng ty cd phan Phat tridn nha Ba Ria - Vung Tau;

2.5. Ban td chuc chao ban canh tranh la td chuc do MBS thanh lap de thuc hien viec chao ban canh tranh cd phan va cac cdng viec lien quan theo quy djnh;

2.6. Nha dau tu ia td chuc va ca nhan trong va ngoai nude dugc thanh lap va boat ddng hgp phap theo luat phap Viet Nam/luat nude ngoai, khdng thuoc cac doi tugng bj cam hoac han che quyen dau tu mua cd phan cua cac doanh nghiep tai Viet Nam va co nhu cau mua cd phan theo quy dinh tai Dieu 6 Quy che nay;

2.7. Gia chao ban du kien la muc gia khdng thap hon gia khdi diem va muc gia san (neu co) theo quy djnh tai Dieu 4.10 Quy che nay.

2.8. Muc gia san la muc gia thap nhat do Sd Giao dich Chung khoan TP. Ho Chi Minh xac dinh va ap dung ddi vdi viec giao dich cd phieu H D C trong 01 (mot) ngay giao dich cu the;

2.9. Tien dat cgc la mot khoan b^ng 10% gia tri cd phan dang ky mua tinh theo muc Gia khdi diem chao ban (10% x tdng sd cd phan dat mua x gia khdi diem chao ban) ma Nha dau tu da dat cgc trudc de dam bao quyen tham gia dang ky mua cd phan. Khoan lien nay dugc thanh loan bang Viet Nam ddng va se khdng dugc hudng lai.

2.10. Nha dau tu trung gia la nha ddu tu da nop Phieu tham du chao ban canh tranh, dap ung dieu kien, tieu chi cua Quy che nay va dugc SCIC lira chpn;

2.11. Gia khdi didm chao ban la mCrc gia quy dinh tai Didu 4.5 Quy che nay do Tdng Cdng ty Dau tu va Kinh doanh vdn nha nude qu\ i t dinh, la can cu de xet, lua chgn nha dau tu triing gia;

2.12. Hgp ddng chuydn nhugng cd phan la thda thuan mua ban bang van ban giiTa SCIC vdi cac Nha dau lu trung gia; (Mau 08).

2.13. Cugc chao ban canh tranh khdng thanh cdng la cudc chao ban khdng cd nha dau tu hoac chi cd mdl nha diu tu dang ky mua hgp le hoac cac nha dau tu khdng dang ky mua het sd Iugng cd phdn ma SCIC chao ban, hoac tdt ca cac nha dau tu deu bd tien dat cgc va khdng tham gia chao ban canh tranh; hoac ik ca cac nha ddu tu vi pham quy che chao ban canh tranh dan den vigc khdng dugc mua cd phdn.

Dieu 3. Tuyen bo dam bao

Khi dang ky tham gia chao ban canh tranh tiieo Quy che nay, nha ddu tu cd nghia vu:

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Q U Y C H E C H A O B A N C A N H T R A N H C6 I ' l l A N C U A S C I C T A I C O N G T Y C O P l l A N P H A T 1 R I E N M I A B A R | A - V U N G T A U

(Ban hanh kem IIK'O OiivJi dmh 85'2III6 MBS-ODnpy / yOl6 cuu Gum Jdc ('nngiy CO phdn Chirng kitoan MB)

3.1. Cam ket da tir tim hieu day du cac thong tin ve Cong ty co phan Phat trien Nha Ba Rja - Vung Tau bao gom nhung khong gidi han bdi: dieu le doanh nghiep, bao cao tai chinh, tinh hinh hoat dong-.-va cac noi dung cong bo thdng tin khac cua Cdng ty cd phan Phat trien Nha Ba Rja -Vung Tau de thuc hien quyet dinh dau tu, mua cd phan.

3.2. Cam ket khdng thuoc ddi ttrgng han che tham gia mua cd phan theo Quy che va dam bao viec dang ky mua ha}- thuc hien giao dich chuyen nhugng dugc/se dugc thanh toan bang ngudn tien hgp phap, dung tham quyen, phu hgp vdi quy dinh cua phap luat hien hanh.

3.3. Cam ket tuan thu cac quy djnh ciia phap luat ve chung khoan va thi trudng chung khoan khi tham gia dang ky mua bao gom nhung khdng gidi han bdi quy dinh ve cdng bd thdng tin, giao dich ciia cd ddng Idn, cd ddng ndi bd, ty le sd huu, chao mua cdng khai....

3.4. Chap nhan riii ro khi gia cd phieu niem yet tai thai diem giao djch cd the tang cao han muc gia dat mua do tac ddng cua cac yeu td nhu cung cau, thdng tin ve hoat ddng kinh doanh ciia doanh nghiep hoac sir thay ddi ve mdi trudng phap luat,...Trong trudng hgp nay, cac nha dau tu se phai dat mua theo muc gia san tai ngay giao dich.

3.5. Cam ket da tlm hieu va nhan thuc day dii cac ndi dung ve nguyen tac chao ban canh tranh va nhirng riii ro co the .\ay ra khi ca quan quan ly nha nude khdng chap thuan phuong thuc giao djch, }eu cau dung hoac hiiy bo giao djch.

3.6. Cam kdt trong trirdng hgp nha dau tu thudc ddi tuo'ng phai chao mua cdng khai theo quy dinh tai khoan 11 Didu 1 Luat sd 62/2010/QH12 nga\- 24/11/2010 sua ddi, bd sung mot sd didu ciia Luat Chung khoan, nha d4u tu phai bao cao Ban td chuc chao ban canh tranh va thuc hien cac thii tuc chao mua cdng khai theo quy djnh cua phap luat hien hanh.

3.7. Cam ket trong trudng hgp td chtJc, ca nhan la cd ddng ndi bd trudc khi mua cd phieu hoac td chuc. ca nhan sau khi mua cd phieu ma trd thanh cd ddng idn phai thuc hien bao cao va cdng bd thdng tin theo quy dinh tai Thdng tu sd 155/2015//TT-BTC ngay 06/10/2015 cua Bd Tai chi'nh hudng dan vd viec cdng bd thdng tin tren thi trudng chung khoan.

3.8. Nha ddu tu nude ngoai phai thuc hien theo quy djnh tai Dieu 6 Quyet djnh sd 88/2009/Qp-TTg ngay 18/06/2009 cua Thu tudng Chi'nh phu vd vide ban hanh Quy che gdp vdn, mua cd phan cua nha diu tu nude ngoai trong cac doanh nghiep Viet Nam va Dieu 5 Thdng tu so 131/2010/TT-BTC ngay 06/09/2010 hudng dan thuc hien Quy chd gdp vdn, mua co phan cua nha ddu tu nude ngoai trong cac doanh nghiep Viet Nam.

3.9. Cam kdt mdi ca nhan, td churc chi dugc nhan uy quydn cua duy nhdt mot ca nhan/td churc khac khi dang ky va tham du chao gia canh tranh.

3.10. Cam ket moi ca nhan da dai dien (theo phap luat hoac uy quyen) cua td chuc/ca nhan khac khi dang ky va tham du chao ban canh tranh se khdng dugc tham gia cudc chao ban canh tranh nay

vdi tu each nha dau tu ca nhan ddc lap.

3.11. Cam kdt chip thuan loan bd cac ndi dung cua Quy che nay.

Chucng I I

QUY D I N H C y T H E

Dieu 4. Quy dinh ve dot chao ban 4.1. Ten cd phdn: Cdng ty cd phan Phat trien Nha Ba Ria - Vung Tau (ma giao dich: HDC);

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()1 X ( HF. ( I I A O B A N ( A M I I R W H ( O P H A N C l A S C I C I A I ( ( ) N ( ; T V C O P H A N P H A T T R I K N NHA B A R\ \ \ I N(. I \i

'Ben hdnh k/m then (Jimh dinii SS 2(1/6 Kt/iS -OI>m'iy 2016 akiduim iVk i '.m^ ly Co f>hjn I 'hun^ khoan MIU

4.2. Loai cd phan: cd phan pho thdng (tu do chuxcn nhugng);

4.3. Tdng so Iugng cd phan chao ban; 4.795.681 cd phan (chidm I 1.66% vdn didu le);

4.4. Menh gia: 10.000 ddng/cd phan (Mudi nghin ddng/cd phdn);

4.5. Gia khdi diem chao ban: 15.700 ddng/cd phan (Bang chu: mudi Idm ngan bay trdm dong):

4.6. Sd Iugng cd phdn moi nha ddu tu ca nhan, id chuc dugc dang ky mua tdi thieu: 20.000 cd phan;

4.7. Budc khdi Iugng: 10 cd phiiii;

4.8. Budc gia: 100 ddng:

4.9. Sd muc gia: Nha dau tu dugc phep ghi tdi da 01 (mot) muc gia vao Phieu tham du chao ban canh tranh. Tdng khdi iugng tuong ung vdi muc gia phai bdng tdng khdi Iugng cd phdn nha dau lu dang ky mua. Cac muc gia phai la bdi sd cua 100 ddng.

4.10. Giu chao ban du kien: khdng thap hon 15.700 ddng/cd phdn (Bang chu: mudi lam ngan bay tram ddng mdt cd phan) va Muc gia san tai ngay ky Hgp ddng chu> en nhugng

4.11. Tien dat cgc: bang 10% gia trj co phan ddng ky mua tinh theo gia khoi diem chao ban.

4.12. Sd cd phdn nha dau lu nude ngoai dugc phep mua tdi da: thuc hien theo quy dinh hien hanh cua phap luat.

Dieu 5. Chug bo thdng tin

MBS thuc hien cdng bd thdng tin vc viec chao ban canh tranh tren cac phuong lien nhu sau:

- W ebsite ctia Cdng ly Cd phan Chidng khoan MB: w\\ w.mbs.com.MI

- SCIC phdi hgp cdng bd thdng tin tren website cua SCIC: www .scic.vn

- Cdng bo tren ba (03) sd lien lidp cua Bao Dau lu Chung khoan va Bao Ba Ria - Vung Tau tu nga\ 9/9'20l6 ddn nga\ 14/9/2016,

Dieu 6. Ddi tutfng va dieu kien tham gia chao ban canh traiih

6.1. Ddi urgng tham gia chao ban canh tranh

Cac td chuc kinh tc. ca nhan Viet Nam va nude ngoai (sau day goi chung la nha dau tu) co du dieu kien sau da\ dugc lham dir chao ban canh tranh:

Ddi vd'i Nhd ddu lu irong nuac:

V Doi vdi ca nhan: La ngudi Viet Nam, co dia chi rd rang. Gia\ chung minh nhan dan (CMND) hoSc Hg chieu, gi^y td tiiy than hgp le va c6 du nang luc hanh vi dan su:

V Ddi vdi td chiJc: La cac td churc kinh te, td chuc xa hgi dugc thanh lap va hoat ddng theo

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Q i \ C H £ C H A O B A N C A N H T R A N H C 6 P H A N C U A S C I C T A I C O N G T V C 6 P H A N P H A T JiutN N H A B A R I A - V U N G T A U

(Ban hanh kem iheo OiivJf dmh <S5/20I6 'MBS-QP ngay ' ,'20i6cuu Gidm ddc C6n:e. ly C6 phdn Chihiif, khoan MHl

luat phap Viet Nam; co tu each phap nhan (doi voi cac to chuc kinh te); c6 Giay dang ky kinh doanh hoac giay phep boat dong, co dia chi cu the, ro rang; neu khong phai ngudi dai dien Iheo phap luat cua to chuc thi phai c6 giay uy quyen;

Doi vai nhu ddu tie meac ngoai: ngoai cac quy djnh nhu ddi vdi phap nhan va ca nhan trong nude, phai thda man ty- le tdi da dugc phep mua theo quy dinh cua phap luat Viet Nam. Ddng thai nha dau tu nude ngoai phai md tai khoan tai cac td chuc cung ung dich vu thanh loan dang hoat ddng tren lanh thd Viet Nam va tuan thii phap luat Viet Nam. Moi hoat ddng lien quan den mua cd phan deu phai thdng qua tai khoan nay.

Cac Id chi'ec tdi chinh trung gian nhan uy thdc ddu tu: trudng hgp cac to chuc tai clunh trung gian nhan uy thac dau tu cua ca nha dau tu trong nude va nude ngoai, td chuc nhan uy thac dau tu cd trach nhiem tach biel ro sd Iugng nha dau tu, sd cd phan cija tung nha dau tu trong va ngoai nude dtlng ky mua.

Cac doi tugng sau khdng dugc tham gia chao ban canh tranh mua cd phan Cdng ty Hodeco:

V To chijc thuc hien chao ban canh tranh

V Thanh vien Ban td chuc chao ban canh tranh

V Cdng ty con ciia Cdng ty Hodeco theo quy dinh tai Khoan 2 Dieu 189 Luat Doanh nghiep. ,

V Cdng t)- cd cung cdng ty me vdi Cdng ty Hodeco theo Khoan 2 Dieu 189 Luat Doanh nghiep.

6.2. Dieu kien tham gia chao ban canh tranh

Nha ddu tu thudc ddi tugng quy dinh tai Dieu 6.1 Quy che nay dugc dang ky tham gia mua cd phan khi dap ung cac dieu kien sau:

Nha ddu lu nop tien cgc theo Quy che vd tuan thij loan bd Quy che nay;

Cd Dan ddng ky tham gia chdo ban canh tranh theo diing mdu va nop Dan ddng ky tham gia chdo ban canh tranh ciing cac tai lieu chtjng minh du dieu kien tai Dieu 7.3 cua Quy che nay dung thai han quy dinh.

Moi nha dau tu tham gia du dot chao ban canh tranh chi dugc phep nop duy nhat 01 (mdl) Dan ddng ky tham gia chdo ban canh tranh trong mdt dgt td chuc chao ban canh tranh.

Nha ddu tu thudc ddi tugng chao mua cdng khai phai thuc hien chao mua cdng khai theo

dung quy dinh ctja phap ludt hien hanh.

Nha ddu tu phai cd tai khoan chtdng khoan dugc md tai cdng ty chung khoan hoat ddng hgp phap tai Viet Nam.

Dieu 7. Thii tuc dang ky tham gia chao ban canh tranh va nop tien dat cgc

7.1 Nha ddu tu nhan Don dung ky tham gia chdo ban canh tranh tai Td chtic thuc hien chao ban canh tranh theo dja didm neu lai Khoiin 4 cua Didu nay hoac true tiep in Iheo mdu dinh kern (Ddi vdi nha ddu tu trong nude: Mau 01; Ddi vdi nha ddu tu nude ngoai: Man 02).

7.2 Nop tidn dat cgc: Nha dau tu phai nop tidn dat cgc bdng 10% gia tri cd phdn dang ky mua tinh theo gia ktidi didm chao ban. Tien dat cgc nop bdng ddng Viet Nam, bang tien mat hoac chuyen khoan vao tai khodn:

Ten tai khoan: Tdng Cdng ty Ddu tu va Kinh doanh vdn nha nude

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Q U Y C H £ C H A O B A N C A N H T R A N H C 6 P H A N C t ' A S C I C T A I C O N G T Y C 6 P H A N P I I A I T R I £ N N H A B A R E V - V f i N G T A U

/Ban hanh kem iheo QiiyJr dmh S5 2016 SfBS-Oldipy 2016 cua Giam ddc Cong lyCBphSi (Vjiivig khoan MB)

- So Tai khoan: 10201-000141309-0 tai Ngan hang TMCP Cong thuo-ng Vict Nam - Chi nhanh thanh pho Ha Noi.

Noi dung: Ho va ten/ten t6 chuc, Sd CMND hoac sd Ho chidu/So DKKD (ngay cdp va noi cdp); Nop tien dat coc mua cd phdn ciia SCIC tai Cdng ty cd phdn Phat tridn Nha Ba Rja - Vung Tau (ghi ro sd luong va tdn cd phdn dang ky mua).

7.3 Nop Bon ddng ky tham gia chdo ban canh tranh: Nha dau tu dien ddy dii, rd rang thdng tin vao Don dang ky tham gia chao ban canh tranh va nop tai dia diem lam thu tuc dang ky ddng thai phai nop kem cac giay td sau:

• Doi voi ca nhan trong nirdc

Ban sao hop Id Chung minh nhan dan (CMND) hoac ho chieu, trudng hgp nhan uy quydn, phai cd giay uy quydn theo quy djnh ciia phap luat hoac theo mau dinh kem Quy chd nay.

Giay nop tien hoac gidy chuyen tien dat cgc.

• Ddi vdi td chuc trong nude

Ban sao hgp le giay chiing nhan dang ky kinh doanh hoac giay td khac tuong duong;

Gidy uy quydn cho dai dien thay mat td chuc thuc hien thii tuc tru trudng hgp ngudi lam thu tuc la dai dien theo phap luat ciia td chuc;

Giay nop tien hoac giay chuyen tien dat cgc.

• Doi vdi ca nhan va td chuc nude ngoai

Ban sao hop Id hg chidu hoac ma sd kinh doanh chung khoan do Trung lam luu ky chung khoan Viet Nam cap.

Gidy xac nhan md tai khoan tai mdt td chuc cung ung dich vu thanh loan theo qu>- dinh ciia phap luat Viet Nam vd ngoai hoi.

Gidy uy quyen (neu co);

Gidy nop tien hoac gidy chuyen tien dat cgc.

7.4 Thdi gian, dia didm lam thii tuc dang ky va dat cgc;

• Thdi gian lani thu tuc dang ky: Nha ddu tu lam thu tuc dang ky va dat cgc dd dang ky lham gia chao ban canh tranh tu ShiO ngay 9/9/2016 den 15h ngay 29/9/2016

• Dja diem lam thu tuc va nop Don dang ky tham gia chao ban canh tranh:

Tai Ha Noi:

- Cdng ty Co phan Chung khoan MB

- Dia chi: Tea nha MB sd 3 Lidu Giai, Quan Ba Dinh, Ha Ndi

Tai Tp.HCM: - Cdng ly Co phdn Chung khoan M B - C h i nhanh Tp.Hd Chi Minh

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Q r V ( I I K ( M A O I U \ ( A M I I R \ M I C O I ' l l A N C I A S C I C C V K O M . 1 V C O I ' l l A N I ' l l A t l l i l E N M l A UA K | A - \ I N C 1 \ l

(Bern ha'Bi ki'm Ihi-o Ouyih (luih SS 2016 MHS-00 n^M- . -2016 aki (ihim <l/>! i Vim.; ly ' '<'>f-fh!n ( Inrny khoan \U<>

- Dja chi: Tang 5, Toa nha Sunny Tower, 259 Tran Hung Dao, Quan i , TPl ICM

7.5 Nha dau tu chi dugc sua doi hodc hiiy ddng ky tham gia chao gia trong thdi han lam thu tuc ddng ky tai Dieu 7.4 Quy che na\. Trudng hgp hii> ddng ky chao gia. nha ddu tu phai 1dm dan dd nghi buy tham gia chao gia giri 16 chuc thuc hien chdo gia canh tranh theo mau quy dinh ban hdnh kem Quy che nay (Mdu 04)

Dieu 8. Lap va nop Phieu tham diy chdo ban canh tranh

8.1 Sau khi nhan Don ddng ky tham gia chdo hdn canh tranh ciing cac tai lieu lien quan va kicm tra tinh hgp id ciia cac tai lieu nay. so tien dat cgc da ghi nhan vao tai khoan SCIC theo qux djnh. To chirc chdo hdn canh tranh sd cdp cho Nha ddu tu Phieu tham diy chdo ban canh tranh.

8.2 Nha dau tu tir dien Phieu tham diy chdo ban canh tranh. Phiiu tham diy chdo ban canh tranh hgp Id la:

i^hieu do To chuc thuc hien chao ban canh tranh cap. co dong dau treo ciia nai cdp phieu va dam bao: dien ddy dii. ro rang cac thong tin theo quy dinh:

Phieu khong dugc tay xda hoac rach nat;

Phidu ghi mot mi'rc gia duy nhat; Gia dat mua khdng thap han gia khdi diem va ghi diing budc gia quy dinh; Neu co su khac nhau giCta sd tien ddt mua bdng sd va sd tien ddt mua bdng chu thi sd tien dat mua bdng chO: s5 dugc col la cd gia trj.

Tdng sd cd phdn dat mua bdng muc ddng ky.

Phieu tham diy chdo hdn canh tranh phai dugc bd irong phong hi dan kin cd chu ks ciia nhd dau tu tren mcp dan phong bi ihco qii>' djnh

8.3 Trudng hgp nhd ddu tu mat Phieu tham diy chdo ban canh tranh hoac Phieu tham diy chdo hdn canh tranh bj rach ndi, ld\ xda: Nha dau tu phai lam Don de nghi MBS (noi dang k_\ tham gia) cdp lai Phiiu tham diy chdo ban canh tranh mdl trudc it nhdi 30 phut trudc thdi diem td chuc chdo ban canh tranh. Phieu tham du chao ban canh tranh cu dugc xac dinh la khdng con gia tri.

8.4 Nop Phieu tham diy chdo ban canh tranh

Nha dau tu bd phieu kin Iheo dung dia diem va thdi han qu\ dinh tai Td chuc thuc hien chdo

bdn canh tranh nhu sau:

• Ddi vdi nha dau tu nop Phieu thatn diy chdo hdn canh tranh true tiep vao thung phieu dugc niem phong:

Dja didm: Cdng ty Cd phdn Chung khoan MB - Chi nhanh Tp.HCM

Dia chi: Pdng 5. Tda nhd Sunny Tower. 259 Trdn Hung Dao. Quan 1, TPHCM

Dien thoai: (84-8)-3920 3388 Fax: (84-8)-3838 5181

Thdi gian bo phidu: T d 08h30 ngay 09/09/2016 dcii trudc 9h ngay 30/09/2016

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Q U Y C H E C H A O B A N C A N H T R A N H C6 P H A N C O A S C I C T ^ l C 6 N G T V C 6 P H A N P H A T T R I E N N H A B A R j A - V U N G T A U

(Ban Ikinh kem iheu OtiyJl dinh 85 2016'MBS-OD n^ay • 2016 cua Giam doc Cong ly Co phdn Chirng klioan MR)

• Doi voi nha dau tu nop Phieu tham iliy chdo bdn canh tranh bdng thu dam bao qua duong buu dien:

Ngoai bao thu nha dau tu ghi ro "Phieu tham du chao ban canh tranh c6 phan cua Tong Cong ty Dau tu va Kinh doanh v6n nha nude tai Cdng ty cd phdn Phat tridn nha Ba Ria - Vung Tau" cung vdi ten va ma sd nha dau tu va gui den dia chi sau:

Phong Djch \ ii Ngan hang Dau tu 01 - Cong ty Co phan Chung khoan MB - Chi nliiinh Tp.HCM: Tang 5, Toa nha Sunny Tower, 259 Tran Hung Dao, Quan 1, TPHCM . Ngudi nhan: Ba Le Thi Thu Hien.

Phieu tham dir chdo hdn canh tranh chi dugc chap nhan khi thu bao dam cua nha dau tu dugc buu dien chuyen den dja chi tren chdm nhat trudc thdi didm td chuc chao ban canh tranh mot (01) ngdy, cu thd, trudc 16h ngay 29/09/2016

Thdi diem nhan Phieu tham dir chdo bdn canh tranh dugc ti'nh la thdi diem Td chuc thuc hien chao ban canh tranh ky nhan vdi nha ddu tu hoac buu dien.

Nhd dau tu khdng dugc phep sua ddi vd rut, hiiy Phieu tham du chao bdn canh tranh da nop.

Nhung Phieu tham du chdo bdn canh tranh nop diing han se dugc Cdng ty Cd phan Chirng khoan MB tiep nhan va quan ly theo nguyen trang niem phong.

Dieu 9. Xem xdt cac dieu kien de td chuc cudc chao ban canh tranh

9. 1. H6t thdi han dang ky tham gia chdo ban canh tranh, Td chirc thuc hien chao ban canh tranh se kidm tra, chdt danh sach nha dau tu dii dieu kien tham gia chao gid canh tranh va cdng bd thdng tin tren trang web www.mbs.com.vn

Sd Iugng nha dau tu dang ky tham gia chao ban canh tranh;

Tdng so Iugng cd phieu dugc dang ky mua.

9. 2. Phien chdo ban canh tranh dugc tidn hdnh khi cd it nhat hai (02) nha ddu tu dii didu kien tham du \a tdng sd Iugng cd phdn cac nha dau tu dang ky mua tdi thieu bang tdng sd Iugng cd phdn SCIC chao ban.

9. 3. Trudng hgp cudc chao ban canh tranh khdng cd nha dau tu hoac chi cd mot nha dau tu dang ky mua hgp le hoac cac nha ddu tu khdng dang ky mua hdt sd Iugng cd phdn md SCIC chao ban, hoac tdt cd cac nha ddu tu ddu bd tidn dat cgc va khdng tham gia chao ban canh tranh, Td chuc thuc hien chao ban canh tranh se khdng td chuc chao ban va se thdng bao cho nha dau tu va SCIC vd vide khdng td chirc chao ban nay.

Didu 10. To chuc phien chao ban va xac djnh ket qua

10.1. I hdi gian va dia diem id chirc phien chao ban:

Thdi gian bit ddu: 9h30 ngay 30/09/2016

Tai: Cdng ty Cd phdn Chung khoan MB - Chi nhanh Tp.HCM

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0 1 X n i E C H A O RAN ( A M I I R AMI C O r i l A N C l A S C I C T A H 6 N G TV C O P H A N P H A T i R l £ \ M I A B A R | A M ' N G 1 U

mini iuiili L'lii Ihc Oiivci <!mh S'V 2(116 KlliS -(>!> nydy 20/6 i/urn dik ' '6<iy /\ ("6plhiii ('liwiy kh-/,'in \0'.i

Dja chi: Tang 5, Toa nha Sunny Tower, 259 Tran Hung Dao. Quan I , TPHCM.

10.2. Doi Urgng tham du cugc chao ban canh tranh: Chi nhung nha ddu tu du didu kien tham gia. Ban td chuc chao ban, dai didn MBS va dai dien SCIC lham gia giam sal mdi dugc vao phong td chuc phien chao ban. Cac nha ddu tu hodc ngudi dirge iiy quydn hgp Id cua nha ddu tu phdi xudt trinh giay chirng minh nhan dan hoac hg chidu (hodc giay td tu> than hop Id khac). trudng hgp nhan Li> quydn phai cd giay iiy quydn Iheo mau dinh kem Quy chd chao ban hoac theo quy dinh phap luai mdi dugc lam thii tuc \ao phong td cliirc chao ban.

10.3. Tai thdi didm bdt ddu md hd so phien chao ban canh tranh. dai dien Ban id chirc chao ban canh tranh tidn hanh mo. kidm tra tinh hop Id ciia tirng Phieu tham diy chdo bdn cgnli tranh va lap Bidn ban xac djnh tdng sd Phidu thu vao, sir hgp Id ban dau ciia tirng Phidu theo quy djnh tai quy che nay, ddng thdi ghi nhan mot sd thdng tin chinh sau: ten nha dau tu, sd Iugng dang ky mua

10.4. Nhap Phieu tham diy chdo bdn canh tranh

Den thdi didm md hd so chao ban canh tranh. Ban td chirc chao ban canh tranh kiem tra tinh hgp le cua horn phidu {trong sudt va dugc niem phong) va cac Phieu lham du chao ban canh tranh, chu\en cho Cdng ty chirng khoan nhap thdng tin trdn Phieu tham diy chdo bdn canh tranh hgp Id ciia niiii dau tu vao phan mem dd xac dinh kdt qua chiio ban canh tranh theo nguyen tac da xac djnh trudc su chirng kidn ciia cac nha dau tu dii didu kidn lham du cudc chao ban canh tranh va dai dien lham gia giam sat ciia SCIC (neu co).

10.5. Ket qua chao ban dugc xac dinh theo nguyen tic nhu sau:

Gia ban cd phan dugc xac dinh theo nguyen tac lira chgn gia dSt mua tir cao xuong thap cho dii sd Iugng cd phan chao ban nhung khdng thap hon mire gia khoi didm. Nhung nha dau iir tra gia cao (uu tidn ve giii) se dugc uu lien mua trudc cd phan trdn co sd sd iugng cd phan dSng ky mua tai mire gia nay va sd Iugng cd phan dugc chao ban. Trudng hgp sd Iugng cd phan dang ky mua vdi miic gia cao nhat it hon sd Iugng cd phan chao ban. thi sd cd phan con lai sau khi da ban dii sd Iugng cd phan dat mua cao nhat so dugc ban tidp cho ngudi cd miic gia dat mua lien ke. Neu so Iugng cd phan chao ban van con, thi tidp tyc thuc hien theo nguyen tic tren nhung khdng thap hon muc gia khdi diem.

Ddi vdi trudng hgp cd nhieu hon 01 nha dau tu tra gia cao nhat bang nhau va dang ky mua het khdi Iugng chao ban thi sd cd phan ciia tirng nha dau tu dugc mua xac djnh nhu sau:

So CO phan x , x , , , , ,/ So CO phan chao nha dau tir = , , ban airg/c mua

So CO phdn tdng nhd ddu tir ddng ky mua gid hang nhau

Tdng sd cd phdn cac nhd ddu tir ddng ky mua gid bdng nhau

Tai mire gia dat mua thanh cdng thap nhat, trudng hgp cac nha dau tu (ke ca nha dau lu nude ngoai) ciing dat mire gia bang nhau, nhung sd cd phan con lai It hon long sd cd phan cac nha dau lu nay dang ky mua tai mire gia triing thau thap nhat thi sd cd phan ciia tirng nha dau tu dugc mua xac djnh iilnr sau:

So cd phdn •^''' ''^ phdn tirng nhd ddu fir ddng kv mua gid ,M m, ur = " " " " X "an, nhau

l{ii chdo hdn dupe mua Tdng sd cd phdn cac nhd ddu tu ddng ky

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Q U V C l l £ C H A O B A N C A N H T R A N H C 6 P H A N C U A S C I C T A I C 6 N G T V C 6 P H A N P H A T T R | £ N N H A B A R | A - V U N G T A U

man hanh kem iheo giivei djnh S5 2(II6'MBS'QD ngay • .'2016 ciia Gum ddc Cony ly C6 phdn CInmg khoan MB)

mua gid bdng nhau

Truong hgp co quy dinh ly le toi da sd cd phan nha dau tu nude ngoai dugc mua thi viec xac dinh ket qua chao ban thuc hien theo nguyen tac tren nhung sd cd phan nha dau tu nude ngoai dugc mua khdng vugt qua ty le tdi da theo quy dinh ciia phap luat hien hanh.

Trudng hgp cd phan chia theo Xy le tai mijc gia tranh chap (gia bang nhau) hi le den hang don vj, Td chuc thuc hien chao ban canh tranh se giam sd cd phieu le den hang don vi cua nhung nha dau lir cd sd iugng dat mua it de don vao cho nha dau tu cd sd Iugng dat mua cao nhat (uu tien sd Iugng) trong sd nhung ngudi dat mua tai muc gia tranh chap. Trudng hgp c6 nhieu nha dau tu cung co khdi Iugng dat mua Idn nhu nhau, thi sd iugng cd phan le don gdp se dugc phan phdi cho nha dau tu c6 ma sd dau tu nhd nhat (uu tien thdi gian).

Nha dau tu dat mua cd phan \'a trung theo gia nao thi phai thanh toan tien mua cd phan theo gia do.

Ket qua chao ban canh tranh dugc ghi vao Bien ban xac dinh ket qua chao ban canh tranh cd chu- ky cua thanh vien Ban id chuc chao ban canh tranh va dai dien nha dau tu co mat hoac ngudi chung kien (neu co) ngay tai budi chao ban canh tranh.

Dieu 11. Thong bao ket qua chao ban cho nha dau tir

1 l . I Td chuc thuc hien chao ban canh tranh co trach nhiem:

Gui ket qua chao ban cho cac nha dau tu ngay sau khi ket thiic phien chao ban.

Dang thong bao kdt qua chao ban tren website cua Td chuc thuc hien chao ban canh tranh twww.mbs.com.vn) trong vong 03 (ba) ngay lam viec k6 tu ngay ket thiic phien chao ban.

11.2. Thdng bao kdt qua chao ban cho nha ddu tu bao gom cac ndi dung sau: sd Iugng cd phan dugc quydn mua va muc gia mua phai thanh loan, thdi han nop tien ddi vdi nha dau tu tning gia hoac nhan lai tidn dat coc ndu khdng dugc mua cd phan theo ket qua chao ban canh tranh

Didu 12. Phuung thuc va dia diem thanh toan tien mua co phan

12.1. Can cu vao thdng bao ket qua chao ban do Td chuc thuc hien chao ban canh tranh cung cap, SCIC va nha ddu tu tning gia se ky kdt hgp ddng chuydn nhugng cd phan (Mdu 08).

12.2. Thdi gian ky kdt Hgp ddng chuydn nhugng cd phdn: tai ngay kdt qua phien chao ban canh

tranh dugc cdng bd.

12.3. Gia ban la muc gia nha ddu tu triing gia theo thdng bao ciia Td chiic thirc hien chao ban canh tranh. Trudng hgp miic gia nha dau tu trung gid theo thdng bao cua Td chiic thuc hien chdo ban canh tranh thdp hem gia san ciia cd phdn Cdng ty cd phdn Phat trien nha Bd Ria - Vung Tau giao djch tren HOSE tai ngay ky hgp ddng chuydn nhugng cd phdn thi miic gia ban se la gia san ciia cd phdn Cdng ty cd phdn Phat trien nha Ba Ria - Vung Tau giao dich tren HOSE tai ngay ky hgp ddng chuyen nhugng cd phdn.

12.4 Trudng hgp miic gia tning xac dinh theo kdt qua chao ban canh tranh nam ngoai bien dd dao ddng gia tren thi trudng tai ngay ky hgp ddng chuydn nhugng cd phdn:

V Nha dau tu tning gia mua cd phdn co trach nhiem thanh loan sd tien mua c6_phdn con lai trong vong 05 (nam) ngay lam vide ke tir ngay ky hgp ddng chuyen nhugng cd phdn.

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O U Y C H t C H A O B A N C A N H T R A N H C 6 P H A N C I A S C I C T . \ 1 C 6 N C T\ C6 P H A N P I I A T T R l P N NHA B A R E V - X I N G T A L

'Ba/i hanh kem iheo QnvJi dinh S5 2016 MBS-QD nyay 2016 cua Cam ddc Cony ly Co pfhin Chimy khodn MBi

V Hinh tlu'rc thanh toan tien mua co phan: thanh toan bang dong Viet Nam theo hinh thuc nop tien mat hoac chuyen khoan vao tai khoan sau:

Ten tai khoan ; Tong Cong ty Dau tu va Kinh doanh von nha nude

- S6 tai khoan : 10201-000141309-0 do Ngan hang TMCP Cong thuang Viet Nam -Chi nhanh thanh pho Ha Noi.

Noi dung: Noi dung nop tien/chuyen lien ghi rd: "Ho va ten/ten td chuc, Sd CMT/S6 DKKD (ngay va nai cap); Thanh loan tien mua ... cd phan ciia SCIC tai Cdng ty cd phan Phat trien Nha Ba Ria - Vung Tau".

V Sau khi nhan du 100% tdng gia trj Hgp ddng, can cu quy dinh hien hanh, Nha dau tu trung gia phdi hgp vdi SCIC de thuc hien thu tuc chuyen ddi sd huu qua Trung tarn Luu ky Chung khoan Viet Nam;

12.5 Trudng hgp muc gia trung xac dinh theo ket qua chao ban canh tranh nam trong bien do dao ddng gia tren thi trudng tai ngay ky hgp ddng chuyen nhugng cd phan, SCIC se phdi hgp vdi nha dau tir thuc hien giao dich thda thuan qua HOSE theo quy che giao dich cua HOSE trong vong 01 (mdt) ngax lam viec ke tu ngay ky hgp ddng chuyen nhugng cd phan. Khoan dat cgc se dugc hoan tra lai cho nha dau Ur sau khi hai ben hoan tat giao dich thda thuan qua HOSE.

Dieu 13. Cac trudng hgp vi pham

Nha diu tir vi pham mdt trong sd cac dieu kien neu dudi day se bi loai va khdng dugc nhan lai tien dat cgc:

13.1. Cac trudng hgp Phieu tham dir chdo bdn canh tranh khdng dap ung cac dieu kien \e Phieu tham dir chdo bdn canh tranh hgp le quy dinh tai Dieu 8.2 Quy che nay.

13.2. Nha dau lu c6 ten trong hai hoSc nhieu Phieu lham dir chdo bdn canh tranh vdi tu each la Nha dau tu tru trudng hgp quy djnh tai Dieu 3.9 Quy che nay.

13.3. Khdng nop hoac nop Phieu tham dir chdo bdn canh tranh khdng dung thdi gian quy djnh tai Dieu 8.4 Quy che nay.

13.4. Nha d^u tu khdng thanh loan tien mua cho toan bd sd cd phan dugc quyen mua theo ket qua chao ban dung thdi gian quy dinh.

13.5. Hiiy dang ky lham gia chao gia canh tranh khdng dung thdi han quy dinh tai Dieu 7.5 Quy che nay

13.6. Khdng thuc hien giao dich thda thuan qua HOSE theo quy dinh tai Dieu 12.5 Quy che nay.

13.7. Khdng thuc hien ky hgp ddng chuydn nhugng cd phan theo quy dinh Khoan 12.2 Dieu 12 Quy

che nay

13.8 Cac trudng hgp vi pham khac se dugc SCIC xem xet va xir ly tuy theo muc dd vi pham cu the.

Dieu 14. Xur ly tit'ii dat coc

14.1. Cac trudng hgp nha dau tu dugc hoan tra lai tien cgc:

Nha dau tu da tham du chao ban canh tranh nhung khdng dugc mua cd phan va khdng vi pham Quy che chao ban canh tranh

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O r V ( I l £ C M A O B A N ( \ \ H T R \ N I U : Q P n A N a A S C I ( : I V H O S G r V ^ I H i r N N H \ B A R } A - V f N f . 1 \ l (Ban hdnh kem Ihcu Oiiyt-i dinh s'5 2016 MBS AJI' iiynx 2016 eiiaCuvn I '6ny ly ('o phdn f V'jiny khoan MB.

Nha dau lu trung gia chao ban canh tranh nhung ihuc hien tiicu innh thuc giao dich thoa thuan tai HOSE (thdi han tra tidn coc cho nha ddu tucham nhdt vao nga\ 07H0/2016)

Cuoc chao ban canh tranh hi \eu ciiu dung hoac hu\ bo theo qu\ dinh cua ca quan nha iiirdc CO tham quydn theo quy dinh tai Didu 3.5 Qu\ chd nay

Nha dau tu lui> dang k} tham gia chao ban canh tranh trong thdi han cho phep dtrgc quy dinh tai Didu 7.5 Quy chd na\

Cugc chao ban canh tranh khong dugc td clu'rc theo quy dinh tai Dieu 9.3 Quy chd nay (thdi han tru tidn cgc cho nha dau ur cham nhat vao nga\ 11 lOOOld) irir trudng hgp tat ca cac nlia dau tu bo tidn ddt cgc khdng lham gia chao ban canh tranh.

14.2. MBS cd trach nhiem lap Bang ke danh sach cac nha dau tu dugc nhan lai tien dat cgc kem theo cdng van dd nghi SCIC chuydn tra tien cho nha dau tu (trong do ghi ro danh sach hg \a ten cu nhan/ ten td clu'rc nhan lai tien dat cgc, sd CMT/S6 DKKD, sd lai khoan nhan lai tidn dat cgc, ten ngan hang, ten chi nhanh/sd giao djch ngan hang).

14.3. Can cu Cdng vi n dd nghj hoan tra tien dat cgc cila MBS (trong dd ghi ro danh sach hg va tdn ca nhan/ tdn td chuc nhan lai tidn dat cgc. sd CMT/Sd DKKD. sd tdi khoan nhan lai tien ddt coc, ten ngan hang, tdn chi nhanh/so giao dich ngan hang), SCIC lain thu tuc hoan ira tien dat cgc cho nha dau tu.

14.4. Nhung trudng hgp vi pham Quy che chao ban canh tranh ndu lai Didu 13 se khdng dugc nhan lai tidn dSt cgc cho toan bd hodc mdl phan cd phieu da ddng ky mua luo-ng ung bj vi pham.

Dieu 15. Trach nliidm \ a quyen han ciia To chuc chao ban cd phan (SCIC)

15.1. Quydt dinh gia khdi didm chao ban canh tranh cd phan thudc sd hut: cua SCIC tai Cdng t> cd phan Phat trien Mia Ba Ria - Vting l au.

15.2. Cu dai dien tham gia giam sat cudc chao ban canh tranh cd phan. Dai didn ciia SCIC tham gia giam sat budi chao ban canh tranh co quydn trinh ba> > kien vd trinh lu, thu tuc td cluic chao ban canh tranh va cac van dd phat sinh tai cudc chao ban canh tranh, khdng ky Bien ban xac dinh ket qua chao ban canh tranh va cac vdn ban co lien quan.

15.3. Co quydn tuchdi chuydn nhugng cd phan neu nha dau tu triing gia mua cd phan ciia SCIC tai Cdng ty cd phan Phat tridn Nha Ba Rja - Vung Tau thudc ddi tugng phai thuc hien chao mua cdng khai theo quy dinh tai l.ual chirng khoan sd 70/2006/QHl I va Luat sua ddi. bd sung mot sd dieu cua iual chung khoan sd 62/20I0/QH12. nhung khdng thirc hien nghia \u chao mua cdng khai theo qu\ djnh hien hanh ciia phap luat,

15.4. Phdi hgp vdi Td chuc thuc hien chao ban canh tranh (MBS) dang tai thdng tin \e vide chao ban canh tranh cd phan Idn website cua SCIC cac ndi dung sau:

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O U Y C H £ C H A O B A N C A N H T R . A N H C O P H A N C C A S C I C T A I C O N G T Y C 6 P H A N P I I A T T R I E N N H A B A R I A - V U N G T A U

'Ban Ihinh kemiheo CJinvi dmh S5 2016 MBS-OD nyay • 2016 aki Gidm ddc Cony ly C6 phdn Clnhiy khoan MBl

- Quy che chao ban canh tranh co phan thuoc sd hCru cua SCIC tai Cong ty co phan Phat trien Nha Ba Ria - Vung Tau;

- Cac thong tin, tai lieu khac lien quan den cuoc chao ban canh tranh theo quy djnh.

15.5. Ky ket Hgp dong chuyen nhugng va thuc hien cac cong viec dd chuydn nhugng c6 phan cho Nha dau tu trung gia sau khi cac Nha dau tu trung gia da nop tidn mua hdt toan bg s6 cd phdn trung gia. Trudng hgp nha dau tu trung gia kJiong tuan thu theo Dieu 17.5, SCIC se dugc quydn tu choi ky ket Hgp dong cung nhu thuc hien cac cong vide dd chuydn nhugng c6 phan.

15.6. Tra tidn dat cgc cho nha dau tu theo quy dinh tai Didu 14 Quy chd nay.

15.7. Quydt dinh trong trudng hgp cd thanh vien Ban to churc chao ban canh tranh khdng ky vao bien ban xac nhan ket qua chao ban canh tranh.

15.8. Qigct dinh cac van dd khac theo tham qu\ dn chu sd huu co phan,

15.9. Qu\dt djnh tuyen bd buy kdt qua chao ban canh tranh ndu xac djnh cd yeu td anh hudng den tinh cdng khai, minh bach cua budi chao bcin canh tranh.

Didu 16. Tnich nhiem va quydn ban cua To chuc thuc hidn chao ban canh tranh (MBS)

16.1. Td chuc, chi dao va kicm tra, giam sat boat ddng chao ban canli tranh theo qu\ dinh.

16.2. Thdng nhdt vdi SCIC vd thdi gian, dia diem td chuc chao ban canh tranh theo dung quy dinh.

16.3. Thuc hidn cdng bd thdng tin ve phidn chao ban canh tranh ndu tai Didu 5.

16.4. Cung cdp Dcm dang ky lham gia chao ban canh tranh va Phieu lham du chao ban canh tranh.

16.5. Tidp nhan va kidm tra tinh hgp id cua Don dang ky tham gia chao ban canh tranh va cac tai lieu Hdn quan.

16.6. Hudng ddn nha dau tu thuc hidn ddy du tlui tuc hd so theo quy dmh lai Quy che nay sau khi thuc hien cdng bd Ihdng tin.

16.7. Xac nhan sd tidn dat cgc thuc nop sau khi kdt thiic thdi ban dang ky ciia nha ddu tu. Thdng bao bdng van ban va dam bao SCIC nhan dugc thdng bao na\' trudc thdi didm td chirc phien chao ban canh tranh.

16.8. Chju trach nhiem ra soat thii tuc dang ky cua nha dau tu dam bao nha dau tu tham gia chao ban canh tranh phai thudc ddi tugng \ a dii didu kien theo qu\' dinh.

16.9. Trirdng hgp phat hiqn co nhung trirdng hgp iiy quydn khdng diing quy dinh lai Quy chd nay, MBS phai co trach nhiem hudng dan nha dau tu lam ihii tuc hiiy dang kv tham gia chao ban canh tranh trudc thdi didm hct ban dang ky va dang ky lai dung theo quy dinh neu nha dau tir vi pham quy dinh.

16.10. Khdng nhan don dang ky tham gia chao ban canh tranh ciia nha dau lu neu nha dau tu thudc trudng hgp chao mua cdng khai nhung khdng thuc hidn diing thii tuc chiio mua cdng khai theo quN' dinh ciia phiip luat hidn hanh.

16.11. Chiu trach nhiem vd moi thidt hai phat sinh bao gom chi phi td chirc chao ban canh tranh lai, bdi thuoTig thidt hai cho cac nha diu tu khac (ndu cd) trong trudng hgp cho phep nha dau tu

Trang 13

Q U Y C H E C H A D B A N C A N H T R A N H C O P H A N C U A S C I C T A I C O N G T\ C O P H A N P H A T T R l f i N N H A B A R I A - V U N G T A U

(Ba'i hdnh kem iheo Om ei dmh S5 2016 MBS-OD nydy 2016 cikj Gidm Sc Cony ly C6phdn Chimy khodn MR)

khong thuoc doi tugng va khong dii dieu kien tham du chao ban canh tranh hoac nha dau tu vi pham quy djnh ve uy quydn sau thai didm hdt han dang ky.

16.12. To chirc thuc hidn phidn ma Phidu tham du chao ban canh tranh ciia cac nha dau tu. Lap Bidn ban xac djiih kdt qua chao ban canh tranh.

16.13. Thong bao ket qua chao ban canh tranh cho cac nha diu lu.

16.14. Thong bao va huang dan cac nha diui tu trung gia thanh loan tidn mua c6 phan theo kdt qua chao ban canh tranh, lap danh sach va chuydn cho SCIC dd thuc hidn hoan tra tidn dat cgc cho cac nha dau tu theo quy dinh tai Didu 14 Quy chd nay.

16.15. Chu\en giao Bidn ban ket qua chao ban canh tranh cho Tong Cong ly Diu lu va Kinh doanh von nha nuac trong vong 01 (mgl) ngay lam vide ke tir ngay ky Bidn ban xac dinh ket qua chao ban canh tranh.

16.16. Quydt dinh cac van dd phat sinh nam ngoai quy dinh tai Quy che nay sau khi c6 y kidn ciia dai didn SCIC.

16.17. Huang dan cho cac nha dau tu lien quan va co nhu cau ve cac quy djnh chao ban canh tranh.

Thong bao cong khai tren website ciia To chirc thuc hidn chao ban canh tranh vd cac thong tin

lidn quan den vide chao ban canh tranh truac ngay ma ho sa chao ban canh tranh 7 (bay) ngay

lam vide,

- Xem xet xir ly cac truang hgp vi pham Quy chd chao ban canh tranh va cac truang hop vi pham

khac tuy theo muc do vi pham.

Dieu 17. Tnich nhiem va quyen ban ciia nha dau tu tham gia mua co phan

17.1. Didn Don dang ky tham gia chao ban canh tranh va cung cap cac giay ta lidn quan theo quy djnh tai Didu 7 Quy che nay va nop cho Ban to chirc chao ban canh tranh.

17.2. Nop ddy dii tidn dat cgc bdng 10% gia trj tdng so c6 phdn dang ky mua tinh theo gia khdi didm chao ban vao lai khoan ciia SCIC theo quy dinh tai Dieu 7 Quy chd nay.

17.3. Nop Phidu tham du chao ban canh tranh theo dung quy dinh tai Quy chd nay.

17.4. Thanh toan ddy dii, dung han tidn mua co phdn ndu dugc mua.

17.5. Nha ddu tu dang ky tham gia chao ban canh tranh thuoc cac trudng hgp phai chao mua cdng khai phai tudn ihii cac quy dhih vd chao mua cdng khai quy djnh lai Ludt chung khoan so 70/2006/QH11 va Luat sira ddi, bo sung mot sd dieu cua ludt chirng khoan sd 62/2010/QH12 vd^Toac cac quy dinh ve cdng bd thdng tin giao dich ciia co ddng lidn quan theo diing quy dinh cua Phap ludt hidn hanh.

17.6. Tuan thu theo cac quy dinh tai Quy chd nay va quy dinh cua phap luat.

Didu 18. Tnich nhldm va quyen han cua Ban to chiic chao ban canh tranh

18.1. Phoi hgp vdi Td chuc thuc hidn chao ban canh tranh cdng bd cong khai cho cac nha dau tu

cac thdng tin lidn quan ddn doanh nghiep va cugc ban chao ban canh tranh trudc ngay md ho

sa chao ban canh tranh 7 (bay) ngay lam vi^c.

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0 1 V CHf: C H A O B A N ( A M I T R A M I C O P H A N C L A S C I C T A I C 6 \ G T Y C O P H A N PHAT I R l fA MIA B A R|A - Vf N G IAL

'Bii'i hanh kem iheo Om Oi tfinli B5 2016 MUS-QP nydy 2016 cua ( ham dY I'Ymi: n < '6 phdii < 'h,'my klu.an \ lit)

18.2. To chirc va tham gia kiem tra. giam sat hoat dong chao ban canh tranh theo quy dinh ciia quy

che nay va cua phap luat hien hanh.

18.3. Kiem tra ti'nh hgp le ciia cac horn phidu va Phidu tham du chao bdn canh tranh.

18.4. Hoan tat bidn ban chao ban canh tranh theo quv dinh tai Quy chd nay; Thanh vien ciia Ban t6

chirc chao ban canh tranh co trach nhiem ky vao bidn ban xac dinh kdt qua chao ban canh

tranh. Trong trudng hgp cd thanh vien khdng ky vao bidn ban. thanh vien do phai chju mgl

trach nhiem trudc phap luat va bdi thudng moi thidt hai phat sinh true tidp va gian tidp tir

vide khdng ky bidn ban nay.

18.5. Quydt dinh va cdng bo cac trudng hgp vi pham. cac trudng hgp tham du chao ban canh tranh

khdng hgp Id theo quy dinh tai Quy chd nay va van ban hudng ddn ciia Nha nude, dd dam

bao cho cugc chao ban dugc thanh cdng tren ca sd cdng khai va minh bach.

18.6. Xem xet xir ly cac trirdng hgp vi pham Quy che chao ban canh tranh va cac trudng hgp vi

pham khac theo quy dinh tai Quy chd nay.

18.7. Quyet dinh cac van de phat sinh nam ngoai qu> dinh tai Quy che na\ sau khi cd y kidn cua

dai dien Tdng Cong ty Dau lu va Kinh doanh vdn nha nude (SCIC).

Dieu 19. Cac quy djnh khac

19.1 Moi thac mac khidu nai ciia Nha dau tu (ndu cd) phai dugc neu len va giai quvet trong thai gian chao ban canh tranh. SCIC va MBS se khdng chiu trach nhiem ddi vdi cac thac mac khieu nai cua Nha diu tu sau khi budi td chuc chao ban canh tranh ket thiic.

19.2 SCIC va MBS khdng chiu trach nhiem ve gia trj ciia cd phan chao ban.

Dieu 20 Hieu luc thi haiih

Quy che nay c6 hi?u lire thi hanh ke ttr ngay ky./.

Trang 15

Q l i Y C H £ ( I I A O B A N C A M I T R A M I C 6 P H A N C L A S C I C T . ^ l C O N G T Y C 6 P H A N P H A T T R | £ N N H A B A R | A - V C N G T A U

/Han hanh kem iheo Quyh dmh S5-20I6 MBS-QD nyay 2016 am Gidm itdc Cony ly Co phan Chihiy khodn MBi

MAU 01

(Ban hanh kem iheo Quy che chao bdn canh Iranh cd phdn cua Tdng cdng ty Ddu lif vd Kinh duanh vdn Nhd mcac lai Cdng ty Cd phdn Phdi then nhd Bd Rja - Vung Tdu)

CONG HOA XA HOI C H U NGHIA \ T E T NAM Doc lap - Tir do - Haiili pluic

, ngdy ... thdng ... nam 20...

DON DANG K Y T H A M GIA CHAO BAN CANH T R A N H (Doi vol nlia dau tu trong nuoc)

Kfnh gui: Cong ty Co phan Chung khoan MB

Ten to churc, ca nhan tham gia:

Dja chi:

S6 dien thoai: Fax: Email (neu co):

S6 DKKD/'CMND/Ho chidu: Ngay dp: Noi dp:

Ty Id CO phidu dang nam giu tai Cong ty Co phan Phat tridn nha Ba Ria-Vung : Tau:'. %

(Ld/Khdng phdi Id) co dong noi bo cua Cong ty Co phan Phat trien nha Ba Ria-Vung Tau

Ty Id CO phieu ma ngudi co lidn quan dang nam giii tai Cong ty Co phan Phat trien nha Ba Ria-Vung Tau: %

So tai khoan ciia To chirc. ca nhan sir dung dd nhan lai tidn dSt coc:

Mdtai:

Tai khoan chung khoan so: Md tai:

Ten ngudi dai didn (doi vdi To chirc):

So CMND/Ho chidu (cua ngudi dai didn): Ngay dp: Noi cap:

Ten ngudi dugc uy quyen (neu co):

So CMND/Ho chidu (ciia ngirdi dugc uy quyen): Ngay cap: Nffi dp:

Toi/cluing toi dang ky tham gia chao ban canh tranh mua co phan Cong ty Co phan Phat trien nha Ba Ria-Vung Tau dugc chiio ban ciia Tdng cdng ty Dau tu va kinh doanh von Nhii nude, cu the nlur sau:

- So CO phan dang ky mua: co phan (Bang chir: co phan).

- So tidn dat cgc da nop: dong (Bang chir: dong), tuong ung 10% gia trj tong so co phan dang ky mua ti'nh theo gia khdi diem

( dong/cd phan).

Tdi/Chiing tdi cam kdt:

- Cac thdng tin ciia Tdi/Chiing tdi cung cap ndu trdn la hoan toan chi'nh xac va trung thuc.

Trang 16

QUY C H t C H A O B A N C A N H T R A N H C O I ' l lAN C l A S C I C T A I C O N G T V C 6 F H A N P H A T T R I E N N H A B A R \ \ - \ C N G T A I

/liiin hanh ki'in ifhui Oindi Jmh S5 2I)I6 MBS-OP tiyay 2016 aui Giam Joe Cong lyCh plain Chimy khoan MB)

- Toi/Chung loi da doc va hieu day du, ro rang noi dung cac thong tin ve Cong ty Co phan Phat tridn nha Ba Rja-Vung Tau, bao gom nhung khong giai han bdi: ban Cong bo thong tin, Dieu Id Cong t\', Bao cao tai cht'nh. tinh hinh hoat dong san xuat kinh doanh,... va cac noi dung cong bo thong tin khac lien quan ddn Cong t\- Co phan Phat tridn nha Ba Ria-Vung Tau cung nhu Quy chd chao ban canh tranh dd thuc hien quyet djnh dau tu, mua co phan. Toi/Chung toi dong y vdi loan bo cac noi dung cua Quy che chao ban canh tranh co phan ciia Tong cong ty Dau tu va kinh doanh vdn Nha nude (SCIC) tai Cdng ly Cd phan Phat tridn nhii Ba Rja-Vung Tau va tu nguyen tham du chao ban canh tranh do Quy Co" quan td chuc.

- Toi/Chung tdi cam kdt thuc hidn nghiem liic cac quy djnh lai Quy che chao ban canh tranh va kdt qua chao ban canh tranh do Quy Co quan cdng bd va cam kdt tuan thii cac quy dinh ciia phap luat hidn hanh.

Ndu vi pham, toi/chung tdi xin chiu moi trach nhiC'm trudc phap luat Vict Nam./.

T O CHlTC, CA NHAN DANG K Y

ChCe ky, ghi ro hp ten vd dong ddu (neu cd)

Trang 17

QV\ cut C H A O B A N C A N H T R A N H C 6 P H A N C U A S C I C T A I C O N G T Y C 6 P H A N P I I A T T R I E N N H A B A R I A - V U N G T A U

(Ban hanh kem iheo Quvd dmh 85 2016 MBS-OD nyay 2016 cha Gium ddc COng fv C6 phdn CInmg khoan MBl

Mau 02 (Ban hanh kem theo Quy chi chao bdn canh tranh co phdn cua

Tdng cdng ty Ddu Uc va Kinh doanh vdn Nhd mcac tgi Cdng ty Cd phdn P/idt trien nha Bd Rja- Vung Tdu)

CONG HOA XA HOI C H U NGHIA M E T NAM Doc lap - Tu- do - Hanh phuc

ngdy thdng nam 20...

DON DANG K Y T H A M GIA CHAO BAN CANH TRANH MUA C O PHAN (Doi vol nha dau tu niro-c ngoai)

Kinh giii: Cong ty Co phan Chung khoan MB

Ten to chuc, ca nhan (nude ngoai) tham gia: Quoc tich: Dja chi: SO dien thoai: Fax: Email (neu cd): Ten giao dich va S6 DKKD/Hp chidu: Ngay d p : Nai cap: §

N

Ty Id CO phieu dang nam giu tai Cong ty Cd phan Phat trien nha Ba Rja-Vung 4C Tau:' % T

. , . lA (Ld/Khdngphdi Id) co dong noi bo cua Cdng ty Cd phan Phat trien nha Ba Ria- W

Vung Tau

Ty Id cd phieu ma ngudi cd lidn quan dang nam giu" tai Cdng ty Cd phan Phat trien nha Ba Ria-Vung Tau: .T %

Sd tai khoan cua Td chuc, ca nhan su dung de nhan lai tidn dat coc: M d tai (cac td chuc cung ung dich vu thanh toan dang hoat ddng tren lanh thd Viet Nam):

Tai khoan chung khoan sd: Md tai: Ten ngudi dai didn (ddi vdi Td chuc): Sd CMND/Ho chieu (cua ngudi dai didn): Ngay cap: Nai cap: Ten ngudi duac uy quyen (ndu cd): Sd CMND/Ho chidu (cua ngudi duac uy quydn): Ngay cap: Nai cap: Toi/chung toi dang ky tham gia chao ban canh tranh mua co phan Cong ty Co phan Phat trien nha Ba Rja-Vung Tau duoc chao ban ciia Tong cdng t\' Dau tu va kinh doanh vdn Nha nuoc, cu thd nhu sau: - Sd cd phan dang ky mua: cd phan (Bang chu: cd phan). - Sd tidn dat coc da nop: ddng (Bang chu: ddng), tuong

irng 10% gia trj tdng sd cd phan dang ky mua tinh theo gia khdi didm ddng/cd phan). Tdi/Chung tdi cam ket: - Cac thdng tin cua Tdi/Chung tdi cung cap neu tren la hoan toan chinh xac va trung thuc. - Tdi/Chung tdi da doc va hieu day du, ro rang ndi dung cac thdng tin ve Cdng ty Cd phan Phat

tridn nha Ba Ria-Vung Tau, bao gom nhung khdng gidi han bdi: ban Cdng bd thdng tin, Dieu Id Cdng ty, Bao cao tai chinh, tinh hinh hoat ddng san xuat kinh doanh,... va cac noi dung cdng bd

Trang 18

Ql \ ( M E C I I A O B A N C J L M I I R A M I C O P H A N C U A S C I C T A I C 6 N G T V C 6 P H A N P I I A T T R I E N M I A B A R I A - V X N G T A U

(Bun hdnh kc/ii iheo QnvJi dinh S5'20l 6/MBS-QB ngdy 2016 cm Gidm ddc Cony ly Co phan Cliihiy khoan MB)

thong tin khac lien quan den Cong ty Co phan Phat trien nha Ba Ria-Vung Tau cung nhir Quy chd chao ban canh tranh dd thuc hien quydt dinh dau tu, mua co phan. Toi/Chiing toi dong y vdi toan bo cac noi dung cua Quy chd chao ban canh tranh co phan ciia Tong cong ty Dau tu va kinh doanh vdn Nha nude (SCIC) tai Cdng ty Cd phan Phat tridn nha Ba Ria-Vung Tau va tir ngiiven tham du cudc chao ban canh tranh do Quy Co' quan td chuc.

- Tdi/Chiing tdi cam kdt thuc hidn nghiem tuc cac quy djnh tai Quy che chao ban canh tranh va ket qua chao ban canh tranh do Quy Ca quan cdng bd va cam kdt tuan thii cac quy dinh ciia phap luat hidn hanh.

Neu vi pham, toi/chung tdi xin chju moi trach nhiem trudc phap luat Viet Nam./.

Xac nhan ciia to chuc cung ung T O CHlTC, CA NHAN DANG K Y djch vu thanh toan nai md tai khoan Chrc k)\ ghi ra ho len va ddng ddu (neu cd)

Trang 19

OUY C H £ C H A O B A N C A M ! T R A N H C 6 PHAN C U A S C I C T.Al C 6 N G T V C 6 PH.AN P I I A T T R i e N MIA B A HI A - V U N G TAU

(Ban k)>ih kem iheo Quyet dmh S5'20I6'MHS-QD ngay '2016 cua Gum J6c Cmy ly Co phdn CInmg kho/m MB,

Mau 03

CONG HOA XA HOI CHU NGHIA V I E T NAM

Doc lap - Ty do - Hanh phiic

, ngay thang nam 20....

DON DE NGHI T R A Y DOI DANG K Y TRAM GIA CIIAO BAN CANH TRANH MUA CO PHAN

Kinh gid: Cong tj Co phan Chiing khoan MB

Ten to chuc/ca nhan:

Dia chi:

Dien thoai:

S6 DKKD/CMND/Ho chidu: Ngay d p : Nai cap:

Ma so nha dau tu:

So tai khoan sir dung de nhan lai tien dat coc: Md tai:

Tai khoan chung khoan so: Md tai:

86 CO phan dang ky mua:

Bang chu::

Sau khi nop Dan dang ky lham gia chao ban canh tranh mua cd phan ciia Tong cong ty Dau tu va

kinh doanh \6n Nha nude (SCIC) tai Cong ty Co phan Phat trien nha Ba Ria-Vung Tau ngay

/ / , toi/chung tdi de nghi MBS ddng y cho tdi/chiing tdi thay ddi ndi dung Dan dang ky

tham gia chao ban canh tranh mua cd phan ciia Tdng cdng ty Dau tu va kinh doanh vdn Nha nude

(SCIC) tai Cdng ty Cd phin Phat trien nha Ba Rja-Vung Tau nhu sau:

1

2

3 \

4

Tran trgng cam an!

T O C l l t r c , CA NHAN V I E T DON Chu ky. ghi ro ho ten, dong ddu (neu cd)

Trang 20

Q U Y C H E C H A O B A N C A M I 1 R A M I CO P H A N C U A S C I C T A I C O N G T V C 6 P H A N P H A T T R I E N N H A B A R I A - V C N G T A U

(Ban lu'wh kem iLo QuyJl dfili S5 2016MHS-OD nyay 2016 cua Giam doc Cony ly ( o plum Chimykhodn MB)

Mau so 04

C O N G H O A X A H Q I C H U N G H I A V I E T N A M

Doc lap - Tir do - Hanh phiic

, ngdy thdng ndm 20....

DON D E NGHI HUY DANG K Y T H A M GIA C H A O BAN CANH TIUANH

Kinh gui: Cdng ty Cd phan Chung khoan MB

Ten td chuc/ca nhan:

Sd DKKD/CMND/Ho chieu: Ngay cIp: Noi cap:

Dia chi tru sd kinh doanh /Dia chi thudng tru:

Dien thoai: Fax:

Sd tai khoan sur dung de nhan lai tien dat cpc:

Tai khoan chung khoan sd: Md tai

Chung tdi/Tdi da thuc hign dang ky tham gia chao ban canh tranh cd phan cua Tdng cdng ty Dau tu

va kinh doanh vdn Nha nude (SCIC) tai Cdng ty Cd phan Phat trien nha Ba Ria-Vung Tau tai

vao ngay

Nay chiing tdi/tdi de nghi hiiy dang ky tham gia tham gia chao ban canh Iranh cd phin cua Tong

cdng ty Dau lu va kinh doanh vdn Nha nude (SCIC) tai Cdng ty Cd phin Phat t r i ln nha Ba Rja-

Vung Tau vdi ly do:

.Mdtai: NI

Chung tdi/Tdi xin chan thanh cam cm./.

T O CHlTC, CA NHAN V I E T DON

(Ky, ghi rd ho ten, dong ddu (neu Id id chirc))

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O U Y C H E C H A O B A N C A N H T R A M I C 6 P H A N C U A S C I C T A I C O N G T Y C 6 P H A N P H A T T R I E N N H A B A R I A - \ O N G T A U

(Ban hanh kem iheo Quyh dmh 85'2016 MBS-QD nyay '2016 cua Giam doc Cong ty Cd phan CInmg khoan MB,

Mau so 05

CONG HOA XA HOI C I I U NGHIA V I E T NAM Dye lap - T y tlo - Hanh p l i i i c

, ngay thang nam 20....

DON D E NGHI CAP L A I P H I E U T H A M DV" C H A O BAN CANH TRANH

Kinh giri: Cong ty Co phan Chung khoan MB

Ten to chirc/ca nhan: S6 CMND/Sd Ho chidu/Sd DKKD: Ngay cSp Nai cap Ma sd nha dau tu: Dja chi lien lac: Dien thoai: Sd tai khoan sir dung de nhan lai tien dat coc: Md tai Tai khoan chirng khoan sd: Md tai: Ngay / / , tdi/chiing tdi da nop dan dSng ky tham chao ban canh tranh cd phan ciia Tdng cdng ty Dau tu va kinh doanh vdn Nha nude (SCIC) tai Cdng ty Cd phan Phat trien nha Ba Ria-Vung Tau Vdi so luong: (Viet hang dm: ) Va da dat coc sd tien: (Viet hang chu. ) tuong duong 10% gia tri tdng sd cd phan dang ky H'nh theo gia khdi diem ( ddng/cd phin). Tai Nay tdi de nghi duoc cap lai Phieu lham du chao ban canh tranh, ly do:

• Phieu lham du chao ban canh tranh bj rach nat, lay xda,... (dinh kem theo do"n nay).

• Mat phieu lham du da cap.

Neu cd tranh chap xay ra lien quan den Phieu tham du chao ban canh tranh ciia tdi thi tdi se c6 trach nhiem chirng minh va chiu hoan loan trach nhicMn trudc phap luat. Tdi cam doan nhung Idi khai tren la diing sy that.

Ca nhan/ To chiic (Ky, ghi rd ho ten, ddng ddu (neu c6))

Phan danh cho Td chuc chao ban canh tranh: Xac nhan da nhan don de nghi ciia khach hang: Sd CMND/Sd Hp chilu/Sd DKKD vao .... liic .... gid.. . . ngay / /

Nhan vien giao dich Kidm scat

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Q U Y C H E C H A O B A N C A N H T R A N H C d P H A N C U A S C I C T ^ I C 6 N G T Y C 6 P H A N P H A T T R I E N M I A B A R I A - V U N G T A

flta,, hdnh kinu liico OiiyJt Jinh 85 '2016'MBS-OD ngay ' '2016 cua Giam doc Cong lyCv plnhi CInmg khoan MB)

Mau so 06

C O N G H O A X A H O I C H U N G H I A M E T N A M Doc lap - T y do - Hanh pliuc

, ngay thdng nam 20.

GIAY UY QUYEN

Ki'nh giri: Cong ty Cd phan Chirng khoan M B

Ten to cliirc hoac ca nhan: • Sd DKKD/CMND/Ho chidu Ngay cdp: Noi cdp:

Dia chi: Dien thoai: Fax: Ngudi dai dien: CMND/Ho chieu: Ngay cap: Noi cap Do khdng co dieu kien tham du true tiep lham gia chao ban canh tranh cd phdn ciia Tdng cdng ty Dau tu vd kinh doanh vdn Nha nude (SCIC) tai Cdng ty Cd phan Phat trien nha Ba Rja-Vung Tau duoc id chirc vao ngay / / , nay tdi/chung tdi: UY QUYEN CHOu 6ng(Ba) : CMND/Hd chieu: Ngay cdp: Noi cdp Dja chi: Dien thoai: Fax: Thay mat tdi/chung tdi tham du chao ban canh tranh cd phan ciia Tdng cdng ty Dau tu va kinh doanh vdn Nha nude (SCIC) tai Cdng ty Cd phdn Phat trien nha Ba Rja-Vung Tau, bao gom cac cdng viec sau: 1. Lam thii tuc dang ky tham du chao ban canh tranh (dien thdng tin va ky nhlin vao don, nop tidn

dat cgc va nop hd so dang ky tham du chao ban canh tranh). 2. Ghi gia. khdi Iugng, ky nhan vao phieu tham du chao ban canh tranh va true tiep tham du phien

chao ban canh tranh. 3. Ky Hgp ddng chu}en nhugng cd phan theo Quy che chao ban canh tranh (trong trudng hgp triing

Ong (Ba) CO nghTa vu thuc hien diing cac quy djnh ve chao ban canh tranh theo Quy che chao ban canh tranh cd phan ciia Tdng cdng ty Dau tu va kinh doanh vdn Nha nude (SCIC) tai Cdng ty Cd phan Phat trien nha Ba Ria-Vung Tau, khdng dugc uy quydn cho ngudi khac va cd trach nhiem thong bao lai ket qua chao ban canh tranh cho ngudi iiy quyen.

Ngudi duoc ijy quyen Ngirdi uy quyen (Ky, ghi rd hp ten) (Ky, ghi rd hp ten vd ddng ddu (neu cd))

X A C N H A N C U A UBND P H L T C E N G , X A H O A C C O Q U A N N H A N U O C

C O T H A M Q U Y E N (trudng hgp ngudi iiy quyen Id cd nhan)

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QUY C H E C H A O B A N C A N H T R - A N H C O P H A N C U A S C I C T y i C O N G TX C 6 P H A N P H . A T T R I E N N H A B A R I A - VpNG TAU

man hanh ken, iheo Quyh djnh 85/2016.'MBS-QD ny,ay 2016 aia Gidm ikk C6ug ly Cd phan Clnnig khodn MBi

Mau so 07 C Q N G H O A X A H O I C H U N G H I A V I E T NAM

Doc lap - T g do - Hanli phiic

, ngdy thdng nam 20....

Ma s6: (Do Ban to chi'ec cdp)

P H I E U T H A M DU CHAO BAN CANH T R A N H

Kinh gui: Cong ty Co phan Chirng khoan MB

Ten to churc, ca nhan tham gia: S6 DKKD/CMND/Ho chidu: Ngay cap: Noi cap: Dia chi: S6 dien thoai: Fax: Email (neu co): So Tai khoan lien mat: Md tai: So CO phan dang ky mua: co phan (Bang chd: cd phan). Gia khdi diem: dong/cp Ngay to chuc chao ban canh tranh: So tidn dat coc da nop: (Bang chu ) Sau khi nghien cuu ky hd scr va quy che chao ban canh tranh cd phan cua Tdng cdng ty Dau tu va Kinh doanh vdn nha nude tai Cdng ty Cd phan Phat trien nha Ba Rja-Vung Tau, tdi/chung tdi ddng y mua cd phan da dang ky d trdn vdi muc gia nhu sau:

STT Idnh

Muc gia dat mua (VND/1 cd phan) Khoi Iugng cd phan dat mua

STT Idnh Bang so Bang chir

Khoi Iugng cd phan dat mua

Ten td chuc, ca nhan tham gia chao ban canh tranh

(Ky, dong ddu (doi v&i to chi'ec), ghi ho ten)

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O U Y C H E ( H A O B A N ( V S N H I R A N H C 6 P H A N C U A S C I C T A I C 6 N G T Y C 6 P H A N P H A T T R I E N N H A B A R | A - V U N G T A U

(Ban hanh kem iheo Quyh dmh 85^2016/MliS-QD nnjy :0I6 cua Gidm cI6c C(>»g ly Co phan Cbi'mg khuan MBl

Mau so 08

CONG HOA XA H O I CHU NGHiA V I E T N A M Doc lap - T u do - Hanh phiic

HOP DONG CHUYEN NHl/OlVG CO PHAN

- can cu Bp Luat Dan sir s6 03/2005/QHl 1 dupe Qu6c hoi nuoc CHXHCN Viet Nam thong qua

ngay 14/06/2005;

- Can cu Luat doanh nghiep s6 68/2014/QH13 co hieu luc lu ngay 01/07/2015 da dupe Qu6c hoi

nuo'c CHXHCN Viet Nam thong qua.

- Can cu Luat chung khoan s6 70/2006/QHl 1 ngay 29/06/2006 va Luat so 62/2010/OH12 ngay 24/11/2010 sua doi bo sung Lu^t Chung khoan.

- Can cu Nghi djnh s6 151/2013/ND-CP ngay 01/11/2013 cua Chinh phu quy dinh ve chuc nang, nhiem vu va ca che hoat dong cua Tong cong ty Dau tu va kinh doanh von nha nuoc (SCIC);

- Can cu Nghi dinh 57/2014/ND-CP ngay 16/6/2014 cua Chi'nh phu ve Didu Id l6 chirc va hoat dong cua Tong cong ty Dau tu va kinh doanh von nha nuac;

Can cu Quy che chao ban canh tranh co phan cua Tong cong ty Dau tu va Kinh doanh von Nha nude tai Cong ty Co phan Phat trien nha Ba Ria-Vung Tau;

Can cu Bien ban \ac dinh ket qua chao ban canh tranh cd phan cua SCIC tai Cdng ty Cd phan Phat trien nha Ba Rja-Vung Tau ngay / /20 ;

Theo nhu cau va thda thuan cua cac ben.

H(/p dong chuydn nhugng cd phan nay (sau day gpi tat la "Hgp ddng") duac lap va ky ket ngay... / /20.... giua cac ben gom:

I . BEN CHUYEN NHU ONG: (goi tCit la *'Ben A")

TONG CONG TY DAU TU" VA K I N H DOANH VON NHA NUOC

- Giay chung nhan dang ky doanh nghiep Cdng ty trach nhiem huu ban mot thanh vien sd: 0101992921 do Sd Kd hoach va Dau tu Thanh pho Ha Noi cdp Idn dau ngay 09/07/2010.

- Dja chi: Tdng 23, Tda nha Charmvit, 117 Trdn Duy Hung, Quan Cdu Gidy, Ha Ndi

- Didn thoai lien he: (04) 3824 0703 Fax: (04) 6278 0136

Tai khoan:

- Dai dien: Chuc vu:

I I . BEN N H A N CHUYEN NHU'ONG: (goi tdt Id ''Ben B

Ho va tdn/lX'n to chuc:

- Sd CMND/DKKD sd: do cdp ngdy

- Dia chi:

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Q U Y C H E C R \ 0 B A N ( ^ M l T R A N H C O P H A N C U A S C I C T ^ I C 6 N G T Y C 6 P H A N P H A T T R I E N N H A B A R J A - VCiNG T A I

(Ban hanh kem iLo Om Ji Binh 85 2016 MHS-Ol) nyay r/'/fi ciia Gidm cVc Cony ly Cdphjn Chimg khodn MB)

Dien thoai lien he:

- Ten tai khoan giao djch chung khoan:

- So tai khoan giao dich chung khoan:

Md tai:

Sau khi thoa thuan, cac ben cung thong nhat ky ket Hgp dong nay vdi cac dieu kien va dieu khoan nhu sau:

Dieu 1. Pham vi va doi tugng cua Hgp dong:

Theo hgp ddng nay, Ben A ddng y ban va Ben B ddng y mua cd phan cua Cdng ty Cd phan Phat tridn nha Ba Rja-Vung Tau thudc quydn sd hdu day du va hgp phap cua Ben A vdi nhung dac diem ve cd phan mua ban nhu sau:

- Ten cdng ty ma Ben A cd cd phieu chao ban: Cdng ty Cd phan Phat trien nha Ba Ria-Vung Tau

Loai cd phan: Cd phan pho thdng

Menh gia cd phan: ddng/cd phan

Nai dang ky giao djch cd phieu: UPCOM/HNX/Hose (neu co)

(Smi day goi tdt Id "Co plidn ")

Dieu 2. So Iugng cd phan, muc gia chuydn nhugng, sd tien thanh loan con lai

1. Tdng sd cd phan mua ban: cd phan

2. Gia ban: ddng/cd phan (Bang chu: )

3. Tdng gia tri Hgp ddng: ddng (Bang chir: )

4. Sd tien thanh toan:

Sd tien da dat coc: ddng

Sd tien thanh toan con lai: ddng.

(Bang chir: )

Dieu 3. Thanh toan tien mua co phan

1. Trong trif&ng hgp mire gid mua nam ngoai bien do dao ddng gid: Ben B se thanh toan cho Bdn A sd tien thanh loan con lai theo quy djnh lai Khoan 4 Dieu 2 bang each chuyen true tiep vao lai khoan cua Tdng Cdng ty Dau lu va Kinh doanh vdn nha nude theo sd tai khoan dugc ghi tai muc I Hgp ddng nay trong vong 05 (nam) ngay lam vide kd tu ngay {ngdy ky hgp ddng chuydn nhugng). Theo dd, Ben B cd trach nhiem dien day du thdng tin cho muc dich thanh loan nhu ghi ro s6 Iugng cd phan dang ky mua, muc gia dang ky tham gia chao ban canh tranh cd phan cua SCIC tai Cdng ty Cd phan Phat trien nha Ba Rja-Vung Tau theo Phidu tham du chao ban canh tranh ciia Ben B, hoac theo muc gia san/gia Iran cua cd phieu giao dich tai SGDCK /san UPCOM vao ngay ky hgp ddng chuyen nhugng neu mire gia san cao han,

2. Trong inr&ng hgp mice gid mua nam trong bien do dao ddng gid: Ben A co trach nhiem thuc

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QUY cut C H A D BAN CANH T R A N H C6 PHAN C L A S C I C T ^ l CONG T\ C6 PHAN PHAT T R I E N MI L BA KjA - M N G TAU

/Ban hanh kem iheu Oiivei Jinh S/ 2016 MBS-Qfl nyay ' 2016 cua Ghim doc Conyiyi'o phan Clnhiy khaan MBl

hien cac Ihii tuc de dat lenh ban thoa thuan cho Ben B theo muc gia ban ghi tai Khoan 2 Dieu 2. Ben B co trach nhiem hoan thien cac didu kien va thu tuc dd co the dat lenh mua thoa thuan theo muc gia ban ghi tai Khoan 2 Didu 2. Thai gian thuc hien giao dich: trong vong 01 (mot) ngay lam viec kd tu ngay ky hgp dong chuyen nhugng co phan. Sau khi thuc hidn giao dich thoa thuan qua SGDCK /san UPCOM thanh cong. Ben A co trach nhiem hoan tra lai toan bg so tidn dat cgc mua co phdn cho Ben B theo quy djnh tai Quy che chao ban canh tranh co phan ciia Tong cong ty Dau tu va Kinh doanh von Nha nuoc lai Cdng ty Cd phan Phat tridn nha Ba Rja-Vung Tau.

3. Khoan lien mua cd phan theo quy djnh tai Dieu 2 ciia Hgp ddng nay khdng bao gom phi chuyen nhugng cd phan theo qu\ djnh cua ca quan quan ly Nha nude ap dung cho ben ban nhu Trung tam Luu ky Chung khoan Viet Nam, Sd Giao dich Chirng khoan Ha Ngi (neu cd). Ben A cd trach nhiem chu ddng thanh toan cac khoan phi phat sinh nay (neu c6).

Dieu 4. Chuydn iihuong quydn sd huu co phan

1. Ben A cd trach nhiem thuc hien thu tuc chuydn nhugng co phan ndu tren theo quy dinh phap luat de chuyen quyen sd huu loan bg sd cd phan mua ban quy djnh tai khoan 1 Dieu 2 ciia Hgp ddng nay cho Ben B;

2. Mgl quydn va nghTa vu lidn quan den sd cd phan chuyen nhugng da phat sinh irudc thdi didm Ben B thanh toan day du loan bg khoan tidn mua cd phan cho Ben A se do Ben A hudng va cd trach nhiem thuc hien.

3. Ke tir thdi diem Ben B thanh loan loan bg khoan tien mua cd phan theo hgp ddng nay va cac chi phi lien quan khac (neu cd) cho Ben A va Ben A da nhan dugc loan bd khoan tidn ban cd phan theo Hgp ddng nay thi moi quyen va nghTa vu lien quan den sd cd phan chuydn nhugng dd se do Ben B hudng va cd trach nhiem thuc hien.

Dieu 5. Quyen va nglria \ u ciia Ben A

1. Thuc hien day dii tlui luc chuyen nhugng co phan theo quy dinh ve chuyen nhugng cd phan ciia SCIC tai Cdng ty Cd phan Phat tridn nha Ba Rja-Vung Tau theo quy djnh ciia phap luat cho Bdn B ;

2. Dugc quyen yeu cau Ben B thanh toan tien mua sd cd phan theo quy djnh tai Dieu 3 cua Hgp ddng nay;

3. Cd quyen cham dirt Hgp ddng nay ma khdng phai boi thudng cho Ben B bat cir mot khoan chi phi nao va khdng phai hoan tra lai sd tien ma Ben B da dat cgc tai khoan 4 Didu 2, ndu Ben B khdng thanh toan tien mua cho loan bd sd cd phan dugc quydn mua theo kdt qua chao ban dung thdi gian theo quy dinh tai khoan 1 Dieu 3 hoac/va vi pham cac thda thuan khac tai Hgp ddng nay;

4. Ben A cam ket sd cd phan chuyen nhugng thudc quyen sd h&u hgp phap ciia minh, khdng thuoc ddi tugng ciia bat ky tranh chap, giao djch cam cd, the chap nao hoac ciia bit ky giao dich dam bao hoac dang la tai san bao dam cho bat ky nghTa vu dan su nao khac. Bdn A se hoan tra lai cho Ben B sd tidn Ben B da thanh toan de mua cd phan neu Bdn A vi pham cam kdt nay.

5. Cac quyen va nghTa vu khac theo quy dinh ciia phap luat.

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Q U Y C H E C H A O B A N C A N H T R A N H C 6 P H A N C U A S C I C T ^ I C Q N G T Y C 6 P H A N P H A T T R I E N N H A B A R I A ~ V D N G T A U

(Ban hdnh kem iheo (Jiivei ilinh S'5 2016 MBS-OD nydy 20!6 ci'ia Gidm doc Cony, ty Co phdn Chung khodn MB)

Dieu 6. Quyen va nghia vu cua Ben B

1. Thanh toan day diu dung han khoan tien mua co phan va cac chi phi co lien quan khac theo quy dinh tai Dieu 3 cua Hgp dong nay;

2. Chiu trach nhiem thanh toan cac khoan phi chuyen nhugng co phan va cac chi phi khac (neu co) lien quan den viec chuyen nhugng co phan theo quy djnh;

3. Yeu cau Ben A thuc hien day du cac cong viec lien quan den viec thuc hien cac thu tuc chuyen nhugng quyen scr hCru co phan SCIC tai Cong ty Co phan Phat trien nha Ba Rja-Vung Tau va cac ngliTa vu khac theo quy dinh tai Hgp ddng na\:

4. Phdi hgp vdi Ben A thuc hien cac thu tuc chuyen quyen sd huu cd phan (neu Ben A yeu cau);

5. Cac quyen va nghTa vu khac theo quy djnh cua phap luat

Dieu 7. Dieu khoiin ngoai t r u

Trong trudng hgp Ca quan nha nude c6 tham quyen khdng chap thuan giao dich chuyen nhugng cd phan nay, Ben A khdng bi coi la vi pham nghTa vu chuyen nhugng theo hgp ddng va se hoan tra cho Ben B toan bp sd tien Ben B da thanh toan de mua cd phan.

Dieu 8. Giai quyet tranh chap

Moi tranh chap phat sinh lu va/hoac lien quan den Hgp ddng nay se dugc cac ben giai quyet thdng qua thuang Iugng va hoa giai. Trudng hgp cac tranh chap khdng dugc giai quyet qua thuang Iugng va hda giai thi mdt trong cac Ben cd the dua tranh chap ra giai quyet tai Tda an c6 tham quyen theo quy djnh cua phap luat.

Dieu 9. Hieu lue va sd ban cua Hop ddng

1. Hgp ddng nay co hieu luc ke tu ngay ky va se khdng dugc huy ngang tru trudng hgp quy djnh tai Khoan 3 Dieu 5 va Dieu 7 Hgp ddng nay;

2. Hgp ddng nay se 1(1 dgng thanh ly khi hai Ben thyc hi^n xong cac cdng vi?c theo quy djnh t^i Hgp ddng nay;

3. Hgp ddng nay dugc lap thanh bdn (04) ban, cac ban c6 gia tri phap ly ngang nhau, Ben A va Ben B moi Ben giQ- hai (02) ban.

B E N NHAN C H U Y E N NHlTONG B E N C H U Y E N NHlTONG

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