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Syntactic variation in Russian adversative conjunctions Implications for sentence production Vsevolod Kapatsinsk Indiana Universit Linguistics and Cognitive Scienc Speech Research La [email protected]

Syntactic variation in Russian adversative conjunctions Implications for sentence production Vsevolod Kapatsinski Indiana University Linguistics and Cognitive

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Syntactic variation in Russian adversative conjunctions

Implications for sentence production

Vsevolod KapatsinskiIndiana University

Linguistics and Cognitive ScienceSpeech Research [email protected]

The problem

• Adversative conjunctions– Da– No– Odnako

• Он ушёл, да скоро вернулся• Он ушёл, но скоро вернулся• Он ушёл, однако скоро вернулся

– ‘He left but soon returned’

X Y

The problem

• No contexts that categorically determine conjunction choice

• The aims:– First corpus-based multivariate study of the

problem– Implications for sentence production in

general

Factors

• Register

• Discourse

• Semantic

• Syntax

What is adversative? (after Shvedova et al. 1980)

• Y prevents X from running to completion– He would have left but they detained him.– And everything would be fine but the guy

complained.

• Conjoined events are independent but Y contradicts implications of X– He left but soon returned. – They were disliked but no-one looked good on

their background.

The irrealis-realis construction

X {conditional} or {past/present imperfective}+infinitive}

+

{{da} or {no} or {odnako}}

+

Y {perfective}

Examples

– И всё бы обошлось, да один старичок написал сыну в город жалобное письмо.

– ‘And everything would be fine but one old man wrote to his son in the city a complaint.’

– Он хотел уйти, но его задержали.

– ‘He wanted/was going to leave but [they] detained him.’

Conditional Adversative conjunction

Perfective

Past imperfective

Adversative conjunction

Perfective

Previous work

• No consensus on the effect of semantics– Serebrjanaja (1976): da is favored when Y interrupts X – Lekant et al (1982): da is less adversative than no and

odnako – Kruchinina (1988): in X da Y, speaker believes that

the hearer believes X, Y contradicts X, da softens the contradiction

Factors: Discourse

• Topicality of Y– Koolemans Beynen (1976): odnako introduces non-topical

information • Register

– Krilova (1980), Shvedova et al (1980), Kruchinina (1988): da is unproductive, restricted to colloquial usage

– Lekant et al (1982): odnako is restricted to written discourse

– Here: articles vs. interviews• Following unit length relative to median length of

such units• Anaphoric linkage between X and Y

Factors: syntactic

• Constituent type – Types of X and Y:

• A, NP or PP nominal• V(P) or clause verbal• asymmetric

Asymmetric constructions

– When X and Y are of the same type (e.g. A conj A), there is no way to know whether type of X, type of Y or both influence conjunction choice.

– However, there are cases when X and Y are of different types (e.g. NP conj A).

Examples

• Adj conj VP – А обычно какой-нибудь ветер, да дует.– ‘While usually some wind but blows.’

• Adj conj NP – С другой стороны, пока Земля ещё

вертится: слабое, да утешение.– ‘On the other hand, the earth is still spinning –

weak but a reassurance.’

Asymmetric constructions and sentence production

• If NP conj A has o A different effect than A conj A o And a different effect than NP conj NP both X type and Y type matter

information about the types of both conjoined constituents is available at the time when the conjunction is chosen

OR the type of the constituent preceding the conjunction

and the type of concept following the conjunction

Asymmetric constructions and sentence production

• This would imply that either – language production does not proceed in a

strictly serial, constituent-by-constituent manner

or– syntax and semantics are not informationally

encapsulated and can co-determine lexical item choice at a single processing stage.

Data

• 234 tokens of da, 247 tokens of no, and 246 tokens of odnako from the 7,600,000 word Ogonek Corpus (Berger 2003)

• The Ogonek Corpus contains the full text of a Russian magazine by the same name including articles and interviews

Exclusions

• Non-unit-initial conjunctions: – may not be chosen at the same point in the language

production process: e, non-unit-initial uses of odnako

• Conjunction clusters– might be a single choice; – there are too few tokens of each cluster type to enter

them into the analysis– no odnako

• Fixed Expressions

Analysis

• Varbrule– Add factors one by one, see if the larger

model explains more variation than the smaller model, keep factors whose addition increases predictiveness and whose deletion decreases it

– Output: factor weights

Register

Results of multivariate analysis: Length of Y

00.10.20.30.40.50.60.70.80.9

1

Long Short

Y is...

Fa

cto

r w

eig

ht

Da

Odnako

Odnako Da

Factor weight > .5 this factor setting favors this pronoun

Results of multivariate analysis: Register

Odnako

0

0.2

0.4

0.6

0.8

1

Article Interview

Register

Fac

tor

wei

gh

t

NOT odnako

Discourse

Odnako

0

0.2

0.4

0.6

0.8

1

Yes No

Y contains a referent that's mentioned later?

Fa

cto

r w

eig

ht

Results of multivariate analysis: Topicality of Y

Odnako tends to introduce non-topical referents

Results of multivariate analysis: Anaphoric linkage

00.10.20.30.40.50.60.70.80.9

1

Yes No

Y is anaphorically linked to X?

Fa

cto

r w

eig

ht

Da

No

Odnako

NOT da

Da signals a larger break in coherence

Semantics

Results of multivariate analysis: Irrealis-Realis

00.10.20.30.40.50.60.70.80.9

1

Yes No

Irrelis-realis?

Fa

cto

r w

eig

ht

Da

No

Odnako

DaDa is semantically distinct from the other adversative conjunctions

Syntax

Results of multivariate analysis: Constituent type

00.10.20.30.40.50.60.70.80.9

1

Nominal Verbal Asymmetric

Constituents linked

Fa

cto

r w

eig

ht

Da

No

Odnako

No DaOdnako

Summary

Relative factor importance

0

10

20

30

40

50

60

70

Da No Odnako

Ra

ng

e

Topicality of Y

Register

X-Y anaphoric linkage

Length of Y

Irrealis-Realis

Constituent type

Asymmetric Nominal VerbalArticles

Larger range more important factor

Disfavors

Favors

Conclusion• Da is semantically distinct from other adversative

conjunctions and is used to signal that the event denoted by X is prevented from running to completion by the event denoted by Y

• Odnako is the most restricted conjunction. It is influenced by register more than the other conjunctions.

• Conjunction choice is gradient but systematic. Not free variation. Supports stochastic grammar.

• Demonstrates the value of corpus-based multivariate approaches to the description of linguistic phenomena.– Semantic controversy resolved– New factors discovered

• Constituent type – the most important factor!• Anaphoric linkage between X and Y

Processing implications

• Asymmetric constructions behave differently than symmetric constructions

Types of both of the conjoined constituents must be available when the conjunction is chosen

Sentence production does not proceed in strictly serial, constituent-by-constituent manner

Or, syntax and semantics jointly determine conjunction choice at a single processing stage.

ReferencesKoolemans Beynen, G. (1976). Semantic differences between no and odnako. Slavic and

East European Journal, 20 (2), 167-73. Krilova, G. (1980). Ruskijat sojuz da I negovite funkcionalni ekvivalenti v xudozhestveni

prevodi na bolgarski ezik. Sopostavitelno Ezikoznanie, 5 (3), 18-25. Kruchinina, I. N. (1988). Struktura i Funkcii Sochinitel’noj Svjazi v Russkom Jazyke.

Moscow: Nauka. Lekant, P. A. et al. (1982). Sovremennyj Russkij Literaturnyj Jazyk. Moscow: Vysshaja

Shkola. Rand, D., and D. Sankoff. (1990). GoldVarb Version 2: A Variable Rule Application for

Macintosh. On-line Manual. http://www.crm.umontreal.ca/~sankoff/GoldVarbManual.Dir

Serebrjanaja, F. I. (1976). Nekotorye nabljudenija nad upotrebleniem sojuza da. Russkij Jazyk v Shkole, 4.

SFB 441, Project B1. Ogonek 1996-2002. http://heckel.sfb.uni-tuebingen.de/cgi-bin/cqp.pl?sprache=en&trans=lat

Shvedova, N. Ju, N. D. Arutjunova, A. V. Bondarko, V. V. Ivanov, V. V. Lopatin, I. S. Uluxanov, F. Filin, and the Institute for the Russian Language, The Academy of Sciences of the USSR. (1980). Russkaja Grammatika. Vol. 2: Sintaksis. Moscow: Nauka.

Acknowledgements

• N.I.H. for funding

• Rena Torres-Cacoullos for teaching me VARBRULE

• Tessa Bent, Adam Buchwald, Susannah Levi, Rebecca Ronquest, and Rena Torres-Cacoullos for useful feedback