TVSI@(HUNG KHOAN TAN VIET. .

CONG TY eo pHA.N cnoxc KHOAN TAN VI~;TTru sir chinh: T&ng 6, 79 Ly Thirong Kiet, Hoan Kiem, RN

DT: 04-3728.0921 - Fax: 04-3728.0920Website: www.tvsi.com.vn

S6: .cx1g ..l2015IBC-HDQT Ha N(Ji, ngay 29 thang 01 niim 2015

BAo CAD TINH HINH QUAN TRJ CONG TYNAM2014

Kinh giH: Uy ban Clnrng khoan Nha nurrc- SO'Giao djch Clnmg khoan TP. H6 Chi Minh- SO'Giao dich Clnrng khoan Ha N{}i

Ten cong ty clnrng khoanDia chi tru sa chinhDi~n thoaiEmailV6n di~u l~Ma clnrng khoan

CONG TY CO PHAN CHUNG KHoAN T~ VIltT79 Ly Thuong Ki~t, Hoan Ki€m, Ha NQi0437280921 Fax: 0437280921contact@tvsi.com.vn350.000.000.000 d6ng (Ba tram nam muoi tY d6ng)Khong eo

I. Hoat d{}ngeiia H{}id6ng quan tr]:

1. Cac cuoc h9P cua HQi d6ng quan tri: 04 cuoc h9P

STT Thanh vien HDQT Chrrev\l sa buBi Ty l~ Ly do khong thamhop tham dl!

d1}'

Tir ngay 11112014 d~n 19/6/2014

1 Ong Nguyen Van Dfing Chu tich 212 100% Khong

2 Ong Nguyen Vi~t Cuong Thanh vien 212 100% Khong

3 Ong Nghiem Ti€n Sy Thanh vien 212 100% Tu nhiem 19/612014

4 Ong Diep Bao Chau Thanh vien 212 100% Khong

Tir ngay 16/9/2014 d~n 31112/2014

1 Ong N guySn Van Dung Chu tich 212 100% Khong

2 Ong Nguyen Viet Cirong Thanh vien 212 100% Khong

3 Ong Diep Bao Chau Thanh vien 212 100% Khong

4 Ong H6 Biru Phirong Thanh vien 212 100% DHeD B&ubE> sungtu 19/6/2014

5 Ong Nguyen Ti€n Thanh Thanh vien 2/2 100% DHCD B&ubE> sungtu 19/6/2014

1

2. Hoat dQng giam sat cua IIDQT d6i v61 Giam d6c (T6ng Giam d6c):

- Giam sat viec thuc hien cac Nghi quyet, k~ hoach kinh doanh, k~ hoach d~u tu dfl dirocDai hQi d6ng c6 dong va HQi d6ng quan tri thong qua.

t - Giam sat cac heat dQng di€u hanh cua Tong Giam d6c d€ dam bao heat dong kinhdoanh cua Cong ty duce an toan, tuan thu cac quy dinh cua phap luat.

3. Hoat dQng cua cac ti€u ban thuoc HQi d6ng quan tri: Khong eo ti€u ban.

11. Cac Ngh] quy~t!Quy~t dinh cua HQi d8ng quan tr]:

STT S6 Ngh] quy~t! Quy~t djnh Ngay NQi dung

1 02/20 14/NQ-HDQT 02/01/2014 Ban hanh chinh sach nii ro cua TVSI

2 OS/2014/NQ-HDQT 03/03/2014 Tai b6 nhiem ong Nguyen Ti~n Thanhgift chtrc Ph6 T6ng giam d6c kiemGiam d6c chi nhanh HCM

3 187/20 141BB-IIDQT 28/05/2014 Thong qua: nQi dung bao cao truceDHCD 2014

4 13/2014/NQ-DHDCD 16/06/2014 NQ DHDCD mi~n nhiem TV HDQTv61 ong Nghiem Ti~n SS' va b~u b6sung TV HDQT ong Nguy~n Ti~nThanh va ong H6 Biru Phuong .

5 17/20 14/QD-HDQT 27/6/2014 Quyet dinh Cong ty TNHH kiern toanVAca 18. don vi kiem toan nam taichinh 2014 cho TVSI

6 2112014/NQ-HDQT 18/9/2014 Thong qua Phuong an phat hanh traiphieu rieng le TVSI 2014

Ill. Thay d6i danh sach v~ nguot co lien quan cua cong ty d~i chung theo quy dinh t~ikhoan 34 f)i~u 6 Lu~t Clnrng khoan nam 2013:

Tai ky D~ hQi c6 d6ng c6 dong nam 2014 duce t6 chirc vao ngay 19/6/2014, D~ hoi

d6ng c6 dong dfl mi~n nhiem 01 Thanh vien HQi d6ng quan tri va b~u b6 sung 2 Thanh vien

HQi d6ng quan trio Thay d6i danh sach v€ ngiroi eo lien quan cua cong ty dai cluing theo quy

dinh tai khoan 34 Di€u 6 Luat Chirng khoan cua Cong ty trong ky nhu sau:

2

STT Ten t6 Tai Clnrc vl} t~i SoCMNDI Ngay cap Noi dip Dja chi ThOi di~m ThOi di~m Ly doch.rc/ca khoan cong ty (n~u DKKD CMNDI CMND b~t dAu Ht khong con

nMn GDCK eo) DKKD IDKKD ngU'Oieo la ngU'Oi(n~uco) lien quan co lien -

quan

Thanh vien HDQT

1 Ong Nghiem Thanh vien 19/612014 E>HE>CE>miSnTiSn Sy HE>QT nhiem theo Don

tir nhiem

2 OngH6Buu Thanh vien 19/6/2014Phuang HE>QT E>HE>CE>biu b6

sung

3 Ong Nguyen Thanh vien 19/612014E>HE>CE>biu b6TiSn Thanh HE>QT sung

IV. Giao djch cua ca dong nQibQvii ngtriri lien quan:

1. Danh sach ca dong nQi bQ vii nglliri eo lien quan

STT Ten ta Taikhoan Clnrc vl} So ca phieu Ty l~ sO'ch.rc/ca giao djch tai cdng S6CMNDI Ngay cip Noi cip Dja chi sO'hiru cu6i hfru ca Ghi clni

nhan clnrng ty (n~u DKKD CMNDI CMNDI ky phi~u cu6ikhoan eo) DKKD DKKD ky

(n~u eo)

1 NguyS'n Van CM tich 2.211.276 . 6,3%Dung HE>QT

kiem TGE>

2 Nguyen Vi~t Thanhvien 1.151.601 3,3%Cuong HE>QTI

PhO TGE>

3

3 Ong Nghiem Thanh 0 0% DHDCDmi~nTiSn Sy vien nhiern theo Don

HDQT nr nhiern tir19/6/2014-

4 Ong Diep Thanh 3.850.000 11% Dai dien c6Bao Chau vien dong Ngan hang

HDQT TMCP Sai Gon

5 OngH6Btru Thanh 5.000 0,014% DHDCD bAu b6Phuong vien sung nr

HDQT. 19/6/2014

6 Ong Nguyen Thanh 75.000 0,214% DHDCD bAub6TiSn Thanh vien sung nr

HDQT 19/6/2014

5 BaPh~m Tnrong 22.000 0,063%Mai Chi BKS

7 Ba Bui Thi Thanh 19.500 0,055%ThanhHi~n vien BKS

8 Ba D6 NgQC Thanh 0 0%Hoang Yen vien BKS.

4

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2. Giao dich cB phi~u: Khong eo

,3. Cac giao djch khac: (cac giao dich cua cb dong noi bQ/ cb dong IOn va nguoi lien quan

voi chinh Cong ty): Khong eo

V. Cac vftnd~ dn IU1l y khac: Khfmg eo

.'

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