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Primate Vocal Communication: A Useful Tool forUnderstanding Human Speech and Language Evolution?
PAWEL FEDUREK1
AND KATIE E. SLOCOMBE1
Abstract Language is a uniquely human trait, and questions of how and
why it evolved have been intriguing scientists for years. Nonhuman primates
(primates) are our closest living relatives, and their behavior can be used to
estimate the capacities of our extinct ancestors. As humans and many
primate species rely on vocalizations as their primary mode of communica-
tion, the vocal behavior of primates has been an obvious target for studies
investigating the evolutionary roots of human speech and language. By
studying the similarities and differences between human and primate
vocalizations, comparative research has the potential to clarify the evolu-
tionary processes that shaped human speech and language. This review
examines some of the seminal and recent studies that contribute to our
knowledge regarding the link between primate calls and human language and
speech. We focus on three main aspects of primate vocal behavior:
functional reference, call combinations, and vocal learning. Studies in these
areas indicate that despite important differences, primate vocal communica-
tion exhibits some key features characterizing human language. They alsoindicate, however, that some critical aspects of speech, such as vocal
plasticity, are not shared with our primate cousins. We conclude that
comparative research on primate vocal behavior is a very promising tool for
deepening our understanding of the evolution of human speech and lan-
guage, but much is still to be done as many aspects of monkey and ape
vocalizations remain largely unexplored.
Tools for Tackling Language and Speech Evolution
Language is an exceedingly complex and intricate behavior and is one ofthe capacities that appears to distinguish humans from the rest of the living
world. Language enables humans to represent and communicate complex
abstract information, and it occurs in verbal, gestural, and written forms. An
evolutionary account for this capacity remains elusive, but this issue is the focus
of interdisciplinary research effort. One premise is that many of the cognitive
capacities involved in language processing are much older than language itself,
1
Department of Psychology, University of York, YO10 5DD York, United Kingdom.
Human Biology, April 2011, v. 83, no. 2, pp. 153173.
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with their phylogenetic roots deep in the primate lineage (Hauser et al. 2002).
Thus, a promising empirical approach to understanding the origins of language
is to apply a comparative approach (Hauser et al. 2002). In particular, by
examining the capacities of extant primates, whose phylogenetic relationships to
modern humans are known, we can draw inferences about the likely capacities of
our extinct ancestors. Specifically, by investigating primate behavior it is
possible to test the hypothesis that human language built on abilities already
present in the primate lineage before the advent of modern humans. This
comparative approach is vital for identifying the homologous, shared elements of
language which appear to have evolved gradually from a common primate
ancestor and those which have no clear evolutionary path and thus may be the
novel elements which were instrumental to human language evolving into its
current uniquely complex state (Hauser et al. 2002). In addition, comparative
research can allow researchers to develop and test hypotheses concerning the
evolutionary pressures that may have driven the selection of traits required for
language.
Whilst the capacity for language is independent of modality of production
and perception, speech is the pervasive and most prevalent way of conveying
language in modern humans. Speech, which relies on the vocalauditory channel,
is characterized by voluntary control and is a culturally shared system for
communicating within a population. Speech is also combinatorial, with pho-
nemes and syllables being combined to form words and phrases. Humans seem
to have several adaptations for speech production and perception, including those
related to the structure of the vocal tract and neural mechanisms in the brain
(Fitch 2000; Pinker 1994). Understanding how these adaptations evolved is
central to our understanding of how language evolved into its current speech-
dominated form. Although no other primate is equipped with speech apparatus as
sophisticated as the one found in humans, comparative data from nonhuman
primates have been central to furthering our understanding of speech evolution
(Fitch 2000; Ghazanfar and Hauser 1999; Riede et al. 2005).
Why Vocalizations?
To investigate the evolution of human speech from a comparative
perspective it is necessary to focus on the vocalauditory channel of communi-
cation in other species, including primates (Ghazanfar and Hauser 1999). As the
capacity for language is independent of modality, research into any modality of
communication in other species could further our understanding of language
evolution: so what contribution can primate vocalizations make?
Vocalizations are an important mode of communication for most primates,as in general they are well suited to both their social and physical environments.
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not be visible. Empirically more research has been conducted on vocal behavior
than any other type of communication in primates (Slocombe et al. in press) and
researchers are well equipped to conduct meaningful research into vocalizations
and their cognitive underpinnings because of the techniques and methods that can
be applied to vocal behavior. Detailed acoustic analysis of calls in combination
with observational data allow us to examine the production of calls in great
detail, and experimental playback techniques crucially allow us to create and test
precise hypotheses regarding listener understanding of vocal signals. In contrast
to other modalities, both observational and experimental vocal techniques can be
conducted in the wild, meaning that many primate vocal communication studies
have high ecological validity.
It is important to highlight that facial expressions, body postures, manual
gestures, and olfaction also play important roles in primate communication and
communicative signals are often composites of two or more of these different
modalities. In this way focusing exclusively on vocal communication is telling
only part of the story, but unfortunately it is out of the scope of this review to
cover the other modalities and multimodal signals and how they also make a
valuable contribution to our understanding of language evolution.
Comparative data on primate gestural and vocal communication are often
used to argue whether the origin of human language was vocal or gestural (Arbib
2008; Hewes 1973; Riede et al. 2005; Tomasello 2008; Zuberbuhler 2005). Both
modalities demonstrate some aspects of continuity with language, with great ape
gestures being learnt, generative and intentional signals (Tomasello 2008) and
monkey vocalizations functioning referentially and being combined into se-
quences (Zuberbuhler 2005). Although data on vocal and gestural competencies
are important for furthering this debate, currently we do not have comparable
data in the two modalities to make very meaningful comparisons (Slocombe et al.
in press). For example most gestural data are collected from great apes, whereas
most vocal data are collected from monkeys: any conclusions of the relative
merits of one modality over the other are confounded by systematic differences
in the study species, study environment (wild/captive), and focus of the research.
Although vocalizations are central to arguments over the origin of language and this
is another example of how primate vocalizations can make a strong contribution to
debates surrounding language evolution, it is not the focus of this review.
Precursors to Human Language and Speech?
Primate vocalizations can be useful tools in examining many different
questions within the language evolution debate, including the evolutionary
pressures that may have led to more complex communication and the modalityin which human language arose (vocal vs. gestural). They can also help us
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manner, but we focus on two key cognitive components of language where there
has been substantial and important evidence collected from primates: we will
examine evidence for potential precursors to human reference and basic
combinatorial rules. In addition, we will examine vocal learning to illustrate how
primate vocalizations can contribute to our understanding of speech evolution
and how discontinuities between primates and humans are just as valuable in
developing our understanding as evidence for continuities. It is important to note
here that the aim of this paper is to provide a review of seminal and recent
literature in relation to the topics outlined above, to illustrate the value and
relevance of primate vocalizations to the debate surrounding language evolution,
rather than to offer new insights or hypotheses regarding the reviewed topic.
Given that recent works have questioned the utility of primate vocalizations for
furthering our understanding of language evolution (e.g., Arbib 2008; Tomasello
2008), we believe this review is important for highlighting the contribution
primate vocal behavior can make to the interdisciplinary research effort focused
on language evolution.
Functional Reference
Human language is highly efficient at conveying meaningful messages
between communicators. Semantics plays a crucial role in this, as human words,
phrases, and sentences all carry meaning. Within the field of semantics, many
human words and phrases are referential, in that they refer to an external object
or event in the world. The specificity of reference varies greatly in human
language from utterances with many possible referents (mammal) to highly
specific utterances (my dog). Comparative researchers have identified a process
within animal vocal communication that shares some of the features of this
human system, and may represent an important precursor to human linguistic
abilities. In animals this ability to produce calls that function to convey a
message to conspecifics about an object or event in the external world has been
termed functionally referential communication.
Evidence for Functional Reference in Primates. The seminal study of
functional reference examined the alarm calls of vervet monkeys. Strushaker
(1967) first reported that vervet monkeys produce three acoustically distinct
alarm calls when encountering with their three main predators: leopards, eagles,
and snakes. Seyfarth et al. (1980) then conducted a playback experiment to
examine whether these calls were meaningful to listeners, in the sense that these
three calls represented different classes of predators. The results of the play-back
experiment demonstrated that listeners responded in exactly the same, adaptivemanner to playbacks of conspecific alarm calls as they did when they encoun-
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repertoire and produced consistently in response to a specific external stimulus.
Second, from the receivers perspective, the receiver must react to the call in the
same way as it would react toward the stimulus itself, in the absence of any other
information indicating the presence of the stimulus that elicited the call (Marler
et al. 1992).
Since the famous study on vervet monkeys, functionally referential alarm
calls have been found in a number of other primate species, such as Diana
monkeys (Zuberbuhler et al. 1997), Campbell monkeys (Zuberbuhler 2001),
putty-nosed monkeys (Arnold and Zuberbuhler 2006b), tamarins (Kirchhof and
Hammerschmidt 2006), and ring-tailed lemurs (Macedonia 1990). The specific-
ity of the alarm calling system varies, with some systems that seem to convey
information about the presence of an aerial or terrestrial threat (Macedonia and
Stanger 1994; Oda and Masataka 1996) and other systems being specific to types
of predator, regardless of the location of the predator. For instance the playback
of predator stimuli from different elevations and distances confirmed that
regardless of the urgency to respond or the trajectory of an imminent attack Diana
monkeys did not deviate from labeling the type of predator with their alarm calls
(Zuberbuhler 2000b). It has been suggested that the specificity of alarm calls
in these animals results from differences in the nature of escape responses
that are required to avoid different types of predatory threat (Macedonia
1990). Selection pressures seem to have favored the evolution of acousticallyspecific calls that generate specific responses in the receivers, if differential
anti-predator responses increase fitness (Donaldson et al. 2007; Macedonia
1990; Pereira and Macedonia 1991).
It is not only in urgent predator avoidance contexts that functional
reference has been found. Primates also produce functionally referential calls in
response to food. Again there is variation in the specificity of these calls, with
tufted capuchin monkeys producing calls that simply alert listeners to the
presence of food in the environment (Di Bitetti 1993) and other species
producing vocalizations that seem to provide listeners with information about thenature of the discovered food source. Rhesus macaques give different calls to
high and low value food items (Hauser and Marler 1993) and a habituation-
dishabituation experiment showed that listeners behaved as if they extracted
meaning about the value of the food source from these calls (Hauser 1998). More
recently chimpanzees have been shown to produce acoustically distinct calls to
foods of different values, and in captivity this system even extends to specific call
variants being produced in response to different high value food items (bread,
mango, banana) that remain stable over feeding events (Slocombe and Zuber-
buhler 2006). A playback study showed that listeners can extract informationabout quality of food from the calls of group members (Slocombe and
Z b b hl 2005b) b h h h f d ifi ll ( b d )
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1993], cotton-top tamarins [Roush and Snowdon 2000], white-faced capuchins
[Gros-Louis 2003], bonobos [Clay and Zuberbuhler 2009], marmosets [Kitzmann
and Caine 2009]) or quantity (red bellied tamarins [Caine et al. 1995]). Such
context-specific calling is necessary for a functionally referential system, but
listener understanding (i.e., whether listeners act as if they extract information
about the external event from the call) must be systematically tested before calls
can be shown to function referentially.
The complexity of social relationships within primate groups suggests that
functional reference may also occur in a variety of other social situations. In
social situations distinct behavioral responses to different contexts are rare and
the more subtle responses of listeners are often measured by differences in
looking duration / latency to look at the speaker. Although this shows the
primates distinguish between the calls, it is harder to infer what meaning they
extracted from it.
In the social sphere, female Barbary macaques produce acoustically
different calls during copulations depending on whether the male has ejaculated
or not (Pfefferle et al. 2008a). The facts that the call begins well before
ejaculation and that the frequencies of call production correlate with ejaculation
rates suggests that these calls are signals directed to the mating partner so as to
increase the probability of ejaculation (Pfefferle et al. 2008a). Recent playbacks
have shown that listening males can distinguish between these calls and adjusttheir behavior toward the female (such as walking toward the female or the time
spent in her vicinity) according to whether she has just had a successful mating
with another male (Pfefferle et al. 2008b). It is therefore possible that these calls
also function to provide male listeners with information about whether the
female is likely to conceive to increase the likelihood of subsequent mating
(Pfefferle et al. 2008b).
Primates often vocalize whilst involved in agonistic interactions, and
rhesus macaque monkeys give different screams in response to differing levels of
aggression from opponents of different ranks. A playback experiment showedthat mothers were able to meaningfully distinguish (i.e., they responded to these
calls as if they extracted some information about the ongoing fight from these
vocalizations) between scream variants given by offspring (Gouzoules et al.
1984). More recently chimpanzees have been shown to produce acoustically
distinct screams depending on their social role in the interaction (victim or
aggressor; [Slocombe and Zuberbuhler 2005a]). A playback study has shown that
listeners were able to infer the respective roles and the subsequent direction of
aggression between two screaming individuals from these calls (Slocombe et al.
2010a). Listeners were thus able to distinguish between sequences of calls thatsimulated agonistic interactions which were either incongruous or congruous
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conducted in the wild demonstrated that listeners distinguished between these
screams (Slocombe et al. 2009). Listeners showed significantly more interest in
screams given in response to severe aggression than mild aggression. These
responses were not driven by low level responses to the acoustic structure of the
different screams, as listeners did not show comparable interest in control
tantrum screams, which matched the severe screams in acoustic structure.
Evidence for Functional Reference in Non-Primate Species. Functional
reference has also been demonstrated in a wide variety of nonprimate species.
For instance, chickens produce functionally referential food calls (Evans and
Marler 1994) and alarm calls that function to refer to aerial and terrestrial
predatory threats (Evans et al. 1993). Meerkats also produce alarm calls that not
only function to denote predator type but also the urgency of response (Manser
2001; Manser et al. 2002). Although the surface behavior of these diverse species
is similar, there is some evidence that primates seem to process these calls in a
relatively sophisticated way. For instance, experiments with wild Diana monkeys
indicated that listeners attended to the meaning of the call rather than the surface
acoustics and likely form some kind of mental representation when hearing a call
(Zuberbuhler et al. 1999). This study showed that upon hearing a sound
indicating the presence of a specific predator, such as leopard growls, Diana
monkeys respond much less intensively if they had been primed by a conspe-cifics leopard alarm call (Zuberbuhler et al. 1999). The leopard growls and the
leopard alarm call are two acoustically different sounds, suggesting that the
monkeys were habituating not to the low level acoustic structure of the stimuli
but to the referent of the sounds. Unfortunately, comparable experiments
probing the mechanisms underlying functionally referential signals in nonpri-
mates have not been reported, so it is difficult to conclude how the presence of
similar behavior in nonprimate species should affect our interpretation of the data
in relation to humans. It is likely, however, that similar evolutionary pressures
have lead to the emergence of this kind of signaling in divergent species. Furtherinvestigation of functional reference in other nonprimate species may further
shed light on the selection pressures that favor its emergence and clarify
similarities and differences in the psychological underpinnings of this behavior in
different species.
Human Language and Functional Reference. The studies of functionally
referential calls indicate some continuity between primate and human commu-
nication. However, it is important to highlight some crucial differences between
functional reference in animals and reference in humans. First, the referentialcharacter of human language is arbitrary in the sense that humans flexibly attach
diff i diff b l ( d ) h h i
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mechanisms underlying communication are similar. This is partly because of a
paucity of research tools we have available to examine the cognitive machinery
involved in nonhuman animal vocal communication (Cheney and Seyfarth 1990).
As outlined above, there is some evidence that some primate listeners may form
some kind of mental representation when hearing functionally referential calls
(e.g., Zuberbuhler et al. 1999). However, it is very difficult to examine the nature
of any mental representation held by a primate. For instance, when a vervet
monkey responds appropriately to a leopard alarm call, it is impossible to tell
whether the calls evoke a declarative representation of a leopard in the mind of
the listener or whether they interpret the call as an imperative such as climb the
tree. Although we sometimes use such metaphors as information, message,
and meaningful, we might never be sure exactly what happens in the listeners
mind. Furthermore, the involvement of such mental representations may not be
required to produce and respond appropriately to referential signals, and more
simple mechanisms may account for these effects (Hauser et al. 2002; Owren and
Rendall 2001; Seyfarth et al. 2010). Parsimony is strength in science for a good
reason: simple mechanisms are more likely to evolve, and therefore we should
first explore the simplest possible explanations for any behavior, including
functionally referential calls, before reaching for more elaborated ones. It is for
these reasons that the term functionally referential communication refers to the
way signals are used and the way responses are generated, but not in any senseto the cognitive mechanisms that are involved (Marler et al. 1992; Owren and
Rendall 2001).
The cognitive mechanisms involved in primate vocal behavior remains a
contentious issue and a topic of considerable recent debate. Rendall et al. (2009),
for example, challenged the view that the concept of information is needed to
explain any aspect of vocal communication in nonhuman animals. Their key
argument is that the mechanisms involved in primate communication differ from
those characterizing human language mainly as a result of the cognitive
limitation of these animals. The authors claim that nonhuman animals are notcapable of intentional communication and perspective-taking and consequently
advocate abandoning any language-like expressions such as information
when dealing with primate vocalizations. In contrast, Seyfarth et al. (2010) claim
that the term information applies simply to the process of reducing uncertainty
by learning associations between one stimulus (such as a vocal signal) and
another (such as the presence of a predator), rather than to the elaborate process
of encoding and decoding of ideas that occurs in human language. The process
of making associations between calls and objects or events in external world is
favored by natural selection as it allows animals predict accurately critical eventsin the environment. The fact that this process is rather simple has prompted some
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The role of receivers in animal communication has also been extensively
discussed. Rendall et al. (2009) suggest that primate vocalizations function to
manipulate the behaviors of receivers through the direct induction of their
nervous systems. Rendall et al. (2009) along with Owren et al. (in press)
characterize listeners as passive receivers and reject the notion that receivers
extract and infer information from calls in any way similar to human language
processing. Seyfarth et al. (2010) criticize this approach, suggesting that it
focuses too heavily on the interests of senders while neglecting the interests of
receivers in animal communication. The evolution of communicative signals
requires the interplay of signalers and receivers, as signals can be ignored by the
receivers if they are costly or fail to provide benefits (Searcy and Nowicki 2005;
Zahavi and Zahavi 1997). Therefore, the receivers are not prisoners of the
manipulative tactics used by the senders (Seyfarth et al. 2010) and rather play an
active role in communication and the evolution of signals.
Mechanisms Underlying Call Production. Although there are many areas of
disagreement regarding animal communication, there does seem to be a general
agreement that the motivations and mechanisms that drive call production in
primates likely differ from those involved in human language. Human language
is generally characterized by the producer intending to convey a message to the
receiver, but to date we have no evidence to suggest that such intentionalcommunication exists in monkeys. Indeed, in the case of baboon contact barks,
although calls are exchanged between individuals, it was found that call
production was contingent on the callers themselves being at the periphery of the
group, rather than a reflection of a motivation to provide an informative reply to
other lost individuals (Cheney et al. 1996). It is argued that the ability to
distinguish between others and own knowledge is a key prerequisite for such
informative and intentional communication (Grice 1957), and given the generally
poor performance of monkey species on theory of mind (i.e., the ability to
attribute mental stages to others) tests (Heyes 1998; Povinelli et al. 1991), thistype of communication may be impossible. This view is supported by a study in
which rhesus monkey mothers were given the opportunity to inform ignorant
offspring about food, or a danger in the environment, and they failed to do so
(Cheney and Seyfarth 1990).
Great apes, in contrast to monkeys, produce manual gestures that show
some hallmarks of intentionality (Leavens 2004) such as sensitivity to the visual
attention of the recipient (Liebal et al. 2004) and persistence and elaboration of
the signal if the goal of the signaler is not achieved (Leavens et al. 2005). Recent
evidence also indicates that great apes may have a superior level of theory ofmind skills, and when they are tested in competitive paradigms they seem to be
bl di i i h h h i di id l d k (H l 2001 H
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others (Call and Tomasello 1999). Great apes failed, however, to show any
understanding of false belief (Kaminski et al. 2008; Krachun et al. 2009), which
is seen as the pinnacle of a fully fledged set of theory of mind skills that in
humans typically develops at the age of four (de Villiers and Pyers 2002). The
ability to understand beliefs of others is argued to have underpinned the evolution
of complex social cognition phenomena in humans, including language, which
relies on a set of communally shared symbols with arbitrary assigned meanings
(Tomasello et al. 2005; Tomasello and Carpenter 2007; Fitch et al. 2010). In
summary, although there are critical differences in theory of mind skills
demonstrated by apes and humans, it seems that great apes can assign some
mental states to others. The extent to which these skills are put to pragmatic use
in vocal communication is still to be tested. Research is currently underway to
examine whether the differences between monkeys and apes in terms of theory
of mind skills and gesture use result in great ape species engaging in more
informative, intentional vocal communication than monkeys (K. Slocombe,
unpublished data). Until evidence is forthcoming, however, it is most parsimo-
nious to assume that the cognitive mechanisms involved in ape vocalizations are
similar to those in the better-studied monkey species.
Whilst it is unclear what mechanisms and motivations underlie primate call
production, several lines of evidence indicate that calls are not necessarily rigid
and automatic responses. Call producers seem sensitive to the presence of anaudience and for instance, vervet monkeys rarely produce alarm calls when alone
(Cheney and Seyfarth 1990).
In addition, the composition of the audience also affects call production
both in terms of the frequency of calling (Caine et al. 1995; Chapman and
Lefebvre 1990; Di Bitetti 2005; Roush and Snowdon 2000; Slocombe et al.
2010b) and the acoustic structure of the call production (Slocombe and
Zuberbuhler 2007). Finally, there is some evidence that call producers are
sensitive to the behavior of others, with male langur monkeys continuing to alarm
call until all members of the group call (Wich and de Vries 2006) and male bluemonkeys taking into account the danger faced by group members during calling
in response to eagle predation (Papworth et al. 2008).
Primate call production thus seems sensitive to subtle social variables,
indicating that social complexity may have been an important pressure in
language evolution. As with functional reference little is known, however, about
the cognitive mechanisms that underpin audience effects of call production
(Zuberbuhler 2008). The fact that fish and domestic chickens adjust general
social behavior according to the audience composition (Grosenick et al. 2007;
Herb et al. 2003; Marler et al. 1986) means that complex cognitive tools may notbe required for audience effects to take place: it might just be that the presence
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that the psychological mechanisms involved in audience effect in primates might
be more complex that in other animals (Zuberbuhler 2008). More research is,
however, needed to explore in detail the cognitive underpinnings of audience
effects in primates before such conclusions can be reached.
Summary of Functional Reference. The study of functional reference in
primates provides several fruitful avenues for language evolution research.
Although there are key differences between human reference and functional
reference, the study of functionally referential signals allows us to assess the
type, complexity, and specificity of information that can be communicated
between conspecifics. It has been particularly useful in highlighting the flexibil-
ity of the listener in being able to respond appropriately to a wide variety of
signals (Cheney and Seyfarth 2005), which may shed light on how our own
comprehension skills evolved. In parallel with a broader comparative approach,
we can assess the environments and selective pressures that give rise to
communication of highly specific messages. The current body of work on
functional reference also lays vital ground work for further investigations which
may be particularly pertinent to language evolution. For instance researchers
must establish the meaning of single call types before they can examine how and
why primates may combine their calls, which may provide an insight into
precursors for human syntax.
Vocal Plasticity and Vocal Learning
Humans are able to imitate a wide range of noises: the ability relies on the
engagement of the larynx to generate acoustic variation and to produce novel
vocalizations. Such vocal plasticity is a key property of human speech (Fitch
2000). Comparative research has revealed such vocal plasticity seems to be
shared to some degree with song birds, parrots, dolphins, and seals (Janik and
Slater 1997). Recent studies have shown that chimpanzees in captivity use a
novel raspberry sound as an attention-getter (Hopkins et al. 2007) and anorang-utan has spontaneously learnt to whistle (Wich et al. 2009), but these
sound innovations crucially do not engage the larynx, which is vital for speech
production (Fitch 2000). In contrast, there is no good evidence for plasticity in
primate vocalizations (which rely on laryngeal activity). Despite extensive
training, all attempts to teach a human-raised chimpanzee to speak even a few
words failed (Hayes 1951). There is a considerable body of evidence that shows
that, in contrast to humans, the vocal repertoire of primates is fixed and genetically
determined. For example, from the first days of life a squirrel monkey is able to
produce acoustically adult-like vocalizations (Winter 1969). Early deafness does notstop a squirrel monkey from producing the full vocal repertoire typical of their
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encountered by other animals, which seem to have shaped their vocal behavior
in specific ways (Macedonia 1990). However, in contrast to the majority of
animals, most primate species also live in social groups that are characterized by
unusually complex network of relationships with kin and non-kin, where more
sophisticated communication could give a fitness advantage. Two mechanisms
that would allow primates to increase the number of messages they can communicate
working with a fixed repertoire, which are highly relevant to speech and language
evolution, are categorical perception and call combinations.
On a phonetic level, there can be substantial grading between human
phonemes (e.g., graded continuum between ba and pa), yet humans perceive
these graded signals categorically (Burling 1993; Rosner and Pickering 1994).
Many primates, and particularly apes, have highly graded vocal repertoires, and
there is some evidence that some monkey species also perceive graded calls
categorically (May et al. 1989; Fischer 1998; Fischer et al. 2000; Fisher et al.
2001). Indeed, nonhuman animals have also been shown to perceive continuums
from human speech categorically (e.g., Kuhl and Miller 1975), indicating that
auditory categorical perception is likely to occur in a number of species. More
systematic research is needed to reveal how different primate species perceive
conspecific calls, as currently we may be underestimating the size of their vocal
repertoires.
Categorical perception of graded repertoires may increase the number of
distinct calls available to convey different messages, but the repertoire is still
fixed because of the very limited vocal plasticity in primates. There are several
ways in which this can be overcome. First, primates can use pragmatic strategies,
where information from calls is combined with world knowledge to increase the
range of messages that can be conveyed. We have good evidence that primate
listeners are not simple passive receivers of sound, but they do engage in
pragmatic reasoning (Zuberbuhler 2000a), combine information from calls with
knowledge of social relationships (Cheney et al. 1995; Slocombe et al. 2010a),
and may even perform basic inferential reasoning (Arnold and Zuberbuhler,
submitted) to respond appropriately to the calls they hear. Second, by combining
existing calls to create combinations that elicit different responses in listeners
compared with the component calls, the number of messages that can be
communicated is increased.
Call Combinations
Humans can convey an infinite amount of messages using a limited number
of words because of the powerful system of grammatical rules that govern the
structure and form of language, including the ordering of words into meaningfulsentences. Although it seems highly unlikely that any other species has syntactic
l l h f h i id i h id f
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It is known that primates often produce call combinations composed of two
or more calls and that these calls are sometimes produced in a nonrandom order
and in specific contexts (Mitani and Marler 1989; Robinson 1984; Snowdon and
Cleveland 1984). For instance, experiments showed that black and white colobus
monkeys produce specific call combinations in response to specific predators
(Schel et al. 2009). Similarly, experimental studies with white-handed gibbons
have suggested that recombination of particular notes within songs, which
normally function to strengthen pair-bonding and to attract mates, allows these
primates to communicate about predator-induced danger (Clarke et al. 2006).
Evidence for one call acting as a modifier for another has been provided by
systematic studies of Diana monkey comprehension of Campbell monkey alarm calls
(Zuberbuhler 2002). Campbell monkeys produce distinct alarm calls to both leopards
and eagles, but in addition they also produce a boom call as a general alert call.
Campbell monkeys sometimes produce booms followed by predator specific alarm
calls, and the addition of the boom call seems to modify the meaning of the
subsequent alarm call. For example, in a playback experiment Zuberbuhler showed
that while Diana monkeys typically produce their own leopard call upon hearing
Campbells monkey leopard calls, the Diana monkeys do not produce alarm calls
upon hearing Campbells monkey boom call followed by the leopard call
(Zuberbuhler 2002). This study indicates that the boom call modifies the functional
meaning of the subsequent leopard alarm call.Male putty-nosed monkeys produce sequences of two loud calls that function
to convey at least three different messages to listeners (Arnold and Zuberbuhler
2006a; Arnold and Zuberbuhler 2006b). Sequences of pyows are given to a broad
range of disturbances, including leopards, and sequences of hacks are generally given
in response to eagles. The male monkeys also produce Pyow-hack sequences,
which initiate group travel. Rigorous playback experiments demonstrated that the
lets go message conveyed by the Pyow-hack sequence was contingent on the
sequence of the calls, not the acoustic structure of the calls themselves (Arnold and
Zuberbuhler 2008). This study illustrates how combining calls can enable a greaterflexibility in terms of the functional usage of calls.
There is more evidence of primates combining calls in potentially complex
sequences, but the extent to which this enables individuals to communicate different
or modified messages is unknown because the way listeners respond to these
combinations has yet to be examined. For example, chimpanzees often combine call
types in short sequences, and certain call combinations are given in narrowly defined
contexts (Crockford and Boesch 2005). More recently, potentially high levels of
complexity within call combinations have been discovered in the systematic study of
Campbells monkeys. This species produces numerous combinations of calls inresponse to a wide variety of different events, from trees falling to neighbor
(O l 2009) Fi ll C b ll k f
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shown to be meaningful to listeners, these calling systems will represent an excellent
example of how combining existing calls in a repertoire can increase the complexity
of information that can be communicated.
Conclusion
In summary, the study of primate communication is a promising avenue to
explore in several ways. First, primate vocalizations can help establish what the
phylogenetically old and uniquely human aspects of language and speech may
have been during the evolutionary process. In particular, this review highlights
some of the areas of continuity within the vocal domain, where the primate
ability for functional reference, complex comprehension, and combinations of
calls may represent precursors to linguistic abilities. This review also highlightsdiscontinuity in terms of vocal plasticity and the comparably scant evidence for
modification of calls through learning, suggesting that fine vocal control and the
ability to generate novel calls that are required for speech likely evolved once
humans split from the rest of the primate lineage. As such, primate communi-
cation has much to offer the field of language evolution. However, in many
species we know virtually nothing about their vocal behavior. Much more
research effort is required to exploit this potentially fruitful way of exploring how
and why human language may have evolved.
Received 1 April 2010; revision accepted for publication 20 September 2010.
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