BAO CAO TtNH HINH QUAN TRI CONG TY NIEM YET (nam ......- Ten cong ty niem yet: Tap doan Cong nghiep Cao su Viet Nam - Cong ty co phan - Dia chi tru sd chinh: 236 Nam Ky Khdi NghTa,

PHVLVC SO 05BAo CAO TINH HINH QUAN TRI CONG TY

(Ban hanh kem theo Thong tuso 155/2015/TT-BTC ngay 06 thdng 10 ndm 2015 cua Bo Tai chink huang dan cong bd thong tin tren thi truang chung khodn)

TAP DOAN CONG NGHIEP CAO SU VIET NAM

CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tu* do - Hanh phuc

S6: ^ /BC-HDQTCSVN TP.HCM, ngayî thdng 01 ndm 2020

BAO CAO TtNH HINH QUAN TRI CONG TY NIEM YET(nam 2019)

Ki'nh gui:- Uy ban Chung khoan Nha nuac- Sa Giao dich Chung khoan Ha Noi

- Ten cong ty niem yet: Tap doan Cong nghiep Cao su Viet Nam - Cong ty co phan

- Dia chi tru sd chinh: 236 Nam Ky Khdi NghTa, phudng 6, quan 3, Thanh pho HoChi Minh.

- Dien thoai: 028 39325234 ; Fax: 028 39327341; Email: [email protected]

- V6n dieu le: 40.000.000.000.000 d6ng- Ma chung khoan: GVR

I. Hoat dong cua Dai hoi dong co dongThong tin ve cac cuoc hop va Nghi quyet/Quyet dinh cua Dai hoi dong co dong (bao gom ca cac Nghi quyet cua Dai hoi dong co dong duoc thong qua dudi hinh thuc\ ' r A • ' ' ' * #lay y kien bang van ban):

So Nghi quyet/ Quyet djnh Noi dungSTT Ngay

Dai hoi dong co dong thudng nien nam 201912/6/201922/NQ-DHDCDCSVN01

II. Hoi dong quan trj (nam 2019):1. Thdng tin ve thanh vien Hoi dong quan tri (HDQT):

So buoi hop

HDQT tham du

Ngay bat dau la

thanh vien HDQT

TylethamS Ly do khong

tham du* hopT Thanh vien HDQT/ Chuc vu duT hop6ng Tran Ngoc Thuan 100%22/5/2018Chu tich 041

1/8

mailto:[email protected]

A

Ong Huynh Van Bao 22/5/2018 100%Thanh vien 042

Ong Tran Due Thuan 22/5/2018 100%Thanh vien 043A

Ong Pham Van Thanh 22/5/2018 100%Thanh vien 044A

Ong Ha Van Khuang 22/5/2018 100%Thanh vien 045

Ban di cong tac dot xuat

Thanh vien doc lapOng Phan Manh Hung 22/5/2018 75%6 03

Thanh vien doc lapOng Nguyen Hay 22/5/2018 04 100%

2. Hoat dong giam sat cua HBQT doi voi Ban Giam doc:

Nam 2019 la nam thu hai Tap doan Cong nghiep Cao su Viet Nam hoat dong theo mo hinh cong ty co phan sau co phan hoa nhimg la nam dau tien hoan toan hoat dong theo hinh thuc cong ty co phan dai chung. Ngoai nhung nhiem vu thuong xuyen trong hoat dong san xuat kinh doanh cua Tap doan va cac don vi thanh vien, Hoi dong quan tri tap trung chi dao vao nhom noi dung hoan tat cong tac co phan hoa, xay dung de an tai co cau sau co phan hoa theo hirong sap xep giam dau moi, tang nang lire doanh nghiep va thoai von cac doanh nghiep ngoai nganh nghe chinh cua Tap doan ket hop voi hoan thien bo may to chuc va nhan sir.

Hoi dong quan tri tham gia tat ca cac buoi hop giao ban cua Ban Tong Giam doc Tap doan, qua do nam bat tinh hinh, dong thoi chi dao ban dieu hanh mot so cong tac trong yeu cua Tap doan trong san xuat kinh doanh.

3. Hoat dong cua cac tieu ban thuoc Hoi dong quan tri: Khong co tieu banr r \

4. Cac Nghi quyet/Quyet dinh cua Hoi dong quan tri (nam 2019):

S So Nghi quyet/ Quyet djnh Noi dungNgayT

TNQ HBQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)01/NQ-HBQTCSVN 11/01/20191

NQ HBQT ve cong tac can bo2 02/NQ-HBQTCSVN 15/01/2019

NQ HBQT vh cong tac SXKB (hinh thuc \ky y ki6n bang van ban)21/01/20193 03/NQ-HBQTCSVN

NQ H0QT vi cong tac SXKD (hinh thiic \ky y kiin bang vSn ban)24/01/20194 04/NQ-HBQTCSVN

NQ HBQT v6 cong tac SXKB (hinh thuc lay y kien bang van ban)28/01/201905/NQ-HBQTCSVN5

NQ HBQT ve cong tac can bo06/NQ-HBQTCSVN 21 /02/20196

2/8

s So Nghj quyet/ Quyet dinh Noi dungNgayT

TNQ HDQT v£ cong tac SXKD (hinh thuc lay y kien bang van ban)26/02/20197 07/NQ-HBQTCSVN

NQ HDQT ve cong tac can bo08/NQ-HBQTCSVN 21/3/20198

NQ HDQT vS t6 chuc BHCB thuang nien 201909/NQ-HBQTCSVN 22/3/20199

NQ HDQT ky hop thu 1 nam 201910/NQ-HBQTCSVN 22/3/201910

NQ HDQT ve cong tac can bo11/NQ-HBQTCSVN 03/4/201911

NQ HDQT v6 cong tac SXKD (hinh thuc lay y kien bang van bkt)12/NQ-HDQTCSVN 03/4/201912

NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)13 13/NQ-HDQTCS VN 16/4/2019

NQ HDQT ve cong tac can bo14/NQ-HBQTCS VN 22/4/201914

NQ HDQT vS cong tac SXKD (hinh thuc lay y kien bang van ban)15 15/NQ-HBQTCS VN 15/5/2019

NQ HDQT ve cong tac can bo20/5/201916 16/NQ-HBQTCS VN

NQ HDQT vk cong tac SXKD (hinh thuc \iy y kien bang van ban)17/NQ-HBQTCS VN 21/5/201917

22/5/2019 NQ HDQT ky hop thu 2 nam 201918 18/NQ-HBQTCSVN

NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)19 19/NQ-HBQTCSVN 10/6/2019

NQ HDQT ve cong tac can bo20/NQ-HBQTCSVN20 10/6/2019

NQ HDQT vk cong tac SXKD (hinh thuc Idy y kiln bang van ban)21 23/NQ-HBQTCSVN 24/6/2019

NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)24/NQ-HDQTCSVN 26/6/201922

NQ HDQT ve cong tac can bo23 25/NQ-HBQTCSVN 05/7/2019

NQ HDQT vl cong tac SXKD (hinh thuc lay y kien bang van ban)24 26/NQ-HBQTCSVN 10/7/2019

NQ HDQT ve phan phoi loi nhuan 7 thang cuoi nam15/7/201927/NQ-HBQTCSVN25 2018

NQ HDQT vl viec chi tra co tuc nam 201828/NQ-HDQTCSVN 15/7/201926

NQ HDQT ve viec chuyen san, niem yet co phieu GVR tren Sa Giao dich chung khoan Tp.HCM29/NQ-HDQTCSVN 15/7/201927

NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)15/7/201930/NQ-HBQTCSVN28

3/8

s So Nghj quyet/ Quyet dinh

Noi dungNgayTT

NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)29 31/NQ-HDQTCSVN 17/7/2019


NQ HDQT vh cong tac SXKD (hinh thuc lay y kien bang van ban)33/NQ-HDQTCSVN 29/7/201931

NQ HDQT vS cong tac SXKD (hinh thuc lay y kien bang van ban)34/NQ-HDQTCSVN 02/8/201932





NQ HDQT v'e cong tac SXKD (hinh thuc l4y y kiln bang van ban)39/NQ-HDQTCSVN 05/9/201937


NQ HDQT v£ cong tac SXKD (hinh thuc lay y kien bang van ban)39 41/NQ-HDQTCSVN 19/9/2019

NQ HDQT ky hop thu 3 nam 201940 42/NQ-HDQTCSVN 30/9/2019

NQ HDQT ve cong tac can bo41 43/NQ-HDQTCSVN 02/10/2019

NQ HDQT ve cong tac can bo25/10/201942 44/NQ-HDQTCSVN

NQ HDQT ve cong tac can bo45/NQ-HDQTCSVN 01/11/201943



NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)11/11/201946 48/NQ-HDQTCSVN



4/8

s So Nghj quyet/ Quyet dinh Noi dungNgayT

T

NQ HDQT ve cong tac SXKD (hinh thuc lay y kien bang van ban)16/12/201949 51/NQ-HDQTCS VN



52 54/NQ-HDQTCSVN 26/12/2019 NQ HDQT ky hop thu 4 nam 2019

NQ HDQT ve viec gia han thcri gian chuyen san HoSE53 55/NQ-HDQTCSVN 26/12/2019

NQ HDQT ve tinh hinh thuc hien ke hoach san xuat kinh doanh nam 201954 56/NQ-HDQTCSVN 26/12/2019


NQ HDQT v8 cong tac SXKD (hinh thuc \iy y ki6n bang van ban)56 5 8/NQ-HDQTCS VN 27/12/2019

III. Ban kiem soat (nam 2019):

1. Thong tin ve thanh vien Ban Kiem soat (BKS):

Ngay bat dau la

thanh vien BKS

So buoi hop

BKS tham dir

Ty le tham

Ly do khong tham

dir hop

SThanh vien BKST Chirc vu dir

T hop

6ng Do Khac Thang 100%22/5/2018 041 Truong Ban

6ng Tran Khac Chung Thanh vien 22/5/2018 04 100%2

3 6ng Giang Hoa Vu 22/5/2018 100%Thanh vien 04

2. Hoat dong giam sat cua BKS doi vdi HDQT, Ban Giam doc dieu hanh va co dong:

2.1 Giam sat doi voi Hoi dong quan triQua qua trinh giam sat cac hoat dong cua Hoi dong quan tri Tap doan nam

2019, Ban Kiem soat khong thay dieu gi bat thubng trong cac hoat dong quan tri cua Hoi dong quan tri.

5/8

Hoi dong quan tri da to chuc thanh cong Dai hoi dong co dong thudng men nam 2019 cua Tap doan vao ngay 12/6/2019 theo dung cac quy dinh cua phap luat va Dieu le to chuc va boat dong cua Tap doan.

Hoi dong quan tri da to chuc va duy tri deu dan cac phien hop dinh ky theo quy dinh. Trong boat dong cua Hoi dong quan tri noi chung va tai cac phien hop Hoi dong quan tri noi rieng, cac thanh vien Hoi dong quan tri tham gia day du, lam viec, thao luan vdi tinh thin trach nhiem cao, dua ra cac nghi quyet, quyet dinh dinh huong xay dung doanh nghiep phat trien ben vung, kip thbi chi dao boat dong san xuat kinh doanh va cong tac to chuc can bp theo dung quy dinh cua phap luat, Nghi quyet cua Dai hoi dong co dong va Dieu le Tap doan.

r or

2.2 Giam sat doi voi Ban Tong giam docBan Tong giam doc da thudng xuyen to chuc cac cupc hop giao ban de chi

dao boat dong san xuat kinh doanh, dau tu va cac cong tac khac quyet bet va kip thbi. Cac cupc hop giao ban cua Ban Tong Giam doc deu co mbi Hpi dong quan tri va Truong Ban Kiem soat cung tham du.

Tong Giam doc da thuc hien nghiem chinh cac chi dao, nghi quyet cua HpiA •\/V9 ̂ •9//Sdong quan tri va tuan thu cac quy dinh cua phap luat.

2.3 Giam sat doi voi co dongTap doan da thuc hien tot viec cong bo thong tin theo dung cac quy dinh hien

hanh, kip thbi va chinh xac.3. Su phoi hop boat dong giua BKS doi voi boat dong cua HDQT, Ban Giam doc dieu hanh va cac can bp quan ly khac:

Trong nam 2019, Hpi dong quan tri va Ban Tong Giam doc da tao dieu kien thuan loi cho Ban kiem soat thuc hien boat dong cua Ban. Ban Kiem soat tham du tat ca cac cupc hop cua HDQT va mot so cupc hop cua Ban Tong Giam doc, da dua ra cac y kien doi voi cac chu truong, quyet dinh cua HDQT, Ban Tong Giam doc de dam bao cac chu truong quyet dinh dupe ban hanh phu hop voi cac quy dinh cua phap luat va dam bao loi ich cua Tap doan. Ban Kiem soat cung dong thbi nhan dupe hau het cac van ban trong qua trinh chi dao dieu hanh cua HDQT va Ban Tong Giam doc, dong thbi da co y kien phan hoi va trao doi nham dam bao qua trinh dieu hanh thuc hien dung dinh hubng theo nghi quyet cua Dai hpi Co dong.4. Hoat dong khac cua BKS (neu co):

Ban Kiem soat da xay dung va ban hanh ke hoach boat dong kiem tra, giam9

sat nam 2020 cua Ban Kiem soat.

IV. Dao tao ve quan tri cong ty: Khong coCac khoa dao tao ve quan tri cong ty ma cac thanh vien HDQT, thanh vien BKS, Giam doc (Tong Giam doc) dieu hanh, cac can bo quan ly khac va Thu ky cong ty da tham gia theo quy dinh ve quan tri cong ty

6/8

V. Danh sach ve ngiroi co lien quan cua cong ty niem yet theo quy djnh tai khoan 34 Dieu 6 Luat Chung khoan (nam 2019) va giao dich cua nguoi co lien quan cua cong ty voi chfnh Cong ty

1. Danh sach ve ngirai co lien quan cua cong ty: (xem Phu luc 01 rfinh kem)

2. Giao dich giua cong ty voi ngudi co lien quan cua cong ty; hoac giua cong ty voi co dong Ion, ngudi noi bo, ngudi co lien quan cua ngudi noi bo.

Khong co.

3. Giao dich giua ngudi noi bo cong ty niem yet, ngudi co lien quan cua ngudi noi bo vdi cong ty con, cong ty do cong ty niem yet nam quyen kiem soat

Khong co.r

4. Giao dich giua cong ty vdi cac ddi tuong khac

4.1. Giao dich giua cong ty vdi cong ty ma thanh vien HBQT, thanh vien Ban Kiemr t f \

soat, Giam doc (Tong Giam doc) dieu hanh da va dang la thanh vien sang lap hoac thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh trong thdi gian ba (03) nam trd lai day (tinh tai thdi diem lap bao cao):

Khong co.

4.2. Giao dich giua cong ty vdi cong ty ma ngudi co lien quan cua thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh la thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh:

Khong co.r • • r r r X ••/vnai*-'4.3. Cac giao dich khac cua cong ty (neu co) co the mang lai lai ich vat chat hoac

r f 't r

phi vat chat ddi vdi thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh:

Khong co.

VI. Giao djch co phieu cua ngudi noi bo va ngudi lien quan cua ngudi noi bo (nam 2019)

1. Danh sach ngudi noi bo va ngudi co lien quan cua ngudi noi bo(xem Phu luc 02 dinh kem)

2. Giao dich cua ngudi noi bo va ngudi co lien quan ddi vdi cd phieu cua cong ty niem yet

7/8

So co phieu sff hfru cuoi ky

So co phieu so* hiru dau ky

Ly do tang, giam (mua, ban, chuyen doi, thirdug...)

S Ngu'O’i thirc hi^n giao djch

Quan he voi ngu*6i

A • 1 An9i bQT

c,A ASo co phieu

So co phieu

T Ty leTy le

Truong Ban Kiem

soat

B6 Khic Thang

Da ban, thang 6/2019

01 0,00%0,00% 01.500

VTI. Cac van de can Itni y khac: BChong

TM. HOI DONG QUAN TRI 7 TICH

Ntfi nhan:- Nhirtren;- Liru: VT, QT. p/TAP DOAN\g

^/c6ng NGHIEP>* CAO SU

Vietnam/

n Ng^c Tliu|n

8/8

y^--030 7jV, , PHU LVC 01

^ cao $Binh jcem Bdo cdo finh hinh quart tri congy niem yet ■ VIET NAM/^J^C JBC-HDQTCSVN ngayii/01/2020)

Q'XcAng ty c6 phAn

Each nguof co lien quan cua cong ty

ThM diem khong con la

nguoic6 lien

quan

Tkfri diem b^t

dau la

Tî kho^n giao djch

chung khoan (neu

S6 Giay NSH*, ng^y cap, noi cap

NSH

S Chu-c vu tai

cong ty (n€u co)

Dia chi tru so* chinh/ Dja chi

lien he

Ten to chiic/ca nhanT Ly dongudi co

T lienco) quan

025162878,cSp ngay 18/11/2009, CA TPHCM.

236 Nam Ky Khdi NghTa, P6, Q3, TP.HCM.

01/6/2018Tran Ngoc Thuan Chu tich1

C3392100, c4p ngay 31/5/2017, Cue quan ly Xuat nhap canh.

236 Nam Ky Khai NghTa, P6, Q3,TP.HCM.

01/6/2018Thanhvi^n

HDQT - T6ng

Giam doc

2 Huynh V&n Bao

023181973, dip ngay 14/4/2008, CA TPHCM.

236 Nam Ky Khai NghTa, P6, Q3,PP.HCM.

01/6/2018Thanhvien

HDQTTran Due Thuan3

023138281,cip ng^y 01/7/2015, CA TP.HCM.


01/6/2018Thanhvien

HDQTPham Van Thanh4

024444658,clp ngety 27/9/2005, CA TP.HCM


01/6/2018Thanhvien

HDQTHa Van Khuang5

285380794, cip ng&y 23/3/2009, CA Binh Phuac.

01/6/2018Th^nhvien

HDQT

236 Nam Ky Khai NghTa, P6, Q3,PP.HCM.

6 Phan Manh Hung

021789421, cip 236 Nam Ky Khai ng&y 11/3/2008, NghTa, P6, Q3,CA TP.HCM. TP.HCM.

01/6/2018Thanhvien

HDQTNguyln Hay7

280154122,cap ngay 19/9/2013, CA Blnh Duong.

236 Nam Ky KMi NghTa, P6, Q3,TP.HCM.

01/6/2018Pho T6ng Giam docNguyln Tien Due8

024341553,cip ng&y 25/3/2005, CA TP.HCM.


01/6/2018Pho Tong Gi&m docTrin Cong Kha9

093068000095, cip ng&y 30/01/2018, Cue C&nh s&t DKQL cu tru v& DLQG vi dan cu.

236 Nam Ky Khai NghTa, P6, Q3, TP.HCM.

01/6/2018

Ph6 Tong Gi&m doc

Truong Minh Trung10

045063000095, cap ng&y 05/3/2018, Cue C&nh s&t DKQL cu tru v& DLQG vi dan cu.


01/10/2018

Ph<5 Tong Gi&m d6cLe Thanh Tu11

1/2

Thbi diem

khong cdn la

ngirdi c6 lien quan

Thoi diem bsit dau 1^

Tî khoan giao djch

chung khoan (neu

So Giay NSH*, ngay cap, noi cap

NSH

Chuc vy tai

cong ty (neu co)

S £>|a chi try sff chinh/Dia chi

lien heTen to chiic/ca

nhanLy doT ngu-fri c6

lienT c6) quan

023746947,cap ngay 03/02/2010, CA TP.HCM.

01/6/2018236 Nam Ky KMi NghTa, P6, Q3,rP.HCM.

Truong Ban kiem

soat06 Khac Thang12

285177955, cip ngay 05/3/2004, CA Binh Phuoc.

236 Nam Ky Khoi NghTa, P6, Q3,rP.HCM.

01/6/2018Kiem sodt vienTrSn Khac Chung13

023796683, dip ngay 04/9/2012, CA TP.HCM.

01/6/2018236 Nam Ky Khoi NghTa, P6, Q3,TP.HCM.

Kilm sodt vienGiang Hoa Vu14

02435301 l,c4p ngay 26/5/2005, CA TP.HCM.

236 Nam Ky Khoi NghTa, P6, Q3,TP.HCM.

01/01/2019Pham Van Hoi Phu Trach Ke toanEm

020137432, cdp ngay 18/5/2011, CA TP.HCM.

Nguoi phu 236 Nam Ky Khoi NghTa, P6, Q3,TP.HCM.

01/6/2018trach16 Hoang Binh Tri Quan tri

Tap doan.

280810606,c4p ngay 25/7/2006, CA Binh Duong.

Ngu6i cong bo thong tin

01/6/2018236 Nam Ky Khoi NghTa, P6, Q3,TP.HCM.

02/8/2019Nguyen Thai Binh17

02435301 l,c§p ngay 26/5/2005, CA TP.HCM.

Nguoi cong bo

| thong tin

236 Nam Ky Khoi NghTa, P6, Q3,TP.HCM.

02/8/2019Pham Van Hoi18 Em

2/2

lV.

xV-03°7?X°?/TAP DOAN\y

■^/c6ng nghiepV *\viet tsf^Tr^Q^\C(5NGTyc6pHAN

O;

PHU LUC 02r

sm Bdo cdo tlnh hinh qudn tri congy niem yet . ^ ,/BC-HBQTCSVN ngdy 41/01/2020)

CH NGUOI NOI BO VA NGUOI CO LIEN QUAN CUA NGU’Ol NOI BO CONG TY

•T

Tai khoan giao dich

chung khoan

(neu co)

So CMND/H6 chieu, ngay cap, noi cap

Ty I? so huu co

phieu cuoi

Chucvu tai cong ty (neu

So co phieu so' huu cuoi Ghi

chuStt. Ho ten Dia chi lien heky kyco) ID

(9)(5) (6) (7) (8)0) (2) (3) (4)025162878, cap ngay 18/11/2009, CA TPHCM

Chu 1.271.002.419Tran Ngoc Thuan 31,77%1 tjch CPHDQT285476607, dp ngay 05/5/2012, CA Binh Phirdc

Nguyln Thi Hda Khong1.1

025879166, dp ngay 24/01/2014, CA TPHCM

Nguyen Thi Thu Khong1.2

025030291, cap ngay 24/02/2009, CA TPHCM

Tran Ngoc Xuan Trang 67.000 CP1.3

079095006756, c§p ngay 03/10/2017, Cue Canh sat

Tran Quoc Binh Khong1.4

024279271, cap ngay 20/10/2014, CA TP.HCM

Tran Ngoc Tuyet Khong1.5

285172608,c4p ngay 13/4/2017, CA Binh Phiroc

TrSn Thi Kim Thanh 13.200 CP1.6

085409679, cap ngay 08/5/2009, CA Binh Phuoc

5.200 CP1.7 Le Van Vui

Thanhvien

HDQT - Tong

Gi^m doc

C3392100, c§p ngay 31/5/2017, Cue quan ly Xuat nhap canh

800.119.010 20,00%Huynh Van Biio2 CP

270832924, dip ngay 17/5/2012, CA Dong Nai

102.800 CPLe Thj Kim Thao2.1

Ml2922425, c4p ngay 20/4/2009, Sydney

khong2.2 Huynh Thanh Son

272451422, dip ngay 28/6/2011, CA Dong Nai

KhongHuynh Thanh Hai2.3

Nguyln Thi T&m khong2.4

211090544,cap ngay 29/4/2004, CABinh Dinh

KhongHuynh Due Tri2.5

1/12

(8) (9)(7)(6)(4) (5)0)(1) (2)272451421,cSp figay 26/6/2004, CA Dong Nai

Huynh Van Chuong

khong2.6

2729051 18, cap rigay 20/5/2017, CA Dong Nai

KhongHuynh Van Dung2.7

271554133,cap igay 16/2/2012, CA Dong Nai

Huynh Thj TCr Ai khong2.8

CMND that lac KhongPham Thi Dung2.9

271449059,cap ngay 16/02/2012, CA Dong Nai

khong2.10 Pham Thj Dung

272872500,cap igay 01/10/2016, CA D6ng Nai

Nguyen Minh Doan Khong2.11

023181973,c§p ngay 14/04/2008, CA TP.HCM

Thanhvien

HDQT

600.000.730Tran Due Thuan 15,00%3 CP

200131634,cap ngay 9/8/2012, CA Da Nlng

3.1 Le Thi Hue khong

021121864,cap ngay 14/7/2012, CA TP.HCM

3.2 Pham Thi Hoa Lan khong

024083341,cap ngay 26/9/2003, CA TP.HCM

Tran Dire Thinh3.3 khong

024939047, cap ngay 28/6/2008, CA TP.HCM

Tran Thi Thanh True3.4 khong

205992538, cap ngay 30/8/2012, CA Quang Nam

Tran Dire Hda3.5 khong

200153555, cap ngay 10/12/2009, CA Da Nang

Tran Thj Phuong3.6 khong

200199065, cap ngay 03/5/2012, CA Da Nlng

Tran Thj Thu Van3.7 khong

200131611,cap ngay 16/12/2009, CA Da NSng

Tran Due Thien3.8 khong


Tran Due Trung3.9 khong

201046510, cap ngay 09/8/201 1, CA Da Nlng

Tran Due Dung khong3.10


Tran Due Chi khong3.11


Tran Due Hien khong3.12

2/12

t

(6) (7) (8) (9)(4) (5)0) (2) (3)200534635, dp ngky 16/12/2009, CA B& Nlng

Trin Thi Dieu Huyen khong3.13

201761286,cap ngay 16/4/2014, CA Da NSng

Le Thj Cam Van kh6ng3.14

201015958, cap ngay 20/8/2015, CA Da NSng

Pham Thi Thu Suong Khong3.15

191287537, cap ngay 19/6/2006, CA Thira Thien

Truong Thi Thu Huong Khong3.16

Hu4201016822,cap ngay 19/12/1993, CA Da NEng

Dang Ngoc Thuy Khong3.17 Anh

200913567, cap ngay 29/4/2010, CA Da Nang

Nguyen Thi Thu Suong Khong3.18

023138281, cap ngay 01/7/2015, CA TP.HCM

Thanhvien

HDQT

600.033.730 15,00%4 Pham Van Thanh CP

Vo thi Hoang Hong 1.900 CP0238029094.1

khongPham Due Duy 0520890000544.2

khongPham Hoang Vinh4.3

Quoc tich My Khong4.4 Pham van Tim

Qu6c tich MyTran Thi Phien Khong4.5

Quoc tjch My KhongPham Due Tm4.6

Pham Due Tien Quoc tich My Khong4.7

Qu6c tich My Khong4.8 Pham Due Toan

Qu6c tich MyPham Thj Van Khong4.9

Quoc tich My Khong4.10 Pham Anh Tu

Qu6c tich My Khong4.11 Pham Thu Karen

Quoc tich MyPham Quang Thieu4.12 Khong

Quoc tjch My Khong4.13 Hoang thi Ha

Quoc tich MyNguyln thi Quynh Khong4.14

Nguyln thi Hang Qu6c tich My Khong4.15

Quoc tich My Khong4.16 Vo thj Thuc

Quoc tich My KhongPham Bao Thomas4.17

024444658, dp ngay 27/09/2005, CA TP.HCM

Thanhvien

HDQT

599.987.930 15,00%Ha Van Khumig5 CP

024257564, dp ngay 15/4/2009, CA TPHCM

khong5.1 Le Thi Thu Chung

3/12

(9)(8)(6) (7)(5)(3) (4)(2)(1)Sinh n&m 03/05/2002 khongHa Quynh Anh5.2

Sinh nam 21/8/2005 khongHa Khirong Duy5.3

110005220;clp ngay 9/5/2007, CA Ha Tay

Ha Thi H6ng Nhung

khong5.4

135697959, cap ng^y 30/11/2010, CA VTnh Phiic

khongHa Thi Sam5.5

135706102, dip ngay 21/3/2011, CA VTnh Phuc

na van Qua khong5.6

135711942,cSp ngay 30/01/2012, CA VTnh Phiic

khong5.7 Ha Van Phu

135774193, dip ngay 12/05/2011, CA VTnh Phiic

Dao Thj Chuyen khong5.8

135760589, c4p ngay 03/8/2011, CA VTnh Phiic

Lai Thi Ngoc Minh khong5.9

135862246,cap ngay 01/12/2012, CA VTnh Phiic

Nguyen Thi Den5.10 khong

011706542,cdp ngay 24/8/2006, CA Ha Npi

Nguyen Manh Thuat khong5.11

135774000, cap ngay 07/01/2012, CA VTnh Phiic

Nguyen Huu Hap5.12 khong

Thanh vien

HDQT d0c lap

285380794, c^p ngay 23/3/2009, CA Binh Phuoc

6 Phan Manh Hung Khong 0,00%

Phan Van Chat6.1

280270106,cap ngay 3/11/1979, CA Song B6

Nguyen Thi Nghj6.2 Khong

285231792,cap ngay 20/5/2010, CA Binh Phuac

Nguyln Thi Nhan6.3 3.100 CP


6.4 Phan Hoai Nam 500 CP

285481360, dip ngay 20/5/2010, CA Binh Phuac

Phan Thi Thanh Hieu

Khong6.5

020120366, cap ngay 03/7/2006, CA TP.HCM

Khong6.6 Phan Thj Dung


KhongPhan Thi Phuong6.7

4/12

(9)(6) (7) (8)(4) , ■ (5) rt(1) (2) (3)285257273,cap ngciy 17/8/2016, CA Blnh Phir6c

Phan Thi Thanh Thiiy 2.600 CP6.8

021630439,c§p ngay 15/5/2009, CA TP.HCM

Khong6.9 Hoang Minh Thoa

285336469, dp ngciy 26/4/2010, CA Binh Phirac

Nguyen Vein Chien Khong6.10

285257272, cip ng£y 05/4/2010, CA Binh Phirac

Tran Phi Hung 2.700 CP6.11

Thanh vien

HDQT doc lap

021789421, cap ngay 11/03/2008, CA TP.HCM

Nguyen Hay Khong 0,00%7

023148007,cSp ngay 07/3/2008, CA TP.HCM

Trîn Thi Phuoc Hanh Khong7.1

024291081,cap ngay 30/8/2004, CA TP.HCM

Nguyen Tran Phuoc Khong12

025317640,clp ngay 31/8/2010, CA TP.HCM

7.3 Nguyln Minh Khoa Khong

Sinh nam 1945 Hien dang song tai thhnh pho Phan Rang-Thdp Cham, tinh Ninh Thuan

Nguyen Thj Luon Khong7.4

Sinh nam 1947 Hi?n dang s6ng tai Tucson, Arizona, USA

Nguyln Binh Khong7.5

Sinh nam 1949. Da ve huu Hien sdng tai PR- TC, Ninh Thuan

Nguyen Thi Ddy Khong7.6

Sinh nam 1953. Da v6 huu Hien song tai PR- TC, Ninh Thuan

Nguyen Thi Rot Khong7.7

Sinh n&m 1957. Da ve huu Hien dang s6ng tai Q.9, TP.HCM

Nguyen Tai Khong7.8

Sinh nam 1961. Da ve huu Hien dang song tai PR-TC, Ninh Thuan

Nguyen Thi Phuc Khong7.9

Sinh nam 1948. Da \h huu.Hien dang s6ng tai PR-TC, Ninh Thuan

H6 Sy Lan Khong7.10

5/12

(9)(8)(7)(5) (6)(4)(2) (3)(1)Sinh nam 1960. Da v6 hiru Hien dang song tai Q.9, TP.HCM

Nguyen Thi Nghi Khong7.11

Sinh nam 1962. Da ve huu Hien nay dang song tai PR-TC, Ninh Thuan

Khong7.12 Le Ngpc Hung

Truon g Ban Kiem scat

023746947, cap nghy 03/02/2010, CA TP.HCM

Do KhicThang 0CP 0,00%8

Da mdtD6 Dan khong8.1

Da mdtNguyen Thi En khong8.2

Do Khdc Phung Da mat8.3 khong020888728, dip ngay 03/09/2015, CA TPHCM

D6 Thj Dan khong8.4

Da m!t8.5 Vu Hung khong

270501053,cap ng^y 09/09/2013, CA D6ng Nai.

D6 Thi Ha khong8.6

270501 141, cdp ngay 09/09/2013, CA Dong Nai

8.7 Vo Hung khong

270501808,cSp ngay 21/08/2015, CA Dong Nai

D6 Thj Lan8.8 khong


8.9 Tran Th^nh Ti4n khong

026034811, dip ngay 03/06/2015, CATPHCM

D6 Thi H6ng8.10 khong

Nguyln Van Quang Da mat8.11 khong270501617,cSp ngay 09/06/2014, CA D6ng Nai

Do Thj Thanh khong8.12

270114974, cap ngay 27/07/2006, CA Dong Nai

8.13 Pham Van Phii khong


8.14 D6 Khic Thirang khong

Da matNguyen Thj Blip khong8.15026073303, dp ngay 03/09/2015, CA TP.HCM

Nguyen Thi Viet Thanh khong8.16

D6 Trieu Long khongSinh ndm 20098.17Kilmsoatvien

285177955, cap ngay 05/3/2004, CA Binh Phutfc

Tran Khac Chung 2.500 CP 0,00%9

6/12

(8) (9)(6) (7)(4) (5)(1) (2) (3)285471553, CA Binh PhiracTran Anh Hue khong9.1

025175514,cSp ngay 26/10/2009, CA TP.HCM

Le Ba Kieu Lien khong9.2

025343964,ckp igay 09/04/2011, CA TP.HCM

Tran Le Phuong khong9.3 Thao

025603459, c^p ;igay 05/7/2012, CA TP.HCM

Tran Hy Dong khong9.4

285472715 cap rigay 09/5/2013, CA Binh Phirac

Tran KhSc Chi4n 2.000 CP9.5

285472714 cap ngay 09/5/2013, CA Binh Phu6c

Nguyln Thi Diem Quynh9.6 khong

023796683 cSp ngay 04/9/2012, CA TP.HCM

Kiemsoatvien

0,00%10 Giang Hoa Vu 7.000 CP

090216148, cap ngay 15/5/2006, CA Thai Nguyen

Giang Phuong Dong khong10.1

Da matNguyen Thi Hoi10.2 khong023006552, cap ngay 28/12/2016, CA TP.HCM

10.3 To Thi Huong khong

079201020434, cap 15/3/2007, CA TP.HCM

Giang Phuong Thing10.4 khong

Giang Phuong Ngan10.5 Con nho khong

019054000040, cap ngay 17/2/2016, CA TP.HCM

10.6 Giang H6a Doan khong


Giang Hoa Vien10.7 khong


10.8 Giang Hoa Luat khong

090504850,cip ngay 21/7/2011, CA Thai Nguyen

Giang Thi Chinh khong10.9

001163008431, cap ngay 28/7/2016, CA TP.HCM

Pham Thi Thanh Mai khong10.10

090662672, cap ngay 05/6/2008, CA Thai Nguy6n

D6 Thi Thuy khong10.11

090211436,cap ngay 22/8/2004, CA Thai Nguyen

khong10.12 Nong Thi Nguyet

7/12

(9)(8)(6) (7)(5)(4)(2) (3)(1)Pho 280154122, cap

nghy 19/9/2013, CA Binh Duang

T6ngGi^mNguyen Tien Due 0,00%4.600 CP11doc

280392548,eSp ng^y 31/10/2017, CA Binh Duong

KhongLy Kim Sinh11.1

280917355, cip ngay 14/3/2004, CA Binh Duong

Nguyln Anh Thao Khong11.2

280317623,cap ngay 10/8/2004, CA Binh Duong

Nguyln Ngoc Trang 4.600 CP11.3

281111393,cdp ngay 04/8/2011, CA Binh Duong

Nguyen Thu Nga Khong11.4

Da matNguyen Van Phan11.5

Da matNguyen Thi Nguu11.6020031568, cap ngay 26/6/2015, CA TP.HCM

Nguyen Tien Thong Khong11.7

022414928, c4p ngay 26/6/2015, CA TPHCM

Dong Kim Oanh11.8 Khong

Nguyen Ngoc Thanh Da mat11.9

Da matNguyln Him Nhan11.10


Nguyen Ngoc Hue11.11 Khong

280136672, cap ngay 04/01/2010, CA Binh Duong

11.12 D6 vSn Thanh Khong


Nguyln Thu Hoa11.13 Khong


Nguyen Thanh11.14 KhongHiep

280357170, cap ngay 16/7/2007, CA Binh Duong

Nguyln Thu Thuy11.15 Khong


Mai Huu Chi11.16 Khong

PhoT6ngGiam

024341553, cap ngay 25/3/2005, CA TP.HCM

Tran Cong Kha 5.100 CP 0,00%12doc

Da mdtTran Cong Khanh khong12.1

025183603, noi cdp CA. TPHCMHo Thi Ngoan khong12.2

Tran Thi Kieu Oanh

023078626, noi cdp CA. TPHCM khong12.3

8/12

' -#

(8) (9)(1) (5) (6) (7)(2) (3) (4)023094871,, nai clp CA. TPHCM12.4 Nguyen Anh Thoa khong

Tran Nguyen Anh Qu&n khongCon nho12.5

Tran Nguyen Minh Hanh khongCon nho12.6

025329281, nai c4p CA/TPHCM khong12.7 Le Van Nhu

093068000095, cap ng&y 30/01/2018, Cue CS DKQLDT DLQG VDC

PhoTongGi^m

Truong Minh Trung 0,00%7.600 CP13

doc

Da matTruong Van Bien13.1

Da matNguyln Kim Hanh13.2

092170001991, cip ngay 21/3/2018, CA TP.HCM

Khong13.3 Vo Thj Xuan Trang

092192002178, ckp ngay 21/3/2018, CA TP.HCM

Truong Minh Xuan Thao Khong13.4

045063000095, cap ng&y 05/3/2018, Cue CS DKQLDT v* DLQG VDC

PhoTongGiamdfoc

0,00%14 Le Thanh Tu 6.100 CP

023327656, dip ngay 15/10/2007, CA TP.HCM

Nguyen Thi Dung Khong14.1

025418311,cSp ngay 11/01/2011, CA TP.HCM

14.2 Le Thanh Duy Khong

026088482, dip ngay 03/8/2015, CA TP.HCM

Le Chi' Quoc Thing14.3 Khong

285150356, dip ng^y 26/8/2018, CA Binh Phuoc

Le Thi Khanh Quynh Khong14.4

285150355,cdp ngay 27/8/2018, CA Binh Phuoc

V5 Van Truyen Khong14.5

285523672,cip ngay 22/02/2011, CA Binh Phu6c

Khong14.6 Le Thj Huy Hoang

285214129, dip ngay 17/5/2018, CA Binh Phudc

Nguyen Van Kha Khong14.7

285153636,cap ngay 20/7/2018, CA Binh Phuoc

4.100 CP14.8 Le Thanh Nghj

9/12

(9)(8)(6) (7)(5)(2) 0) (4)(1)

285316989,c4p ng^y 26/12/2017, CA Binh Phirac

Tran Thi Diem Trang

Khong14.9

024078900, dp ngay 30/12/2008 CA TP.HCM

KhongLe Chi Hung Viet14.10

023149692, cip ngcty 14/9/2012, CA TP.HCM

Nguyln Thi Bich Khong14.11 Linh

PT Ki toim kiem

Ngud’i cong

bo TT

024353011, cap ng^y 26/5/2005, CA TP.HCM

0,00%0 CPPham Van Hoi Em15

340176330, dip agay 27/3/2012, CA Dong Thap

Khong15.1 Pham Van Do

340176328,cap ag^y 05/01/2012, CA D6ng Thap

Nguyen Thi Mufri Khong15.2

340988238, dp agay 30/9/2016, CA Dong Thap

KhongPham Van Tung15.3

CMND cap nghyNguyln Thi Det Kliong15.4tai341073614, dp ag4y 12/5/2009, CA Dong Thap

Pham Thi Tiem Khong15.5

340587340, dip agay 09/9/2005, CA Dong Thap

Nguyln Van Tung15.6 Khong

340620280, dp agay 15/8/2007, CA Dong Thcip

Pham Van Hoi Anh Khong15.7

341582998, cip agdy 15/8/2007, CA Dong Thdp

Dao Thi Be15.8 Khong

340868035, c4p ag&y 13/5/2008, CA Dong TMp

15.9 Pham Van Dang Khong

340881780, cap ag&y 12/11/2013, CA Dong Thap

Khong15.10 Pham Thi Dung

341224756, c&p agay 26/10/2017, CA Dong Thap

Pham Van C&n Khong15.11

341200141,c4p agay 26/01/2017, CA Dong Thap

Nguyen Thi Anh Nguy?t Khong15.12

225938423, c4p agay 19/01/2018, CA D6ng Thap

Pham Thi Tuyd Kh6ng15.13

10/12

(5) (6) (7) (8) (9)0) (2) (3) (4)225447819,,clp ngay 23/7/2011, CA Kh^nh H6a

Nguyen Huy Tu Khong15.14

360012136, c4p rigay 16/6/2008, CA CSn Tha

Hoang Thi Xuan Thuy Khong15.15

KhongSinh nSm 200515.16 Pham Anh Quan

KhongPham Nhat Linh Sinh nSm 201615.17

Nguoi 020137432, cap ng^y 18/5/2011, Ca TP.HCM

phu 26.500 CP 0,00%16 Ho&ng Dinh Tri trachQT

Da m4t16.1 Hoang Ngoc Tu

020619316, dp ngay 03/05/2004, CA TP.HCM

Nguyen Thi Nhu16.2 khong

020214483, dp ngay 02/06/2004, CA TP.HCM

16.3 Lam Thi Thu Ly khong

023854287,clp ngay 03/03/2011, CA TP.HCM

16.4 khongHoang Xuan Thao

023854288,c§p ng*y 24/06/2015, CA TP.HCM

20.000 CP16.5 Hoang Quang Nhan

024346884, dp ngay 11/08/2011, CA TP.HCM

Hoang Quang NghTa16.6 khong

025641351, cap ngay 19/12/2012, CA TP.HCM

16.7 Hoang Dinh Diep khong

020915150, cap ngay 27/10/2004, CA TP.HCM

Nguyen Thi Ngoc Huong16.8 khong

024139660, clp ngay 25/02/2011, CA TP.HCM

16.9 Hoang Dinh Doan khong

033153000751, cap ngay 12/01/2017, Cyc Canh sat DK QLCT va DLQG ve dan cu

khong16.10 VQ Thj Bich Thuy

020639940, cap ngay 20/11/2003, CA TP.HCM

Hoang Thj Minh Hue khong16.11

024185176, cap ngay 20/11/2003, CA TP.HCM

khongDoan VSn Phat16.12

020619319, c4p ngay 07/03/2009, CA TP.HCM

Hoang thi Minh Phuong khong16.13

11/12

051065000083, cap ngay 15/11/2016, Cue CS DK QLCT va DLQG vh dan cu

Doin Bd Bong khong16.14

Nguoicong 024341553, cap

ngay 25/3/2005, CA TP.HCM

b6Nguyen Thai Binh 151.300 CP 0,00%17thong

tin285203981,cdp igay 30/11/2009, CA Binh Phuac

Nguyen Van Thoa Khong17.1

280193461,cdp igay 25/01/2011 KhongHuynh Thi Phuong17.2

280919236,cap igdy 2/12/2003, CA Binh DuoTig

Nguyln Thi Phuong Ngoc Khong17.3

025256380, cdp igdy 11/03/2010, CA TP.HCM

Nguyen Tin Kim Dung Khong17.4


Le Thanh Thdi Khong17.5

Nguyln Thai Bao Sinh nam 2006 Khong17.6

Nguyln Huynh Phuong An Sinh nam 2010 Khong17.7

025098088,cdp ngay 29/12/2008, CA TP.HCM

17.8 Le Minh Tung Khong

12/12

Documents

BAO CAO TtNH HINH QUAN TRI CONG TY NIEM YET (nam ......- Ten cong ty niem yet: Tap doan Cong nghiep Cao su Viet Nam - Cong ty co phan - Dia chi tru sd chinh: 236 Nam Ky Khdi NghTa,