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    Chap: 05

    IMPERFECTIONS IN SOLIDS

    Chapter 4-

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    ISSUES TO ADDRESS...ISSUES TO ADDRESS...ISSUES TO ADDRESS...ISSUES TO ADDRESS...

    What t es of defects arise in

    IMPERFECTIONS IN SOLIDS

    What are crystal imperfections?

    Chapter 4-

    solids? Can the number and type of defects be variedand controlled?

    How do defects affect material properties?

    1

    Are defects undesirable?

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    Why bother about imperfections?

    Defects or disrupted regions may be as

    small as 0.01%. Can be ignored if we are studying

    structure insensitive properties.

    Chapter 4-

    Properties of crystalline materials dealt inengineering practice are structuresensitive.

    Even ppm level imperfection can radicallychange the properties.

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    The Big Picture

    Mechanical properties are often related to thedefect structure, with macroscopic failurecommonly resulting from a coalescence ofdama e around existin flaws in a material

    Chapter 4-

    compact

    We have to better understand material structurein order to predict mechanical performance of amaterial.

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    The Bigger Picture

    Presence of imperfections are not always

    bad. Point imperfections in the form of controlled

    impurities can improve the properties of the

    Chapter 4-

    ma er a s ras ca y. eg. Alloys where presence of impurities

    improve the mechanical properties of thematerial.

    Dopants in semiconductors drasticallyimproves the electrical properties.

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    What are imperfections?

    We can define imperfections or defects in acrystal as:

    Chapter 4-

    Discontinuity or absence of periodicityin certain region of the space lattice.

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    Vacancy atoms

    Interstitial atoms Substitutional atoms

    Point defects(0-D)

    TYPES OF IMPERFECTIONS

    Chapter 4-

    s oca ons Grain Boundaries

    (1-D)

    Area defects(2-D)

    Foreign particle/ Volume defectsLarge Voids/pores/

    Non-Cryst regions~10

    3-D

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    POINT IMPERFECTIONS

    Imperfections of zero dimensions

    May be created at the time of formation

    Chapter 4-

    o crys a sMay be created at a later time due tosome thermal disorder

    They are thermodynamically stable

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    Vacancies:-vacant atomic sites in a structure.

    Vacancydistortionof planes

    POINT DEFECTS

    Chapter 4- 3

    Impurity

    Substitutional Interstitial

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    Self-Interstitials:

    -"extra" atoms positioned between atomic sites.

    self-interstitialdistortion

    of lanes

    Chapter 4-

    Low probability

    because atoms aresubstantially largerthan the void

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    Defects in Ceramics

    Still have interstitials and vacancies

    Chapter 4-

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    Substitutional ions

    Chapter 4-

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    Frenkel Defect--a cation is out of place.

    Schottky Defect--a paired set of cation and anion vacancies.

    Shottky

    Defect: Adapted from Fig. 13.20,

    DEFECTS IN CERAMIC STRUCTURES

    Schottky

    Chapter 4- 7

    Frenkel

    Defect

    Equilibrium concentration of defects /2~ D

    Q kTe

    Callister 5e. (Fig. 13.20 is from

    W.G. Moffatt, G.W. Pearsall,and J. Wulff, The Structure andProperties of Materials, Vol. 1,Structure, John Wiley andSons, Inc., p. 78.) See Fig.12.21, Callister 6e.

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    Impurities must also satisfy charge balance

    Ex: NaCl Na+ Cl-

    Substitutional cation impurityCa2+

    Na+

    cationvacancy

    Imperfections in ionic crystals

    Chapter 4- 8

    Substitutional anion impurity

    initial geometry Ca2+ impurity resulting geometry

    Na+ Ca2+

    initial geometry O2-

    impurity

    O2-

    Cl-

    anion vacancy

    Cl-

    resulting geometry

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    Nonstoichiometry

    Fe 2+ O 2- Fe 2+ O 2- O 2- Fe 2+

    - - - -

    Chapter 4-

    Fe 3+ O 2- O 2- Fe 2+ O 2- Fe 2+

    O 2- Fe 3+ O 2- Fe 2+ O 2- Fe 2+ O2-

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    Consequences of presence of pointimperfections

    Introduces distortion in crystals

    Elastic strains created in the neighborhood of

    Chapter 4-

    the defect. large atom creates compressive stress-strain

    smaller atom introduces tensile stress-strain

    all these increases the energy of the system

    to reach a stable state G/F has to be minimum

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    Chapter 4-

    The variation of Gibbs free energy with thenumber of point imperfections.

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    We can get Q froman experiment.

    ND

    N

    = expQD

    kT

    Measure this... Replot it...

    MEASURING ACTIVATION ENERGY

    Chapter 4- 5

    1/T

    NDln 1

    -QD/kN

    T

    exponentialdependence!

    defect concentration

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    Find the equil. # of vacancies in 1m of Cu at 1000C. Given:

    3

    ACu = 63.5g/mol = 8.4 g/cm3

    QV = 0.9eV/atom NA = 6.02 x 1023 atoms/mole

    0.9eV/atom

    ESTIMATING VACANCY CONC.

    Chapter 4- 6

    8.62 x 10-5 eV/atom-K

    1273K

    N = exp kT

    For 1m

    3

    , N =

    NA

    ACu x x 1m3 = 8.0 x 1028 sites

    = 2.7 10-4

    Answer:

    ND = 2.7 10-4 8.0 x 1028 sites = 2.2x 1025 vacancies

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    Impurities in Solids

    Completely pure metal (or othersubstance) Impossible!!

    for 99.9999% - purity still 10still 10still 10still 1022222222 to 10to 10to 10to 1023232323 impurities per mimpurities per mimpurities per mimpurities per m3333

    Chapter 4-

    AlloyAlloyAlloyAlloy deliberately add impurity todeliberately add impurity todeliberately add impurity todeliberately add impurity toengineer properties.engineer properties.engineer properties.engineer properties. Copper (7.5%) inCopper (7.5%) inCopper (7.5%) inCopper (7.5%) in

    silversilversilversilver

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    Terminology - Alloys

    Solvent component in highestconcentration also called host

    Chapter 4-

    Solute component present in minor

    concentration

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    Two outcomes if impurity (B) added to host (A): Solid solution ofB in A (i.e., random dist. of point defects)

    OR

    POINT DEFECTS IN ALLOYS

    Chapter 4- 8

    Solid solution ofB in A plus particles of a newphase (usually for a larger amount of B)

    Substitutional alloy(e.g., Cu in Ni)

    Interstitial alloy(e.g., C in Fe)

    Second phase particle--differentcomposition--often different structure.

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    Factors that Govern Solid Solution

    Atomic size - < 15% difference

    Hume-Rothary empirical rules

    Chapter 4-

    Crystal structure same Electro-negativity - ??

    Valences more likely to dissolve another

    metal of higher valence

    Ag-Au, Cu-Ni, Ge-Si are ideal examples

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    Copper and Nickel

    Element Cu Ni

    Radii 0.128 nm 0.125

    Unit cell FCC FCC

    Chapter 4-

    . .

    Oxidation

    (Valence)

    +1 (+2) +2

    Expect to form solid solution?

    Ni 3d8 4s2 (28)

    Cu - 3d

    10

    4s

    1

    (29)

    Substitutional solid solution

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    Copper-ZincUnit cell Zn (HCP) Cu (FCC)

    35% of Zn dissolves in Cu where as1% of Cu dissolves in Zn.

    Chapter 4-

    e ex ra on ng e ec ron o n s moreeasily accommodated than a deficiency ofbonding electron.

    In brass 50 Cu-50 Zn the crystal structure isBCC

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    Carbon in Iron

    Element C Fe

    Radii 0.071 nm 0.124nm

    Unit cell Hex BCC/FCC

    Electro negativity 2.5 1.6

    Chapter 4-

    Valence +4 +2 (+3)

    Solid solution ?

    Interstitial or substitional?

    C - 2s2 2p2

    Fe 3d6 4s2

    Octahedral void in fcc Fe

    has radius 0.53Tetrahedral void in bcc Fehas radius 0.365

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    Specification of Composition

    of Alloy of 1 and 2

    Weight % C1 = [m1/m1 + m2] x 100

    Atom % nm1 = m1/

    /A1C1/= [nm1/nm1 + nm2] x 100

    C2/= [nm2/nm1 + nm2] x 100

    Chapter 4-

    C1/= [C1A2/C1A2 + C2A1] x 100

    C2/= [C2A1/C1A2 + C2A1] x 100

    C1 = [C1/A1/C1/A1 + C2/A2] x 100 C1 + C2 = 100C2 = [C2

    /A2/C1/A1 + C2

    /A2] x 100 C1/+ C2

    /= 100

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    Wt. % to mass of 1 component / unit volume of

    materialC1

    //= [C1/(C1/1) + (C2/2)] x 1000

    C2//= [C2/(C1/1) + (C2/2)] x 1000

    ave = [100 / (C1/1) + (C2/2)]

    Chapter 4-

    ave =

    (C1/A1 + C2

    /A2) / [(C1/A1/1) + (C2

    /A2)/2]

    A ave = [100 / (C1/ A1) + (C2/ A2)]

    A ave = (C1/A1 + C2

    /A2) / 100

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    Derivation of composition conversion equationDerivation of composition conversion equationDerivation of composition conversion equationDerivation of composition conversion equation

    C1/= [C1A2/(C1A2 + C2A1)] x 100

    Total alloy mass :M/= m1/+ m2

    /(in units of grams)

    C1

    /= (nm1/nm

    1+ nm

    2) x 100

    = [(m1//A1) (m1

    //A1) + (m2//A2)] x 100

    m1/= C1M

    //100A1 ( since C1 = (m1//m1

    /+ m2/) x 100)

    Chapter 4-

    C1/

    = [(C1M/

    /100A1)(C1M/

    /100A1+ C2M/

    /100A2)] x 100

    C1/= (C1A2/C1A2 + C2A1) x 100

    Problem: Determine the composition in atom percent of analloy that consists of 97 wt% Al and 3 wt% Cu

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    AlAlAlAl----Cu alloy compositionCu alloy compositionCu alloy compositionCu alloy composition

    CAl/= {(CAlACu)/(CAlACu + CCuAAl} x 100

    = {(97 x 63.55 g/mol)/

    (97x63.55 g/mol + 3x26.98 g/mol)} x 100= 98.7 at%

    Chapter 4-

    CCu/= {(CCuAAl)/(CAlACu + CCuAAl} x 100

    = {(3)(26.98 g/mol)/(3)(26.98 g/mol) +

    (97)(63.55 g/mol)} x 100= 1.30 at%

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    are linear defects,

    geometrically one dimensional defect may arise due to incomplete crystal plane or due to

    plastic deformation

    Dislocations:

    LINEAR DEFECTS

    Chapter 4- 11

    crystal undergoes shear part of the crystal is displaced in the direction of

    the shear due to the shear stress cause slip between crystal plane when they move,

    produce permanent (plastic) deformation. Boundary between slipped and unslipped region isthe line of dislocation

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    Schematic of a Zinc (HCP):

    before deformation after tensile elongation

    Chapter 4-

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    a

    Slipvector

    T

    Edge dislocations

    Chapter 4-

    a. Elastic strain

    around the

    dislocation.b. A possible

    arrangement of

    Atoms

    b

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    Edge Dislocation: MovementEdge Dislocation: MovementEdge Dislocation: MovementEdge Dislocation: Movement

    b

    Chapter 4-

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    Chapter 4-

    Slip plane

    Dislocationline

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    To determine the Burgers vector of a dislocation in a two-

    dimensional primitive square lattice, proceed as follows:Trace around the end of the dislocation plane to form a

    closed loop. Record the number of lattice vectors traveled

    along each side of the loop (shown here by the numbers

    in the boxes):

    Chapter 4-

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    Chapter 4-

    Screw dislocation: The dislocation line is parallel to thethe slip vector.

    b

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    Screw DislocationScrew DislocationScrew DislocationScrew Dislocation

    Chapter 4-

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    Motion of Screw Dislocation

    Chapter 4-

    Apply shear

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    Chapter 4-

    Mi d Di l ti

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    Mixed Dislocation

    Chapter 4-

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    Dislocations of the same sign repel andthose of opposite sign cancel each other

    Dislocations can interact with point

    imperfections Dislocations usually appear during growth

    Chapter 4-

    o crys a s or as a resu o pr or mec an cadeformation of the crystal.

    Unlike point imperfections they are not

    thermodynamically stable They can be removed by proper posttreatment

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    Dislocation motion requires the successive bumpingof a half plane of atoms (from left to right here).

    Bonds across the slipping planes are broken and

    remade in succession.

    BOND BREAKING AND REMAKING

    Chapter 4- 13

    Atomic view of edgedislocation motion from

    left to right as a crystalis sheared.

    For metallic materials, b will point in

    A close-packed crystallograhic

    direction and will be of magnitudeE ual to interatomic s acin .

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    Motion of edge dislocation

    Chapter 4-

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    AREA DEFECTS

    2 D imperfections

    Regions of distortions that lie on the surfaceor grain boundaries having a layer ofthickness of a few

    Chapter 4-

    ur ace a oms are on e o ess neares

    neighbours as compared to coordinationnumbers.

    Hence they are at higher energy state

    compared to atoms in the interior. The broken bonds of these atoms give riseto surface energy.

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    Grain boundaries: are boundaries between crystals. are produced by the solidification process, for example. have a change in crystal orientation across them. impede dislocation motion.

    AREA DEFECTS: GRAIN BOUNDARIES

    Chapter 4-

    grain

    boundaries

    heatflow

    Angle of misalignment

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    Area Defects

    Tilt Boundary array of edge defectsTwin Boundary

    Chapter 4-

    Twist Boundary array of screw defects(atleast 2 sets of parallel screwdislocation)

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    Twin BoundariesTwin BoundariesTwin BoundariesTwin Boundaries

    Chapter 4-

    A twin boundary is a special type of grain boundary acrosswhich there is a specific mirror lattice symmetry. Atoms on

    one side of the boundary are located in mirror-imagepositions of the atoms on the other side. The region ofmaterial between these boundaries is termed a twin.

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    Twin BoundaryTwin BoundaryTwin BoundaryTwin Boundary

    Twinned

    Chapter 4-

    Twin boundaries

    region

    Oth I t f i l d f t

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    Other Interfacial defects

    Stacking faultsABCABCABABCABC

    Stacking fault is a thin region of hcp in fcclattice.

    Chapter 4-

    Twin stacking fault

    Bulk defects like pores, cracks etc occur

    during process Atomic vibrations Not all atoms vibratewith same energy, distribution of energies

    present.

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    Useful up to 2000X magnification. Polishing removes surface features (e.g., scratches) Etching changes reflectance, depending on crystal

    orientation. microscope

    OPTICAL MICROSCOPY (1)

    Chapter 4- 16

    micrograph ofBrass (Cu and Zn)

    Adapted from Fig. 4.11(b) and (c),Callister 6e. (Fig. 4.11(c) is courtesyof J.E. Burke, General Electric Co.

    0.75mm

    O ICAL IC OSCO Y ( )

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    microscope

    surface roove

    polished surface

    Grain boundaries... are imperfections, are more susceptible

    to etching, may be revealed as

    dark lines,

    OPTICAL MICROSCOPY (2)

    Chapter 4-

    Fe-Cr alloy

    grain boundary

    17

    c ange rec on n a

    polycrystal.Adapted from Fig. 4.12(a)and (b), Callister 6e.(Fig. 4.12(b) is courtesyof L.C. Smith and C.Brady, the NationalBureau of Standards,Washington, DC [now theNational Institute ofStandards andTechnology, Gaithersburg,MD].)

    ASTM grainsize number

    N = 2n-1

    no. grains/in2at 100xmagnification

    SUMMARY

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    Point, Line, and Area defects arise in solids.

    The number and type of defects can be varied

    and controlled (e.g., T controls vacancy conc.)

    Defects affect material properties (e.g., grain

    SUMMARY

    Chapter 4- 18

    oun ar es con ro crys a s p .

    Defects may be desirable or undesirable(e.g., dislocations may be good or bad, dependingon whether plastic deformation is desirable or not.)

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    Top view of screw dislocationTop view of screw dislocationTop view of screw dislocationTop view of screw dislocation

    Atoms above theslip plane

    Chapter 4-

    A B

    CD

    b

    Mi d di l tii d di l ii d di l iMi d di l ti

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    Mixed dislocationMixed dislocationMixed dislocationMixed dislocation

    Edge dislocation

    Chapter 4-

    Screw dislocation