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    Recurrence Relations

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    5.1 Introduction

    A recurrence relation

    is an infinite sequence a1, a2, a3,, an, in which the formula for the nth term an

    depends on one or more preceding terms,

    with a finite set of start-up values orinitial

    conditions

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    Examples of recurrence relations

    Example 1: Initial condition a0 = 1

    Recursive formula: a n = 1 + 2a n-1 for n > 2

    First few terms are: 1, 3, 7, 15, 31, 63,

    Example 2: Initial conditions a0 = 1, a1 = 2

    Recursive formula: a n = 3(a n-1 + a n-2) for n > 2

    First few terms are: 1, 2, 9, 33, 126, 477, 1809, 6858,26001,

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    Fibonacci sequence

    Initial conditions:

    f1

    = 1, f2

    = 2

    Recursive formula:

    fn+1 = fn-1 + fn for n > 3

    First few terms:

    n 1 2 3 4 5 6 7 8 9 10 11

    fn 1 2 3 5 8 13 21 34 55 89 144

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    Compound interest

    Given

    P = initial amount (principal)

    n = number of years

    r = annual interest rate A = amount of money at the end of n years

    At the end of:

    1 year: A = P + rP = P(1+r)

    2 years: A = P + rP(1+r) = P(1+r)2

    3 years: A = P + rP(1+r)2 = P(1+r)3

    Obtain the formula A = P (1 + r) n

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    Eugene Catalan

    Belgian mathematician, 1814-1894

    Catalan numbers are generated by the

    formula:

    Cn = C(2n,n) / (n+1) for n > 0

    The first few Catalan numbers are:

    n 0 1 2 3 4 5 6 7 8 9 10 11

    Cn 1 1 2 5 14 42 132 429 1430 4862 16796 58786

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    Catalan Numbers: applications

    The number of ways in which a polygon with n+2 sides

    can be cut into n triangles

    The number of ways in which parentheses can be

    placed in a sequence of numbers, to be multiplied twoat a time

    The number of rooted trivalent trees with n+1 nodes

    The number of paths of length 2n through an n by n

    grid that do not rise above the main diagonal The number of nonisomorphic binary trees with n

    vertices

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    Towers of Hanoi

    Start with three pegs numbered 1, 2 and 3mounted on a board, n disks of different sizeswith holes in their centers, placed in order ofincreasing size from top to bottom.

    Object of the game: find the minimum numberof moves needed to have all n disks stackedin the same order in peg number 3.

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    Rules of the game: Hanoi towers

    Start with all disks stacked in peg 1 with the

    smallest at the top and the largest at the bottom

    Use peg number 2 for intermediate steps

    Only a disk of smaller diameter can be placed

    on top of another disk

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    End of game: Hanoi towers

    Game ends when all disks are stacked in peg

    number 3 in the same order they were stored

    at the start in peg number 1.

    Verify that the minimum number of movesneeded is the Catalan number C3 = 5.

    Start End

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    A problem in Economics

    Demand equation: p = a - bq

    Supply equation: p = kq

    There is a time lag as supply reacts to changes

    in demand Use discrete time intervals as n = 0, 1, 2, 3,

    Given the time delayed equationspn = a bqn (demand)

    pn+1 = kqn+1 (supply)

    The recurrence relation obtained ispn+1 = a bpn /k

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    Economic cobweb

    with a stabilizing price

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    Ackermanns function

    Initial conditions:

    A(0,n) = n + 1, for n = 0, 1, 2, 3,

    Recurrence relations:

    A(m,0) = A(m1, 1), for m = 1, 2, 3,

    A(m,n) = A(m -1, A(m, n -1))

    for m = 1, 2, 3, and n = 1, 2, 3,

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    5.2 Solving recurrence relations

    Two main methods:

    Iteration Method for linear homogeneous recurrence

    relations with constant coefficients

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    Method 1: Iteration

    Problem: Given a recursive expression with

    initial conditions a0

    , a1

    try to express an without dependence on

    previous terms.

    Example: an = 2an-1 for n > 1, with initial conditiona0 = 1

    Solution: an = 2n

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    More on the iteration method

    Example: DeerPopulation growth

    Deer population dn at time n

    Initial condition: d0 = 1000

    Increase from time n-1 to time n is 10%.

    Therefore the recursive function is

    dn dn-1 = 0.1dn-1

    dn = 1.1dn-1 Solution: dn = 1000(1.1)

    n

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    Method 2: Linear homogeneous

    recurrence relations

    Theorem 5.2.11: Given the second order linear

    homogeneous recurrence relation with

    constant coefficients

    an = c1an-1 + c2an-2

    and initial conditions a0 = C0, a1 = C1

    1. If S and T are solutions then U = bS + dT is

    also a solution for any real numbers b, d2. If r is a root of t2 c1t c2 = 0, then the

    sequence {rn}, n = 0, 1, 2, is also a solution

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    Case 1: Two different roots

    3. If r1 and r2 (r1 r2) are solutions of the quadraticequation t2 c1t c2 = 0, then there exist

    constants b and d such that

    an = br1n + dr2

    n

    forn = 0, 1, 2, 3,

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    More on linear

    homogeneous recurrence relations

    Theorem 5.2.14: Let an = c1an-1 + c2an-2 be a

    second order linear homogeneous recurrencerelation with constant coefficients.

    Let a0 = C0, a1 = C1 be the first two terms of

    the sequence satisfying the recurrence

    relation.

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    Case 2: One root of multiplicity 2

    If r is a root of multiplicity 2 satisfying the

    equation

    t2 c1t c2 = 0,

    then: there exist constants b and d such that

    an = brn + dnrn

    for n = 0, 1, 2, 3,

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    5.3 Applications to the analysis of algorithms

    1. Selection sorting

    a) Given a sequence of n terms ak, k = 1, 2,,

    n to be arranged in increasing order

    b) Count the number of comparisons bn with

    initial condition b1 = 0

    c) Obtain recursion relation bn = n 1 + bn-1

    for n = 1, 2, 3,d) bn = n(n-1)/2 = (n

    2)

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    Binary search

    2. Problem: Search for a value in an

    increasing sequence. Return the index of

    the value, or 0 if not found.

    Initial condition a1 = 2

    Recurrence relation an = 1 + an/2

    Result: an = (lg n)

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    Merging two sequences

    3. Problem: Combine two increasing

    sequences into a single increasingsequence (merge two sequences).

    Theorem 5.3.7: To merge two sequences

    the sum of whose lengths is n, the numberof comparisons required is n-1.

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    Merge sort

    4. A recursive algorithm is used to sorta sequence into increasing orderusing the algorithm for merging two

    increasing sequences into oneincreasing sequence (merge sort).

    Theorem 5.3.10: The merge sortalgorithm is (n lg n) in the worstcase.