CLAS 470 Syllabus

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    Classics 470 Democracies Ancient and Modern

    Fall 2010 Prof. Vincent Farenga

    What is this course about?

    CLAS 470 takes an in-depth look at the two societies in the Greco-Roman world that

    deserve tobe called democratic: Athens 508322 BC Rome from 50931 BC.

    1. We will examine the political histories of democratic Athens and republican Rome, butalso their political institutions, practices, values, and ways of life.

    2. Well use written sources in Greek and Roman history, philosophy, political theory,oratory and biography to see how each society organized citizens and non-citizens,

    engaged in decision-making and law-making, and developed different leadership roles

    and leaderfollower dynamics.

    3. Well also consider how the reputations of Athenian democracy and Romanrepublicanism have changed in the modern worldand whether we should look today tothese two societies as a prototype or model for modern democracies.

    4. To answer these two questions, well examine innovations and controversies in recentscholarship by ancient historians and classicists.

    Course Goals: What sort of knowledge and skills will you acquire?

    1. You will learn about the key events and individuals responsible for the revolutions thatproduced democratic Athens and republican Rome. Youll also understand how each keypolitical and legal institution functioned and contributed to a system that put degrees of

    political power into the hands ofordinary people. Youll understand how Atheniansand Romans assembled, deliberated, voted, dispensed justice, and responded to

    leaders. Youll acquire a deeper understanding of core democratic values like freedom,equality, competition for individual merit and honor, and how elite and common citizens

    managed their differences to develop a common democratic or republican culture.

    2. Case studies taken from ancient historians, philosophers and speechwriters will draw youinto some of the most memorable political deliberations and legal/criminal judgments ineach society. Youll share in the reasoning, prejudices, and emotions that emerge from

    the conflicting perspectives of male citizens, women, foreigners, and slaves. Keydocument discussion will also give you the chance to join other students in identifying

    crucial information, generating comparisons, engaging in disagreements, and reachingconclusions.

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    3. Youll become familiar with the theoretical attempts by major thinkers like Plato,Aristotle, Polybius, Cicero and Machiavelli to understand (and control) the problemsand controversies of democratic and republican society.

    4. Recent scholarship will involve you in the current reevaluation of Athenian democracyand Roman republicanism. Youll be able to judge each society as a model for, or as analternative to, the values and practices of todays democratic societies.

    Course requirements

    1. Commitment to participation: you should be ready each time class meets to engage inwell-informed discussions of case studies and key documents. You should also be

    prepared to contribute information on important facts, events, individuals, etc., and tovolunteer your opinion on major questions or controversies. (When case studies are

    discussed, each student will receive an individual evaluation). Each student will also

    report to the class on one recent, controversial work of scholarship [15 % of final grade]

    2. Short written assignments. Youll be asked to write a report of 4-5 pp. on two of thecase study discussions we have considered. Reports are due on the dates indicated [20%]

    Exams. There will be a midterm and a final exam. No make-up exam will be provided

    unless you have a personal emergency or illness; you must contact Prof. Farenga for

    approval. [Midterm: 20%, Final 25%.]

    3. Final Project: a research project (research paper, an original case study presentation orkey document analysis, a leadership profile & evaluation). [20%]

    Study and Research Aids: To help with assigned readings, focus questions will be provided forsome key documents and case study preparations for each case study. These highlight the key

    information and developments you should look for and key concepts you should recognize.

    Policy on written assignments: If a report is submitted after 5 pm on the due date, it will be

    considered one day late and will receive a penalty of grade (5 points). Each additional day late

    accrues a penalty of grade. After 3 days, the assignment will not be accepted. N.B. Electronic

    submissions are not acceptedhard copy only.

    Policy on academic integrity: We will adhere rigorously to the university's policies on academic

    integrity as described in SCampus. Violations, during exams or through plagiarism in writtenwork, will be reported to the Office for Student Conduct.

    Policy on Grade of Incomplete: A grade of IN can only be assigned if you do not complete

    work after the end of the 12th week because of illness or personal emergency. Prof. Farengamust, however, approve assignment of this grade. The missed work must be completed within

    one academic year.

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    Statement on Students with Disabilities: Any student requesting accommodations based on a

    disability is required to register with Disability Services and Programs (DSP, STU 301; x00776)each semester. A letter of verification for approved accommodations can be obtained from DSP.

    Please have the letter delivered to Prof. Farenga ASAP.

    Required Readings

    Youll find the following texts at the USC Bookstore; some of them (as indicated) are alsoavailable on Reservein Leavey. They are listed in the order well use them.

    Hansen, Mogens H. 1999. The Athenian Democracy in the Age of Demosthenes. U Okla P,

    ISBN 0806131438 [also Reserve]

    Aristotle. 1996. The Politics and the Constitution of Athens. Cambridge UP, 0521484006 [alsoReserve]

    Thucydides 1994. Of Justice, Power and Human Nature. Hackett P, 0872201686.

    Plutarch 1998. Greek Lives. U Oxford P, 019825011. [also on Reserve]

    Millar, Fergus. 2002. The Roman Republic in Political Thought. UP New England,1584651997.

    Livy. History of Rome Books 1-5. Hackett P, 0872207234.

    Cicero 1999. On the Commonwealth and On the Laws. Cambridge UP, 0521459591 [also onReserve]

    Machiavelli, Niccolo. Selected Political Writings. (Discourses on Livy). Hackett P, 087220247.

    Other required readings are available online through Ares Electronic Reserve, Blackboard,

    USCs ebrary, or in hard copy on the Reserve list in Leavey. [see Syllabus]

    Instructor: Vincent Farenga, Prof., Classics & Comparative Lit, THH 256-R, x00106,

    [email protected]. Office hours for Fall: Tu 11-12 and Th 2-3 in THH 256-R & by appointment.

    COURSE SYLLABUS

    Week 1

    Aug 24

    1. Course intro: What is this course about? Its goals, requirements, procedures, policies.Aug 26

    1. In world history, how common have democratic societies been? Is it basically a Westerntype of society, or is it found in non-Western societies? Does it have a core element?

    2. How and why did the Athenians reorganize their society into a democracy in 508/7 BC?Readings: Sen 2003, Democracy and Its Global Roots, The New Republic 229, n. 14,

    on Blackboard;

    mailto:[email protected]:[email protected]:[email protected]
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    Hansen 1999: 27-43 (The Athenian Constitution down to 403 BC inAthenian Democracy in the Age of Demosthenes,);

    Aristotle 1996: 211-42 (secs. 1-41 in Constitution of Athens. [57 pp]

    Week 2

    Aug 31

    1. Core values of the democracy: equality, freedom, and public vs. private life.2. Case study. Herodotus stages an imaginary, cross-cultural debate: Which is the superior

    political society: monarchy, oligarchy or democracy? See Case Study 1 (Blackboard).

    3. Key Document Discussion. Pericles Funeral Oration.Readings: Hansen 1999: 55-85;

    Herodotus 1998: 204-208 (Histories 3.80-87, Ares Elec Reserve);Aristotle 1996: 243-4 (sec. 42 in Constitution of Athens);

    Thucydides 1993: 39-46 (Pericles Funeral Oration, in On Justice, Power &

    Human Nature);

    Sep 2 Citizenship

    1. What did it mean to be an Athenian citizen, a metic, a slave? How does Aristotle theorizethe nature of citizenship and non-citizenship?

    2. How were citizens divided into groups by age, location, & descent? (Ephebes, demes,trittyes, tribes.) Citizen rights, duties, and social classes

    3. Key Doc: How do you know an Athenian citizen when you see him? Lysias 23 AgainstPancleon (387 BC).

    Readings: Hansen 1999: 86-124;

    Aristotle 1996: 11-19 and 61-69 (The Politics 1.1-1.6 & 3.1-3.5);

    Lysias 2000: 245-51 (Against Pancleon, in Speeches, on ebrary). [104]

    Week 3

    Sep 7 Institutions: Assembly

    1. The citizen assembly: crucible of Athenian democracy? Organization & dynamics.2. How did leaders try to persuade citizens in assembly speeches? By contrast how did

    citizens of one state try to persuade those of other states?

    3. Key docs: Pericles War Speech; Last Speech; debate on Mytilene; Platean debate.

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    Readings: Hansen 1999: 123-60;

    Aritsotle 1996: 244-5 (sec. 43 in Constitution of Athens;Thucydides 1993: 31-36 (Pericles War Speech), 52-56 (Pericles Last Speech),

    66-76 (Mytilenean debate), & 76-87 (Plataean debate).

    Sep 9

    1. Deliberation: how vital to democracies ancient and modern?2. Case studies: deliberation in the Assembly on war: (a) Should Athens invade Sicily?

    (415 BC); (b) should Athens fight Philip II of Macedon? (351 BC).

    Readings: Thucydides 1993: 102-109 (Nicias and Alcibiades speeches on Sicily);Demosthenes 1970: 188-98 (Philippic I, Greek Political Oratory, Ares

    Elec Reserve);

    Aristotle 1996: 76-78 (in Politics 3.11);

    Gutmann & Thompson 2004: 1-21 (What Deliberative Democracy Means, inWhy Deliberative Democracy? on Ares ElecReserve). [103]

    Week 4 Institutions: Law-making

    Sep 14

    1. Were Athenian laws and law-making the keystone of the democracy? Unlike modernlaw, how did Athenian law have an open texture?

    2. How can innovations in deliberation improve our own democratic decision-making andlaw-making on todays critical issues?

    3. Case study: Dialogue between Athenians & Melians: Could changes in their process ofdeliberation have led to a less deadly outcome in 416 BC?

    Readings: Hansen 1999: 161-77;

    Harris 2000 (Open Texture in Athenian Law, inDik 3, Ares Elec Reserve);

    Gutmann & Thompson 2004: 21-48 (Why Deliberative Democracy? Ares Elec

    Reserve);

    Thucydides 1993: 102-109 (Melian dialogue).

    Sep 16

    1. Was Athenian law flexible or rigid? Was the Athenianpeoples changing opinion aboutlaw (popular sovereignty) more decisive than the abstract rule of law?

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    2. How deliberative was Athenian legal decision-making? Key doc: pseudo-DemosthenesAgainst Aristogeiton ca. 325 BC.

    Readings: Allen 2000: 179-90 (The Rule of Judgment vs. the Rule of Law, in The Worldof Prometheus,Ares Elec Reserve);

    Cohen 1995: 227-44 (The Rule of Law and Democratic Ideology in ClassicalAthens, inDie Athenische Demokratie, ed. Eder, Ares Elec Reserve);

    Demosthenes 25.1-27 & 92-101 (Against Aristogeiton, Ares Elec Reserve)

    [119]

    Week 5 Institutions: The Law Courts

    Sep 21

    1. Were the law courts the foundation of the democracy? How were they organized? Howdid a case come to trial? What was the dynamics of a jury trial?

    2. Case studies: homicide cases for the prosecution (Antiphon 1) and for the defense(Lysias 1).

    Readings: Hansen 1999: 178-203;

    Aristotle 1996: 259-63 (secs. 63-69 in Constitution of Athens);

    Antiphon 1998: 9-16 (Against the Stepmother inAntiphon & Andocides, on

    ebrary);Lysias 2000: 13-24 (On the Death of Eratosthenes, in Speeches, on ebrary).

    Sep 23

    1. How did citizens use the law courts to wage political & social war on one another?2. What were: graph paranomn (indictment for illegal law-making), eisangelia

    (impeachment proceeding), and euthynai (audit for illegal financial gain)? How were

    they related to ostracism?

    3. In 330 BC how does one political leader (Aeschines) use the courts to attack another(Demosthenes) for graph paranomn?

    Readings: Hansen 1999: 203-224;

    Rhodes 1998 (Enmity in Fourth-Century Athens, in Kosmos, edds. Cartledge,

    Millett & von Reden, on Ares Elec Reserve);

    Aeschines 3.1-24 (Against Ktesiphon, on Ares Elec Reserve). [96]

    Week 6

    Sep 28 FIRST REPORT ON CASE STUDY DUE AT START OF CLASS TODAY

    Institutions: the Council of 500

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    1. The role of the Council of 500 and the archons (magistrates) in the democracy.2. Aristotles description of the Council and the theoretical link between

    democracy and its magistracies.

    3.

    Key doc: a disabled citizen pleads to the Council of 500 for his state pension.

    Readings: Hansen 1999: 225-65;

    Aristotle 1996: 245-49 (secs. 43-49 in Constitution of Athens);Aristotle 1996: 153-66 (The Politics 6);

    Lysias 2000: 252-59 (For the Disabled Man, in Speeches, on ebrary).

    Sep 30 Leadership as a Democratic Practice

    1. What types of leaders did the democracy encourage? How were they recruited? Whatwere their motives?

    2. Why didnt Athens have political parties?3. Who was Athens first truly democratic leader?

    Readings: Hansen 1999: 266-87;

    Plutarch 1998: 78-111 (Life of Themistocles, in Greek Lives)Recommended: Plutarch 1998: 118-39 (Life of Cimon, in Greek Lives). [118]

    Week 7

    Oct 5

    1. What were leaderfollower dynamics like early in the democracy? Did Periclesleadership follow this pattern or break with it?

    2. What is a demagogue? Are all democratic leaders demagogues?3. Leadership profiles: presentations on Pericles, Nicias, Alcibiades.

    Readings: Finley 1985: 38-75 (Athenian Demagogues, inDemocracy Ancient & Modern,

    on Ares ElecReserve);

    Plutarch 1998: Life of Pericles or Life of Nicias or Life of Alcibiades inGreek Lives.

    Oct 7 1. How did democratic leadership change in the fourth century?

    2. Key doc: Plutarchs Life ofDemosthenes.

    Reading: Plutarch Life of Demosthenes (364-94) on Ares Elec Reserve. [104]

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    Week 8 Rejecting Democracy: Voices of Dissent

    Oct 12

    1. Why did some intelligent Athenians despise democracy? Case study: the OldOligarchs Constitution of the Athenians.

    2. Key doc: Platos critique of democratic society and the democratic character.Readings: Old OligarchsConstitution of the Athenians in Aristotle and Xenophon

    1975: 37-47 on Ares Elec Reserve;

    Plato,Republic 8 (555b-565d) (225-36) on Ares Elec Reserve.

    Oct 14 MIDTERM EXAM TODAY. See Policy on Exams. [21]

    Week 9 The Roman Republics Mythical and Historical Beginnings

    Oct 19

    1. What is republicanism? What did Rome contribute to its development?2. Why are the origins of Rome, and of the Republic, accessible through myth and legend?

    What do historians today think were the Republics historical origins? Legendary

    themes: tyrant-slaying, conflict of orders, secession of plebs; arrogant patricians.

    Readings: Millar 2002: 1-11 (Introduction, in The Roman Republic in Political Thought);

    Livy 2006,History of Rome 1.1-1.26 (pp. 9-40);

    Raaflaub 2006: 125-46 (Between Myth and History: Romes Rise from Village

    to Empire) on Ares Elec Reserve.

    Oct 21

    1. Case study: Why is the rape of Lucretia the Republics founding myth?2. Key doc: Livys hymn of praise to Roman liberty.3. Is there one reform that made Rome a republic? Or is it a combination of reforms?

    Readings: Livy 2006History of Rome 1.32-60 (47-83; 2.1 (84-5); 2.23-40 (111-133) [121]

    Week 10 Institutions: Consulate, Senate, Plebeian Assembly, Tribunate

    Oct 26

    1. How accurate is the idea that the Republics constitution mixed elements of monarchy,oligarchy, and democracy?

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    2. What evidence makes the early Republic look like two societies (one of elites, the otherof commoners) co-existing side-by-side?

    Readings: Millar 2002: 12-36 (Greek Observers);

    North 2006: 256-77 (The Constitution of the Roman Republic) on Blackboard.

    Livy 2006History of Rome 3.8-29 (172-98). Recommended: 3.30-59 (198-236)

    Oct 28

    1. Key doc: The Greek historian Polybius analyzes the Roman constitution.2. How does Cicero create a philosophers version of the development of the constitution?

    Readings: Polybius 1979: 302-318 (6.1-18 in The Rise of the Roman Empire, Ares ElecReserve);

    Cicero 1999: 13-32 & 33-57 (secs. 1.26-71 & 2.1-69 in On the Commonwealth(De republica). [130]

    Week 11 Institutions: Citizen Assemblies

    Nov 2

    1. Citizen Assemblies: how were they organized and conducted?2. Case study: How should a magistrate address an assembly? Cicero on going to war

    under Pompeys leadership in 66 BC.

    Readings: Lintott 1999: 40-64 (The Assemblies in Constitution of the Roman Republic on

    Ares ElecReserve);

    Millar 1998: 13-48 (The Roman Crowd in Perspective in The Crowd in Rome in

    the Late Republic, on Ares ElecReserve;

    Cicero 1989: 35-44 & 47-59 (On the Command of C. Pompeius in SelectedPolitical Speeches onAres Elec Reserve).

    Nov 4 Institutions: the Senate

    1. Why was the Senate the Republics dominant political institution?2. Case study: Cicero mobilizes the Senate to meet a crisis of political terrorism in 63 BC.

    Why does his own account differ from the historian Sallusts?

    Readings: Lintott 1999: 65-88 (The Senate) (availability tba);

    Cicero1989: 129-45 (Fourth Speech against Catilina in Selected PoliticalSpeeches, on Ares Elec Reserve);

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    Sallust 1963: 215-27 (from The Conspiracy of Catiline in The Jugurthine War

    and the Conspiracy of Catiline on Ares Elec Reserve. [129]

    Week 12

    Nov 9 SECOND REPORT ON CASE STUDY DUE IN CLASS TODAY

    Institutions: Major Magistrates

    1. Consul, praetor, dictator, proconsul, propraetor, censor: What were their differentfunctions? Their powers? [potestas, imperium, collega, provincia, auspicia]

    Readings: Lintott 1999: 94-120, 121-37, & 144-46 (The Higher Magistrates &

    Tribunes . . .) on Blackboard;

    Cicero 1999: 157-63 ([imperium of magistrates] and 164-67 [on tribunes] in Onthe Laws 3.1-15 and 3.19-26).

    Nov 11 Institutions: Tribunes; the Contio

    1. The tribunes of the plebs; their powers and privileges {sacrosancticity, intercessio,auxilium, provocatio]

    2. The contio as the primary stage for communication between leaders and common citizens3. Key docs: (a) consul Marius boasts of his non-aristocratic credentials for leadership in

    107 BC; (b) Ciceros brother sends him advice on how to campaign for the consulship.

    Readings: Morstein Marx 2004: 34-67 (Setting the Stage inMass Oratory and Political

    Power in the Late Republic, on elecReserve);

    Sallust 1963: 116-22 (Marius speech inJurgurthine War, photocopy);

    Quintus Tullius Cicero, Advice on Running for Consul (photocopy). [91]

    Week 13

    Nov 16 Practices & Values: What Motivated Roman Aristocrats?

    1. Honor, courage in war, eloquence, public service, freedom to compete.2. Presentations: profiles of leaders Cato, Scipio, T. Gracchus, Marius, Sulla [photocopies

    from PlutarchsRoman Lives]

    3. How did the Republics system of criminal justice work? How were the courtsorganized? Who served on juries?

    Readings: Rosenstein 2006: 365-82;

    Riggsby 1999: 1-20 (What Can We Know . . . in Crime & Criminality in

    Ciceronian Rome on Ares Elec Reserve)

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    Nov 18 Institutions: the Law Courts

    1. Case study: Cicero defends M. Caelius Rufus on charges of murder & attemptedpoisoning.

    2.

    Presentation of profiles of leaders: Cicero and J. Caesar [from Plutarch]

    Readings: Riggsby 1999: 97-105 (The oratio pro Caelio Crime & Criminality, photocopy);

    Cicero 1989: 166-193 (In Defence of M. Caelius Rufus in Selected Political

    Speeches, photocopy). [72]

    Week 14 No class on Nov 23 and Nov 25 (Thanksgiving Holiday) [0]

    Week 15

    Nov 30 Evaluating the Republic

    1. How did later ages evaluate the Republic? MachiavellisDiscourses.Readings: Millar 2002: 157-82 (Ciceros Rome: What Aristotle Might Have Thought in

    The Roman Republic in Political Thought;

    Millar 2002: 50-79 (Looking Back on the Republic: the Empire, Middle Ages,Machiavelli);

    Machiavelli 1994: 82-104 (Discourses on Livy, in Selected Political Writings).

    Dec 2

    1. Continued discussion of Machiavellis Roman Republic.2. From todays perspective, how democratic was the Republic?

    Readings: Machiavelli 1994: 104-124 & 158-72;

    Millar 2002: 135-56 (Some Contemporary Approaches). [133]

    Dec 9 FINAL PROJECT DUE BY 5 PM TODAY in THH 256-R. See Policy on Assignments.

    Dec 14 FINAL EXAM TODAY 24 pm. See Policy on Exams.