14
Please use this form if you want the Public Offer Shares to be issued in your name 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格 This Application Form uses the same terms as defined in the prospectus of Jiangsu Innovative Ecological New Materials Limited (the “Company”) dated 19 March 2018 (the “Prospectus”). 本申請表格使用江蘇創新環保新材料有限公司(「本公司」)日期為二零一八年三月十九日的招股章程(「招 股章程」)所界定的相同詞彙。 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。 若無根據美國證券法登記或獲豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 於任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得以任何方式發 送、派發或複製(不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies in Hong Kong and Available for Inspection” in Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄六「送呈香港公司註冊處處長及備查文件」一段所述其他文 件已按香港法例第 32 章公司(清盤及雜項條文)條例第 342C 條規定送呈香港公司註冊處處長登記。香港交 易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香 港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 Jiangsu Innovative Ecological New Materials Limited 江蘇創新環保新材料有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 2116 股份代號 : 2116 Maximum Offer Price : HK$1.25 per Offer Share (payable in full in Hong Kong dollars on application plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% and subject to refund) 最高發售價 : 每股發售股份 1.25 港元(須於申請時以港元繳 足,另加 1% 經紀佣金、0.0027% 證監會交易徵 費及 0.005% 聯交所交易費,多繳款項可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有其他關於申請程序的資料,本申請表格應與招股章程一併閱讀。 Application Form 申請表格 Staple your payment here 請將股款 緊釘在此 To: Jiangsu Innovative Ecological New Materials Limited Orient Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited Quasar Securities Co., Limited Huabang Securities Limited CNI Securities Group Limited Freeman Securities Limited The Public Offer Underwriters Applicants’ declaration I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form. Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section of this Application Form. 致:江蘇創新環保新材料有限公司 東方證券(香港)有限公司 國泰君安證券 ( 香港 ) 有限公司 駿昇証券有限公司 華邦證券有限公司 中國北方證券集團有限公司 民眾證券有限公司 公開發售包銷商 申請人聲明 本人╱吾等同意本申請表格及招股章程的條款及 條件以及申請程序。請參閱本申請表格「填寫及 遞交本申請表格的效用」一節。 警告:任何人士只限作出一次為其利益而提出的 認購申請。請參閱本申請表格「填寫及遞交本申 請表格的效用」一節最後四點。 Sam am mple logical New New 環保新材料有 環保新材料有 n the Cayman Islands with limited lia he Cayman Islands with limited l 於開曼群島註冊成立的有限公司) 曼群島註冊成立的有限公司) Stock code e : : 2116 116 股份代號 2116 2116 mum Offer Price r Price : HK$1.25 per O HK$1 Kong dollar Kon 1%, SFC 1% Exchang refund 最高發售價 最高發售價 每股 ad this Application Form in conju pplication Form in conju n the application procedures. cation procedures 尚有其他關於申請程序的資料,本申 關於申請程序的資料 Applicat Ap Jiangsu Innovative Ecological New Materi Jiangsu Innovative Ecological N Orient Securities (Hong Kong) Limited Orient Securities (Hong Kong) Guotai Junan Securities (Hong Kong) Guotai Junan Securities (Ho Quasar Securities Co., Limited Quasar Securities Co., Lim Huabang Securities Limited Huabang Securities I Securities Group Limited Grou man Securities Limited an Securitie lic Offer Underw lic Offe claration the 樣版 任何 ced (in whole (in duction is not perm tion 權區內,概不得以任何方 權區內,概不得以任 ents specified in the paragraph heade nts specified in the paragrap ailable for Inspection ailable for Inspectionin Appendix VI to in Append ng Kong as required by section 342C of the Kong as required by section 342C of the hapter 32 of the Laws of Hong Kong). Hong 32 of the Laws of Hong Kong). Hong ng Kong Limited (the imited (th Stock Exchange Exchange), Hong rities and Futures Commission of Hong Kong (th ities and Futures Commission of Hong Ko ponsibility for the contents of these documents. onsibility for the contents of these document 香港公司註冊處處長及備查文件」一段所述其 公司註冊處處長及備查文件」一段所述 342C 42C 條規定送呈香港公司註冊處處長登記。 條規定送呈香港公司註冊處處長登記 聯交所」)、香港中央結算有限公司(「香港結 交所」)、香港中央結算有限公司(「香港結 公司註冊處處長對此等文件的內容概不負責。 冊處處長對此等文件的內容概不負責 Materials Lim Materials L 限公司 限公司 ability)

Samam mple Application Form.pdf · 2018. 3. 18. · Samam mple logical New New 環保新材料有 n the Cayman Islands with limited liahe Cayman Islands with limited l 於開曼群島註冊成立的有限公司)曼群島註冊成立的有限公司)

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  • Please use this form if you want the Public Offer Shares to be issued in your name如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    This Application Form uses the same terms as defined in the prospectus of Jiangsu Innovative Ecological New Materials Limited (the “Company”) dated 19 March 2018 (the “Prospectus”).本申請表格使用江蘇創新環保新材料有限公司(「本公司」)日期為二零一八年三月十九日的招股章程(「招股章程」)所界定的相同詞彙。Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act.本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國證券法登記或獲豁免登記,公開發售股份不得在美國提呈發售或出售。This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.於任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得以任何方式發送、派發或複製(不論全部或部分)本申請表格及招股章程。Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies in Hong Kong and Available for Inspection” in Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents.招股章程、所有相關申請表格及招股章程附錄六「送呈香港公司註冊處處長及備查文件」一段所述其他文件已按香港法例第 32章公司(清盤及雜項條文)條例第 342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。

    Jiangsu Innovative Ecological New Materials Limited江蘇創新環保新材料有限公司

    (Incorporated in the Cayman Islands with limited liability)(於開曼群島註冊成立的有限公司)

    Stock code : 2116股份代號 : 2116

    Maximum Offer Price : HK$1.25 per Offer Share (payable in full in Hong Kong dollars on application plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% and subject to refund)

    最高發售價 : 每股發售股份1.25港元(須於申請時以港元繳足,另加1%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費,多繳款項可予退還)

    You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures.招股章程尚有其他關於申請程序的資料,本申請表格應與招股章程一併閱讀。

    Application Form 申請表格

    Staple yourpayment here請將股款緊釘在此

    To: Jiangsu Innovative Ecological New Materials Limited Orient Securities (Hong Kong) Limited Guotai Junan Securities (Hong Kong) Limited Quasar Securities Co., Limited Huabang Securities Limited CNI Securities Group Limited Freeman Securities Limited The Public Offer Underwriters

    Applicants’ declarationI/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section of this Application Form.

    致: 江蘇創新環保新材料有限公司 東方證券(香港)有限公司 國泰君安證券 (香港 ) 有限公司 駿昇証券有限公司 華邦證券有限公司 中國北方證券集團有限公司 民眾證券有限公司 公開發售包銷商申請人聲明本人╱吾等同意本申請表格及招股章程的條款及條件以及申請程序。請參閱本申請表格「填寫及遞交本申請表格的效用」一節。

    警告:任何人士只限作出一次為其利益而提出的認購申請。請參閱本申請表格「填寫及遞交本申請表格的效用」一節最後四點。

    Samammple

    logical New New 環保新材料有環保新材料有

    n the Cayman Islands with limited liahe Cayman Islands with limited l於開曼群島註冊成立的有限公司)曼群島註冊成立的有限公司)Stock codee :: 2116116股份代號 :: 21162116

    mum Offer Pricer Price : HK$1.25 per OHK$1Kong dollarKon1%, SFC 1%Exchangrefund

    最高發售價最高發售價 : 每股足

    ad this Application Form in conjupplication Form in conjuppn the application procedures.cation proceduresp

    尚有其他關於申請程序的資料,本申關於申請程序的資料pp pppp

    ApplicatApJiangsu Innovative Ecological New MateriJiangsu Innovative Ecological NOrient Securities (Hong Kong) LimitedOrient Securities (Hong Kong)Guotai Junan Securities (Hong Kong)Guotai Junan Securities (HoQuasar Securities Co., LimitedQuasar Securities Co., LimHuabang Securities LimitedHuabang Securities

    I Securities Group LimitedGrouman Securities Limitedan Securitie

    lic Offer Underwlic Offe

    clarationthe

    樣版任何

    ced (in whole (in duction is not permtion

    權區內,概不得以任何方權區內,概不得以任

    ents specified in the paragraph headents specified in the paragrapailable for Inspectionailable for Inspection”” in Appendix VI to in Append

    ng Kong as required by section 342C of the Kong as required by section 342C of the hapter 32 of the Laws of Hong Kong). Hong 32 of the Laws of Hong Kong). Hong

    ng Kong Limited (the imited (th “Stock ExchangeExchange””), Hong rities and Futures Commission of Hong Kong (thities and Futures Commission of Hong Ko

    ponsibility for the contents of these documents.onsibility for the contents of these document香港公司註冊處處長及備查文件」一段所述其公司註冊處處長及備查文件」一段所述

    p yyy

    342C42C條規定送呈香港公司註冊處處長登記。條規定送呈香港公司註冊處處長登記處處 備處處 備

    聯交所」)、香港中央結算有限公司(「香港結交所」)、香港中央結算有限公司(「香港結公司註冊處處長對此等文件的內容概不負責。冊處處長對此等文件的內容概不負責聯 香 結算 香香 結算 香

    樣樣Materials LimMaterials L限公司限公司ability)

  • Please use this form if you want the Public Offer Shares to be issued in your name如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    Signed by (all) applicant(s) (all joint applicants must sign):由(所有)申請人簽署(所有聯名申請人必須簽署):

    Date: 日期 : ╱ ╱ D 日 M 月 Y 年

    Number of Public Offer Shares applied for (not more than 6,000,000 shares)申請公開發售股份數目(不超過6,000,000股股份)

    Total amount 總額

    HK$ 港元

    Name in English (in BLOCK letter) 英文姓名╱名稱(正楷)

    Family name or company name 姓氏或公司名稱 Forename(s) 名字

    Name in Chinese 中文姓名╱名稱

    Family name or company name姓氏或公司名稱 Forename(s) 名字

    Occupation in English 職業(以英文填寫)

    Names of all other joint applicants in English (if any, in BLOCK letter)所有其他聯名申請人的英文姓名╱名稱(如有,正楷)

    1)

    2)

    3)

    Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letter) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)

    Telephone No. 電話號碼

    For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是項認購申請將視作為 閣下本身利益提出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。

    ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用正楷填寫 閣下的姓名╱名稱及香港地址)

    For internal use 此欄供內部使用

    For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀Broker No. 經紀號碼 Broker’s Chop 經紀印章

    Cheque/banker’s cashier order number 支票╱銀行本票號碼

    Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節)

    Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No.* (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記證號碼*(請刪除不適用者)

    Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants* (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱香港商業登記證號碼*(請刪除不適用者)

    1)

    2)

    3)

    Sampleee

    For

    llllin BLOCK letter)r)如有,正楷)plplplpppmpppmpEnglish and telephone no. (joint applicants shoud telephone no. (joint applicants shoutter) 香港地址(以英文正楷填寫)及電話號碼(址(以英文正楷填寫)及電話號碼(amamSamSar Nominees: You will be treated as applyinNominees: You will be treated aenefit if you do not complete this section. fit if you do not complete thount number or identification code for unt number or identification 由由代名人遞交:代名人若不填寫代名人遞交:代為 閣下本身利益提出。請填利益號碼或識別編碼。碼或識別編碼S地址

    Hong Kong ng Kong Registration Noegistration 護照號碼╱香港護照號碼╱香港

    ggleleleHong Kong Identity CHonRegistration No. of Registratappropriate) propr 所有碼╱香港商業登╱pp p )ppppppp1)2)3樣版樣版樣

    rename(s) ename(s) 名字名字

    樣樣ename(s) name(s) 名字名字版版版

    ber 支票╱銀行本票支票╱銀行本

    版版樣版

    cheque/bankerheque/banker’s cashier order is drawn s cashier order isour applicationr application”” section) section) 兌現支票╱銀兌現支票╱銀

    稱(見「申請手續」一節)申請手續」一

    Identity Card No./Pentity Card No.* (Please delete* (Please de商業登記證記證(樣

  • Please use this form if you want the Public Offer Shares to be issued in your name如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    * (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.

    個人必須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體必須填寫其香港商業登記證號碼。每名聯名申請人均必須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記證號碼將轉交第三方以核實申請表格的有效性。

    (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.

    退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

    (3) If an application is made by an unlisted company and:‧ the principal business of that company is dealing in securities; and‧ you exercise statutory control over that company,

    then the application will be treated as being made for your benefit. 如申請由一家非上市公司提出,而:‧ 該公司主要從事證券買賣業務;及‧ 閣下對該公司可行使法定控制權,

    是項申請將視作為 閣下的利益提出。

    Sample

    y,e for your ben

    及權,

    益提出。

    樣版

    人團體必須團體必身份證號碼╱護照份證號碼╱

    for joint applicants, the first-named or joint applicants, the first-named r may require verification of your Hong quire verification of your

    your refund cheque.ur refund cheque.排名首位申請人的香港身份證號碼╱名首位申請人的香港身份證號碼閣下的香港身份證號碼╱護照號碼閣下的香港身份證號碼╱護照號

    n securities; andcurities; and

    nefit.t

  • This page is intentionally left blank此乃白頁 特意留空

    Sampleleple

    page is intentionally left blanke is intentionally left blan此乃白頁頁 特意留空特意留空

    樣版樣

  • Please use this form if you want the Public Offer Shares to be issued in your name

    How to make your application

    1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

    Jiangsu Innovative Ecological New Materials Limited(HK$1.25 per Offer Share)

    NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTSNo. of Amount payable No. of Amount payable No. of Amount payable

    Public Offer on application Public Offer on application Public Offer on applicationShares applied for HK$ Shares applied for HK$ Shares applied for HK$

    2,000 2,525.20 60,000 75,755.78 1,000,000 1,262,596.25

    4,000 5,050.39 70,000 88,381.74 1,500,000 1,893,894.38

    6,000 7,575.58 80,000 101,007.70 2,000,000 2,525,192.50

    8,000 10,100.77 90,000 113,633.67 2,500,000 3,156,490.63

    10,000 12,625.97 100,000 126,259.63 3,000,000 3,787,788.75

    12,000 15,151.16 200,000 252,519.25 3,500,000 4,419,086.88

    14,000 17,676.35 300,000 378,778.88 4,000,000 5,050,385.00

    16,000 20,201.54 400,000 505,038.50 4,500,000 5,681,683.13

    18,000 22,726.74 500,000 631,298.13 5,000,000 6,312,981.25

    20,000 25,251.93 600,000 757,557.75 5,500,000 6,944,279.38

    30,000 37,877.89 700,000 883,817.38 6,000,000(1) 7,575,577.50

    40,000 50,503.85 800,000 1,010,077.00

    50,000 63,129.82 900,000 1,136,336.63

    (1) Maximum number of Public Offer Shares you may apply for.

    2. Complete the form in English (in BLOCK letter) and sign it. Only written signatures will be accepted (and not by way of personal chop).

    3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

    The cheque must: Banker’s cashier order must:

    ‧ be in Hong Kong dollars;‧ not be post-dated;‧ be made payable to “Wing Lung Bank (Nominees) Limited - Jiangsu Innovative Public Offer”;‧ be crossed “Account Payee Only”;‧ be drawn on your Hong Kong dollar bank

    account in Hong Kong; and‧ show your account name, which must either be

    preprinted on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name.

    ‧ be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name.

    lle883

    00 1,010,0771,010,077

    0,0000,00 1,136,336.631,136,336.63

    may apply for.r

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    Hong Kong dollarsg dollars;;t be post-datedbe post-dated;;

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    account in Hong Kong; andaccount in Hong how your account nameco

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    ame mu

    樣版版版版版樣樣樣樣版版版樣版版樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣

    SAmount paymoun

    Offerfer on applicationon applis applied forapplied for HK$HK$

    1,000,0001,000,000 1,262,596.2562,596.25

    1,500,0001,500,000 1,893,894.381,893,894

    2,000,00000,00 2,525,192.502,525,192

    .67 2,500,0002,500,000 3,156,490.633,156,490

    259.6359.63 3,000,0003 3,787,7883,787,78

    252,519.259.25 3,500,00000,0 4,41941

    378,778.88378,778.88 4,000,0004,000, 5,

    505,038.5005,038.5 4,500,0004,500,000

    631,298.1331,298.13 5,000,0005,000,0

    757,557.757.75 5,500,0005,500,00

    817.3838 6,000,06

    .000

  • Please use this form if you want the Public Offer Shares to be issued in your name

    4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Wing Lung Bank Limited:

    District Branch Name Address

    Hong Kong Island Head Office 45 Des Voeux Road Central, Hong Kong

    Johnston Road Branch 118 Johnston Road, Hong Kong

    Kowloon Mongkok Branch B/F Wing Lung Bank Centre, 636 Nathan Road,Hong Kong

    New Territories Tsuen Wan Branch 251 Sha Tsui Road, Hong Kong

    5. Your Application Form can be lodged at these times:

    Monday, 19 March 2018 — 9:00 a.m. to 5:00 p.m.Tuesday, 20 March 2018 — 9:00 a.m. to 5:00 p.m.

    Wednesday, 21 March 2018 — 9:00 a.m. to 5:00 p.m.Thursday, 22 March 2018 — 9:00 a.m. to 12:00 noon

    6. The latest time for lodging your application is 12:00 noon on Thursday, 22 March 2018. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “How to apply for Public Offer Shares - 10. Effect of bad weather on the opening of the application lists” of the Prospectus.

    Sample9:

    — 9:00

    is 12:00 noon on Tnoon on 12:00 noon on that day, 12:00 noon on that day

    blic Offer Shares - 10. Effect ofOffer Shares - 10. Effec樣版

    ong Kongg Ko

    KongKong

    nk Centre, 636 Nathan Road,nk Centre, 636 Nathan Roa

    sui Road, Hong Kongi Road, Hong Kong

    9:00 a.m. to 5:00 p.m.00 a.m. to 5:00 p.m.9:00 a.m. to 5:00 p.m.a.m. to 5:00 p.m.:00 a.m. to 5:00 p.m.0 a.m. to 5:00 p.m.

    0 a.m. to 12:00 noonm. to 12:00 noon

    Thursday, 22 Mhursday, 22subject ct

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  • 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    申請手續

    1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 2,000股公開發售股份,並為下表所列的其中一個數目,否則恕不受理。

    江蘇創新環保新材料有限公司(每股發售股份1.25港元)

    可供申請認購的股份數目及應繳款項申請認購的 申請時 申請認購的 申請時 申請認購的 申請時公開發售 應繳款項 公開發售 應繳款項 公開發售 應繳款項股份數目 港元 股份數目 港元 股份數目 港元

    2,000 2,525.20 60,000 75,755.78 1,000,000 1,262,596.25

    4,000 5,050.39 70,000 88,381.74 1,500,000 1,893,894.38

    6,000 7,575.58 80,000 101,007.70 2,000,000 2,525,192.50

    8,000 10,100.77 90,000 113,633.67 2,500,000 3,156,490.63

    10,000 12,625.97 100,000 126,259.63 3,000,000 3,787,788.75

    12,000 15,151.16 200,000 252,519.25 3,500,000 4,419,086.88

    14,000 17,676.35 300,000 378,778.88 4,000,000 5,050,385.00

    16,000 20,201.54 400,000 505,038.50 4,500,000 5,681,683.13

    18,000 22,726.74 500,000 631,298.13 5,000,000 6,312,981.25

    20,000 25,251.93 600,000 757,557.75 5,500,000 6,944,279.38

    30,000 37,877.89 700,000 883,817.38 6,000,000(1) 7,575,577.50

    40,000 50,503.85 800,000 1,010,077.00

    50,000 63,129.82 900,000 1,136,336.63

    * 閣下可申請認購的公開發售股份最高數目。

    2. 以英文正楷填妥及簽署表格。僅接納親筆簽名(不得以個人印章代替)。

    3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請必須附有一張獨立開出支票或一張獨立開出銀行本票。 閣下的支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請將不獲接納:

    支票必須: 銀行本票必須:

    ‧ 以港元開出;‧ 不得為期票;‧ 註明抬頭人為「永隆銀行受託代管有限公司-江蘇創新公開發售」;‧ 劃線註明「只准入抬頭人賬戶」;

    ‧ 從 閣下在香港的港元銀行賬戶中開出;及‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須已預印在支票上,或由有關銀行授權的人士在支票背書。賬戶名稱必須與 閣下姓名╱名稱相同。如屬聯名申請,該賬戶名稱必須與排名首位申請人的姓名╱名稱相同。

    ‧ 須由香港持牌銀行開出,並由有關銀行授權的人士在銀行本票背面簽署核證 閣下姓名╱名稱。銀行本票所示姓名╱名稱必須與 閣下姓名╱名稱相同。如屬聯名申請,銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同。

    SSSamplelle

    63

    757,5

    000 883,817.883,817

    00,0000,000 1,010,077.00010,077.00

    900,00000,000 1,136,336.631,136,336.63

    高數目。

    署表格。僅接納親筆簽名(不得以個人接納親筆簽名

    或銀行本票釘於表格上。每份公開發票釘於表格上。每份公開銀行本票。票 閣下的支票或銀行本閣下的支票或銀行本

    獲接納:amSa必須:須

    以港元開出;以港元開出;‧ 不得為期票;不得為期票;註明抬頭人為「註明抬頭人為「永隆銀行受線註明「只准入抬頭註明「只准

    下在香港的下在下的

    樣版版版版版版版版版樣樣樣樣版版樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣樣

    認購的的 申請時申請公開發售開發 應繳款項繳款股份數目股份數目 港元港元

    1,000,000,000,00 1,262,596.251,262,596

    4 1,500,0000,000 1,893,894.38893,894

    7.70 2,000,0002,000,000 2,525,192.52,525,192

    3,633.6733.67 2,500,000 3,156,493,156

    126,259.63126,259.6 3,000,0003,000,0 3,78

    252,519.25252,519.25 3,500,0003,500 4

    378,778.888,778 4,000,0004,000,000

    505,038.50505,038.50 4,500,0004,500,00

    31,298.138.13 5,000,0005,000,00

    57.7575 5,5005

    388 6,0

  • 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入永隆銀行有限公司下列任何一家分行特設的收集箱:

    地區 分行名稱 地址

    香港島 總行 香港德輔道中 45號

    莊士敦道分行 香港莊士敦道 118號

    九龍 旺角分行 香港彌敦道 636號永隆銀行中心地庫

    新界 荃灣分行 香港沙咀道 251號

    5. 閣下可於下列時間遞交申請表格:

    二零一八年三月十九日(星期一)- 上午九時正至下午五時正二零一八年三月二十日(星期二)- 上午九時正至下午五時正

    二零一八年三月二十一日(星期三)- 上午九時正至下午五時正二零一八年三月二十二日(星期四)- 上午九時正至中午十二時正

    6. 截止遞交申請的時間為二零一八年三月二十二日(星期四)中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章程「如何申請公開發售股份-10.惡劣天氣對開始辦理申請登記的影響」)。

    Sample上午

    )- 上午九午九期四)期四 - 上午九時正上午九時正

    年三月二十二日(星期四)中午十二十二日(星期四)中時正期間登記認購申請,唯一會影響登記認購申請

    何申請公開發售股份-開發售股份 10.10.惡劣天氣惡

    樣版

    6號永隆銀行中心地庫永隆銀行中心地庫

    咀道 251251號號

    上午九時正至下午五時正午九時正至下午五時正午九時正至下午五時正時正至下午五時正九時正至下午五時正正至下午五

    正至中午十二正至中午十

  • Please use this form if you want the Public Offer Shares to be issued in your name

    Conditions of your application

    A. Who can apply1. You and any person(s) for whose benefit you are applying must be

    18 years of age or older and must have a Hong Kong address.2. If you are a firm, the application must be in the individual

    members’ names.3. The number of joint applicants may not exceed 4.4. If you are a body corporate, the application must be signed by a

    duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.

    5. You must be outside the United States, not be a United States Person (as defined in Regulation S under the U. S. Securities Act) and not be a legal or natural person of the PRC.

    6. Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you are:‧ an existing beneficial owner of shares in the Company and/or

    any of its subsidiaries;‧ a Director or chief executive officer of the Company and/or

    any of its subsidiaries;‧ a connected person of the Company or will become a

    connected person of the Company immediately upon completion of the Share Offer;

    ‧ an associate of any of the above; or‧ have been allocated or have applied for or indicated an

    interest in any Offer Shares under the Placing.

    B. If you are a nomineeYou, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

    C. Effect of completing and submitting this Application FormBy completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:‧ undertake to execute all relevant documents and instruct and

    authorise the Company and/or the Joint Coordinators (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;

    ‧ agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;

    ‧ confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

    ‧ confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

    Jiangsu Innovative Ecological New Materials Limited江蘇創新環保新材料有限公司

    (Incorporated in the Cayman Islands with limited liability)

    SHARE OFFER

    ‧ confirm that you are aware of the restrictions on the Share Offer in the Prospectus;

    ‧ agree that none of the Company, the Sole Sponsor, the Joint Coordinators, the Joint Bookrunners, the Joint Lead Managers, Co-lead Manager, Co Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisors and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it);

    ‧ undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing;

    ‧ agree to disclose to the Company, the Company’s Hong Kong Share Registrar, the receiving bank, the Sole Sponsor, the Joint Coordinators, the Joint Bookrunners, the Joint Lead Managers, Co-lead Manager, Co Managers, the Underwriters and/or their respective advisors and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application;

    ‧ if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Joint Coordinators, the Joint Bookrunners, the Joint Lead Managers Co-lead Manager, Co Managers, and the Underwriters nor any of their respective officers or advisors will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;

    ‧ agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;

    ‧ agree that your application will be governed by the laws of Hong Kong;

    ‧ represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h) (3) of Rule 902 of Regulation S;

    ‧ warrant that the information you have provided is true and accurate;‧ agree to accept the Public Offer Shares applied for, or any lesser

    number allocated to you under the application;‧ authorise the Company to place your name(s) on the Company’s

    register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have fulfilled the criteria mentioned in “How to apply for Public Offer Shares – 14. Despatch/collection of share certificates and refund monies – Personal Collection” of the Prospectus to collect the share certificate(s) and/or refund cheque(s) in person;

    Sample

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    application in your own name on behalf of differenyour own name on beha

    of completing and submitting this Application Fong and submitting this Apeting and submitting this Application Form, you (anng and submitting this Application Fo

    pplicants, each of you jointly and severally) for yoplicants, each of you jointly and severnt or a nominee on behalf of each person for whom yor a nominee on behalf of each person

    undertake to execute all relevant documenundertake to execute all relevaauthorise the Company and/or the Jointauthorise the Company and/oagents or nominees), as agents of thegents or nominees), a

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    樣版

    e of the restrictions on the Share Offerof the restrictions on the Sha

    the Company, the Sole Sponsor, the Joint he Company, the Sole Sponsor, the Joint Joint Bookrunners, the Joint Lead Managers, ookrunners, the Joint Lead Managers, Co-C

    r, Co Managers,o Managers, the Underwriters, their respective the Underwriters, their reofficers, employees, partners, agents, advisors and ficers, employees, partners, agents, advisors

    arties involved in the Share Offer is or will be liabinvolved in the Share Offer is or will be information and representations not in the Prospectusnformation and representations not in the Prospec

    upplement to it);ment to it);undertakeundertak and and confirm confirm that you or the person(s) fthat you or the personyou have made the application have not appliyou have made the application have not appor indicated an interest for, and will not apr indicated an interest for, and will noindicate an interest for, any Offer Sharndicate an interest for, any Offparticipated in the Placing;articipated in the Placing;

    ree to disclose to the Compano disclose to the CompanRegistrar, the receiving gistrar, the receiv

    tors, the Joint Boors, the Joint Bnager, Co MCo

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  • Please use this form if you want the Public Offer Shares to be issued in your name

    ‧ declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;

    ‧ understand that the Company, the Joint Coordinators and the Public Offer Underwriters will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

    ‧ (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the White Form eIPO Service Provider by you or by any one as your agent or by any other person; and

    ‧ (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC; and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

    D. Power of attorneyIf your application is made by a person under power of attorney, the Joint Coordinators may accept it at its discretion and on any conditions it think fit, including evidence of the attorney’s authority.

    Determination of Offer Price and Allocation of Public Offer SharesThe Offer Price is expected to be fixed on or around Thursday, 22 March 2018. Applicants are required to pay, on application, the maximum Offer Price of HK$1.25 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee (subject to refund). If the Offer Price is not agreed between the Company and the Joint Coordinators (for themselves and on behalf of the Underwriters) by Tuesday, 27 March 2018, the Share Offer will not proceed and will lapse.

    Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.

    The Company expects to announce the final Offer Price, the level of indication of interest in the Placing, the level of applications in the Public Offer and the basis of allocation of the Public Offer Shares on Tuesday, 27 March 2018 in the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese) and on the Stock Exchange’s website at www.hkexnews.hk and the Company’s website at www.jscxsh.cn. Results of allocations under the Public Offer, and the Hong Kong identity card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the Stock Exchange’s website at www.hkexnews.hk and the Company’s website at www.jscxsh.cn no later than 9:00 a.m. on Tuesday, 27 March 2018.

    The allocation of Offer Shares between the Public Offer and the Placing is subject to adjustment as detailed in the section headed “Structure of the Share Offer – Public Offer – Reallocation” in the Prospectus. In particular, the Joint Coordinators may reallocate Offer Shares from the Placing to the Public Offer to satisfy valid applications under the Public Offer. In accordance with Guidance Letter HKEx-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the maximum total number of Offer Shares that may be allocated to the Public Offer following such allocation shall be not more than double the initial allocation to the Public Offer (i.e. 24,000,000 Offer Shares) and the final Offer Price shall be fixed at the low-end of the indicative Offer Price range (i.e. HK$1.00 per Offer Share) stated in the Prospectus.

    If your application for Public Offer Shares is successful (in whole or in part)If you apply for 1,000,000 Public Offer Shares or more and have provided all information required by this Application Form, you may collect your refund cheque(s) and/or share certificate(s) in person from Computershare Hong Kong Investor Services Limited, at Shops 1712-1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Tuesday, 27 March 2018, or such other date as notified by the Company in the newspapers.

    If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited.

    If you do not collect your refund cheque(s) and/or share certificate(s) personally within the time period specified for collection, they will be despatched promptly to the address specified in this Application Form by ordinary post at your own risk.

    If you apply for less than 1,000,000 Public Offer Shares, your refund cheque(s) and/or share certificate(s) will be sent to the address on the relevant Application Form on or before Tuesday, 27 March 2018, by ordinary post and at your own risk.

    No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

    Refund of your money

    If you do not receive any Public Offer Shares or if your application is accepted in part only, the Company will refund to you your application monies or the appropriate portion thereof (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in “How to apply for Public Offer Shares – 14. Despatch/collection of share certificates and refund monies” of the Prospectus.

    Application by HKSCC Nominees Limited (“HKSCC Nominees”)Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail.

    Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:‧ “Applicants’ declaration” on the first page;‧ “Warning” on the first page;‧ “If you are a nominee”;‧ All representations and warranties under the “Effect of completing

    and submitting this Application Form” section, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;

    ‧ “If your application for Public Offer Shares is successful (in whole or in part)”; and

    ‧ “Refund of your money”.

    The following sections in the “How to apply for Public Offer Shares” section of the Prospectus are inapplicable where this form is signed by HKSCC Nominees:‧ “8. How many applications can you make”; and‧ “12. Circumstances in which you will not be allotted Offer Shares”.

    Sample

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    collect your refund cheque(s) and/or share certificaect your refund cheque(s) and/or share certwithin the time period specified for collection, they the time period specified for collection, the

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    you apply for less than 1,000,000 Public Offer Shou apply for less than 1,000,000 Public Offercheque(s) and/or share certificate(s) will be sent t(s) and/or share certificate(s) will be s

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  • 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    申請條件

    甲、 可提出申請的人士1. 閣下及 閣下為其利益提出申請的任何人士必須年滿

    18歲並有香港地址。2. 如 閣下為商號,申請必須以個別成員名義提出。3. 聯名申請人不得超過四名。4. 如 閣下為法人團體,申請須經獲正式授權人員簽

    署,並註明其所屬代表身份及蓋上公司印鑑。5. 閣下必須身處美國境外,並非美籍人士(定義見美國

    證券法S規例),亦非中國法人或自然人。6. 除上市規則批准外,下列人士不得申請認購任何公開

    發售股份:‧ 本公司及╱或其任何附屬公司股份的現有實益擁

    有人;‧ 本公司及╱或其任何附屬公司的董事或最高行政

    人員;‧ 本公司關連人士或緊隨股份發售完成後將成為本

    公司關連人士;‧ 上述任何人士的聯繫人;或‧ 已獲分配或已申請認購或表示有意申請認購配售

    項下任何發售股份的人士。

    乙、 如 閣下為代名人閣下作為代名人可提交超過一份公開發售股份申請,方法是:(i)通過中央結算及交收系統(「中央結算系統」)向香港結算發出電子認購指示(如 閣下為中央結算系統參與者)或 (ii)使用白色或黃色申請表格,以本身名義代表不同的實益擁有人提交超過一份申請。

    丙、 填寫及遞交本申請表格的效用閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請人,即各人共同及個別)代表 閣下本身,或作為 閣下代其行事的每位人士的代理或代名人:‧ 承諾簽立所有相關文件,並指示及授權本公司及╱

    或作為本公司代理的聯席協調人(或彼等代理或代名人),為按照組織章程細則的規定將 閣下獲分配的任何公開發售股份以 閣下名義登記而代表 閣下簽立任何文件及代表 閣下進行所有必需事項;

    ‧ 同意遵守公司條例、公司(清盤及雜項條文)條例及組織章程細則;

    ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條件以及申請程序,並同意受其約束;

    ‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅依據招股章程載列的資料及陳述,而除招股章程任何補充文件外,將不會依賴任何其他資料或陳述;

    Jiangsu Innovative Ecological New Materials Limited江蘇創新環保新材料有限公司

    (於開曼群島註冊成立的有限公司)

    股份發售

    ‧ 確認 閣下知悉招股章程內有關股份發售的限制;‧ 同意本公司、獨家保薦人、聯席協調人、聯席賬簿管

    理人、聯席牽頭經辦人、共同牽頭經辦人、副經辦人、包銷商、彼等各自的董事、職員、僱員、合夥人、代理、顧問及參與股份發售的任何其他各方現時或日後均毋須對並非載於招股章程(及其任何補充文件)的任何資料及陳述負責;

    ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並無申請或接納或表示有意認購(亦不會申請或接納或表示有意認購)配售的任何發售股份,亦無參與配售;

    ‧ 同意應本公司、本公司香港證券登記處、收款銀行、獨家保薦人、聯席協調人、聯席賬簿管理人、聯席牽頭經辦人、共同牽頭經辦人、副經辦人、包銷商及╱或彼等各自的顧問及代理的要求,向彼等披露有關 閣下及 閣下為其利益提出申請的人士的任何個人資料;

    ‧ 若香港境外任何地方的法例適用於 閣下的申請,則同意及保證 閣下已遵守所有有關法例,且本公司、獨家保薦人、聯席協調人、聯席賬簿管理人、聯席牽頭經辦人、共同牽頭經辦人、副經辦人、包銷商及彼等各自的任何職員或顧問概不會因接納 閣下的購買要約,或 閣下根據招股章程及本申請表格所載的條款及條件的權利及責任所採取的任何行動,而違反香港境外的任何法例;

    ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳述而撤銷;

    ‧ 同意 閣下的申請將受香港法例規管;‧ 聲明、保證及承諾:(i) 閣下明白公開發售股份不曾

    亦不會根據美國證券法登記;及 (ii) 閣下及 閣下為其利益申請公開發售股份的任何人士均身處美國境外(定義見S規例),或屬S規例第 902條第 (h)(3)段所述人士;

    ‧ 保證 閣下提供的資料真實準確;‧ 同意接納所申請數目或分配予 閣下惟數目較申請為

    少的公開發售股份;‧ 授權本公司將 閣下的姓名╱名稱列入本公司股東名

    冊,作為 閣下獲分配的任何公開發售股份的持有人,並授權本公司及╱或其代理以普通郵遞方式按申請所示地址向 閣下或聯名申請排名首位申請人寄發任何股票及╱或退款支票,郵誤風險由 閣下承擔,除非 閣下已符合招股章程內「如何申請公開發售股份-14.發送╱領取股票及退款-親自領取」的條件而親身領取股票及╱或退款支票則除外;

    Sample實益擁或最高行政最高行政售完成後將成為本或

    購或表示有意申請認購配售意申請認的人士。

    交超過一份公開發售股份申請,方法份公開發售股份申請,方法結算及交收系統(「中央結算系統」)向香港系統(「中央結算系統」)向香港

    認購指示(如 閣下為中央結算系統參與者閣下為中央結算系色或黃色申請表格,以本身名義代表不同申請表格,以本身名義

    提交超過一份申請。提交超過一份申請。

    填寫及遞交本申請表格的效用填寫及遞交本申請表格的效用閣下填妥並遞交本申請表格,即表示下填妥並遞交本申請表格,即表 閣下,即各人共同及個別)代表即各人共同及個別)代表 閣下本身事的每位人士的代理或代名人:事的每位人士的代理諾簽立所有相關文件,並相關為本公司代理的聯席本公司代理按照組織章程按照售股份以代表

    售‧ 同意

    獨家保獨家保頭經辦人頭經辦人╱或彼等各╱或彼等關關 閣下及閣下及 閣人資料;人資料

    ‧‧ 若香港境外任若香同意及保證同獨家保頭經等

    樣版

    招股章程內有關股份發售的限制;股章程內有關股份發售的限制獨家保薦人、聯席協調人、聯席賬簿管保薦人、聯席協調人、聯席賬簿管

    席牽頭經辦人、人、共同牽頭經辦人、副經辦共同牽頭經辦人、副銷商、彼等各自的董事、職員、僱員、合商、彼等各自的董事、職員、僱員

    代理、顧問及參與股份發售的任何其他各方顧問及參與股份發售的任何其他各日後均毋須對並非載於招股章程(及其任何後均毋須對並非載於招股章程(及其任

    件)的任何資料及陳述負責;件)的任何資料及陳述負責承諾承諾及及確認確認 閣下或閣下或 閣下為其利益提閣下為其利益並無申請或接納或表示有意認購(亦並無申請或接納或表示有意認購或表示有意認購)配售的任何發售或表示有意認購)配售的任售;意應本公司、本公司香港本公司、本公司保薦人、聯席協調薦人、聯席協

    、共同牽頭牽自的

  • 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    ‧ 聲明及陳述此乃 閣下為本身或 閣下為其利益提出申請的人士的利益提出及擬提出的唯一申請;

    ‧ 明白本公司、聯席協調人及公開發售包銷商將依賴 閣下的聲明及陳述以決定是否向 閣下配發任何公開發售股份, 閣下如作出虛假聲明,可能會被檢控;

    ‧ (如申請為 閣下本身的利益提出)保證 閣下或作為 閣下代理的任何人士或任何其他人士不曾亦不會為 閣下的利益以白色或黃色申請表格或向香港結算發送電子認購指示或向白表 eIPO服務供應商而提出其他申請;及

    ‧ (如 閣下作為代理為另一人士的利益提出申請)保證(i) 閣下(作為代理或為該人士利益)或該人士或任何其他作為該人士代理的人士不曾亦不會以白色或黃色申請表格或向香港結算發送電子認購指示而提出其他申請;及 (ii) 閣下獲正式授權作為該其他人士的代理代為簽署申請表格或發出電子認購指示。

    丁、 授權書如 閣下透過獲得授權書的人士提出申請,聯席協調人可按其認為合適的條件(包括出示獲授權證明)酌情接納。

    釐定發售價及分配公開發售股份發售價預期將於二零一八年三月二十二日(星期四)或前後釐定。申請人須於申請時繳付每股公開發售股份最高發售價 1.25港元,另加 1%經紀佣金、0.0027%證監會交易徵費及 0.005%聯交所交易費(多餘款項可予退還)。倘本公司(為其本身及代表售股股東)與聯席協調人(為彼等本身及代表包銷商)並無於二零一八年三月二十七日(星期二)前協定發售價,股份發售將不會進行及將告失效。

    截止登記認購申請前,將不會處理公開發售股份的申請及配發任何公開發售股份。

    本公司預期於二零一八年三月二十七日(星期二)在南華早報(以英文)及香港經濟日報(以中文)以及聯交所網站www.hkexnews.hk及本公司網站www.jscxsh.cn公佈最終發售價、配售踴躍程度、公開發售申請水平及公開發售股份分配基準。公開發售的分配結果及成功申請人的香港身份證號碼╱護照號碼╱香港商業登記證號碼(如適用)將於不遲於二零一八年三月二十七日(星期二)上午九時正於聯交所網站www.hkexnews.hk及本公司網站 www.jscxsh.cn公佈。

    在公開發售與配售之間作出的發售股份分配可根據本招股章程「股份發售的架構-公開發售-重新分配」一節所詳述者予以調整。具體而言,聯席協調人可將發售股份自配售重新分配至公開發售以滿足公開發售的有效申請。根據聯交所發出的指引信HKEx- GL91-18,倘上述分配並非根據上市規則第 18項應用指引而作出,則於該分配後可能分配至公開發售的發售股份總數最多不得超過向公開發售所作之最初分配(24,000,000股發售股份)的兩倍,及最終發售價須釐定為招股章程訂明的指示性發售價範圍的下限(即每股發售股份 1.00港元)。

    如 閣下的公開發售股份申請獲接納(全部或部分)如 閣下申請認購 1,000,000股或以上公開發售股份及已提供本申請表格所需所有資料, 閣下可於二零一八年三月二十七日(星期二)或本公司在報刊公佈的其他日期上午九時正至下午一時正,親身前往香港中央證券登記有限公司(地址為香港皇后大道東 183號合和中心 17樓 1712-1716室)領取退款支票及╱或股票。

    如 閣下為個人申請人並合資格親身領取, 閣下不得授權任何其他人士代領。如 閣下為公司申請人並合資格派人領取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領取。個人申請人及授權代表領取股票時均須出示香港中央證券登記有限公司接納的身份證明文件。

    如 閣下並無在指定領取時間內親身領取退款支票及╱或股票,有關退款支票及╱或股票將會立刻以普通郵遞方式寄往本申請表格所示地址,郵誤風險由 閣下承擔。

    如 閣下申請認購 1,000,000股以下公開發售股份, 閣下的退款支票及╱或股票將於二零一八年三月二十七日(星期二)或之前以普通郵遞方式寄往相關申請表格所示地址,郵誤風險由閣下承擔。

    本公司不會就申請時繳付的款項發出收據,亦不會發出臨時所有權文件。

    退回股款若 閣下未獲分配任何公開發售股份或申請僅部分獲接納,本公司將不計利息向 閣下退回 閣下的申請股款或當中適合部分(包括相關的 1%經紀佣金、0.0027%證監會交易徵費及 0.005%聯交所交易費)。如發售價低於最高發售價,本公司將不計利息向 閣下退回多收申請股款(包括相關的 1%經紀佣金、0.0027%證監會交易徵費及 0.005%聯交所交易費)。有關退款程序載於招股章程「如何申請公開發售股份-14.發送╱領取股票及退款」。

    香港中央結算(代理人)有限公司(「香港結算代理人」)提出的申請如本申請表格由香港結算代理人代表發出電子認購指示申請公開發售股份的人士簽署,本申請表格與招股章程不符的條文將不適用,且以招股章程所述者為準。

    在不限制此段一般應用的前提下,本申請表格的以下部分在本表格由香港結算代理人簽署的情況下並不適用:‧ 第一頁的「申請人聲明」;‧ 第一頁的「警告」;‧ 「如 閣下為代名人」;‧ 「填寫及遞交本申請表格的效用」一節項下的所有陳述

    及保證,惟首項有關以申請人名義登記公開發售股份及簽署使申請人登記成為公開發售股份持有人的文件除外;

    ‧ 「如 閣下的公開發售股份申請獲接納(全部或部分)」;及

    ‧ 「退回股款」。

    招股章程「如何申請公開發售股份」一節的以下部分在本表格由香港結算代理人簽署的情況下並不適用:‧ 「8. 閣下可提交的申請數目」;及‧ 「12. 閣下不獲配發發售股份的情況」。

    Sample

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    前後高發售高發

    會交易徵會交易徵還)。倘本公司公司為彼等本身及代代

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    處理公開發售股份的申請及股份的申

    八年三月二十七日(星期二)在南華二十七日(星期二)在南華港經濟日報(以中文)以及聯交所網站報(以中文)以及聯交所網站

    hk及本公司網站司網站www.jscxsh.cnw.jscxsh 公佈最配售踴躍程度、公開發售申請水平及公開度、公開發售申請水

    配基準。公開發售的分配結果及成功申公開發售的分配結果身份證號碼╱護照號碼╱香港商業登記證份證號碼╱護照號碼╱香港商

    用)將於不遲於二零一八年三月二十七日)將於不遲於二零一八年三月午九時正於聯交所網站九時正於聯交所網 www.hkexnews.hwww.h

    w.jscxsh.cnw.jscxsh.cnj 公佈。公佈。

    發售與配售之間作出的發售間作發售的架構-公開發發售的架構具體而言,具體 聯

    售以

    本公司時所有權

    退回股款回股款若若 閣下未獲分閣下未獲納,本公司將不計納,本公司將不當中適合部分(包括相中適合部分交易徵費及交易 0.005%聯售價,本公司將不售價,本相關的關 1%經紀聯交所交易開發售股

    香港的的

    樣版心

    親身領取,身領 閣下為公司申請人並合資下為公司申請人並

    須攜同蓋上公司印鑑的授權書同蓋上公司印鑑的授代表領取股票時均須出示香港中央表領取股票時均須出示香

    納的身份證明文件。的身份證明文件。

    指定領取時間內親身領取退款支票及╱或時間內親身領取退款支票及退款支票及╱或股票將會立刻以普通郵遞方款支票及╱或股票將會立刻以普通郵

    請表格所示地址,郵誤風險由格所示地址,郵誤風險 閣下承擔。閣下承擔

    閣下申請認購請認購 1,000,0001,000 股以下公開發售股份股以下公開發售股退款支票及╱或股票將於二零一八年三月二退款支票及╱或股票將於二零一八年三

    二)或之前以普通郵遞方式寄往相關申請表或之前以普通郵遞方式寄往相關申請表誤風險由閣下承擔。由閣下承擔。

    司不會就申請時繳付的款項發會就申請時繳付的款項權文件。件。

    分配任何何利息

  • Please use this form if you want the Public Offer Shares to be issued in your name

    Personal DataPersonal Information Collection StatementThis Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

    1. Reasons for the collection of your personal dataIt is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.

    Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund cheque(s) to which you are entitled.

    It is important that holders of securities inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

    2. PurposesThe personal data of the holders of securities may be used, held, processed, and/or stored (by whatever means) for the following purposes:‧ processing your application and refund cheque, where

    applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

    ‧ compliance with applicable laws and regulations in Hong Kong and elsewhere;

    ‧ registering new issues or transfers into or out of the names of holders of securities including, where applicable, HKSCC Nominees;

    ‧ maintaining or updating the register of holders of securities of the Company;

    ‧ verifying identities of holders of securities;‧ establishing benefit entitlements of holders of securities

    of the Company, such as dividends, rights issues and bonus issues, etc.;

    ‧ distributing communications from the Company and its subsidiaries;

    ‧ compiling statistical information and profiles of holders of securities;

    ‧ disclosing relevant information to facilitate claims on entitlements; and

    ‧ any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong

    Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any other purposes to which the holders of securities may from time to time agree.

    3. Transfer of personal dataPersonal data held by the Company and its Hong Kong Share Registrar relating to the holders of securities will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:‧ the Company’s appointed agents such as financial

    advisers, receiving bankers and overseas principal share registrar;

    ‧ where applicants for securities request a deposit into Central Clearing and Settlement System (“CCASS”), HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

    ‧ any agents, contractors or third - party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;

    ‧ the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

    ‧ any persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.

    4. Retention of personal dataThe Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

    5. Access to and correction of personal dataHolders of securities have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.

    All requests for access to data or correction of data should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

    By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

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  • 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

    個人資料個人資料收集聲明此項個人資料收集聲明是向公開發售股份的申請人和持有人說明本公司及其香港證券登記處有關個人資料方面的政策和措施和香港法例第 486章個人資料(私隱)條例(「條例」)。

    1. 收集 閣下個人資料的原因證券申請人及登記持有人以本身名義申請證券或轉讓或受讓證券時或尋求香港證券登記處的服務時,必須向本公司或其代理及香港證券登記處提供準確個人資料。

    未能提供所要求的資料可能導致 閣下的證券申請被拒或延遲,或本公司或其香港證券登記處無法落實轉讓或提供服務。此舉亦可能妨礙或延遲登記或轉讓 閣下獲接納申請的公開發售股份及╱或寄發 閣下應得的股票及╱或退款支票。

    證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港證券登記處。

    2. 目的證券持有人的個人資料可以任何方式被採用、持有、處理及╱或保存,以作下列用途:‧ 處理 閣下的申請及退款支票(如適用)、核實是否符合本申請表格及招股章程載列的條款和申請程序以及公佈公開發售股份的分配結果;

    ‧ 遵守香港及其他地區的適用法律及法規;‧ 以證券持有人(包括香港結算代理人(如適用))的名義登記新發行證券或轉讓或受讓證券;

    ‧ 存置或更新本公司證券持有人的名冊;‧ 核實證券持有人的身份;‧ 確定本公司證券持有人的受益權利,例如股息、供股和紅股等;

    ‧ 分發本公司及其附屬公司的通訊;‧ 編製統計數據和證券持有人資料;‧ 披露有關資料以便就權益提出申索;及‧ 與上述者有關的任何其他附帶或相關用途及╱或使本公司及香港證券登記處能履行對證

    券持有人及╱或監管機構承擔的責任及╱或證券持有人可能不時同意的任何其他用途。

    3. 轉交個人資料本公司及其香港證券登記處所持有關證券持有人的個人資料將會保密,但本公司及其香港證券登記處可以在將資料用作上述任何用途之必要情況下,向下列任何人士披露、獲取或轉交(無論在香港境內或境外)有關個人資料:‧ 本公司委任的代理,如財務顧問、收款銀行及主要海外股份過戶登記處;

    ‧ (如證券申請人要求將證券存於中央結算及交收系統(「中央結算系統」))香港結算或香港結算代理人,彼等將會就中央結算系統的運作使用有關個人資料;

    ‧ 向本公司或香港證券登記處提供與其各自業務運作有關的行政、電訊、電腦、付款或其他服務的任何代理、承包商或第三方服務供應商;

    ‧ 香港聯交所、證監會及任何其他法定監管機構或政府部門或法例、規則或法規規定的其他機構;及

    ‧ 證券持有人與其進行或擬進行交易的任何人士或機構,如其銀行、律師、會計師或股票經紀等。

    4. 個人資料的保留本公司及其香港證券登記處將按收集個人資料所需的用途保留證券申請人及持有人的個人資料。毋需保留的個人資料將會根據條例銷毀或處理。

    5. 查閱和更正個人資料證券持有人有權確定本公司或香港證券登記處是否持有其個人資料,並有權索取有關該資料的副本並更正任何不準確資料。本公司及香港證券登記處有權就處理該類要求收取合理費用。

    所有查閱資料或更正資料的要求應按招股章程「公司資料」一節所披露或不時通知的本公司註冊地址送交公司秘書,或向本公司的香港證券登記處的私隱事務主任提出。

    閣下簽署申請表格或向香港結算發出電子認購指示,即表示同意上述各項。

    Sample誤,須誤何方式被採用、持採用、持作下列用途::

    及退款支票(如適用)、核票(如適用)、核請表格及招股章程載列的條招股章程載列的條

    序以及公佈公開發售股份的分配佈公開發售股份的分配

    香港及其他地區的適用法律及法規他地區的適用法律及證券持有人(包括香港結算代理人證券持有人(包括香港結算

    用))的名義登記新發行證券或轉讓用))的名義登記新發行證券;券存置或更新本公司證券持有存置或更新本公實證券持有人的身份證券持有人

    公司證券持有公司和紅股

    他服應商;應商

    ‧‧ 香港聯交所香港聯交構或政府部門構或政府他機構;及

    ‧ 證券持有證士或機經

    44

    樣版版司及其及其

    任何用途之必何用露、獲取或轉交(無、獲取或轉交

    關個人資料:個人資料:代理,如財務顧問、收款銀行代理,如財務顧問、收款銀行

    外股份過戶登記處;過戶登記券申請人要求將證券存於中央結算及申請人要求將證券存於中央結

    收系統(「中央結算系統」))香港結算收系統(「中央結算系統」))香港結算港結算代理人,彼等將會就中央結算算代理人,彼等將會就中央結運作使用有關個人資料;運作使用有關個人資料

    ‧ 向本公司或香港證券登記處提向本公司或香港證券登記處務運作有關的行政、電訊務運作有關的行政、電服務的任何代理、承務的任何代理

    所、證

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