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Presentation at the 21st ESCAPE conference, Chalkiddiki, Greece.
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P . S o p a s a k i s , P . P a t r i n o s , S . G i a n n i k o u , H . S a r i m v e i s .
P r e s e n t e d i n t h e 2 1 E u r o p e a n S y m p o s i u m o n C o m p u t e r - A i d e d P r o c e s s E n g i n e e r i n g
Physiologically Based Pharmacokinetic Modeling and
Predictive ControlAn integrated approach for optimal drug administration
Drug administration strategies
Open loop drug administration based on
average population pharmacokinetic studies
Evaluation:• No feedback • Suboptimal drug administration• The therapy is not individualized• High probability for side effects!
Toxicity Alert!
W. E. Stumpf, 2006, The dose makes the medicine, Drug Disc. Today, 11 (11,12), 550-555
Drug administration strategies
Patients for which
the therapy works
beneficially
Patients prone to
side-effects
Drug administration strategies
The treating doctor examines the patient
regularly and readjusts the dosage if necessary
Evaluation :• A step towards therapy individualization• Again suboptimal• Again there is a possibility for side effects• Empirical approach
Drug administration strategies
Computed-Aided scheduling of drug
administration
Evaluation: • Optimal drug administration • Constraints are taken into account• Systematic/Integrated approach• Individualized therapy
What renders the problem so interesting?
Input (administered dose) & State (tissue conce-ntration) constraints (toxicity).
Only plasma concentration is available (need to design observer).
The set-point value might be different among patients and might not be constant.
Problem Formulation
Problem: Control the concentration of DMA in thekidneys of mice (set point: 0.5μg/lt) while the i.v. influxrate does not exceed 0.2μg/hr and the concentration in theliver does not exceed 1.4μg/lt.
Tools employed: PBPK modeling
About : PBPK refers to ODE-based models
employed to predict ADME* properties of
chemical substances.
Main Characteristics :
• Attempt for a mechanistic interpretation of PK
• Continuous time differential equations
• Derived by mass balance eqs. & other
principles of Chemical Engineering.
* ADME stands for Absorption Distribution Metabolism and Excretion
R. A. Corley, 2010, Pharmacokinetics and PBPK models, Comprehensive Toxicology (12), pp. 27-58.
Tools employed: MPC
J.M. Maciejowski, 2002 , Predictive Control with Constraints, Pearson Education Limited, 25-28.
Why Model Predictive Control ?
• Stability & Robustness
• Optimal control strategy
• System constraints are systema-
tically taken into account
Step 1 : Modeling
, , ,
, , ( )
plasma
plasma skin v skin lung v lung kidney v kidney
blood v blood residual v residual RBC RBC plasma plasma C plasma
dCV Q C Q C Q C
dt
Q C Q C u C C Q C
Mass balance eq. in the plasma compartment:
RBCplasma plasma plasma RBC RBC
dCV C C
dt
Mass balance in the RBC compartment:
And for the kidney compartments :
M. V. Evans et al, 2008, A physiologically based pharmacokin. model for i.v. and ingested DMA in mice, Toxicol. sci., Oxford University Press, 1 – 4 .
, ,
kidney kidney
kidney kidney Arterial v kidney kidney v kidney kidney kidney
kidney
dC CV Q C C C k A
dt P
,
,
v kidney kidney
kidney kidney v kidney
kidney
dC CV C
dt P
Step 2 : Model Discretization
( 1) ( ( ), ( ))
( ) ( ( ))
( ) ( )
m m
m m
m
t f t t
t g t
t t
x x u
y x
z Hy
m t t Ex Lu M
Discretized PBPK model:
Subject to :
( 1) ( ) ( )
( ) ( )
t t t
t t
x Ax Bu
y Cx
Linearization
Step 3 : Observer Design
G. Pannocchia and J. B. Rawlings, 2003, Disturbance models for offset-free model predictive control, AlChE Journal, 426-437.
Augmented system:
( 1) ( ) ( ) ( )
( 1) ( )
( ) ( ) ( )
d
d
t t t t
t t
t t t
x Ax Bu B d
d d
y Cx C d ( 1) ( ) ( )
( ) ( )
t t t
t t
x Ax Bu
y Cx
( 1) ( ( ), ( ))
( ) ( ( ))
( ) ( )
m m
m m
m
t f t t
t g t
t t
x x u
y x
z Hy
Step 3 : Observer Design (cont’d)
G. Pannocchia and J. B. Rawlings, 2003, Disturbance models for offset-free model predictive control, AlChE Journal, 426-437.
Augmented system:
( 1) ( ) ( ) ( )
( 1) ( )
( ) ( ) ( )
d
d
t t t t
t t
t t t
x Ax Bu B d
d d
y Cx C d ( 1) ( ) ( )
( ) ( )
t t t
t t
x Ax Bu
y Cx
( 1) ( ( ), ( ))
( ) ( ( ))
( ) ( )
m m
m m
m
t f t t
t g t
t t
x x u
y x
z Hy
This system is observable iff (C, A) isobservable and the matrix
is non-singular
d
d
A I B
C C
Step 3 : Observer Design (cont’d)
K. Muske & T.A. Badgwell, 2002, Disturbance models for offset-free linear model predictive control, Journal of Process Control, 617-632.
Augmented system:
( 1) ( ) ( ) ( )
( 1) ( )
( ) ( ) ( )
d
d
t t t t
t t
t t t
x Ax Bu B d
d d
y Cx C d ( 1) ( ) ( )
( ) ( )
t t t
t t
x Ax Bu
y Cx
( 1) ( ( ), ( ))
( ) ( ( ))
( ) ( )
m m
m m
m
t f t t
t g t
t t
x x u
y x
z Hy
ˆ ˆ( 1) ( )
ˆ ˆ( 1) (ˆˆ( ) ( ( )
)) ( )
xd
m d
d
t t t tt t
t t
LA B Bu y Cx C d
L0 I
x
d d 0
x
Observer dynamics:
Step 4 : MPC design
U. Maeder, F. Borrelli & M. Morari, 2009, Linear Offset-free Model Predictive Control, Automatica, Elsevier Scientific Publishers , 2214-2217.
ˆˆ
ˆ
d
d
B dxA - I B
uHC 0 r HC d
Maeder et al. have shown that:
12 2 2
(0),..., ( 1)0
min ( ) ( ) ( ) ( ) ( ) ( )
( ) ( ) , 0...,
( 1) ( ) ( ) ( ), 0,...,
( 1) ( ), 0,...,
ˆ(0) ( )
ˆ(0) ( )
N
Nk
d
N t k t k t
k k k N
k k k k k N
k k k N
t
t
P Q Ru ux x x x u u
Ex Lu M
x Ax Bu B d
d d
x x
d d
The MPC problem is formulated as follows:
Step 4 : MPC design
U. Maeder, F. Borrelli & M. Morari, 2009, Linear Offset-free Model Predictive Control, Automatica, Elsevier Scientific Publishers , 2214-2217.
ˆˆ
ˆ
d
d
B dxA - I B
uHC 0 r HC d
Maeder et al. have shown that:
Deviation from the set-point
Terminal Cost
Model
12 2 2
(0),..., ( 1)0
min ( ) ( ) ( ) ( ) ( ) ( )
( ) ( ) , 0...,
( 1) ( ) ( ) ( ), 0,...,
( 1) ( ), 0,...,
ˆ(0) ( )
ˆ(0) ( )
N
Nk
d
N t k t k t
k k k N
k k k k k N
k k k N
t
t
P Q Ru ux x x x u u
Ex Lu M
x Ax Bu B d
d d
x x
d d
The MPC problem is formulated as follows:
Constraints
Step 4 : MPC design
U. Maeder, F. Borrelli & M. Morari, 2009, Linear Offset-free Model Predictive Control, Automatica, Elsevier Scientific Publishers , 2214-2217.
ˆˆ
ˆ
d
d
B dxA - I B
uHC 0 r HC d
Maeder et al. have shown that:
12 2 2
(0),..., ( 1)0
min ( ) ( ) ( ) ( )
( ) ( ) , 0...,
( 1) ( ) ( ) ( ), 0,...,
( 1) ( ), 0,...,
(
ˆ(0) ( )
)
(0 ( )
)
ˆ)
(N
Nk
d
t tN t k k
k k k N
k k k k k N
k k k N
t
t
P Q Ru ux x x u
Ex Lu M
x Ax Bu B d
d
d
x u
d
x x
d
The MPC problem is formulated as follows:
ˆ ( )
ˆ(( ) ) (
( )
)
d
d
tt
t t t
B dA - I B
HC 0 HC du
x
rWhere:
Step 4 : MPC design
U. Maeder, F. Borrelli & M. Morari, 2009, Linear Offset-free Model Predictive Control, Automatica, Elsevier Scientific Publishers , 2214-2217.
Where:
1( )( ) ( )T T T T P A PA A PB B PB R B PA Q
ˆ ( )
ˆ(( ) ) (
( )
)
d
d
tt
t t t
B dA - I B
HC 0 HC du
x
r
P is given by a Riccati-type equation:
12 2 2
(0),..., ( 1)0
min ( ) ( ) ( ) ( )
( ) ( ) , 0...,
( 1) ( ) ( ) ( ), 0,...,
( 1) ( ), 0,...,
(
ˆ(0) ( )
)
(0 ( )
)
ˆ)
(N
Nk
d
t tN t k k
k k k N
k k k k k N
k k k N
t
t
P Q Ru ux x x u
Ex Lu M
x Ax Bu B d
d
d
x u
d
x x
d
Overview
ObserverplC
Model Predictive Controller
Estimated states
Measured Plasma Concentration
Therapy
( )
( )
tt
t
xr
u
tr
Overview
ObserverplC
Model Predictive Controller
Measured Plasma Concentration
Therapy
( )
( )
tt
t
xr
u
tr
//
/ /
ˆ ˆ ˆ ˆˆ ˆˆ
ˆ ˆ ˆ ˆ
skin skin bl
skin s
lung lung bl
lung lung bl kin blood ood
C C C C
d d d d
x C dReconstructed state vector :
Estimated states
Results: Assumptions
Assumptions: Intravenous administration of DMA tomice with constant infusion rate (0.012lt/hr). PredictionHorizon was fixed to N=10 and the set point was set to0.5μg/lt in the kidney.
Additional Restrictions: The i.v. rate does not exceed0.2μg/hr and the concentration in the liver remains below1.4 μg/lt.
M. V. Evans et al, 2008, A physiologically based pharmacokin. model for i.v. and ingested DMA in mice, Toxicol. sci., Oxford University Press, 1 – 4 .
Results: Simulations without constraints
Constraints are violated
Results: Simulations
The constraint is active
Requirements are fulfiled
Stability is guaranteed &
set-point is reached
Conclusions
Linear offset-free MPC was used to tackle the optimal drug dose administration problem.
The controller was coupled with a state observer so that drug concentration can be controlled at any organ using only blood samples.
Constraints are satisfied minimizing the appearance of adverse effects & keeping drug dosages between recommended bounds.
Allometry studies can extend the results from mice to humans.
Individualization of the therapy by customizing the PBPK model parameters to each particular patient.
Next step: Extension of the proposed approach to oral administration.
References
1. R. A. Corley, 2010, Pharmacokinetics and PBPK models, Comprehensive Toxicology (12), pp. 27-58.2. M. V. Evans, S. M. Dowd, E. M. Kenyon, M. F. Hughes & H. A. El-Masri, 2008, A physiologically based pharmacokinetic
model for intravenous and ingested Dimethylarsinic acid in mice, Toxicol. sci., Oxford University Press, 1 – 4 .3. J.M. Maciejowski, Predictive Control with Constraints, Pearson Education Limited 2002, pp. 25-28.4. Urban Maeder, Francesco Borrelli & Manfred Morari, 2009, Linear Offset-free Model Predictive Control, Automatica,
Elsevier Scientific Publishers , 2214-2217.5. D. Q. Mayne, J. B. Rawlings, C.V. Rao and P.O.M. Scokaert, 2000, Constrained model predictive control:Stability and
optimality. Automatica, 36(6):789–814.6. M. Morari & G. Stephanopoulos, 1980, Minimizing unobservability in inferential control schemes, International Journal
of Control, 367-377.7. K. Muske & T.A. Badgwell, 2002, Disturbance models for offset-free linear model predictive control, Journal of Process
Control, 617-632.8. G. Pannocchia and J. B. Rawlings, 2003, Disturbance models for offset-free model predictive control, AlChE Journal,
426-437.9. L. Shargel, S. Wu-Pong and A. B. C. Yu, 2005, Applied biopharmaceutics & pharmacokinetics, Fifth Edition, McGraw-
Hill Medical Publishing Divison,pp. 717-720.