BAN CONG BO THONG TIN - static2.vietstock.vnstatic2.vietstock.vn/data/UPCOM/2017/BAN CAO BACH... · SO dien thoai: (84.76) 3841 299 . LOC TROI TAP DOAN LOC TROI LOC TROI ukOUP

BAN CONG BO THONG TIN

CONG TY CO PHAN TAP DOAN LOC TROI

TAP DOAN LOC TROI LOC IRO! GROUP

tOc TROT

(GiAy ch(rng nhan DKKD s6 so 1600192619 do SO' Ke hoach \fa Dau ter tinh An Giang cap lan dau ngdy

27/09/2004, va thay d6i lan thin 24 ngdy 09/11/2015)

CONG TY CO PHAN CHUNG KHOAN BAO VIET

BAOVIET (3 Securities CHUNG KHOAN BAO VITT

SO GIAO INCH CHUNG KHOAN HA NOI CHAP THUAN BANG KY CIAO INCH CHUNG KHOAN

CHI Co NGH1A LA VIEC HANG KY CIAO DICH CHUNG KHOAN DA THI,CC HIEN THEO CAC

QUY DjNH CUA PHAP LUAT LIEN QUAN MA KHONG HAM Y DAM BAO GIA TR! CUA CHUNG

KHOAN. MQI TUYEN BO TRAI VOI DIEU NAY LA BAT HOP PHAP.

BAN CONG BO THONG TIN CONG TY CO PHAN TAP DOAN LQC TROI

■ -e-■ UX TWIN

TAP DOAN LOC TROI LOC TROI CROL ,

(Gay cluing nhem DKKD so 1600192619 do SO Ki hogch va DOu tu. tinh An Giang cap

ddu ngay 27/09/2004, viz thay dot kin MO 24 ngay 09/11/2015)

CONG TY CO PHAN CHUNG KHOAN BAO VIET

BAOVIET j Securities CHUNG KHOAN BAO VICT

BANG KY CIAO DICH CO PHIEU TREN SO GIAO DICH CHUNG KHOAN HA NQI

(Deng ky giao dich so: ........./DKGD do So Giao dich cherng khoan Ha Neii

cap ngay ... thing ... Min .........)

o.

Ban cone bto thong tin nay )4 tai lieu bo sung se &roc cung captai: st■

X Ging ty Co phan T#p down L#c Tad SS 23 dttong Ha Hoang HS, phtrorng My Xuyen, Thanh phS Long Xuyen, tinh An Giang Dien thoai : (84.76) 3841 299 Fax: (84.76) 3841 327 z•

Cong ty Co phin Chting khoin Bab Viet Dia chi : SO 8, Le Thai TO, Hoan Kiem, Ha NOi Dien thoai : (84.4) 3928 8888 Fax: (84.4) 3928 9888 Chi nhanh : SO 233, DOng Khai, Qu#n 1, Thanh ph6 HO Chi Minh Dien thoai : (84.8) 3914 6888 Fax: (84.8) 3914 7999 Website : www.bvsc.com.vn Email : [email protected] Phu trach cone WO thong tin:

Ho ten: Nguyen Tien Tung Chirc vu: Thanh vien HDQT SO dien thoai: (84.76) 3841 299

LOC TROI

TAP DOAN LOC TROI LOC TROI ukOUP


HANG KY CIAO DJCH CO PHIEU


TAP DOAN LOC TROI LOC TIM GROUP

LOC TROI

(Gay chzing nhein DKKD sa 1600192619 do Sd Ke hogch va Dau to tinh An Giang cap kin dau ngay

27/09/2004, va thay dal lan thzi. 24 ngay 09/11/2015)

BANG Kit CIAO INCH CO PHIEU TREN SO CIAO BICH CHifING KHOAN HA N01

Ten co phieu : CO phieu C6ng ty Co phan Tap doan Lec Trait

Lo#i co phieu : CO phieu pile thong

Menh gia 10.000 deng/ce phieu

Tting so lircrog clang kj, giao dich : 67.161.150 co phieu

Tling gia tri clang kj, giao dich : 671.611.500.000 den (Sau tram bay mtrai mot ty

sau tram mutri met tri0 nam tram ngan citing chan)

TO CH(!C TU VAN Cling ty CO phAn Chirng khoan Bao Viet

Dia chi : So 8, Le Thai TO, Hoan Kiem, Ha Nei

Dien thoai : (84.4) 3928 8888

Fax : (84.4) 3928 9888

Chi nhanh : So 233, Deng Khai, Quan 1, Thanh pho HO Chi Minh

Dien thoai : (84.8) 3914 6888

Fax : (84.8) 3914 7999

Website : www.bvsc.com.vn

Email : [email protected]

TO CHUC KIEM TOAN Cong ty TNHH Mem toan KPMG

Dia chi : Lau 10, Toa nha Sun Wah, se) 115, Nguyen Hue, Quan 1, Tp. HO Chi Minh

Dien thoai : (84.8) 3821 9266

Fax : (84.8) 3821 9267

Website : https://home.kpmg.com/vn/vi/home.html

BAovirr Securities cxnro KM0414 min vt,

Trang 1

•

• TAP DOAN LOC TROI BAN CONG BO THONG TIN

• LOC TROI GROUP HANG CIAO INCH CO PHIEU u:tc TR* • •

•• I. NicitING NG1f I CHIU TRACH NHIEM CHiNH DOI VO1 NO DUNG BAN

• CONG BO THONG TIN 4

• II. cAc Tip VIET TAT 4 • III. TiNH H1NH VA DAC DIEM CUA CONG TY DAI CHUNG 5 •

1. Tom tit qua trinh hinh thanh va phat trien 5 •

• a. Gioi thieu chung 5

• b. Tom tit qua trinh hinh thanh, phat trien 6

• c. Qua trinh tang von lieu le tir khi co pita!' h6a 7

• d. GiOi thieu ve thing khoin ding ky giao dich 10

• 2. Co' ciu to chic vi ba may quail ly cfia Cong ty 11

• 3. Danh sach co long nam giv tir tren 5% von co phin ciia Cling ty; Danh sach co

• (long sang lap vi tS, le nam gie; Coy cau co (long (hi chic, ca nhan trong ntric,

• ngoai funk va ty le ser hum) 13

• 4. Danh sach nhiing Cling ty me va Cong ty con cila Cling ty dai chting, nhing

• Cling ty ma Cong ty dai chvng (lang nam quyen kiem soat hoac co phin chi • phOi, nhiing eking ty nam quyen kiem soat hoac co phin chi phOi voi Cong •

ty dai chting, ding ty lien ket vol Cling ty dai citing 15 •

• 5. Hoat Ong kinh doanh 16

• 6. BA° cao ket qua hot Tang sin xuit kinh doanh trong 2 nam gin nhit vi lujr ke

• den thii diem gin nhit 19

• 7. Kenh phan phOi 21

• 8. MOt so hinh anh ye sin pham, nhan hieu chinh: 22

• 9. Vi the cita along ty so vii cac doanh nghiep khac trong cling nganh 23

• 10. Chinh sach dOi voi ngirOi lao Tang 25

• 11. Chinh sach co tic 26

• 12. Tinh hinh hoat Ong tai chinh 27

• 13. Tinh hinh tai sin cita Cling ty 31

• 14. Hat dai, bat Ong sin thuOc quyen quail IS/ sir dijing cua Cong ty 32 • 15. Ke hoach lqi nhuan vi co tic nam tiep theo 34 •

16. Chien Inv, dinh hiring phat trien sin xuit kinh doanh 38

• •

17. Thong tin ve nhumg cam ket nturng chtra thtrc hien ctia to chic c6 ca phieu

• dirqc clang ky giao dich 38

• BAOVIET L) Securities Trang 2 T

0 • •

MUC LUC

UDC 7R01

TAP DOAN LOC TROI BAN CONG BO THONG TIN LOC TROI GROuP HANG KY CIAO INCH CO PHIEU

18. Cac thong tin — cac tranh chap kien tung lien quan tbi &song ty ma có the anh

htrorng den gia ca cc') phieu dang kj, giao dich 38

IV. QUAN TRI CONG TV 39

1. Danh sach HDQT, Ban Kiem sok, Ban Ping Giant d6c, Ke Wan trtrong 39

2. Ca au va tranh phi!) cua HOi ding quan tri 39

3. Ca au NI thinh phAn dm Ban kiem soat 53

4. Ca au va thanh phAn cfia Ban 'Ding Giant d6c 60

5. Ke toin truing 60

6. Kt howh tang cuing qua!) tri cling ty• 61

V. PHU LUC. 63

BAOVET j Securities

Trang 3 OILING NHOANFIA0

TAP DOAN LOC TROI LOC11t011 GROUP


BANG KY CIAO DICH CO PHIEU LOC 71401

I. NHUNG NGU.6I CHIU TRACH NHIEM CHINH DOI V6I NQI -DUNG BAN

CONG BO THONG TIN

1. TO chine co eh' phieu dove fling ky giao dich


Ong HuSmh Van Thon Chu tich H6i d6ng quan tri

Chung t6i clam bao ring cac th6ng tin va s6 lieu trong Ban ding b6 thong tin nay IA

chinh xac, trung thkrc va cam ket chit, trach nhiem ve tinh trung thirc, chinh xac ctia

nhang thong tin va s6 lieu nay.

2. TO chtic to yin

CHI NHANH CONG TY CO PHAN CHONG KHOAN BAO VIET

Ong VO Hau TuAn Gam d6c.

(Theo GiAy ay quyen s6 02/2017/UQ-BVSC ngay 03/01/2017)

Ban cong b6 th6ng tin nay là m6t phAn cua 116 so• clang Icj, giao dich c6 phieu tren san

Upcom thu6c S6 giao dich chang khoan HA N6i do Chi nhanh Ong ty c6 phAn

Chang khodn Bao Viet tham gia lap tren co' soy Hqp d6ng dich vu to van s6:

05/2017/BVSC.HCM - LOCTROI/TV - DKGD ngay 24/01/2017 giUa Cong ty Co

phAn Tap doan L6c Tr6i va Chi nhanh C6ng ty c6 phAn Chung khoan Bao Viet.

Chung toi dam bao ring vice phan tich, danh gia va hra chgn ngon tin tren BAn cong

b6 thong tin nay da dupe thirc hien mot each hgp 1y va can trong dkra tren co so cac

th6ng tin va s6 lieu do Cong ty c6 phAn Tap doan L6c Trai cung cap.

II. CAC Tir VIET TAT

Cdc to hoac nhom tin viet tat trong Ban cong b6 thong tin nay c6 n6i dung nhu sau:

Cong ty • . Cong ty Co phAn Tap doan L6c Troi

T6 chine clang kj, giao dich • . Ong ty Co phAn Tap doan L6c Trod

L6c Tr6i Ten viet tat dia Cong ty Co phAn Tap doan L6c Tr6i

BVSC C6ng ty Co phAn Chang khoan BAo Viet

DEIDCD Dai h6i d6ng c6 dOng

HDQT • . HOi d6ng guar' tri

BKS .

•

Ban kiem soat

UBCKNN • . US/ ban chang khoan nha nue

BCTC • . Bao cao tai chinh

UBND • . Illy ban nhan dan

Cong ty clai thong • . C6ng ty Co phAn Tap doan L6c Tali

BAOVET 1/43 Securities Trang 4 1".■ wan w.nb.8 win ve-r

Website

TAP DOAN LOC TROT LOC TROI GROuP


HANG KY CIAO DICH CO PHIEU LOC TR*

Co phieu clang ky giao dich : Co phieu caa Cong ty Co phAn Tap doan LQc Trai

Nhang tit, thuat nga khac (neu c6) se cluvc hieu nhtr quy dinh trong Luat Doanh nghiep

nam 2014, Luat Chirng khoan nam 2006 va cac van ban phap luat khac c6 lien quan.

IILTINH 1-11N11 VA DAC DIEM CUA CONG TV CP TAP DOAN LQC TROT

1. Tam tit qui trinh hinh thanh va phit trie'n

a. Giai thi0 chung

Ten Cong ty

CONG TY CO PHAN TAP DOAN LQC TROT

Ten ti6ng Anh

LQC TROI GROUP JOINT STOCK COMPANY

Tru sa chinh

SO 23 &rang Ha Hoang H6, phtrang Xuyen, Thanh phi Long

Xuyen, tinh An Giang

Logo

LOC TROT

Dien thoai (076) 3841 299

Fax (076) 3841 327

GiAy chCmg nhan

clang 14 kinh doanh

Ngtrai dai dien theo :

phap luat

V6n dieu le Clang ky :

V6n dieu le thkrc g6p :

Ngay tra thanh cemg :

ty dai chung

Nganh nghe kinh

doanh chinh

BAOVET j Securities Nr1 $o-rano ainve

www.loctroi.vn

S6 1600192619 do Soy ice hoach va DAu ttr tinh An Giang

cap !An dAu ngay 27/09/2004, va thay d6i l'An thin 24 ngay

09/11/2015.

Ong Huynh Van Then - Chirc vv: Chu tich HDQT kiem

T6ng giam d6c

671.611.500.000 ding

(Silu train bay mtrai mat 0; sau tram mtrai mat triv7u nam

tram ngan clang)

671.611.500.000 (long

(Sat' tram bay mtrai mat ty sat' tram mzrai mat trieu nam

tram ngan clang)

04/10/2007

• San xuAt thuoc trig sau va san pham hoa chat khac dimg

trong n6ng nghiep. Chi tiet: San xuAt thuoc tar sau va cac

san phim hoa chAt khac dung trong !long nghiep. San

xuat thu6c trir sau, diet ray. San xuat thu6c diet co, moi,

Trang 5

TAP DOAN LOC TROI LOC TROI GROUP


BANG KY CIAO INCH CO PHIEU LOC TROI

nam.

• Xay xat va san xuAt bOt Mo. Chi tiet: Xay xat the bien,

dOng g6i, bao quart cac san pham tir laa, gdo.

• San xuAt giay nhan, bia nhan, bao bi tir giAy va bia. Chi

tiet: San xuat bao bi gidy.

• San xuAt phan bOn va hop chAt ni to.

• Hot Ong dich vu trOng trot. Chi tiet: Cac dich vu ho trq

trong trot; Nghien dru, san xudt va kinh doanh cac lodi A " giong cay trong.

• VA cac hodt Ong theo nhtr CNDKKD.

b. GiOi thiO ve chting khoin ding 4 giao dich

Lodi chung khoan: co phieu phO thong;

Menh gia: 10.000 dOng/c6 phAn;

MA chung khoan: LTG;

TOng so Itrong chung khodn dAng14 giao dich: 67.161.150 co phieu;

SO Itrong chirng khoan bi hdn cite chuyen nhuong theo quy dinh cud phap luat hoac

cda to chtic clang 4 giao dich: 1.956.150 CO phieu (chiem 2,91% chting khoan dang kj,

giao

Thai gian han the chuyen nhtrong: den ngay 30/09/2020.

Lj, do hdn the chuyen nhtrong: Theo quy dinh tai Quy the phat hanh CO phieu theo

chtrcrng trinh lira chon cho ngoai lao Ong (ESOP).

Giai hdn tjt re nam gicr doi vai ngoai nu& ngoai:

TS, re nam giu cua ngtrOi ntrOc ngoai tuan thd theo quy dinh tai Nghi dinh 60/2015/ND-

CP ngay 26/06/2015 cua Chinh phu ve sCra doi, bO sung mOt s6 dieu cua Nghi dinh

58/2012/ND-CP ngay 20/7/2012 cCia Chinh phti quy dinh chi tiet va htrang clan thi

hanh mOt s6' dieu cua Luat cht.mg khoan va Luat sCra dOi, be) sung mOt s6 dieu cda Luat

chung khoan. Thong to 123/2015/TT-BTC ngay 19/8/2015 dm BO tai chinh ve fuming

dAn hot dOng du to nu& ngoai tren thi truang cluing khoan Viet Nam.

Tdi Med diem ngay 31/03/2017 Ong ty có 05 (nam) nha dAu to nu& ngoai sa hOv

29.580.640 c6 phAn Cong ty (chiem 44,04% chCmg khoan dang ky giao

c. Torn tit qua trinh hinh thanh, Oat triers

XuAt than tit Chi cvc BVTV tinh An Giang, Cong ty Dich vv BVTV An Giang dtroc

thanh lap nam 1993 vai 23 ngoai va von dAu to ban dAu la 750 trieu dOng.

Thang 9/2004, Cong ty dirge CO phAn hoa va chinh thCrc dOi ten thanh Cong ty co phAn

Bao ve thtrc vat An Giang theo GiAy chung nhan dAng 4 kinh doanh s6 1600192619 do

So ke hodch va DAu to tinh An Giang cap ngay 27/9/2004, vai von dieu le Cong ty la 150

BAOVET 43 Securities Trang 6

• • TAP DOAN LOC TROI

LOC TROI GROUP

• LOCH

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• BAOVET Securities

r-w. /nal bo4ruk,v r1L-1ve-r Trang 7

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Nam 2009 • C6ng ty thanh lap cac chi nhanh, diem to van nong nghiep cua cac

kS/ su 3 Cimg hog Ong va tang On dieu le Cong ty len 270 tj,

d6ng.

Nam 2010 • Cong ty thanh lap C6ng ty TNHH AGPPCam, nang von dieu le len

621 tj, d6ng.

Nam 2011 • Nha may xay xat 16a gao &Au tien cua C6ng ty di vao hoat d6ng de

bao tieu san phAm cho Wong dan. Den nay, Ong ty da co 5 nha

may dat tai D6ng bang song Ciru Long, cong suAt moi nha may dat

200.000 tAn/nam. Timg bare dua lua gao troy thanh m6t nganh quan

trong cot I6i, ben canh cac nganh truyen th6ng cua Tap doan la

gi6ng cay tr6ng va thu6c bao ve thirc qt.

Nam 2014 • Cong ty tang vein dieu le len 652,05 tS, dOng

Nam 2015 • C6ng ty CO phan Bao ve thirc vat An Giang dOi ten thanh Cong ty

CO phan Tap doan L6c Troi, tang On dieu le len 671,611 tS, d6ng.

Su chuyen hoa nay truck het nham dap (mg nhu cAu ho4t d6ng xay dung chuOi gia tri

nong nghiep ben yang dm Tap doan. Sap tai, Tap doan se lAy tam the chi, d6ng, clan clit,

tim kiem co. h6i de Oat huy tei da tiem nang cua nen 'long nghiep va sire sang tao cua

ngtrai nong dan.

Sau 23 nam hoat dOng, Tap doan da dAn hoan thien chuOi gia tri san xuAt gia tri san xuAt

nong nghiep tir khau nghien ciru den khau san xuAt, tieu thv ten nhieu mat hang !long

san chitin lucre dm Viet Nam nhu lua gao, ca phe...va tiep tvc la nha phan ph6i not dia va

san xuAt thu6c bao ve thirc vat hang dau Viet Nam, nha cung cap dich vv nong nghiep

lon nhAt Viet Nam theo mo hinh san xuAt lien ket doc.

d. Qua trinh tang von dieu le tir khi co phan h6a:

Cong ty co phAn Tap doan L6c TrOi tien than la Cong ty co phAn Bao ve Thuc vat An

Giang. Ong ty da hoan tat vi'ec co phAn hoa vao ngay 27/09/2004 voi von dieu le nhir

sau:

- VOn dieu le dangV: 150.000.000.000 &mg.

- V6n thirc g6p: 150.000.000.000 d6ng.

- SO luqng co phan: 1.500.000 co phAn.

- Menh gia: 100.000 clOng/ce phAn.

ty d6ng.

Nam 2004 • Cong ty dugc c6 phan hod va chinh thirc d6i ten thanh C6ng ty co

phAn Bao ve thirc vat An Giang theo GiAy chang nhan clang kj,

kinh doanh so 1600192619 do So. ke hoach va DAu to tinh An

Giang cap ngay 27/9/2004, veri von dieu le Cong ty la 150 tji d6ng



• • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •



Theo Giay chtimg nhan clang kj■ kinh doanh se; 1600192619 do So. Ke hooch va Dau to

tinh An Giang cap !An dAu ngay 27/09/2004 va thay d6i !An thin 24 ngay 09/11/2015 thi

yen dieu le cua Ong ty la 671.611.500.000 thing.

Nhu vay, ke tir th&i diem chuyen del thanh C6ng ty c6 phan cho den nay Cong ty da thkrc

hien sau Ian tang von dieu le tir 150.000.000.000 dong len 671.611.500.000 dung. Cu the

nhtr sau:

Lan • Th6i gian hoan thanh deft Oat hanh: 02/05/2007

• Von dieu le tang them: 30.000.000.000 dong

• Vert dieu le sau Oat hanh: 180.000.000.000 dong

• Hinh thCrc Oat hanh: Chia co tire bang c6 phieu cho co (long hien

hiru

• Ca se. phap

Giay chang nhan clang ky kinh doanh thay d6i lan dui 6 ngay

02/05/2007

Nghi quyet Doi Hei dong c6 (tong se 01/NQ/DHCD-2007 ngay

31/3/2007.

Nghi quyet Hoi dong quan tri se 18/NQ/HDQT-2007.

Lan 2

• Th6i gian hoan thanh deft phat hanh: 29/12/2009

• Von dieu le tang them: 90.000.000.000 dong

• Vert dieu le sau phat hanh: 270.000.000.000 dong

• Hinh tittle phat hanh: Chia co phieu thuang cho c6 dong hien hthi

• Ca se. phap 1j1:

Giay chCrng nhan clang ky kinh doanh va clang 14 thud thay doi

Ian thin 13 ngay 29/12/2009.

Nghi quyet DHDCD se 02/NQ/DHDCD-2009 ngay

01/12/2009.

Nghi quyet Hei dong quan tri so 41/NQ/HDQT-2009.

Thong boo UBCKNN nhan dugc day du tai lieu bac) coo ve

viec thuang co phieu cho c6 (ong hien hitu cua C6ng ty Co

phan Bao ve thvc vat An Giang ngay 21/12/2009.

Lan 3

• Th6i gian hoan thanh dgt phat hanh: 06/09/2010

• Vett dieu le tang them: 40.500.000.000 dong

• Vert dieu le sau Oat hanh: 310.500.000.000 dong

• Hinh thirc Oat hanh: Phat hanh cho doi tac chitin luvc (10%),

Phat hanh cho can be nhan vien (5%)

BAOWET j Securities Trang 8

TAP DOAN LOc TROT LOC TROI GROUP

LOC TROI

TAP DOAN LOC TR* LOCTROI GROUP


HANG KY CIAO DICH CO PHIEU

Lan 4

Lan 5

• Co so phap 15/:

Giay chirng nhAn dang ky kinh doanh va clang kj, thud thay d6i

Ian thin 14 ngay 06/09/2010.

Nghi quydt Dal hOi ding c6 Tong s6 02/NQ/DHDCD-2009

ngay 01/12/2009

Nghi quydt HDQT s6 66/NQ/HDQT-2010 ngay 15/5/2010.



Thong bao UBCKNN nhAn day du tai Iieu bao cao ve viec phat

hanh c6 phidu Hag le cua Cty CP Bao ve thirc vat An Giang

ngay 29/07/2010.

• Theyi gian hoan thanh dot phat hanh: 25/10/2010

• V6n dieu le tang them: 310.500.000.000 ding

• V6n dieu le sau phat hanh: 621.000.000.000 ding

• Hinh that phat hanh: Chia c6 phieu thuang cho c6 (long hien hull

• Co so phap 15r:

- Giay chimg nhAn dang ky kinh doanh va dang kj, thud thay d6i

Ian thu 15 ngay 25/10/2010.

- Nghi quydt Dai hOl ding co ding s6 03/NQ/DHDCD-2010

ngay 25/9/2010.

Nghi quy& HDQT s6 81/NQ/HDQT-2010 ngay 7/10/2010.

Nghi quydt HDQT s6 84/NQ/HDQT-2010 ngay 16/10/2010

Thong bao UBCKNN nhAn day du tai lieu bao cao c6 phiL

thutmg cua Cty CP Bao ve Thtrc vat An Giang ngay

11/10/2010.

• Thai gian hoan thanh dot phat hanh: 15/4/2014

• Vein dieu le tang them: 31.050.000.000 ding

• Von dieu Ie sau Oat hanh: 652.050.000.000 dOng

• Hinh thirc phat hanh: Chao ban c6 phi'du ra cong chi:mg

• Co so phap

Giay chung nhAn dang ky doanh nghiep thay ct6i ian thir 21

ngay 15/4/2014.

Nghi quydt DHDCD s6 10/NQ/DHDCD-2013 ngay 24/4/2013.

Nghi quydt HDQT s6 05/NQ-HDQT ngay 22/03/2014.

- Giay chang nhAn <tang kj, chao ban CP ra cong chang s6

BAOVIET j Securities Nra ...ram can vte-r

Trang 9



BANG ICI? CIAO DICH CO PHIEU

05/GCN-UBCK ngay 14/01/2014.

Lan 6 • Th6i gian hoan thanh clo.t Oat hanh: 09/11/2015

• V6n dieu le tang them: 19.561.500.000 d6ng

• Win dieu Ie sau phat hanh: 671.611.500.000 ding

• Hinh thirc phat hanh: Phat hanh cho can b0 nhan vien (ESOP)

• Ca sa phap15,:

Giay chang nhOn clang ky doanh nghiep thay d6i Van thin 24

ngay 09/11/2015.

Nghi guy& 134i h6i d6ng c6 dong bAt thubng nam 2014 so

18/NQ/DHDCD-2014 ngay 31/10/2014.

Nghi quyet Dal h6i cling c6 dOng thutmg nien nam 2015 so

03/NQ-DHDCD-2015 ngay 26/6/2015.

Nghi guy& HDQT s6 01/2015/NQ-HDQT ngay 9/3/2015.

Nghi quyOt HDQT s6 s6 04/2015/NQ-HDQT ngay 15/7/2015.

Nghi quyOt HDQT so s6 12/NQ-HDQT ngay 01/11/2015.

C6ng van s6 2563/UBCK-QLPH ngay 22/5/2015 thong bao

nh;an duce day du tai lieu bao cao Oat hanh co phieu theo

chuong trinh lua ch9n cho nguoi lao Ong.

Cong van s6 5080/UBCK-QLPH ngay 17/8/2015 thong bao

nhOn dugc day du tai lieu b6 sung ve viec thay d6i phuong an

phat hanh co phieu theo chmmg trinh Itra ch9n cho ngutri lao

dOng.

BAOVIET Securities Trang 10

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• • • • • • • • • 8 • •

ia

• • • • • • •

TAP DOAN LOC TROI LOC TR°, GROUP

BAN CONG BO THONG TIN BANG KY GIAO BICH CO PHIEU

LOC 'Mt

Cong ty Co phan Tap doan L6c Trai hoat Ong theo Luat Doanh nghiep va Dieu re

COng ty da duot Dai 116i diing co (long thong qua. Can dr cac quy dinh cua Luat doanh

nghiep va Dieu le Cong ty, I-16i d6ng quan tri, Ban kiem soat va Ban Tting Giam d6c se

quan tit giam sat va dieu hanh doanh nghiep.

Dien giai

Ban quan tri

Dai hOi clang co dong

Dai h6i d6ng c6 dong (DHDCD) la co quan quyet dinh cao nhat cua C6ng ty g6m tat

Ca c6 (long c6 quyen bieu quyet, hop moi nam it nhAt mot ran. DHDCD quyet dinh

nhung vAn de duvc Luat phap va Dieu le Ong ty quy dinh. DI-IDCD thong qua cac bao

cao tai chinh hang nam cua Cong ty va ngan sach tai chinh cho nam tie') theo, bau,

mien nhiem, bai nhiem thanh vien HOi &Ong quan tri, thanh vien Ban kiem sok dm

Cong ty...

I-10i dong quan tri

La co quan quan ly Ong ty, c6 toan quyen nhan danh Ong ty de guy& dinh moi van

de lien quan den muc Bich, quyen lqi cua Cong ty, trir nhang vAn de thu6c thAm quyen

cua Dai hOi d6ng co (long. Quyen va nghia vu cua HDQT do Luat phap va dieu le

Cong ty, cac quy the nOi b0 cua Cong ty va Nghi quy6t DHDCD quy dinh. S6 thanh vien cua HDQT co 09 thanh vien, nhiem kY t6i da cua moi thanh vien la 05 nam.

Ban kiem soat

Ban kiem soat la co quan true thu'6c Dal hOi ding c6 (long, do Dai h6i d6ng c6 (tong

bAu ra. Ban kiem soat CO nhiem vu kiem soat moi mat hoat d6ng quan tri va dieu hanh

san xuat kinh doanh cua Cong ty. Hien Ban kiem soat C8ng ty g6m 05 thanh vien, c6

nhiem kY 05 nam. Ban kiem soat hoat dOng dOc lap vai 1-16i d6ng quan tri va Ban Giam d6c.

Ban Tiing Clam (Mc

Ban Tieing Gam d6c cua cong ty gem co T6ng Gam d6c va Pho T6ng Giam d6c dieu

hanh do H6i d6ng quan tri b6 nhiem, la nguoi dieu hanh hoat d6ng hang ngay cua

COng ty va chit' trach nhiem Mr& Hoi d6ng quan tri ve viec thtrc hien cac quyen va

nhiem vu &rot giao. Ph6 T6ng Giam d6c dieu hanh thtrc hien cac nhiem vu khac do T6ng Giam d6c phan cong hoac uy quyen.

Cac phong ban chirc nang

KhOi Thi chinh - Ke loan: CO chirc nang lap ke hoach quan tri tai chinh cua Ong ty; tham muu cho Ring giam d6c cac van de lien quan den tai chinh, den tinh hinh hoot

dOng san xuat, kinh doanh cua Cong ty; tham muu trong viec phe duyet cac dor an dau tu; twang din, ho trq cac nganh trong viec phan tich, quan tri rui ro ve tai chinh. Thiet

BAOVET j1 Securities ILAn

Trang 12

TAP DOAN LOC TROI LOC TAP GROUP

BAN CONG BO THONG TIN LANG KY GIAO BICH CO PHIEU LOC MO,

lap cac quy trinh va to chin viec thuc hien toan b6 cong tac ke toan ctla Cong ty; xay

dung va duy tri he th6ng thong tin quan tri hieu qua xuyen su6t toan Cong ty.

KhOi San xuAt - Kinh doanh: CO chirc nang hooch dinh, to chirc hoot dOng san xuAt,

kinh doanh, marketing, nghien ciru cua toan Tap doan; diing thai thuc hien cac nhiem

vv khac theo sv phan cong cua T6ng giam d6c.

Ban Nghien ciru Chien luvc, Hip tac vi IDau ttr: Xay dkmg va trien khai thuc hien Ice

hooch tim kiem, khai thac cac du an dau tu. Tiep Vic, dam phan vai cac d6i tac trong

va ngoai ntrOt ve hop tac dau tu, lien ket thuc hien du an. Huang dAn ve cong tac

chuyen mon dOi vai cac don vi thanh vien true thutc cong ty trong cong tac nghien ciru

dAu tu, trien hai thuc hien du an. T6ng hop tinh hinh trien khai dAu ttr xay dung trong toan C8ng ty, kien nghi cac bin phap giai quyet kho khan, wan mac bao cao F16i

d6ng quan tri, Tting giam d6c theo quy dinh.

Ban Nhan syr - Mirth chinh — Phil) Thuc hien va chiu trach nhiem Mr& T6ng

gidm d6c ve cac cong viec c6 lien quan den chirc nang Nhan sv, Hanh chinh va Phap lj

ctia Tap doan. Tham muu cho Ban 'rang giam d6c ve co cAu to chin, cong tac quail tri

va phat trien ngu6n nhan luc cua Cong ty, thuc hien cac the d6 chinh sach dOi vai

ngutri lao dOng theo quy dinh. Ho trq phap ly cho cac b'6 phan trong Cong ty; tham

mtru cho Ban T6ng giam d6c trong viec thuc hien trach nhiem, quyen hon phi, hop vai quy dinh hanh chinh, bao hiem tai san, trang thief bi, phucmg tin lam viec cua Cong ty.

Ban DOi ngoyi — Truyen thong: tham muu cho Ban T6ng giam d6c trong viec thiet

lip, duy tri va phat trien cac mai quan he vai nha dAu tu, d6i tac, co quan nha nuac;

trien khai dive hien cac hoot dOng d6i ngoai va truyen thong cira Cong ty.

Ban Cong nghe thong tin: tham muu cho Ban T6ng giam dOc trong viec guy& dinh

cac van de cong nghe thong tin phvc vv cong tac quan tri, di'eu hanh hoot dOng cua

Cong ty, dam bao viec van hanh, bao mat thong tin mot cach tai uu phii hop vai nhu cAu phat trien cua Cong ty.

Ban Kiem soat nOi Thuc hien chirc nang kiem soat nOi b6, kiem tra, danh gia cac

hoot ding cua C8ng ty nham nang cao hieu qua san xuAt, kinh doanh curt don vi. Kay

dung, hoan thien he th6ng kiem tra, kiem soat nti b6 va quan 1j, raj ro phu hop vai cac

quy dinh ctia phap luat va dac thu ctia C6ng ty. Chit, trach nhiem truOc Tong giam d6c ve tinh chinh xac, bac mat trong qua trinh thuc hien kiem soat. Bao cao, ket Iu4n, tong hop phan h6i trinh T6ng giam d6c theo quy dinh.

Cac phong, ban nghiep vv c6 chirc nang thuc hien cac cling viec nghiep vtr chuyen mon va gitip cho lanh doo Cong ty (H6i &Ong quan tri va Ban T6ng giam d6c) trong cong tac quan 1j, va dieu hanh Cong ty.

3. Danh sach c6 &mg nim giu tir tren 5% von co phan cua Ging ty; Danh sach co

dong sang 14p va ty le nom giU; Ca du co Tong (to chirc, ca nhan trong naohc, ngoai BAOVET L) Securities Trang 13

CMJNG KNOM fa° vtr

LOC TROI


BAN CONG sO THONG TIN

SANG KY CIAO DJCH CO PHIEU

nu& va tj, le so. Mitt):

- Danh sach co dong nim gier tir Oen 5% von dieu Ig tai nay 31/03/2017:

TT Ten c6 dong Dia chi SO CP TS' If

ban nhan den tinh 82 Ton Dirc Thing, P. My" Binh, Tp. 1 16.221.600 24,15%

An Giang Long Xuyen, tinh An Giang

8 Marina Boulevard, #23-00, Marina

2 Marina Viet Pte. Ltd. Bay Financial Centre, Singapore 16.930.986 25,21%

(018981)

Standard Chartered 8 Marina Boulevard, #23-01, Marina

3 Private Equity Bay Financial Centre, Singapore 5.493.904 8,18%

(Singapore) Pte. Ltd. (018981)

Vietnam Azalea Fund P.O Box 1984, Boundary Hall,

4 Cricket Square, Grand Cayman, KY1- 4.075.950 6,07% Limited

1104, Cayman Islands

42.722.440 63,61%

Ngutin: LQc Trod

- C8 tiling sang lap:

Cong ty hoot dOng theo hInh thIrc C8ng ty c6 phAn tir ngay 27/09/2004. Theo guy djnh ctla

Luat Doanh nghiep, tinh an thei diem hien nay, town bO so c8 phan cua c6 dong sang lap da

het thin gian han, dtrgc to do chuyen nhtrong.

Ca au c6 thing tai thtri diem 31/03/2017:

icing s6 Itrqng c6 dong tai ngay 31/03/2017 lit 2.521 di Tong, ca cAu sa hiIu nhir sari:

SO LUNG CP TY LE (%) Co Ming SO LONG CD

Trong rarac: 2.516 37.580.510 55,96

- Ca nhan 2.317 20.580.960 30,65

- T6 chirc 199 16.999.550 25.31

Ngoai nurov: 5 29.580.640 44,04

- Ca nhan 0 0 0

- T8 chirc 5 29.580.640 44,04

T6ng Ong vim co plain 2.521 67.161.150 100,00

BAOVET 4 Securities Trang 14 cHuNaKnoweAovtr

Nganh nghe

kinh doanh

TS, le sof Von dieu

hOm dui Ig

T4p down

TT Ten cling ty con Dia chi GCNDKDN

Cong ty TNHH Bao

1 vg thoc vat An Giang

— Campuchia

Ging ty TNHH MTV

2 Luang thirc Vinh

Binh

Cong ty TNHH MTV

3 Luang thirc Thoai

San

Cong ty TNHH MTV

4 Luang thoc Tan

Hang

C6ng ty TNHH MTV

5 Luang thirc Vinh

Hung

6 Cong ty TNHH MTV

Luang thirc VTnh Lac

Cong ty TNHH MTV

7 Luang thoc Vinh An

(*)

S6 825D, dtrtmg 93, phutmg

Phsadomthcau, quan

Chamkarmon, PhnomPenh,

Campuchia

Ap VTnh Lac, Xa VTnh Binh,

Huyen Chau Thinh, Tinh An

Giang

Ap San Lap, Xa Vong

Deng, Huyen Thoai San,

Tinh An Giang

Ap RQC Muting, Xa Tan

Cling Chi, Huyen Tan Hang,

Tinh Hong Thap

Ap Ca Rtmg, Xa Tuyen

Binh Tay, Huyen VTnh

Htrng, Tinh Long An

Ap Ninh Thanh 1, Xa Ninh

Floa, Huyen Hang Dan, Tinh

Bac Lieu

Ap 2, Xa Tan Wing, Huyen

Thanh Ho& Tinh Long An,

Thu6c bao ve

thoc vat; Phan

bon tieing

nghiep va hat

giang

San xuat va

ban gao

San xuat va

ban gao

San xuat va

ban go

San xuat va

ban gao

San xuat va

ban goo

San xuat va

ban gao

8 Cong ty TNHH MTV ap My Phu, Xa Tan Phixac San xuat va

Phan hau ca An Hung, Huyen Phong Hiep, kinh doanh

BAOVET j Securities

LOC TAO,

TAP DOAN LOC TROI LOC TROI GROU P


DANG KY GIAO DICH CO PHIEU

LO:c Trai 4. Danh sach nhiing Cong ty mg va Ging ty con ciia Cong ty dai chting, nhumg Cling ty

ma Cong ty dai chung Bang nam quyen kiem soat hoc c4 phAn chi phoi, ntarng

cling ty nim quyen kiem soat hoac co phA n chi phi dai vii Cong ty dai chung, ding

ty lien ket vsfri Cong ty dai chung

a. Cong ty mg: kheing ca.

b. Cong ty con:

Co0687E/2010 700.000 USD 100%

1601633432 120 ty VND 100%

1601623071 60 ty VND 100%

1401605043 60 ty VND 100%

1101452364 60 ty VND 100%

1900557010 60 ty VND 100%

1101751607 300 ty VND 100%

6300233285 20 ty VND 100%

Trang 15 C...,4(11...NCAN RAD VCI

LOC TROT

TAP DOAN LOC TROT LOC TRO4 GROUP


DANG KY CIAO D!CH CO PHIEU

TT Ten cong ty con Dia chi NOW) nghe

kinh doanh GCNDKDN

Vtm dieu

Ig

Ty k so.

hfru cua

TOp down

Thinh Dien (*)

Cong ty TNHH

Nghien dru va san

9 xuit giOng Cmg dung

cong nghe cao Hung

Thjnh

Cling ty TNHH Trich

10 ly dAu cam \MTh Him

(*)

Cong ty Co plan Dia

Oc An Giang

Cong ty CP L6c TrOi

Mien Bic

Cong ty TNHH MTV

13 Ca phe Hucrng Vi

Trori

Tinh HAu Giang phan bon

Nghien dru va

Ap liang Thanh, XA Hung san xuAt giOng

Thanh, Huyen Tan Hang, Ung dung ding

Tinh Long An nghe cao

ip 2, XA Tan Dong, HuyAn

Thanh Ho& Tinh Long An,

140 Phan Bpi Chau, Phuang

Binh Khanh, Thanh ph6

Long Xuyen, Tinh An Giang

TAng 1, CT3, Khu do thi mai

Van Khe, Phutmg La Khe,

Quin HA Dong, Thanh ph6

Ha N6i

S6 176 duCmg Y Jut, Phir6ng

Thing Lqi, TP.Buon Ma

Thu6t, Tinh Dik Lik

1101763828 90 ty VND 76,51%

1101791896 100 ty VND 60%

19,343 tjt 1600194599 50,44%

VND

0107562001 30 ty VND 60%

6001542831 30 tj, VND 100%

11

12

San xual

m6 Ong, thuc

vet (Trich ly

diu cam)

Xay dung va

kinh doanh bit

Ong san

Djch vu nong

nghiep, kinh

doanh nong

san

San xuit va

kinh doanh ca

phe

(*) Tai ngay 31/12/2016, TAp doan van chum gOp van vao cac Cong ty nay. Cac Cong ty nay dang

trong th&i gian thanh lAp va chua di vao hoat Ong.

Nguein: LOC Tthi

c. Cong ty ma Cong ty dai chung dang nit!) quyen kiem soat ho4c co phan chi

theo bang tai myc a A . d. Cong ty nim quyen kiem soat ho4c co phan chi phi vm Cong ty dal chting:

kitting c6.

e. Cong ty lien ket: khong c6.

5. Hoat di)ng kinh doanh

5.1 Linh vire hot &Ong san xult kinh doanh ctia Ging ty:

BAOVIET L) Securities 011./NO KHOAN PAO vel

Trang 16



HANG KY CIAO BICH CO PHIEU _1E1_ LOc TROI

Hoot dOng kinh doanh chinh cua Ong ty CO phAn Tap doan L6c II-6i la san xuAt, cung

cap cac san phAm thuOc bao ve thtrc vat va cac dich vy 'long nghiep phy trq khac có lien

quan, cy the:

a. Linh vkre Thu& bao vg thtrc vat

Tap doan LOc Trai la mot trong nhang dan vi dan dAu thi tnrOng thuOc bao ye thtrc

vat, san xuAt phOi tr6n va phan ph& han 60 san pham thu6c cac clang xa IY hot gi6ng, trir

6c, trir co, trir sau, trir benh va dinh clueing — hau ca sinh hoc tren khip ca nuac vai he

thOng phan phOi han 5.000 doi IY tai Viet Nam va Campuchia.

Vai chitin hrgc phat trien ben yang cua Tap doan, L6c Trai dang can dit xu the dua

cac san pham hau co sinh hoc vao san xuAt nong nghiep tai Viet Nam.

b. Linh vyc giOng cay trong

Bit du tit nhung dtt an nghien cau a Trung tam Nghien cau nong nghiep Dinh Thanh

va cac trung tam nghien cau khac, Tap doan L6c Trod da ma rung cac Trai san xuAt

Ging a Ta Danh, Luang An Tra, Tan Hong, D'Ong Cat va mai day nhAt la Nha may the

bien hot ging G6 DAu daqc xay dtmg vai tieu chuAn cling nghe Chau Au, giup Tap doan

chti Ong trong viec phan phOi hang cho khu vac mien Dong Nam B6 va Tay Nguyen.

Kh6ng chi phat trien cac dang ging Ilia Indica, Tap doan L6c Trai hien dang la don

vi tien phong trong cling tac nghien cau phat trien cac b6 ging Ilia Japonica tai Viet

Nam. Ngoai ra, nganh con tap trung nghien cau, san xuAt nhieu gi6ng mai co d4C tinh uu

viet, irng dung cling nghe vao san xuAt va kinh doanh cac giong lila, bap va rau mau cac

looi. Ben conh myc tieu cung cap ging cay trong dam bao chAt luting, Tap doan L6c Tr6i

con dAy monh nghien cau phat trien cac giOng lua ngin ngay, chiu han man tot, thich ang

vai tinh hinh bien doi khi hau.

c. Linh yip Wang thirc

Tir nam 2010, Tap doan L6c Trai bit dAu ma rung sang linh vtrc the bien va kinh

doanh Ilia goo, tit( thanh nha cung cap dich vy nong nghiep hang dAu tai Viet Nam theo

mo hinh lien ket doc (vertically integrated), hop tac vai nong dan xay clang m6 hinh canh

dOng mAu Ian teen khap \ding Tay Nam B.

Tap doan L6c Trai da mang den cho nguai tieu dung trong va ngoai nuac nhieu san

phAm gia tri gia tang the bien sau goo nhtr: goo thtrc du6ng Vibigaba da xuAt khAu sang

cac thi twang chau A, chau Au, Bac My; ruvu Vibigaba, nuac uOng dinh throng tir goo

ding nhieu san phAm khac dang trong qua trinh phat trien.

Cling vai do, nganh Luang thtrc cling co buck d6t pha trong viec day manh mang

kinh doanh not dia vai thuvng hieu goo "Hot NgQc Trai", di kern he thong phan phOi rOng

raj tren town qu6c.

BAOVET iJ Securities ,~vt, vt,

Trang 17

TAP DOAN LOC TRO1 LOC TROT GROUP

BAN LONG BO THONG TIN

BANG Kvi? GIAO BICH CO PHIEU LOC mop

Veri tam nhin chien lucre cho tucmg Iai, Tap doan L6c Trai clang trien khai du an

logistic quy m6 Ian de nang cap nang luc the bien Ilia gao, thtic day va chit dOng trong

cac hoot dOng xuat khau gao ttr vua lua Wong bang song aru Long ra toan the giai.

d. Link vyrc khic

Phvc vii cho sir phat trie'n khong ngirng cua cac nganh Luang thyt, Thu& bao ve thuc

vat va nganh Giong, nha may bao bi cua Tap doan L6c Trai san xuat va cung Ung bao bi

carton va bao PP sgi (181 dot ti8u chuan xuat khau v6i cong ngh8 mai nhat hi8n nay. Ngoai

ra, nha may bao bi con dap Crng nhu cau bao bi cua thi truang DOng bang song Um Long.

Ngoai cac linh vtrc chinh not tren, LOc Trai can ma ring kinh doanh theo twang ben

Wing dOi vai cac san pliant !tong nghiep khac nhtr chuOi gia tri tren cay ca phe thuang

hieu "Huang Vi nal", cac loci cay an trai nhu btrai, dua hau va ntrac uOng dang chai.

5.2 Co cau doanh thu

Dan vi tinh: trifu citing

Nam 2015 Nam 2016 Khoan myc

Gia tri Gil tri

Doanh thu ban hang than 7.855.887 99,36 7.783.049 99,30

Doanh thu khac 26.159 0,33 30.131 0,38

Doanh thu tai chinh 24.436 0,31 24.944 0,32

7.906.482 100,00 7.838.124 100,00

Ngudn: BCTC hap Melt cla kilm tocin nam 2016 cua 1,0c Troi

5.3 Ca cau chi phi

Dow vi tinh: trieu citing

Khoan myc Nam 2015 Nam 2016

Gil tri Gil tri

Chi phi gia On 6.118.626 81,78 6.167.136 83,63

Chi phi ban hang 690.449 9.23 627.867 8,51

Chi phi quan 1 440.978 5,89 426.943 5,79

Chi phi tai chinh 205.459 2,75 149.851 2,03

Chi phi khac 26.134 0,35 2.674 0,04

7.481.646 100,00 7.374.471 100,00

Ngudn: BCTC hap nhcit ki'dm loan ?Om 2016 ctia 14c Treti

Trang 18 BAOVIET j Securities

TAP DOAN LOC TROI LOC T1101 GROUP


HANG KY CIAO DICH CO PHIEU LOC 71404

6. Bac) cao ket qua hotlt &Ong san xuat kinh doanh trong 2 nam gin nhit Ira Iuy ke den

thol diem On nhit

6.1 Tom tit met s6 chi tieu ve ho#t citing san xult kinh doanh elm Cling ty trong 2 nam

gin nhit va lily ke den theri diem On nhit:

a. Bao cao tai chinh ciia Cling ty me:

Dan vi tinh: trieu clang

TT Chi tieu Nam 2015 Nam 2016 Ty le tang gifini

2016/2015

I -Ring gia tri tai san 6.357.722 6.228.882 -2,03%

2 VOn chu ser lulu 2.108.919 2.252.660 6,82%

3 Doanh thu thuin 7.923.923 7.691.938 -2,93%

Lqi nhuOn tir ho4t (Icing 4

SXKD 430.569 507.942 17,97%

5 Lai nhu4n khac -4.21 I 26.651

6 Lqi nhu4n trtrOc thud 426.358 534.593 25,39%

7 Lqi nhu:an sau thud 323.876 422.339 30,40%

8 Gia tri so sach (diThg/CP) 31.401 33.541 6,82%

Nguan: BCTC rieng dii kiem loan nam 2016 clia LOc Troi

b. Bac) cao tai chinh hop nhit C li a Cong ty:

Dan vi tinh: trieu clang

TT Chi tieu Nam 2015 Nam 2016

Ty le tang

giam

2016/2015

1 TOng gia tri tai san 6.406.009 6.159.105 -3,85%

2 Win chi, soy hew 2.104.462 2.176.012 3,40%

3 Doanh thu thuin 7.855.887 7.783.049 -0,93%

4 Lqi nhu4n tir hoat dOng SXKD 424.811 436.197 2,68%

5 Lqi nhu4n khac 25 27.457 109.728%

6 Lqi nhu4n truerc thud 424.837 463.654 9,14%

7 Lqi nhuin sau thud 319.420 348.743 9,18%

BAOVET 4 Securities Trang 19 vitt

TAP coAN LOC "mai LOC TA01 GROuP


DANG KY CIAO D!CH CO PHIEU LOCTROI

TT Chi Wen Nam 2015 Nam 2016

`I' , le tang

giant

2016/2015

Lqi nhuAn sau thud cua c6 Tong 8

thieu s6 411 1.715 317,27%

Lqi nhuan sau thud cua c6 (long cua 9 319.009 347.028 8,78%

Cong ty me

10 Gia tri s6 sach (d6ng/CP) 31.005 32.018 3,27%

Ngudn: BCTC htrp What cla kreim loan nam 2016 cua 1.43C Trai

6.2 Nhiing nhan to anh huirng den hoAt (gong san xuat kinh doanh cua Cling ty trong

nam bao cao

a. ThuAn

D6i ngii ban lanh dao có tarn huyet nhiet tinh ciing nhtr dAy dan kinh nghiem. Ben canh

do, sir &Ong thuan, doAn ket dm can b0 nhan vien trong Tap doan tao ra nhiing Mr& di

yang chic, d6i dau vai nhQng khO khan va thu thach trong thai gian qua.

Quan he d6i tac chien hive vai Syngenta, tap doan hang dAu the giai ye 'long dtrqc tren

ea sa chia se va th6ng nhAt tripe tieu, chien Itrqc ding nhir chtrcmg trinh hanh dOng va

quan he hqp tac vai cac d6i tac khac.

Cong ty da tao dung duqc hinh Anh than thu6c d6i vai ngtrai !tong dan cCing nhi.r nhAn

dtrqc sir giiip da, hO tra ter nhieu phia nhu dia phuong, chinh quyen.

He th6ng pt.& phi rOng khap CA mrac, de dang dua san phAm mai cua C6ng ty den

tay ngtrai tieu dung ca ntrac.

Thtrcmg hieu cua Ong ty ngay cang dtrqc nang cao, dAc biet IA vai mo hinh kinh

doanh chuOi gia tri khdp kin, giai dtrqc bai toan dam bao dAu ra cho san phAm lua gAo

cua ngtrai nong dan, d6ng than nang cao gia tri chAt luqng Ilia gao Viet Nam.

b. Kho khan:

\/' )4u to ben ngoAi:

Trong nam 2016, san xuAt !long nghiep gap nhieu MI6 khan do tac dOng cua Wen d6i

khi hAu va thai tier khic nghiet, dac biet IA tinh trang han han, xam nhAp man dien ra 6

Nam Trung B6, Tay Nguyen, Hong Nam BO, Deng bang song Cfru Long. Dien tich dAt

canh tac thu hgp. Ben canh dO, thi twang thu6c bAo ve thirc vat dang clan bao hoA,

cong ty gap nhieu sir canh tranh ter phia cac cong ty d6i thu va d6i mat vai van flan

hang gii, hang nhai thutmg hieu LOc Trod.

XuAt khAu lua gao khong gap thuan Igi trong nam 2016. Gia [tong san trong mrac va

BAOVET J Securities CHUNG KHCIAN aka vitt

Trang 20



BANG la GIAO INCH CO PHIEU LOC TROI

the giai miring thAp anh twang den gia xuAt khAu gao cita C6ng ty. Theo s6 110 tong

cuc thong ke, s6 lugng xuat khau gao nam 2016 dat 4.873 trieu tan (giam 26% so voi

nam 2015), gia tri xuat khau dat 2.185 trieu USD (giam 22% so vai nam 2015).

You au ve chat !um gao ding ngay cang gia tang nhu chinh phu N45/ siet chat van de

ve du Wang thu6c bao ve thur vat trong gao nhap khAu; chinh phit Trung Qu6c siet

chat nhap khAu gao tir Viet Nam, tang cern cac quy dinh d6i vai cac doanh nghiep

Viet Nam.

Can't tranh tren thi twang lua gao the giai ngay cang manh me, dac biet tir cac d6i thu

xuat khau gao nhu Thai Lan, Campuchia, An D. Thi truemg Thai Lan, Campuchia

thtrc sir xay dung duce thucrng hieu gao mOt each toan dien nh6 chat lugng giong lua

tot, tao ra hat gao chit !King cao on dinh du gia cao nhung dugc tru thich tai Chau Au,

Ms,. Thai Lan c6 chien 111QC marketing manh me, Chinh phu va khu vqc doanh nghiep

to nhan da h9p tac de quang ba thanh ding chat lugng va huang vi cua gao Thai den

cac ntrac.

Ve y6u to not tai:

- Cong ty dang tirng buac thay d6i ca cAu to chirc cho phu hqp vai dieu kien kinh doanh

hien tai ding nhu chin luqc dai han.

- Cong nghe san xuAt mac du duqc danh gia la thuOc loci tien tien, hien dai tai Viet

Nam, tuy nhien ding ty con nhieu kh6 khan trong viec quan ly chAt lugng, bao quan

thanh phAm.

7. Kenh phan ph6i:

Val he tilting phan ph6i han 5000 dai 1S tren toan qu6c, san phArn cua Tap doan LOc

— Bao ve thqc vat An Giang da vtron den m9i mien que Viet Nam Ian Campuchia, dem

den cho ngtx6i nong dan nhung giai phap ben yang phuc vu cho san xuAt nong nghiep va

chia se nhQng lo au, nh9c nhan vai ngt.r6i nong dan.

BAOVIET j Securities Fat) vIET

Trang 21

LocTRo



BANG KY GIAO DICH CO PHIEU

8. MOt so hinh iinh ve sari sham. nhan higu chinh:

8.1 Nganh Gitmg:

• 777: IR 50404 Lao bac hung. Nd bui kha, chtu phen nhe

Hat Gaino 3asmine

: - Cao bong. earn deo. thorn.

Ant Gieng

Dua hau khong hat MAT TROI Do Hot Gieng

Trai deng oval. da mau xanh What co soc kanh

BSI) nu sieu deo Thai glan thu hooch: 60-65 ngay. Hat dung

deu. ph0 kin cui SIPu deo

eau xanh DX 208

SHat to. Thu hooch 2 dQi.

Bap lai Fl NK 67 Trung ngay. tr tog ntueu vu. Bap da. hat mau

cam darn. Trai to. de. cui nhO. La bi boo kin Val.

Chtu hen kha

flau Cove AG-09

Hit Wong TIM thaws. dai 14-16cm. Pharn that non.

Deu d0a hat den AG-10 Hat g ■ Ong

Thu hooch: tiy 55-58 ngay. Ice° dai thai gian thu

tren 35 ngay. Phien chit ngon

Bap lal Fl NK 72

Hat Ong

Trung ngay. treng nh4u vu. Bap 13. hat mau

cam dam. Trai to. dal. cui nhd. l.a bi bao kin trai.

Chit, han kha

Hot gtong

Hat giong

Het ening

8.2 Nganh ThuOc biio vi thtrc

Cruiser Plus

ANHEAD 12 GR

Cruises Plus 312.3 fa Thuoc cc. ,y nor yang

uy ivc cno hat gang

ANSIOAO 12 OM Thum my ac Ouu rano

CON right mcn - cNen moo mai

JIVON 6 WP

6 A iiiultia

JOON 0 VIP Tro0c w ty nal gong

In, nun. ngua boon ua von

ANPUNA NOW Tnuec au cc two vino

do - Ca Ma oc cha1

ANCO 600 SL

ANCO WO al 000 IL Thuec Mt co

To, co la o2he flhoo, CO dc

GesapaxiS00 FW OINAPAX nos we Thu& PC, CO

Mu at tam co Tv co 1 ia mitm 2 to min oho roOrq osti0,13

ANKILL A ao WP

• oilloloasao..

G1.1fPlIOS.4■14

11:T P-emu

GLYPHOSAN 480 SL

GramoxonE

MISTOONS SG 10 Thu& 10 at mu nip Min

TM co a.a, PrUng cc Ong Am co mac men

OLINNOSAN si. Thu0C IN CO knong coon too

1.0 co trann colch0 ito, CO MIN) Nth coo cOy an Oka vS coy

OnAMOX0111 2080 111111150 WC60tlan0101011 ipc

lit Mt Ian — 13101116 Ole

-----__

ANSULLA OS W? ThuOC otr co coon boo nau nay min

S■eu Sa0 clef CO

OLVPHOSPAN 757 NO Tnuac ou co onlang crop Joc

TO 00 tranta. CO MO 111 ailaC CO non npp Co "4"9 n63

BAOVIET Trang 22

Vibigalta Toi boo gao b6 sung unit chit Nghe taut Ian, ghat huy them ithirno tinh nano them sOc suc khoe tv gao man. dac boat tOt cho phu

Vi tigaba not* gao tt6 sung tinh chit Nate tura, lam phat Awe them rihOthci tinh nano cham soc six khke Sir gao mann. dac butt tot cho phu

3

TAP DOAN LOC TROT LOCTRO4 GROUP


DANG KY CIAO DICH CO PHIEU

LOc TROT

8.3 Dinh clueing hiru sinh hoc:

DS GOLD

UllitkOLACIL 4s

RhiroMyx 2 56

GAPFADM DS GOLD

Dinh dining cho dat

Dtiortg chat cho cay

UREA4LACK 45H

B6 sung ktioang kru co Humble

tuatara 2.56

Phan ban ca tao dal

lwa+;

DS80-41

Pry. 1W C4l0

UREA-GOLD 45R

R09TWP-1,

BLACK MTN DS SO SUPER

Duang lua - Sat; cat

URE&GOLD 43R

B6 sung the pharn sinh hoc PR-27 chin 9 dcng nem EndolLtycorrhza

ROOTWELL

Phan bon La cao cap chuyen dung Ural gac

SLAW

BOOM FLOWER-11

Phan ban is cao cap Tang cuirrg so* inning. no ItO ra hoa. gia tang nang suet

-n SILIMAX Phan bon la hau co cao cap

8.4 Nginh Ltrong

Goa Mot liege Tree Mac Dia La bait gao to 936ng IUa 'rho. canh tac trim vung dot chon lot mau ma. vei qua trinh sinh truing hean toan tu nhien. Corn deo. hueng them tu nhien va vi ^90t dam di.

Ifibigoba to gao con nguyen phai cho nay man trong (tau hien thick hop de cac enzyme nong hat gao duet kith haat too nhieu chat dirth throng. dac brat ham Luang chat Gaba tu nhien cao gLp 6 - 10 lin so vin cac goo kit

Soo Mot ttgoc WIN Tien NO La loai gao ngon dupe chon toc tir gieng lua nen vua era. canh tac von nhang vung it guau dinh &rang. co hu'ong thorn dac Ming va vi Not cam deo hat.

.. .0 Goo Nat Ntioc Trot Thien Long Is gao tir - — I ghing lua rang thieng, duet chat loc lir linh hoa

i

ctra dat Val vii hurting of thuong hong. Corn co ao.-A, Wong dua thanh chu co vi ngol. hot deo. Goo

dot Top 3 gao ngon the with.

or is Goo Not Neoc TrOt loch Wong la gao to "'• itt Ong tua thuin mei chon hac, gtau khoang chat coil; ' • va vitamin B. duet canh tac tram vung nguyen

lieu tap trung. cho cern trang deo. thorn diu va YI ngot

Goo lift Ngoc Trot Pluming Soling la loai gao thorn ngon duac Tap down Lec Tren chon loc va canh Lac trim vung nguyen lieu dac biet mau met tai Campuchia Gtir Iron hucmg thorn dac !rung. hat deo va n ngot dem

Vibigaba Gic gao be sung linh chat Nohe Wel lam phat huy them nhOyno Sink nang cham sec birt khoe Sir gao mem, clic biet tot cho phy ner.

9. Vi the ciia Cong ty so veri cic doanh nghiep khac trong cung ngiinh

9.1 VI the cua Cling ty trong nganh

BAOVIET j Securities Trang 23

.40444 Fao vtr



HANG KY CIAO DICH CO PHIEU LOC 71401

- Tap doan L6c Traci van tiep tuc giir yang vi tri clan dAu trong link vuc cung cAp dich vu

[long nghiep.

- Tap doin LOc Traci chiem linh thi twang Viet Nam vai han 20% thi phan ngAnh thuik

bao ve thuc vat; IA nhA phan ph6i hat ging Ion thir hai tai Viet Nam, tap trung phan

ph6i lua gi6ng, ging bap lai va cac ging rau dua khac. K'e tir nam 2010, Tap doan

L6c Tr&i ma r6ng manh me sang linh vuc the bier, va kinh doanh gao va trai thAnh nhA

cung cAp dich vu nong nghiep hang dAu tai Viet Nam theo mo hinh lien ket doc

(vertically integrated).

- He thifing phan ph6i rang khap vai 50 chi nhanh, van phong dai dien va 14 C6ng ty con

tai 27 tinh, thAnh tren ca nu& va tai Campuchia giup C6ng ty de clang ma rang pham

vi hoat d6ng san xuAt kinh doanh va cung cAp cho thi tnrong nhieu san phAm da clang

vai gia tri cao, chAt krcrng tot.

- Cong ty c6 nang luc quan IY he th6ng phan ph6i, quail ly tai chinh, marketing phi, hop

vbi muc tieu, chin luqc kinh doanh cang nhtr thich Ung vai dieu kien kinh doanh.

- San phAm cua LOc Traci da clang, chAt Itrong cao, gia ca hqp ly, canh tranh, phu hqp vai

dieu kien san xuAt lua hang hoa chAt lucmg cao dam bao gia tri xuAt khAu.

- 1.0c Traci nhan dupc su tin nhiem tir cac ngan hang thtrong mai vac cac nhA cung cap.

M4c del tinh hinh kinh to trong thori gian qua gap nhieu kh6 khan nhung da s6 cac

khoan vay cua LOc Tref, IA tin chAp vac co hp mac tin dung cao cua cac ngan hang

trong va ngoAi ntrac.

Cac nhA dAu to lon cua Lik Traci IA cac d6i tac c6 nang luc, kinh nghiem trong quan tri

doanh nghiep da cam ket ph6i hop va ho trq LOc Traci trong san xuAt kinh doanh, trong

host &Ong quang bac dAu tu, chin lugc marketing tiep can vasi mpg Itrai nhA dau tu

trong nuac va qu6c to nham the hien gia tri doanh nghiep mot cach t6i tru, ket not den

thi trtrang xuAt khAu nham nang cao kha nang ma r'6ng thi phAn vac thi trtremg kinh

doanh cua LOc Trari.

9.2 Trien vcong Oat trien nganh

NgAnh ming nghiep dtrot xac dinh IA ngAnh kinh t6 cher dao nen di, t6c d6 tang tnrang

kh6ng cao nhtmg van duor dAu tu de phat trien. Trong 136i canh Chinh phu clang tap trung vac, tai ca cAu nen nong nghiep, dAy manh xuc tien N/A khuyen khich ho trq doanh

nghiep dAu tu vao nong nghiep ding nghe cao, 'long nghiep sach, 'long nghiep huu ca

cang cho thAy trien vong lan trong Oat trien ming nghiep cua L6c Trai. Dac biet, vai

de xuAt sera d6i LuOt DAt dai theo twang to thuan lqi han cho tich tu, tap trung dAt dai

san xuAt nong nghiep quy mo lon, L0c Traci cang c6 Iqi the trong viec phat trien mo hinh canh d6ng mau Ian san xuAt lua gao theo quy trinh dam bao an toan, chAt Wong.

BAOVET Securities CMLING KHOAN RAO Ytr

Trang 24

.,.

LOc TR*

TAP DOAN UX TROI LOC MOO GROUP


HANG KY CIAO BICH CO PHIEU

D6i vai nganh Thu& bao vg thkrc vat: Du kien tang tnrang cua thi tnrang thu6c bao vg

thkrc vat tai Viet Nam trong giai doan fir nam 2015 den nam 2020 la 6,8%. Do dO, mac

tieu doanh thu cua nganh trong 'lam 2017 a mac 12% la phit hop vai tinh hinh thi

twang va nang luc cua L6c Trai. Ben canh dO, xu the nong nghiep hitu ca phat trien se

tao dieu kien nang cao sac tieu thu cac san phAm 1.18 try 'tong nghiep hau co. cua LOc

Trai.

floi vii nganh Lucmg thkrc: thi twang nOi dia van con rat nhieu tiem nang khi thi hieu

ngtrai clan trong nu& ngay cang CO xu huang tieu dung cac san phAm thkrc phAm co

chAt Wong, dinh dung cao va an toan vai sac Mt& nhtr gao c6 thucmg hieu, gao sach,

gao halt co; san phAm dtra ra thi twang kh6ng nhang dap ung dtrac gia tri vat chit ma

con phai chua dung gia tri phi vat chAt. D6i vai xuat !chat', ngoai thi truang Chau Au,

Ms", Nhat Ban; phan khCic cao cAp ngay cang &rot mop ring ra cac thi trung Trung

Qu6c, Phillipines, Indonesia ... la co h6i Ian de LOc Trai tiep can va dua san phAm gia

tri cao vao tieu thu.

floi vai nganh GiOng: vit.& tinh trang han han, xam nhap man dang ngay cang nghiem

trong tai cac tinh Diing bang song Um Long, nganh Ging da tap trung nghien dru cac

ging lua ngan ngay, chOng chit, vai han va xam nhap man thich nghi vai ding ruOng

va dieu kien khi Mu, thai tier khic nghiet. Ben canh do, nhu cau ye ging bap, rau mau

cling ngay cang da dang dap Cmg yeu cat, can thief cho cong cuOc tai ca eau nong

nghiep cua nhieu tinh thanh tren ca mac.

10. Chinh sach doi veri nguOi lao dOng

10.1 Tinh blob lao Ong

T6ng s6 lao dOng tai thai diem ngay 31/12/2016 la 3.547 ngutri, cu the nhu sau:

TT Trinh di) SO luvng TS, I?

1 Tien sy 6 0,17%

2 Thac sy 48 1,35% 1

3 Dai hoc 1.385 39,05% 1 .-.

4 Cao ding 277 7,81%

6 Trung cAp 685 19,31%

7 Lao dOng phi thong 1.146 32,31%

(Nguiin: Lew Trai)

10.2 Chinh sach cua Cling ty dOi vlri ngteri lao

a. Che d6 lam vi?c

- Thai gian lam vi'ec: Cong ty to chic lam viec 8h/ngay, 5 ngay/tuAn. BAOVET V Securities

C.VNG Bolo vfl

Trang 25



BANG Id CIAO D!CH CO PHIEU LOC 71101

- Khi c6 yeu calf dOt xuAt ■,4 tien ck) san xuAt, kinh doanh cac nhan vien Cong ty c6 trach

nhiem lam them gia. Cong ty dam bao quyen lqi cho nguai lao d6ng theo quy dinh ctia

nha ntrac va c6 dal ng0 thoa clang cho nguai lao dOng.

- Thai gian nghi phdp, nghi le, Tet, nghi 6m thai san throe bao dam theo dung quy dinh

dm B6 luAt lao d6ng.

- Moi twang lam viec: Nhan vien dirge lam viec trong moi truamg h6a d6ng, dan chic,

than thie'n. Ong ty luon tao su ket dinh c6 tinh th6ng nhat nham twang den muc tieu

phat trien chung cua TAp doan vai niem tin, long to hao va tinh chuyen nghiep. C6ng

ty luon trang bi day dif cac phtrcmg tien lam viec nham tao dieu kiln toi da cho nhan

vien.

b. Chinh sach tuy&I dung, dao tao

Tuy'en dung: muc tieu tuyen dung ctia Ong ty la thu but nhan tai, tru tien nguai lao

dOng co kinh nghiem, dap irng dugc yeu cau cong viec va CO nang luc.

Dao tao: Xay dkrng ke hoach dao tao r6 rang, dua tren chitin luqc kinh doanh cua TAp

doan, va chitin Itroc nay phai &roc sir dung nhat quan va thuang xuyen trong qua trinh

quan ly va dieu hanh cong ty.Cong ty chu trong day mph cac hot dOng dao too, b6i

duemg, nang cao nang luc lam viec dm can I:10 cong nhan vien. Cong ty thuang xuyen

cir cac can bi) di dao tao, nang cao nghie'p vu chuyen mon.

c. Chinh sach Wang va thtreing.

Ofing ty xay dkmg Quy the tra ltrang, Quy the khen thuang phu hcrp vai tinh hinh thkrc

t6 hoot d6ng san xuAt kinh doanh, dic diem lao dOng cua Cong ty va xay dkrng cac tieu

chi, dieu kien xet khen thtrOng d6i vai nguai lao d6ng gi6i, trinh dO cao c6 dOng gop

cho Mfg ty. Che dO tra lucmg dam bao cong bang, minh bach va tinh khuyen khich

lao dOng tren co so thiet lAp cac tieu chi tra Itrcmg gin vai nang suAt, chAt *mg, hieu

qua va mac clang gap cua tirng nhan vien, ket qua doanh thu va phif hop vai cac quy

dinh cua phap luAt ve tien luang.

Mfg ty thkrc hien cac the dO cho nguai lao dOng theo LuAt lao dOng, N6i quy lao dOng

va Thoa trot lao dOng tap the.

Viec trich n6p bao hiem xa hOi, bao hiem y t6 duot Cong ty trich n'6p dung theo quy

dinh cua pilaf) luAt.

11. Chinh sach co tirc.

- Mfg ty tien hanh tra co tirc cho c6 (long khi kinh doanh c6 lai, hoan thanh nghia vu

nOp thue va cac nghia vu tai chinh khac theo quy dinh cua phap luAt, dam bao thanh

town du cac khoan nq va cac nghia vu khac den han phai tra.

BAOVET Securities CHUNG KHCAN RAO Vitt

Trang 26

TAP DOAN LOC TROI BAN CONG BO THONG TIN

LOC TROT HANG 10? CIAO DICH CO PHIEU LOC TROI GROUP

- Doi h6i c6 (Jong thuong nien se quydt dinh ty Id c6 tire tri cho c6 &Ong dua tren de xuAt

cua H6i d6ng Quin tri, kdt qua kinh doanh cua nAm hoot Ong va phucmg Wang hoot

dOng kinh doanh cua nhOng nAm tidp theo.

- NAm 2015, Cong ty thuc hidn tra c6 tirc bang tien mat vai ty Id la 30,00%/mdnh gia.

NAm 2016, Cong ty chua chi tra c6 tirc. Cong ty du kin tra c6 tire bang tien mat vai ty

I'd là 30,00%/mdnh gii.

12. Tinh hinh hoot dOng tai chinh

12.1 Tinh hinh tai chinh

Nam tai chinh cua C6ng ty bat dau tir ngiy 01 thing 01 vi kdt thuc vio ngay 31 thing 12

hang nAm. Bdo cio tai chinh cua Cong ty trinh bAy bang dOng Vidt nam, duct lap va trinh

biy phis hgp vai cac chuan muc va chd d6 ice toan Vidt Nam.

a. Trich khAu hao tai sin co dinh

NO), 25/04/2013, B6 Tai chinh dA ban hinh Thong to s6 45/2013117-BTC twang din

chd d6 quirt lY, sir dung va trich khAu hao tai sin c6 dinh (TSCD).

Thai gian khau hao ip dung tai Cong ty:

NhA xtrang, vat kin tritc: 05-25 nam

May tuck, thidt bi: 03-15 nAm

Phuang tien van chuydn, truyen can: 03-12 ram

Thiet bi van phong: 03-10 ram

b. Mk Itrang binh quail

Thu nhap cua nguari lao dOng trong Cong ty IA lucmg va thuang. Thu nhap binh quart cua

ngtrOi lao dOng nam 2015 là 9.700.000 d6ngingual/thang vi nAm 2016 IA 9.000.000

d6ng/ngtaii/thing.

c. Thanh than cac khoin nor den ban

Cong ty thuc hidn tot trong vigc thanh town cac khoin ng an hon. CAn cCr vio cac boo cao

kidm toan nAm 2015-2016, Cong ty dA thanh toan &mg hon vi day du cac khoin ng,

khong co nq phai tri qua hon.

d. Cac khoin phai nOp theo 144 dinh

Cong ty thuc hidn nghiem tuc vide n6p cac khoin thud GTGT, thud nhap khau, thud thu

nhap doanh nghidp theo quy dinh cua NhA nuac.

e. Trich lap cac quy

Theo quy dinh cua Luat Doanh nghidp, vidc trich lap vi sir dung cac quy hang nam se do

Doi h6i d6ng c6 (Jong cua Cong ty quy& dinh. C6ng ty thuc hidn vidc trich lap cac quy

theo quy dinh tai Dieu Id to chirc vi hoot d6ng cua Cong ty vi phap luat hidn hinh.

BAOVET Securities Trang 27 Co O.DAN BAC) vCr

1. •••

TAP DOAN t.00 TROI LOC TROI GROUP


BANG la CIAO D!CH CO PHIEU

SO du cac quy cua nam 2015 va nAm 2016 flint. sau:

Dan vj tinh: trieu diing

Chi tieu 31/12/2015 31/12/2016

Quj, dAu tu phat trien 671.212 685.861

Quy khen thtrcmg phiic Iqi 84.567 47.909

Quj, khac thuOc ye chit ser heru 178.668 179.556

Nguan: BCTC hop nlat dd kiem town nam 2015, 2016 czia LOc Tr&

f. Ttong du ng vay ngfin hang Tai tits:A diem 31/12/2016, tinh hinh ncr vay caa Cong ty nhu. sau :

Vay va nq thue tai chinh ngin han: + Vay ngin han : 1.602.710.086.305 d6ng + Vay dai hp den han tra : 302.734.600.000 d6ng Chi tiet vay ngin han :

Vay ngin bon Loai 31/12/2016 31/12/2015 h.), en VND VND

Ngan hang TNHH M6t Thanh Vien Standard Chartered Bank (Viet Nam), Chi nhanh Thanh pho H6 Chi Minh

VND 148,108,653,202 186,292,377,771

Ngan hang TNHH MOt Thanh Vien ANZ Viet Nam, Chi nhanh Thanh phO H6 Chi Minh

VND 92,343,409,950 4,678,554,000

Ngan hang TNHH M6t Thanh Vien HSBC (Viet Nam)

VND 24,458,401,800 107,631,267,584

Ngan hang TMCP DAu tu va Pita trien Viet Nam, Chi nhanh Thanh phiS HO Chi Minh

VND 129,408,819,652 491,989,174,856

Ngan hang TMCP DAu tu va Phat trien Viet Nam, Chi nhanh An Giang

VND 159,934,018,592 394,174,066,070

Ngan hang TMCP C6ng Thucmg Viet Nam, Chi nhanh Thanh ph6 H6 Chi Minh

VND 93,670,367,500 288,970,311,413

Ngan hang TMCP Cong Thuang Viet Nam, Chi nhanh An Giang

VND 3,517,200,349 13,076,963,134

Ngan hang Mizuho Corporate Bank Ltd, Chi nhanh Ha NOi USD 478,002,000,000 315,560,000,000

Ngan hang TMCP Ngoai Thucmg Viet Nam, Chi nhanh KS, 136ng

VND 442,138,234,400 200,015,094,481

Ngan hang TMCP Quin d'6i, Chi nhanh Thanh ph6 H6 Chi Minh

VND 14,025,904,380 20,989,416,000

Ngan hang TMCP Quail d'Oi, Chi nhanh Thanh phO H6 Chi Minh USD 16,913,076,480 -

Trang 28

TAP DOAN UX TR* LOC TROI GROUP

BAN CLING BO THONG TIN

BANG KY CIAO INCH CO PHIEU LOC TROI

Qu9 Cong doan VND 190,000,000 44,380,000

Ca nhan VND - 820,000,000

Timg cong 1,602,710,086,305 2,024,241,605,309

Nguan: BCTC hop nhat do` ki'dm loan nam 2016 cita Lac Troi

- Vay dai ham 73.721.650.000 &orig.

Vay dai hurl 31/12/2016 31/12/2015

VND VND

Vay dai han 376,456,250,000 672,769,500,000

Khoan den han trong yang 12 thang (vay dai han den han tra)

(302, 734, 600, 000) (301,009,800,000)

Khoan den hp tra sau 12 thang 73,721,650,000 371,759,700,000

Chi tiet khoan vay dai han :

Loui .),

hen

Nam dao huh

31/12/2016 31/12/2015

VND VND

Standard Chartered Bank (Mauritius) Limited

USD 2018 355,656,250,000 651,969,500,000

Ngan hang TNHH M6t thanh vien Standard Chartered Bank (Viet Nam), chi nhanh Thanh ph6 H6 Chi Minh

N— V D 2018 20,800,000,000 20,800,000,000

TOng Ong 376,456,250,000 672,769,500,000

Nguan: BCTC hop nhat da ki:em loan nam 2016 clic, Lac Troti

g. Tinh hinh cong ncr hi0 nay - Cac khoan phai thu:

Don tinh: trieu c5ng

Khoin muc 31/12/2015 31/12/2016

Cac khofin phai thu ngin Ilan 1.525.882 1.733.263

Phai thu ciia khach hang 1.441.310 1.693.705

Tra fru& cho nguai ban 74.135 61.689

Cac khoan phai thu khac 124.986 129.541

Dix ph6ng cac khoan phai thu kilo doi -114.549 -151.672

Tai san thieu ch6 )(Cr 1 , 0 0

Cac khoan phai thu dai han 0 0

Tong cong 1.525.882 1.733.263

Nguan: BCTC hop nhat da kreint loan nam 2016 clia Lac Troy

BAOVET kJ Securities Trang 29 CHUNG KMOAN sip VT

TAP DOAN LOC TROI BAN LONG BO THONG TIN

LOC TRO1 GROUP HANG KY GIAO D!CH CO PHIEU

31/12/2016

3.857.391

1.545.245

43.291

78.152

44.128

62.282

130.940

1.905.445

47.909

1.690

73.722

50.290

3.983.093

- Cac khoan phai tra:

Don vj tinh: !Hell ding

Khoin muc 31/12/2015

Nq ngin han 3.866.169

Phai tra cho ngtroi ban 1.270.011

Nguoi mua tra tien trtrac 23.191

Thue va cac khoan phai ng'p 12.468

Nha mrac

Phai tra cho NLD 1.425

Chi phi phai tra 137.132

Phai tra, phai nQp khac 12.125

Vay va nq ngin han 2.325.251

Quy khen thtrang phtic Igi 84.567

Nq dai hon 435.378

Phdi tra dai han khac 2.940

Vay va nq dai han 371.760

Du phong cac khoan ding nq

dai han 60.679

fling cOng 4.301.547

Nguein: BCTC hop nhat cia ki .dm loan nam 2016 cud Lejc Troi

h. HAu tir tai chinh

Cac dau to tai chinh ngan km, dai hgn khac (Khong tinh khocin dau lit cong ty con)

- DAu ttr tai chinh ngin han: Dau ttr r&ri gitt den ngay dao han phan anh cac khoan tien gni c6 kS(

han g6c 6 thang tai Cong ty Tai chinh TNHH MTV Ngan hang Viet Nam Thinh Vtrcmg. Cac khoan

tien gni nay Wong Iai suAt nam tir 8,7% den 9%.

- Dau ttr tai chinh dai han: gbp von vao cac din vi khac: 202.000.000 ding.

12.2 Cac chi tieu tai chinh chti yeu:

Cac chi Wen DVT Nam 2015 Nam 2016

1. Chi Wen ve kha [tang thanh town

+ He so thanh town ngan han:

LAn 1,18 1,11

BAOVET jI Securities Trang 30 okHcAn Fan 61,

vha dm, vett kie'n ink 1.1 709.432

1.2 !Mciy nuk that bi

1.3 Phucmg ti fn vetn tai

1.4 iThiit bi van phOng

674.915

286.397

22.360

TT Khoim moc Nguyen gia

Tai san co dinh hire hinh 1.693.103

BAOVET J Securities

TAP DOAN LOC TROT BAN CONG BO THONG TIN LOC TROT GROUP

DANG KY CIAO DICH CO PHIEU LOC TROI

Cac chi Weil D'VT Nam 2015 Nam 2016

Tai san ngin han/Ng ngin han

+ He s6 thanh toan nhanh: Lan 0,48 0,54

(TS ngin han- Hang din kho)/ Nq ngan han 1--

2. Chi tieu ve co cau von

+ He s6 Ng/Tong tai san LAn 0,67 0,65

+ He s6 Ng/Von chi, so hUu LAn 2,04 1,83

3. Chi tieu ve nang lip hoot dOng

+ Vong quay hang ton kho: VOng 2,28 2,54

Gia von hang ban/HTK binh quan

+ Doanh thu thuAn/Tong tai san binh quan VOng 1,23 1,24

4. Chi tieu ve kha nang sinh 14:Yi

+ He s6 LNST/Doanh thu thuAn 4,07 4,48

+ He s6 LNSTNOn cha hau binh quan % 15,32 16,39

+ He s6 LNST/T6ng tai san binh quan 4,98 5,52

+ He s6 LN tit HDKD/Doanh thu thuAn 5,41 5,60

+ Thu nhp teen von c6 phAn (EPS) DOng/cp 4.083 4.392

Ngujn: BCTC hqp nhcit dl kiln' wan Om 2016 czia L6c Trai

13. Tinh hinh tai sin dm Cong ty

13.1 Tai san co dinh

Gia tri tai san c6 dinh theo bao cao tai chinh hop nhAt tai thari diOm 31/12/2016:

Don vi tinh: trieu ddng

Hao mon lay ice Gia tri con lai

468.240 1.224.863

123.388 586.043

196.769 478.146

134.833 151.564

13.250 9.110

Trang 31 CHUNG KHCAN RAO ViET

LOCTROI


BAN CONG B6 TH6NG TIN

BANG KY CIAO INCH CO PHIEU

8

9

CTCP Tap doan

LOc Trtri

CTCP Tap doan

LOc Trtri

II CTCP T6p doan

Let Trai

2 TM san co dinh vo hinh 341.529 3.733 337.796

2.1 Quydn sit dyng &it 330.903 505 330.398

2.2 ,Phan mem vi tinh 10.626 3.229 7.398

TOng Ong 2.034.632 471.973 1.562.529

(Ngu'dn: BCTC hop ,that nam 2016 eta kikn town ctia LO'c Tree")

14. nit dai, bat dOng san thu'cle quyin gain ly sir dung cila Ging ty

Dien tic h Giao dat

462,5 462.5

685,7

1.552 1.552

6.498,3 6.498,3

242 242

3.530,8 3.530,8

5833 5833

730 730

1.437 1.437

275,1 275,1

558,1 558,1

5.562 5.562

2.537 2.537

Hlnh that sir dyng Thoi gian Ghi

Nha bit thtr BT6, 6 s6 11..8 BT6 -

Khu do thj mei Phap Van - Tti Hiep,

P. Hoang Liet. (man Hoang Mai, Ha

NOi

649B Nguyen Hue, Ti' Niti Sep,

Thoai Son, An Giang

Ap Phuoc Ninh, Xa Mong Th9 B,

Chau Thanh, Kien giang

Ap An Dien I, Trung Hieu, Vang

Liem, VIM Long

Ap 5, dtrang Nguyen Trung Trtrc, TT

Long my, huyen Long my, H#u

Giang

Xa Tuyen Thank huyen MOc Haa,

Tinh Long An

Dia chi

CTCP Tap doan 12

LOc Trai

P. Khanh Xuan - Tp. Buem Me ThuOt

- Daklak

Qujmh Tan, Ti'. BuOn Trip - Huyen

Krung Ana - Daklak

I 3 CTCP Tap dub Xa An Him, huyen Tam Wong, D6ng

BAOVIET Securities c..0.0.0.c.vfloovo

Thue &it thue/giao cha

Lau dai

Lau dai

Lau dai

Den nam

2055

Lau dai

Lau dai

1 Lau dii

H

Lau di

Lau dal

3882m2 (lau,

dai) 1680m2

(den 2043)

600m2

Trang 32

0

Ti' Don vi sir dyng

CTCP doan

LOc IRA

CTCP T#p doin

LOc Teri

CTCP Tep doan

LOc Trbi

CTCP T6p doan

LOc Trtri

CTCP Tap doin 10

Let Trai

Dtrimg Ha !bang H6, P. My Xuyen,

Tp. Long Xuyen, tinh An Giang Lau dai

Den nam 685,7

2059

23 HA Hoang H6, P. my Xuyen, Tp.

Long Xuyen, tinh An Giang

KV1, P. Ba Lang, Q. Cai Rang, Tp.

CAn Tho

Ti' An Chau. Chau Thanh. An Giang

F1 TAP ROAN LOC TROT

LOC TROI GROuP

BAN CONIC BO THONG TIN

BANG KY CIAO DICH CO PHIEU

LOC TROT

H Dim %i dyng Dia chi Dien Lich Ilinh thin sir dung Theri gian Chi

thuelgiao chu Ciao dat Thue

L6c Trbi Thiftp (lau dai)

1.937m2

(din 2043)

CTCP Tap (loan 14 Cling QuSmh, P. Nguyin Cu Trinh, 14 1 988,6 988,6 Liu dal

LOc Trbi QI, TPHCM

CTCP Tap doin 135/IA Phpm Vitt Chink Phut:mg 1 709 709 Lau dai

L6c Trbi 19, Binh Thanh, Tp.HCM

CTCP Tap doan so 38 me Linh, Phutmg 19, Q. Binh 16 194,8 194,8 Liu dai

Lac Trbi Thanh, TPHCM

iCICP Tap doan 286A An Ducmg Vuang. PhuOng 4. 17 123.6 123,6 Liu dii

LOR Tan Quan 5, Tp. H6 Chi Minh

CTCP Tap doan t Xa Luang An Tra, huyOn Tri Ton, An I s 4.007.980 4.007.980 Lou dai

LOc Trbi Giang

CTCP Tap doan P. Binh Dire. Tp. Long Xuyen, An 19 1.044,2 1.044,2 Liu diti

LOe Tan Giang

20 CTCP Tap doin XS Dinh Thank Huyr^:n Thoai Son,

962.631,8 Din nam

962.631,8 LOe Trbi Tinh An Giang 2065

21 CTCP Tap doan

1..6c Trbi

Xa Vong DEng, Huyen Thopi San,

Tinh An Giang 87.767,1 87.767.1

Den nam

2060

CTCP T$p doan

1,0c Trbi

Xa Vpng Deng, Huyin Mogi Son,

Tinh An Giang 600 Liu dali.

CTCP Tap doan Den nam 23 IT An ChAu, Chau Thanh, An Giang 80.168,8 80.168.8

Lbc Trbi 2059

24 j

CTCP Tap doim

LOc Ted

xa Tan Ceing Chi, Tan Wing. Ding

Thap 62.794 62.794 Lau dai

CTCP Tap doan P. Binh DUc, Tp. Long Xuyen, An Den nam 81.344,9 81.344.9

1.0c Teri Giang 2059

CTCP Tap doan XA TA Ditnh, huyen Tri Tan, An Din nam 26 518.015,8 518.015,8

Lac Trbi Giang 12054

CTCP Tap doan Xa Vinh Binh, huyin atAu Den nam 27

Lbc Trbi 89.701.6

tinh An Giang 35.679,9 54.021,7

12065

905,9m2

CTCP Tap doan Xa my Tan. Tp. Cao LAnh. Dong (Lau dal) 28 3.591,9 905,9 2.686

LC* Trbi Thai) 2.686m2

(Din 2043)

Cty TNHH MTV XA Tan Deng, huyen Thanh H6a, tinh 29 5.690 5.690 Lou dai

Wong thtrc Vinh Long An

BAOVIET Securities Trang 33

LOCTROI



HANG KY GJAO INCH CO PHIEU

TI' Dan vi sir dyng Dia chi Dien tich Hinh thuc sir dyng Thtri gian Ghi

thue/giao chti Giao chit Thue dAt

An

ty TNHH MTV Xa Tan Wing, huyen Thanh H6a, tinh Din

30 Luang thyc Vinh 93.910 93.910 Long An 2065

An

31 CTCP Tel) doin

Ldc Trbi

XA Tan Ong Chi, huyen Tan Hung,

tinh dug Thap 126.317,4 126.317,4

Din am

2064

Cty TNHH MTV Xa Tan Ong Chi, huyen Tan Hung,

32 Luang thuc Tan tinh dung Thai)

22.202,9 22.202,9 Den nam

2064 Hang

CTCP Tip down XA Tuyan Binh Tay, huyen Vinh 33 2.395 2.395 LAu dal

Lic Trbi Hung, Long An

CTCP doan XA Tuyen Binh Tay. huyen Vimh Den WW1 34 102.201 102.201

1.0c Trbi Hung, Long An 2064

Cty TNHH

MTV Phan hem Ap Phu MS', xa Tan Phu& Hung, 35

co An Thinh Huyen Phtmg Hie!), Flu Giang 13.342,5

Den nam 13.342,5

2064

Dien

Cty TNHH

V1TV Phan halt Ap Phu M5, xa Tan Phu& Hung, 36

co An Minh Huyen Mu% Hier), HAu Giang 668,5 668,5

Din am

2052 Dien

CTCP TAp down Xa Thanh Phtrac, huyen Gd DAu, Tay Den nAm 37 19.134,4 19.134,4

Ldc TrOi Ninh 2065

2.ty TNHH MTV Ap Ninh Thanh 1, xa Ninh Den nam

38 Luong thyc Vinh 139.904,3 139.904,3 huyen HUng Dan, Bac Lieu 2063

Lde

L(5c Troi

15. la hooch Igti nhu#n vã co ttrc nam tit$ theo:

15.1 WO so chi Heti ke hooch IQn nhutin va c6 tirc nAm tiep theo:

Ke hooch sin xuit kinh doanh cua C8ng ty CP T#p doan1,8c Treri (sO lieu hqp nhit):

flora vi tinh: trieu cleing

TT Chi tieu Thtyc hien

nam 2016

°A tang, x la hooch.., Ke hooch

glam 2017 (*) 2018

2017/2016

% tang,

giant

2018/2017

Doanh thu thuan 7.783.049 8.287.376 I 6,48% 12.116.980 46,21%1

ite

BAOVET j Securities CK,OG ocsoth ako s-tr

Trang 34

TAP DOAN LOC TROT LOC TROT GROUP


BANG KY CIAO DICH CO PHIEU

F

1

LOc TRO1

TT Chi tieu Thkrc hien

nam 2016

id hoach

2017 (*)

% .t,ing,

giant

2017/2016

Ke ho#ch

2018

% tang,

giam

2018/2017

2 Lqi nhu4n sau thud

didu le

le LNST/Doanh

thu'an

le LNSTN6n

le

le c6 titc/v6n didu

348.743

671.611,5

4,48%

51,93%

30%

459.957

671.611,5

5,55%

68,49%

30%

31,89%

-

672.223

671.611,5

5,55%

100,1%

30%

46,15%

3 V6n

4 Ty

thu

5 Ty

didu

6 Ty

le

Ngu an: Lac Trai

(*): Ke hooch nam 2017 dwor Doi hal clang ca (long thwang nien thong qua theo nghj quye't so

07/NQ/DHDCD-2017 ngay 28/04/2017. Kg.' hooch nam 2018 do Liinh doo Cong ty xciy dung theo Ice

hooch chitin luvrc 5 Wm.

15.2 Can co. de dot ditqc kd ho#ch lqi nhu4n, c6 hire nam 2017 va 2018:

De hoan thanh cac nhiem vv, chi tieu ke hoach kinh doanh neu tren, trong thed gian tai

C6ng ty se tich ctic trie'n khai mOt s6 giai phap ch6 ydu sau day:

Ve kinh doanh:

Nganh Thu6c: Tip da tang truong Doanh thu dia nam 2016 da dot 17%, nam 2017

nho. hieu qua cua viec hqp nhat he th6ng phan ph6i, gill!) tang s6 luvng dai ly, ma r6ng

d6 ph6 dia ban, tiet ki'm chi phi phan phi tir d6 gitip tang doanh thu va lqi nhuan.

Day manh doanh thu cac mat hang tu san xuAt CO bien lqi nhuan cao hem gi6p gia tang

loci nhuan.

Nganh Gi6ng: Nha hieu qua cua viec hqp nhat he th6ng phan phi gin') rna riing dia

ban dai lY cho nganh Ging nha do day mph doanh thu cac mat hang. Str tang truang

tra lai mat hang bap gi6ng, gia ban binh quan tang han so v6i nam 2016. Tap doan day

mph mat hang bap ging Tap doan tu san xuAt c6 suAt lgi nhuan cao hon. Nganh

ging dun ra thuang mai them nhidu ging 16a cua L6c Trai va day manh gia tang

doanh thu cac mat hang rau. Phi hqp ke hoach san xuat hieu qua hcm, tranh viec it

Ong hang ton kho, lam giam chat luqng san pham.

Nganh Luang thuc: Day manh tieu thy kenh n6i dia co ty suat Igi nhuan cao. ChQn 16c

16a mua dau vao co chat luemg tot nha do ty le thu h6i cao hem la nhan to chinh gi6p

giam gia thanh san pham, gia tang Igi nhuan. Kidm soot chat chd chi phi san xuAt de

BA0V1ET kJ Securities Trang 35 CHUNG KHOAN SAO VitT


LOC TROI HANG KY GIAO INCH CO PHIEU LOC TROI GROUP

giam gia thanh san phAm va tang tinh canh tranh cua san pham; chuyen mon h6a chirc

nang cua tirng nhd may gao, giam thieu tinh trang san xuat dan trai, giam tan kho va

chi phi sari xuAt. Day mph viec xay dung chuOi gid tri tren cay ca phe va mat s6 cay

cong nghiep khdc tren Wing Tay nguyen, tier) tyc dua them cac sari pham ca phe mai

va cac hang n6ng san khdc ra thi truang not dia va tien tai xuAt khAu.

Ve ca cAu to chirc:

Dao tao va tuyen dung nguan nhan luc chAt Juan cao phyc vu cho hoot Ong san xuAt, kinh doanh cua Cong ty; nang cao thu nhdp cho nguai lao dOng;

Ca cAu (al ha may to chirc nham tap trung va tai da hoa nguan nhan 11/C cho hoat dOng

san xuAt, kinh doanh.

Ve quan tri tai chinh:

T6i da hoa hieu qud sir dung van; thuc hien cac giai phdp quail ly an town tai chinh; kip

tiled phdt hien, ngan ngira va xir ly cac rid ro; lap ke hoach thu chi tai chinh cu the cho

tan giai doan cua timg bq phdn, dcm vi;

Thuc hien ca phan hoa dai vai cac linh vuc kinh doanh c6 lgi nhudn nham thu hitt dAu

tu, ma rang sari xuAt diing thai thu ve thdng du de Tdp doan tai dau tu.

Ma rang quan he vai cac nhd dau tu, dal tdc trong va ngoai ntrac nham da dang hoa

hoat Ong san xuAt, kinh doanh va huy &Ong cac nguan luc de thuc hien chien luac

phat trien ben yang cua Cong ty.

Ve nghien ciru khoa hoc, ky thudt

- Dau ttr mph me vao nghien ciru, chuyen giao cong nghe; phdt trien cac dang san

pham hUu ca, san phAm mang thucmg hieu Tdp dodn LOc Trai de gia tang thi phAn,

doanh s6, ddp Ung ngdy cong tat han nhu cau cua thi twang;

- Nghien ciru, phdt trien cac nganh khdc de hoan thien chuOi dich vu !long nghiep (phan

ban, cong nghe sinh hoc, ca khi nong nghiep, the Hen sau sau thu hoach, v.v.);

- Tang cubing nang luc nghien ciru, du bdo thi truang de kip then co nhang gidi phdp

kich thich san xuAt, kinh doanh thich (mg vai tinh hinh thuc te.

Theo ke hoach chin luqc 5 nam cua Tdp doan, de dot dugs ke hoach de ra cua nam 2018,

Tdp doan dang thuc day manh me moi hoat dOng kinh doanh va dinh htrang toan dien dai

vai tirng mang hoat &Ong chinh, chi tiet nhu sau:

- Doanh thu thuc BVTV ddt ke hoach tang khodng 2,5% so vai ke hoach nam 2017,

tucmg (mg vai gid tri la 5.462 ty dang vai cac giai phdp cu the nhu sau:

• Day mph va chiem thi phan trong mang thu6c cho cay

• Ma rang pham vi canh tranh va he th6ng phan ph6i, phAn dAu dot 6000 dai ljt vao

nam 2021;

• Phdt trien san pham sinh hoc va hixu ca; BAOVIET ) Securities Trang 36

n.)AN Vtf

TAP DOAN LOC TROT LOC TROI GROUP


BANG KY CIAO DICH CO PHIEU LOC 11101

• Ma rOng thi twang tai Campuchia;

• Cung cap cac san pham va dich vu toan dien cho du an trai cay cda cac du an 'long

trai, trang trai Ian trong va ngoai mrac.

Doanh thu gi6ng tang (fat Ice hooch khoang 73% so vai ke hooch nom 2017, tuang dng

vai gia tri la 1.231 ty deng vai cac giai phap ca the nhu sau:

• Cling c6 thi twang Ida gingien Nam va Ida lai mien Bic;

• Phat trien thi twang xuAt khAu, dic biet IA Campuchia va Trung Quec;

• Tap trung phat trien gi6ng Ida ban quyen cita LOc Trai;

• Chuyen giao va kinh doanh cac Gingda co chat Wang trong Top goo ngon nhat

the giai reng khip Deng bang song Cdu Long, nhung nai co the nhtremg va dieu

kien canh tac phu hop;

• Tang cuang hop tac va mua lai ban quyen gingda cac Vien nghien cdu va cac

twang dai hoc;

• Dap (mg da clang chi:mg loai, cac khu vue chua c6 gi6ng Ida dec quyen, nganh se

san xuAt kinh doanh gieng Ida khong dOc quyen nham tang doanh thu — lqi nhuan va

lam ca so de xay dkmg thucmg hieu del vai ngoai nong dan cho Oen Ida d6c

quyen;

• Day manh bip ginga rau ging tir san xuAt c6 bien loi nhuan cao hcm;

• Nang cao nhan thin cda n6ng din ve vai tr6 cda giOng xdc nhan;

• Tai co cAu va ma reng hg thong phan phei trong nom 2018 dot 1.952 dai ly;

• Day nhanh tien de d6i vai cac du an hop tac san xuAt gibing trong va ngoai ntrac.

Doanh thu lucmg thuc dot ke hooch tang khoang 180% so vai ke hooch nom 2017,

tucmg timg vai gia trj IA 5.243 ty deng vai cac giai phap ca the nhu sau:

• Day manh san Itrang goo cao cap di cac thi tnrerng nhu My, Chau Au va Philippines,

dic biet la thj twang Trung Quec;

• Thanh lap cac cong ty lien doanh hoac van phang dai dien a ntrac ngoai nham to

dau ra ben yang va hieu qua;

• Quan lY chit the chi phi ban hang va chi phi quan IY;

• Thdc day tien do cac du an hop tac vai dei tac mrac ngoai phat trien cac san pham

sau goo, dic biet IA cac san pham thuc &rang tir goo dap ring nhu eau dinh cluerng, tien loi cda ngoai tieu dung;

• Day manh goo c6 thtrang hieu Lec Trai trong thj twang nOi dia vai mang luai he

thong ban le hcm 15.000 diem, troy tinh tren 1.9 trieu he gia dinh trong thj trtrang

not dja sir dyng goo sach, chat luting.

Doanh thu bao bi dot ke hooch tang khoang 6% so vai Ice hooch nom 2017, tuong img

vai gia trj la 181 ty ding.

BAOVET J Securities Trang 37 nK P.koNAPT

TAP DoAN t.Oc TROt BAN CONG BO THONG TIN

LOC 71401 DANG KY CIAO DICH CO PHIEU Locator GROUP

16. Chien Itrqc, dinh hirerng phat trien san xuAt kinh doanh:

a. D6i vofri san xuAt va kinh doanh Vat ttr [long nghiep trong nam 2017-2018:

Nhiem vu: Phat trien he thong phan phi ben yang, dam bao mvc tieu tang twang

doanh s6, kiem soat hang ten kho.

Dinh htrang: Ra soat, ding c6 va phat trien them dai 15/ tren toan (laic ngoai he thong

sin c6. Theo do, Cong ty tap trung xay dkrng va hoan thien ding cu danh gia va phan

loai mang luai phan phi dip trill rang Ikrc kinh doanh nhu: quy mo doanh se, kha

nang tai chinh, dia ban phan ph6i. Deng th6i, Xay dung KPIs ve viec quan ly va Oat

trien he thong phan phei. Cac hoat Ong teen nham nang cao nang luc quan IS/ he

thong phan phei rang khip va hieu qua hcm.

Tiep tvc tang tnremg doanh thu cua nganh hang thuec bao ve thkrc vat va phan bon.

Trong de, tap trung thtic day nhang san phAm co doanh se va t' suAt Iqi nhuan cao.

San pham phan ben tang twang du kien 150%, se fan dung mang Itrai phan ph6i

(pl.& b6n va gieng) de t6i tru hieu qua kinh doanh.

Dam bao doanh thu cua cac san phAm gieng. Ong ty tap trung ma rang he thong

thong dai 15, nham chiem thi phAn a Mien Bac (tru tien San La) va Dong Nam BO, xay

dung Iai phuang thirc ban hang va giam hang ton kho. Phei hap chat the giCia be phan

san xuAt NIA kinh doanh nhim dam bao ca cAu giong, on dinh chat *mg, nang cao

hieu qua phan phei, giam gia thanh va chi phi san xuAt.

b. DOi v6i san xuat va kinh doanh Luang thyc trong nam 2017-2018:

Dinh huang: gia chat luting on dinh, kinh doanh hieu qua.

Nhiem vu: Nam 2017-2018, nganh Luang thkrc tap trung cling c6 chAt luting, dAy

manh kinh doanh thi twang nei dia: xay dung thucrng hieu gao Hat Ngoc Tr6i va

mang Itrai phan phi hieu qua qua cac kenh: sieu thi, dai ly truyen tilting, online; tim

kiem ca Wei a thi twang xuAt khAu: xac dinh timg thi tru6ng va san phAm trong diem

de xay dung chien luac kinh doanh phu hop, nang cao gia ban, dam bao kinh doanh

hieu qua. Tiep tyc dAy manh truyen th6ng va Marketing cho thuang hieu gao Hat

Ngoc Tr6i, tin town chi phi va hoat &Ong truyen thong gin lien vai muc tieu ban hang,

tan dung toi da ngu6n luc hien co.

Giai phong nhanh luting hang ten kho cu, deng thai kiem soat chat the se !iron va

chAt Wang ten kho mai.

17. Thong tin ve nhirng cam kat nhung chtra thtrc hien ctia to char c6 co phieu dtrac

Ming kj, giao dich: '<hong c6

18. Cie thong tin — cac tranh chap kien tung lien quan toff cling ty ma c6 the anti hirerng

den gia ca co phieu clang ky giao dich: Killing co

BAOVIET 4 Securities cmING ou•KAN Rio vET

Trang 38

• • el TAP DOAN LOC TROI BAN CONG BO THONG TIN

• LO-C-----TROI LOC TROI UROUP HANG KY CIAO DICH CO PHIEU

•

• IV.QUAN TR! CONG TY •

1. Danh sach HDQT, Ban KiC'm sok, Ban Tong Giant d6c, Ke toin truirng • • TT HQ ten Chtic vy Ghi chit

• MN ding quilt tri

• 1 Ong Huynh Van Th6n Chit tich Dieu hanh

• 2 Ong Nguyen MS, Ph6 Chu tich Dieu hanh

• 3 Ong Nguyen Tien Tung Thanh vien Khong dieu hanh

• 4 Ong Vo Van A Thanh vien Khong dieu hanh •

• 5 BA Nguyen Thi Am Thanh vien Khong dieu hanh

6 Ong P4m Thanh Th9 Thanh vien Khong dieu hanh

7 Ong TrAn Qu6c Thanh Thanh vien Khong dieu hanh •

• 8 BA Thuy Vu Dropsey Thanh vier' Khong dieu hanh

• Ban kali' soat

1 Ong TrAn Tien Dung Truing ban •

• 2 BA Le Thu Hien Thanh vien

• 3 BA VO Thi Thuy Tien Thanh vien

• 4 Ong Phan BA Ng9c Phtrcmg Thanh vier' •

Ban Tiing Giant d6c •

• Ong Huynh Van Thon 'Ring Gam dec

• 2 Ong Nguyen My Pho T6ng Gam d6c

• Ke Wan trtriing •

• 1 Ong Nguyen TAn Hoang Ke toan truth-1g

• 2. Co can vh thanh Ohl) dm HiN ding quart trj

• a. Chii tich HDQT - Ong Huynh Van Then

Gieri tinh: Nam •

• NO), thang nam sinh: 09/09/1958

• Noi sinh: xa Long Phu, huyen Tan Chau, tinh An Giang

• BAOVET Securities Trang 39

• • • •

TAP DOAN LOC TROT LOC T1104 GROUP th

u)c TROT

• • • • • • • • • •

I • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •


HANG KY GIAO DICH CO PHIEU

QuOc tich:

Dan tac:

CMND:

Que quart:

Dia chi thuang trit:

DT lien lac a ca quan:

Trinh da chuyen mon:

Qua trinh cong tac:

+ Tir 1984 - 1988:

+ Tir 1988 — 1995:

+ Tir 1995 - 2000:

+ Tir 2004 - nay:

+ Tir 2016 - nay:

+ Tir 2015 - nay:

Chtic vu hien nay tai

to chac DKGD

Chirc vu nam git~ tai

cong ty khac

Viet Nam

Kinh

350875986; Ngay cap: 10/3/2011; Nai cAp:CA An Giang

xa Long ThuAn, huyen Hang Ngkr, tinh Ding Thap

14 Cong Qujinh, P. Nguyen Cu Trinh, QuAn 1, Tp. Ha Chi

Minh, Viet Nam

08 3920 0783

KS/ str kink to

Hoc dai hoc kink to Thanh Oa Ha Chi Minh;

Phy trach phong Ke hoach Sa Wing nghiep tinh An Giang;

Tro Iy PhO Chu tich tinh kiem Giam (lac So' Nang nghiep tinh

An Giang;

Ph6 Giam dOc Sa Nong nghiep kiem Chi cue twang Chi ckic

Bao ve thkrc vat tinh An Giang;

Ph6 Giam dac Se( Nang nghiep An Giang tinh An Giang;

Giam dac Cong ty Dich vu Bao ve Thkrc vat An Gang;

Chu tich Hai clang quan tri, kiem Tang Gam dac Cong ty Co

phAn TAp doan Lac Trai.

Chit tich Hai clang quan tri Cong ty Co phAn TAp doan Lac

Trai Mien Bic.

Chu tich Hai clang quan tri Cong ty Co phAn Bao ve Thkrc vAt

An Giang.

Chti tich Hqi dOng span tri kiem Timg Giam d6c.

Chu tich HDQT Cong ty CP LOc Trai Mien Bac,

Chu tich HDQT Cong ty CP Bao v 'e thkrc vet An Giang.

SO ca phAn nam : 18.340.673 co phAn chiem 27,31% von dieu I.

Trong do: + SO c6 phAn dai dien sa hitu cCia UBND tinh An Giang: 16.221.600 CO' phAn

BAOVET Securities

Trang 40 C.UNG vt-r



DANG KY CIAO DICH CO PHIEU roc TROI

chi6m 24,15% von diet, I.

+ S6 c6 phAn sa haw 2.119.073 c6 phAn chi6m 3,16% von dieu 16.

1'y le se:, hire cluing khoan 6 cac ding ty khdc: Khong co

Cac khoan nq d6i vai Cong ty: Kh6ng co

Lqi ich lien quan d6i vai to chirc dang kji giao dich: Kh6ng co

Hanh vi vi pham phap ludt: Khong co

Quyen lqi mau thuan vai Cong ty: Khong co

SO c6 phAn nam giir cua nhang ngtrai c6 lien quan: 268.640 c6 phAn.

TT Quan

hg

HQ va ten CMND NO), alp Nal clip S6 CP set

01 Anh Hujmh Quoc 350007399 06/08/2015 An Giang 207.250

Hting

02 Chi Hujmh Thanh 350623222 21/02/2014 An Giang 38.710

Tuy&

03 Em HuSmh Thi Thanh 351220347 02/05/2007 An Giang 22.680

Thiry

b. Pho Chu tich HDQT - Ong Nguyen MST

Giai tinh:

Ngay thang nam sinh:

Nai sinh:

Qu6c tich:

Dan t6c:

CMND:

Que

Dia chi thLrang


Trinh dQ chuyen mon:

Qua trinh cong tac:

BAOVIET j Securities • n. AN RAO AI

Nam

24/11/1962

thanh ph6 Long Xuyen, tinh An Giang

Viet Nam

Kinh

350040236; Ngay cap:12/09/2003; Nol cap: CA An Giang

thanh ph6 Long Xuyen, tinh An Giang

19/8 Nguyen Du, phirang My Binh, Tp.Long Xuyen, tinh An

Giang

0763 842 491

Nang nghiep Ca khi

Trang 41


BAN CONIC BO THONG TIN

HANG KY CIAO INCH CO PHIEU LOC TROI

+ 2006 — 2014:

+ 2014 - 2016:

+ 2016 - nay:

Nhan vien Tram chi cuc bao ve thkrc vat

Twang tram Chi cue Bao ve thuc vat thuac Chi cuc bao ve

thuc vat tinh An Giang

Giam d6c chi nhanh Tp.HCM — Cong ty Dich vu bao ve thuc

vat An Giang

Pho van phong dai dien tai Tp.HCM — Cong ty Dich vu bao

ve thuc vat An Giang

Pho khoi kinh doanh nganh thuac bao ve thuc vat — Ong ty

Dich vu bao ve thuc vat An Giang

Lam viec tai Cong ty co phan Bao ve thuc vat An Giang dam

nhiem cac chirc danh nhu sau:

Pha kh6i kinh doanh nganh thu6c bao ve thuc vat;

Pho van phong dai dien tai Tp.HCM;

Giam d6c chi nhanh An Giang;

Truang phong cham sac khach hang;

Thanh vien Hai ding quan tri.

Giam d6c nganh thuc bao ve thuc vat - Cong ty CP Tap

doan Lac Trai

Thanh vien Hai ding quan tri - Cong ty CP Tap doan Lac

Trai

PM -rang giam d6c kiem Phb Giam doe nganh thu6c bao ve

thuc vat - Cong ty CP Tap doan Lac Trai

Pho Chit tich Hai ding quan tri - Cong ty CP Tap doan Lac

Trai

Chu tich Hai *ling quart tri - Cong ty TNHH BVTV An Giang

PM Chu tich Hai ding quart tri kiem Pho T6ng Giam d6c

dien hanh Cong ty CP Tap doan Lac Trai

Chu tich Hai ding quan tri - Cong ty TNHH BVTV An Giang

Ph6 cht tich Hii ding quan tri kiem Ph6 Ting giam doc

dieu hanh.

Chu tich HDTV Cong ty TNHH BVTV An Giang

Trang 42

+ 1984 — 1993:

+ 1993 — 1996:

+ 1997 — 2000:

+ 2000 — 2003:

+ 2003 — 2004:

+ 2004 — 2006:

Chirc vu hien nay tai

to chirc DKGD

Chirc vu nam giQ o'

BAOVIET j Securities CI4JNO KMOAN SAO VtT



DANG KY CIAO INCH CO PHIEU LOc TROD

eking ty khdc:

coSo phAn nAm giir: 318.030 co phAn, chiem 0,47% On dieu le.

Trong do: + So CO phan d4i dien so hQu: 0 c6 phan chiem 0,00% vendieu le.

+ S6 c6 phan so hiru: 318.030 co phan, chiem 0,47% On dieu I.

Ty le sa him chang khoan acdc cong ty khdc: Khong co

Cdc khoan nq dei vai Cong ty: Khong co

Lqi ich lien quan doi vai to chirc clang ky giao dich: Khong co

Hanh vi vi ph4m phdp luat: Khong co

Quyen Iqi mau than vai Ong ty: Khong co

S6 c6 phan nAm giU tai tai ngay 31/03/2017 dm nhO'ng ngtrai co lien quan: 9.660 c6 phAn.

Quan Ho vã ten CMND Ngay cap Noi dap SO CP scr TT

he' htht

01 Anh Nguyen Strcmg 350042241 26/12/2002 An Giang 2.660

02 Con Nguyen Dire 351668804 28/02/2013 An Giang 7.000

c. Thiinh vien HDQT - Ong Nguyen Tien Tung

Giai tinh: Nam

Ngay thAng nam sinh: 09/09/1970

Noi sinh: MOc Chau, San La

QuOc tich: Viet Nam

Dan tOc: Kinh

CMND: 350887119; Ngay cap: 12/12/2002; Noi cap: CA An Giang

Que qudn: Chau Phii, An Giang

Dia chi thtrang tru: 65 Ly Tu Trong, P. M5, Long, Tp. Long Xuyen, An Giang

DT lien lac a co quan: 0763 842 491

Trinh dO chuyen mon: CCr nhan kink to

Qua trinh cong tdc:

+ 1994 — 1995: Chuyen vien Lap du an dau to — Cong ty Thuong mai va 1)&1

to Phat trien Mien Nui tinh An Giang.

13110VET V Securities C.. NO RAO •efi

Trang 43



HANG KY GIAO DICH CO PHIEU LOC MOI

+ 1995 — 1997: Chuyen vien Phong Kinh doanh tong hop — Cong ty Dich vu

Bao ve Thkrc Vat An Giang.

+ 1997 — 2000: Giam d6c Nha may sari xuAt Bao bi giAy — Try.c thuOc Cty

Dich viii Bao ve Thkrc vat An Giang.

+ 2000 — 2001: Gam d6c Nha may Thu& BVTV Chau Thanh — Cong ty

Dich vi Bao ve Thkrc vat An Giang.

+ 2001 — 2004: PhO phong, Twang phong lieu thy sin phAm - Cong ty Dich

vu Bao ve Thkrc vat An Giang.

+ 2004 — 2006: Throng phong K'e hoach; Giam d6c B6 phan Kinh doanh - Ke

hooch — Cong ty Co phAn Bao ve Thi,rc vat An Giang.

+ 2006 — 2009: Giam do'c Wing Mien Bac - Cong ty Co phan Bao ve Thkrc

vat An Giang.

+ 2009 — 2011: Tro. 15, Giam d6c Nganh Thu& BVTV;

Throng phong Kinh doanh Nganh Thu& BVTV - Cong ty Co

phAn Bao ve Thkrc vat An Giang.

+ 2011 — 2012: Pho Giam d6c Nganh Thu& BVTV phi trach Kh6i thi tubing

— Cong ty Co phAn BVTV An Giang.

+ 2012 —2013:

Giam dOc B6 phan Nhan str - Hanh chinh;

Chanh Van phong C6ng ty Co phAn Bao ve Thtrc vat An

Giang.

+ 2013 —2014: Giam dOc Kh6i van phong;

Throng van phong dai din Cong ty tai TP.HCM;

Twang Ban kinh doanh;

Pho twang Ban DAL, to va Xay dkrng co ban - Kh6i van

phong;

Tro. 15, Ban T6ng giam d6c - Cong ty Co phAn Bao ve Thkrc

vat An Giang.

+ 2014 - 2016: Giam dcic Nganh kromg thkrc Ong ty CP Tap doan L6c Tr6i

Thanh vien H6i &Ong quan tri Cong ty CP Tap doan LOc Tr ii

BAOVET Securities Trang 44 CHUNG ...601 RAO ,47

+ 2016 - nay:

+ 2016 - nay:

+ 2016 - nay:

+ 2016 - nay:

+ 2016 - nay:

+ 2016 - nay:

Chac vi hien nay tai

to chirc DKGD:

Chirc vii nam gill a

cong ty khac:

TAP DOAN LOC TR* LOC TROI GROUP


HANG 16 CIAO DICH CO PHIEU LOC TROI

Thanh vien HOi d6ng quan tri kiem Truemg Ban DAu to Chien

luqc Cong ty CP Tap down LOc Traci

Chii tich C6ng ty TNHH MTV Luang thirc Vinh Binh,

Chti tich C6ng ty TNHH MTV Ltrcmg thkrc Vinh Htrng,

Chu tich C6ng ty TNHH MTV Luang thkrc Thoai San

Chu tich C6ng ty TNHH MTV Luang thkrc Tan H6ng,

Chu tich Cong ty TNHH MTV Phan hOtu ca An Thinh Dien

Thinh vien HOsi diing quin tri, Trirerng Ban Nghien cull

Chien Itrqc, Ho tic vi Diu ttr.

Chu tich Cong ty TNHH MTV Luang thkrc Vinh Binh,

Cho tich COng ty TNHH MTV Luang thkrc Vinh Hung,

Chu tich C6ng ty TNHH MTV Luang thkrc Thoai San,

Chu tich Cong ty TNHH MTV Luang thuc Tan H6ng,

Chu tich Cong ty TNHH MTV Phan hau ca An Thinh Dien.

So co phAn nAm gift: 240.800 c6 phAn chiem 0,36% On dieu

Trong do: + SO c6 phAn dai dien sac hat,: 0 c6 ph'An chiem 0,00% win dieu

+ S6 c6 phAn sec him: 240.800 c6 pan chiem 0,36% vein dieu 1e.

Tj le sac hau chang khoan a cac ding ty khac: Kitting co

Cac khoan ng d6i vai Using ty: Khong c6

Lqi ich lien quan d6i yeti to chtic dAng ky giao dich: Kh6ng CO

Hanh vi vi pham phap tat: Khong có

Quyen lqi mau than vai COng ty: Kh6ng CO

S6 co phAn nam giir caa nhang nguai co lien quan: 99.780 co pan.

Quan 119 vac ten CMND Ngay cif) Nio cap Sift CP ser TT

hg hthi

01 Vcr Nguyen Wing 351804623 24/07/2010 An Giang 91.120

Thanh Tra

02 Em Nguyen Tien 350965602 16/12/2002 An Giang 8.660

BAOVET ) Securities C,. ANSA:7,4T

Trang 45

TAP DOAN LOC TROI LOC TRO4 GROUP


'ANC KY CIAO DICH CO PHIEU

ruOt Thong

d. Thanh vien HDQT - Ong VO Van A

Giai tinh: Nam

Ngdy thdng nam sinh:

Nai sinh:

Qu6c tich:

Dan tOc:

CMND:

Que qudn:

25/12/1961

Cai Lay, Tien Giang

Viet Nam

Kinh

310006396; NO), cap: 11/11/2013; Nai cap: CA Tien Giang

Cai Lay, Tien Giang

Dia chi thuOng trio: Long Dinh, Chau Thanh, Tien Giang

DT lien Idc a ca quan:

Trinh dO chuyen mon:

Qua trinh cong tac:

+ 1980 — 2002

+ 2002 — 2003

+ 2003 — 2004

+ 2004 — 2005

+ 2005 — 2007

+ 2007 — 2009

+ 2009 — 2015

+2015-2016

BAOVET Securities CHINO KHOAN 8.1u3 VET

0763 842 491

KS% su trong trot

Can b0 tap su;

Pho Gam do'c Trung tam Bao ve Thuc vat Phia Nam.

Ph6 phong Nghien ciru chitin Itrac — Cong ty Dich vy Bao ve

Thuc vat An Giang.

PhO Gam d6c BO phan Marketing - Cong ty Co phan Bdo ve Thuc vat An Giang.

Ph6 Gam d6c Chi nhanh Can Tha - C6ng ty Co phan Bdo ve Thuc vat An Giang.

Pho Gam d6c Phy trdch ky" thuat - thi twang;

Gam d6c Chi nhanh TP. HO Chi Minh — Cong ty CP Bdo ve

Thyc vat An Giang.

Twang ph6ng Marketing Nganh Thu6c BVTV — C6ng ty CP

Bao ve Thuc vat An Giang.

Ph6 twang ban thutmg true Ban dieu hanh;

Ph6 ban Quan ly kiem Twang ban dieu hanh Chuang trinh

Cong nOng dan ra d6ng - Cong ty Co phan Tap doan LOc

Tr6i.

Twang ban Quart IS/ Chuang trinh Cung ming dan ra d6ng —

Trang 46

TAP ooAN LOC TR* LOC TROI GROUP


HANG Kl? CIAO DICH CO PHIEU (Acme!

+ 2016 — nay

Chic vu hi& nay tai

to chirc DKGD:

Chirc vu nam gip. a

cong ty khdc:

COng ty Co phAn Tdp doan Lac Trai;

Thanh vien HDQT - Ong ty Co phAn Tdp doan Lac Trai

Thanh vien HDQT kiem Pho Giam dOc Kh6i San xuAt phu

trdch nghien thu phat tri6n - Cong ty Co phAn Tdp doan Lac

Trai

Thinh vien Hqi ding quail tri, Ph6 Giam dOc Kh6i San

xuat phu trach nghien ctiu phat trien

Khong CO

S6 c6 phAn nam Oa: 48.680 c6 ph'An, chi& 0,07% von di&

Trong do: + SO c6 phAn dai din sa hail: 0 co phAn chi6m 0,00% Vandi&

+ sa co phAn so hiru: 48.680 CO phAn, chi& 0,07% von di&

Ty le sa hOu chang khodn a cac cong ty khdc: Khong co

Cdc khoan rig dai vai Cong ty: Khong co

Lgi ich lien quan doi vai to chirc clang ky giao dich: Khong co

Hanh vi vi pham phdp ludt: Khong co

Quy& Iqi mau thuan vai Cong ty: Khong c6

SO co phAn nam gill cua nhung nguai co lien quan: 0 co phAn.

e. Thinh vien HDQT —BA Nguyen Thi Am Giai tinh: Nir

Ngay thdng nam sinh:

Noi sinh:

Qu6c tich:

Dan tic:

CMND:

Que

Dia chi thuang tru:

DT lien lac 6 co quan:

Trinh dq chuyen mon:

BAOVIET j Securities CHUG K Ha.% aAo ,ri

10/06/1961

thanh phi HO Chi Minh

V* Nam

Kinh

024050780; Ngay cap: 30/07/2002; Nal cap: CA thanh phOH6

Chi Minh

Long An

63, &rang Le Sat, phirang 16, qudn Tan Binh, Tp. HCM

0763 842 491

CU nhan Ludt

Trang 47



HANG KY GIAO DICH CO PHIEU LOCTI101

Qua trinh ding Lac:

+2002 — 2006

Chuyen vien To thong tin bdo chi, thuac Van phong dai dian

Cong ty Dich vv Bdo ve Thkrc vat An Giang tai Tp.H6 Chi

Minh.

+ 2006 — 2012

Chuyen vien PR - ngoai vv, Van ph6ng Chu tich HDQT va

Tang gidm d6c — Cong ty Co phAn Bdo ve Thvc vat An

Giang.

+2012-2013

Ph6 chdnh Van phong phu trdch ngoai vv — Ong ty Co phan

Bdo va Thkrc vat An Giang.

+2013-2014

Pho Gam d6c Khai van ph6ng, kiem Gam d6c Truyan thong

— Cong ty Co phAn Bdo va Thkrc vat An Giang.

+2014-2015

Pho Gam dac Khai van phong, kiem Twang ban Doi ngoai

va Truyan thong — Cong ty Co phAn TAp dodn Lac Tra.i.

+2015-2016

Pho Gam d6c Khai van phong, kiem Truang ban Dal ngoai

va Truyan thong — Cong ty Co phAn TAp dodn Lac Trai

Thdnh vien HDQT — Cong ty Co phAn TAp dodn Lac Trtri

+ 2016 —nay Thanh vien HDQT kiem Twang Ban Doi ngoai - Truyan

thong Cong ty Co phAn TAp doan Lac Tr6i

Chirc vv hien nay tai TruO'ng Ban Dtpi ngoai - Truyen thong; to chac DKGD: Thanh vien 110i deng quan tri.

Chirc va nim gia a Khong co

ding ty khdc:

S6 c6 phAn nim gia.: 164.032 c6 phAn, chi& 0,24% On dieu

Trong do: + So ca phAn dal dian sa hUu: 0 ca phAn chi& 0,00% On diau la.

+ So ca phAn sa hau: 164.032 c6 phan, chi& 0,24% van diau

TS, la so chimg khodn a cdc cong ty khdc: Khong c6

Cdc khodn ng dal vai C6ng ty: Khong co

Lai ich lien quan d6i vai to chirc clang ky giao dich: Khong c6

Hanh vi vi pham phdp luAt: Khong co

Quyan Iqi mat, thuan vai C6ng ty: Khong c6

So ca phAn nim gi0 cua nhung ngtrai ca lien quan: 0 ca phAn.

BAOVIET j Securities CKiNG KMOAM11(1A0 V-FT

Trang 48


Trinh dq chuyen mon:

Qua trinh cong tac:

+ 1997 — 1998

+ 1998 — 2000

+ 2000 — 2002



BANG KY CIAO DICH CO PHIEU LOC IRO'

f. Thinh vien HDQT - Ong Pham Thanh Th9

Giai tinh: Nam


Novi sinh:

Qu6c tich:

Dan tOc:

CMND:

Que quan:

Dia chi thurang VC):

+ 2002 — 2004

+ 2004 — 2006

+2006-2010

13/09/1975

Thanh Eloa

Viet Nam

Kinh

025518791; Ngay cap: 20/09/2011; Novi cap: CA thanh ph6 H6

Chi Minh

Thanh H6a

130/36 H6 Ba Kien, phtrang 15, quan 10, thanh ph6 1-16 Chi

Minh

0763 842 491

Ky su ca khi tau thuyen

Nhan vien Phong T6 chirc Hanh chinh — Cong ty Dich vu Bao

ve Thuc vat An Giang.

Can b6 Phong Hanh chinh - Vat ty, Chi nhanh TP. 1r16 Chi

Minh - Ong ty Dich vu Bao ve Thuc vat An Giang.

Can 1)6 Ke hoach, Trutmg phong Ke hoach nghie'p vu Nha

may Thuc BVTV Chau Thanh - Cong ty Dich vu Bao ve

Thuc vat An Giang.

Can 1)6 PhOng Tieu thy san phAm,

DOi twang DOi xe tai,

Ph6 ph6ng Cham soc khach hang - Ong ty Dich vu Bao vg

Thuc vat An Giang.

Pho Giam doe Trung tam Dich vu Du lich Trang Viet, Cty CP


Giam dOc Nganh Du lich,

Trg 1j, Giam (16c Nganh Thu6c BVTV; Pho Chanh van phong

Chu tich HDQT va Tong Giam deic - Ong ty Co phAn Bao ve

Thuc vat An Giang

BAOVET j Securities cRovu ',Raki,' ado vf7

Trang 49

+2010-2012

+2012-2016

+ 2016 — nay


to chdc DKGD:

Ch(rc vu nim gii:r

cong ty khac:

Truang Van phong dai dien tai TP.HCM;

Pho Giam dik B6 phan Nhan su - Hanh chinh;

Ph6 Ban DAu to va Xay dung ca ban - Cong ty Co phAn Bao

ve Thuc vat An Giang.

Pho Giam d6c Nganh Lacmg thuc phy trach kinh doanh

Cong ty CP Tap doan Lac Trai.

Thanh vien HDQT - Ong ty CP Tap doan 1,6c Trai

Thanh vien HDQT kiem Twang phong DVKH - T6ng dai -

Kh6i Kinh doanh Ong ty CP Tap doan L6c Trai

Truing phong DVKH - Tt•ng dal - KhOi Kinh doanh;

Thanh vien HOi dOng quilt tri.

Khong co

TAP DOAN LOC TROT LOC TROI GROuP


HANG KY CIAO BICH CO PHIEU uX TR*

S6 c6 phAn nim gift: 10.000 c6 phan, chi& 0,01% von dieu

Trong do: + S6 c6 phAn dai dien soy him 0 c6 phAn chi& 0,00% von dieu le.

+ S6 ca phAn sa him 10.000 co phAn, chiem 0,01% von dieu

TS, le sa hau chang khoan a cac cong ty khac: Khong c6

Cac khoan nq d6i vai Cong ty: Khong co

Lai ich lien quan d6i vai to chirc dang ky giao dich: Khong c6

Hanh vi vi pham phap luat: Khong co

Quyen Iqi mau thuan vai Cong ty: Kh6ng co

S6 c6 phAn nim gift cua nhang ngtrai co lien quan: 0 c6 phAn.

g. Thanh vien HDQT - Ong TrAn QuOc Thanh Giai tinh: Nam


Nofi sinh:

Qu6c tich:

Dan t6c:

CMND:

05/10/1977

Tay Ninh

Viet Nam

Kinh

025051437; Ngay cap:16/02/2009; Nai cap: CA thanh ph6 HO

Chi Minh

BAOVIET j Securities cHuNc, KHoAti RAO VII

Trang 50

+ 2010 — 2011:



DANG KY CIAO DICH CO PHIEU _Art_ LOC TR*

Que Tay Ninh

Dia chi thuang 58 demg 40, phuan Tan Phong, quan 7, thanh ph6 H6 Chi

Minh

DT lien loc a co. quan: 0763 842 491

Trinh d'6 chuyen mon: K5 su din — dien tir

Qua trinh cong Lac:

+ 2000 — 2002: Chuyen vien k5, thuat Nha may Thu6c BVTV Le Minh Xuan -

Cong ty Dich vy Bao ve Thuc vat An Giang.

+ 2002 — 2008: Ph6 Quan d6c Xuang co khi Nha may Thu6c BVTV Chau

Thanh;

Trutmg ban Ke hooch nghiep vu Nha may Thu6c BVTV Le

Minh Xuan — Ong ty Dich vu Bao ve Thuc vat An Giang (tir

thang 9/2004 la Cty CP BVTV An Giang)

+ 2008 — 2009: Thu kj, T6ng Gam d6c, Ong ty CP Bao ye Thuc vat An

Giang.

+ 2009 — 2010: Trq ly Giam d6c B6 phan Tai chinh - Ke todn, Cong ty CP


Ph6 Gam d6c Xi nghiep Che Nen goo xuAt khAu Vinh Binh —

Cong ty CP Bao ve Thuc vat An Giang.

+ 2011 — 2015: Ph6 Giam dcic Nganh Lucmg thuc phi trach K5, thuat cong

nghe, Van phong, Ke todn — Cong ty Co phAn Tap doan L6c

Tr6i.

+ 2015 — 2016: Ph6 Giam d6c Nganh Luang thuc phy trach K5, thuat cling

nghe, Van ph6ng, Ke toan — Cong ty Co phAn Tap doan 1.4c

Tr6i;

Thanh vien HDQT — Cong ty Co phAn Tap doan L6c Tr6i

+ 2016 - nay: Thanh vien HDQT kiem Pho Ban DAu to Chien lugc Cong ty

Co phan Tap doan L6c Trai

Chac vy hien nay tai Pho Ban Nghien call Chien luvc, H9v tac va Dau WI to chirc DKGD: Thanh vien Hoi dOng (man tri.

Chilc vi nim giU a Khong co

cling ty khdc:

BAOVET Securities Trang 51 cutNo '<KAN akwtr

Oc TROT

TAP DOAN LOC 17101 LOC TR* GROUP

BAN CONG 136 THONG TIN


S6 c6 phAn nim gia: 32.500 co phAn, chiem 0,05% von dieu le.

Trong do: + S6 c6 phAn dvi dien soy hau: 0 c6 phAn chi& 0,00% On dieu

+ S6 c6 phAn s6r haw 32.500 c6 phAn, chie'm 0,05% von dieu le.

TS, le sa hau ch&rig khoan b cac ding ty khac: Kh8ng có

Cac khoan no d6i vai C6ng ty: Khong co

Lai ich lien quan d6i to chlic clang ky giao dich: Khong c6 1

Hanh vi vi phvm phap Khong c6

Quyen mau than vai Cong ty: Khong co

S6 c6 phAn nirri gia cila nhQng nguori co lien quan: 0 c6 phAn.

h. Thinh vien HDQT — Bit Thuy Vu Dropsey Giai tinh: Na

Ngay thang nam sinh: 19/12/1982

Nai sinh: Viet Nam

Qu6c tich: Hoa KS/

Dan t8c: Khong

F18 chieu: 561197721; Ngay cAp: 06/01/2017; Nai cap: Bp Ngovi giao

Hoa KS,

Que quan: Viet Nam

Dia chi thuorig I Coronation Terrace, Sheungwan, Hong Kong

DT lien lac a co quan: (085) 5506 9358

Trinh d8 chuye'n mon: Tai chinh

Qua trinh cong tac:

+ 2008 — 2010 Chuyen vien tai chinh cap cao - Bain Capital, Sankaty

Advisors subsidiary.

+ 2010 — 2011 Chuyen vien dAu to cAp cao - Mekong Capital.

+ 2011 — 2016 Ph6 Chu tich - Lombard Investment.

+ 2016 — 4/2017 Gam d6c dieu hanh, bQ ph'Vn &Au to to nhan - Standard

Chartered Bank.

+ 2016 — nay Thanh vier' HDQT - Cong ty CP Thuang mai va Dich vv

Cong yang

BAOVET (s) Securities Trang 52 CHUNG KNCAN RAO VtT

+ 4/2017 — nay


to chirc DKGD:

Chirc vu nAm

cong ty khac:

LOC TROI



HANG KY GIAO INCH CO PHIEU

Thanh vien HDQT — Cong ty CP Dich vu di Ong trktc tuy4n

Thanh vien HDQT — Cong ty CP TM DV Thieu Nhi Mai

Giam d6c dieu hanh, b6 phAn dAu to to nhan - Standard

Chartered Bank.

Thanh vien HDQT - Cong ty CP Thtrong mai va Dich vu

C6ng yang

Thanh vien HDQT — Ong ty CP Dich vu di d6ng trirc tuyen

Thanh vien HDQT — C6ng ty CP TM DV Thieu Nhi Mai

Thanh vien H6i d6ng quan tri Cong ty CP Tap doan L6c Trot

Thanh vien 110i dOng quilt tri.

Giam d6c dieu hanh, 134) phan dau to to nhan - Standard

Chartered Bank.

Thanh vien HDQT - Cong ty CP Thuang mai va Dich vu

C6ng yang

Thanh vien HDQT — Ong ty CP Dich vu di d6ng true tuy6n

Thanh vien HDQT — Cong ty CP TM DV Thieu Nhi Mai

SO c6 phan nam giU: 5.493.904 c6 phan, chi6rn 8,18% von dieu le.

Trong do: + S6 co phAn dai dien sd hau cila Standard Chartered Private Equity

(Singapore) Pte. Ltd: 5.493.904 c6 !Alan chiem 8,18% von dieu

+ S6 c6 phAn soy hau: 0 c6 phAn, chiem 0,00% On dieu

TS, le so hau chimg khoan a cac cong ty khac: 450.000 c6 phan, chiem 45% On dieu le Cong ty CP DAu to Walterson.

Cac khoan no, d6i vai Cong ty: Kh6ng co

Lcri ich lien quan d6i vai to chirc clang kji giao dich: Kitting c6

Hanh vi vi pharn phap luAt: Khong co

Quyen Iqi mau than vai Cong ty: Khong c6

SO c6 phAn nAm gier ctia nhOng ngtrdi c6 lien quan: 0 co phAn.

3. Ca du Ira thinh phi!' ciia Ban kiem snit

a. Trtgrng ban kiem soat - Ong Trail Tien Diing Giai tinh: Nam

BAOVET 4 securities Trang 53

TAP ROAN LOC TRO LOC TROI GROUP


HANG 10? CIAO DICH CO PHIEU LOC TROT


Nai sinh:

Qu6c tich:

Dan Vac:

CMND:

Que quan:

Dia chi thtrang tru:

DT lien lac a co. quan:

Trinh do chuyen mon:

Qua trinh ding tac:

+ 1986 —1989

+ 1989 — 1990

+ 1991 — 1993

+ 1993 — 1995

+ 1995 — 1996

+ 1996 — 1998

+ 1998 — 2006

+2006-2011

+2011 —2013

BAOVIET J Securities

13/10/1962

thanh ph6 H6 Chi Minh

Viet Nam

Kinh

020764488; Ngay cap: 20/08/2003; Nai cap: CA thanh ph6 H6

Chi Minh

thanh phi H6 Chi Minh

310 duang Ng6 Quy'e'n, plurang 8, guar' 10, thanh pito

H6 Chi Minh

0763 842 491

KS(' su kinh to nong nghiep

Can bO, cong tac tai HTX C6ng Nong Thuang Tin huyen H6c

Mon, TP.HCM

Can by tin dung tai Tin Dung Ngan Hang Quart 11, TP.HCM

Ke toan kho — Ong ty Che Wen Hang XuAt KhAu Tan Dinh

Nhan vien PhOng ke hoach — Xi nghiep DAu to & Phat tri6n

DO thi Thanh Nien Xung Phong

Nhan vien Marketing — DNTN Thuang mai Au Viet, QuAn

10, TP.HCM

Can 1140 Ph6ng lao dOng dao tao, C6ng ty Det Thanh C6ng.

Nhan vien Ke toan, Truang phang Ban hang, Pho giam d6c Chi nhanh TP. 146 Chi Minh — Cong ty Dich vu Bao ve Thuc

vat An Giang (tir 9/2004 la Cong ty Co phAn Bao ve Thuc vat

An Giang).

Gam d6c Vung TP.H6 Chi Minh phu trach cac Chi nhanh:

TP.H6 Chi Minh, MOc Hoa, Binh Phtrac;

Giam d(Sc Chi nhanh TP.H6 Chi Minh — C6ng ty CP Bao ve Thuc vat An Giang.

Pho Giam d6c Nganh Thuc BVTV phu trach Kh6i Cung

ling;

Trang 54 also v,tr



BANG 10"( CIAO D!CH CO PHIEU

Twang phong Cung Cmg Nganh Thu6c;

PhO Giam d6c Nganh Thu6c phy trach Khoi Ban hang kiem

Twang phang Ban hang — C6ng ty CP Bao ve Thkrc vat An

Giang.

+ 2013 — 2015 Ph6 Gam d6c thuang tryc Nganh Thu& BVTV phy trach:

Khoi Cung Crng, Tai chinh, Nhan sir - Hanh chinh, Cty CP

Tap doan Lac Trati.

+ 2015 — 2016 PhO Giam d6c then trkrc Nganh Thu& BVTV phu trach:

Kh6i Cung Crng, Tai chinh, Nhan sir - Hanh chinh, Cong ty Co 5 a

phAn Tap doan Lac Trai;

Twang Ban kiem soat — Cong ty Co phAn Tap doan Lac Trai

+ 2016 — nay Twang Ban kiem soat kiem PhO Giam d6c Kh6i San xuat

kiem Giam d6c San xuAt Thu& BVTV & Phan b6n C6ng ty

Co phAn Tap doan LOc Trai.

Chirc vu hien nay tai Pho Giam dtic Khtii San xuAt kiem Giam de,c San xuit

to chirc DKGD: Thu& BVTV & Phan ben;

Trtrang Ban kiem seat.

Chav vu nam giU a Khong co

cong ty khac:

S6 c6 phAn !lam gia: 177.700 c6 pan, chiem 0,26% On (lieu le.

Trong dO: + S6 c6 phAn dai dien so r hilu: 0 c6 phAn chiem 0,00% von dieu

+ Se) c6 phAn so hCru: 177.700 c6 phAn, chiem 0,26% On dieu

TS/ le sa hau chi:mg khan a cac cong ty khac: Khong co

Cac khoan nq d6i vai Cong ty: Kh6ng co

Lqi ich lien quan d61 vai to chCrc ding k5/ giao dich: Kh6ng co

Hanh vi vi pham phap tat: Khong c6

Quyen Iqi mau than vai Cong ty: Khong co

So co phAn nArn giCr cua nhiing ngueri co lien quan: 158.890 co phAn.

Quan SO CP so' TT H9 va ten CMND NO), cap Ncri cap

hg him

01 Va TrAn Ngoc Bien 023911196 07/08/2015 TP.HCM 158.890

BAOVIET Securities Trang 55 KROAN RAO V,FT

•

• TAP DOAN UX TR* BAN CONG BO THONG TIN •

LOC TROI GROUP

LOC TROI HANG KY CIAO DjCH CO PHIEU •

0 b. Thanh vien Ban kiem soat—Ba Le Thu Hien

• Giai tinh: Nu •

•

•

•

•

•

•

•

•

•

•

•

•

• +1984 — 1995: Chuyen vien quan 15, doanh nghiep: Sa Tai chinh tinh An

• Giang

• +1995 — 2004: Ke toan tong hqp — Cong ty Dich vv bao ve thirc vat An

• Giang •

+2004 — 2005: Ph6 ph6ng TAi chinh - Ke toan — C6ng ty Dich vi Bao ve thqc •

vat An Giang • • +2005 — 2016

•

•

•

•

•

• +2016 — nay Thanh vien Ban Kiem soat kiem Giam d6c Cong ty c6 phAn

• Tap doan L6'c Trai — Chi nhanh Xi nghiep Binh Dac Cong ty

• Co phAn Tap doan Lac Trai

• Chirc vv hien nay tai Giam dOc Citing ty co phan Tap doan L is Trod — Chi

•

to chirc DKGD: nhanh Xi nghi0 Binh Dirc;

• Thanh vien Ban kiem soat.

• Chirc vv nam girl. a Khong c6

• cong ty khac: •

BAOVET Securities a CHUNG KNEW Fao Ntr

• • • I


Nai sinh: huyen Chq Mai, tinh An Giang

Qu6c tich: Viet Nam

Dan tac: Kinh

CMND: 350298125; Ngay cap: 20/02/2004; Nai cap: CA An Giang

Que quan: huy'en Chq Mai, tinh An Giang

Dia chi thtkmg 72 TrAn Nguyen Han, thanh ph6 An Giang, tinh Long Xuyen

DT lien lac a ca quan: 0763 842 491

Trinh da chuyen mon: Cu nhan Tai chinh ke toan

Qua trinh cong tac:

Pho phOng Tai chinh - Ke toan — Cong ty c6 phAn Bao ve thkrc

vat An Giang (2005 — 2006);

Gam d6c Nganh bao bi giAy — Cong ty c6 phAn Tap doan Lac

Trai;

Thanh vien Ban Kiem soat — Cong ty c6 phAn Tap doan Lac

Trai

Trang 56

C 1

"I

TAP DOAN LOC TROI LOC TROI GROuP


HANG KY CIAO DJCH CO PHIEU ■ Mh•-■ UX TROI

Chirc vu hien nay:

S6 c6 phan nAm giU: 10.000 c6 pan, chi& 0,01 % von dieu I.

Trong d6: + S6 co phAn dai dien sa huhu: 0 co ph'An chiem 0,00% von dieu

+ SO co phAn so him: 10.000 co phAn, chiem 0,01 %v6n dieu

Ty le sa hiru chang khoan a cac cong ty khac: Khong c6

Cac khoan no dOi vii Ong ty: Khong c6

Lqi ich lien quan d6i vai to chirc ding ky giao dich: Khong co

Hanh vi vi pham phap tat: Khong co

Quyn lqi mau than vii Cong ty: Kh6ng co

S6 CO phAn nim giO cua nhang ngtroi c6 lien quan: 11.180 c6 phAn.

Quan SCI CP so' TT H9 vA ten CMND Ngay cap Nui cap

he hum

01 Em Nguyen Dung MAnh 350767840 03/04/2002 An Giang 3.760

02 Em Nguyen Kim Phugng 350941599 24/05/2004 An Giang 2.920

03 Em Nguyen Mdith Luc 023983650 31/12/2001 TP.HCM 3.000

c. Thinh van Ban kiem sok — BA Vo Thi They Tien

Giai tinh: Nit


05/11/1961

Noi sinh:

Cu Chi, Tp. HO Chi Minh

Qu6c tich:

Viet Nam

Dan t6c:

Kinh

CMND: 020244127; Ngay cap: 21/02/2005; Noi cap: CA Tp HO Chi

Minh

Que (wan: Binh Ducmg

Dia chi thuOng tru: 112 dLr&ng Cao Thing, phtdmg 17, quail Phu Nhan, thanh phO

HO Chi Minh

DT lien lac es co quan: 08 3920 0783

Trinh d6 chuyen mon: Cu nhan kinh to thucmg nghi'ep

Qua trinh cong tic:

BAOVET Securities RAo V*67

Trang 57

TAP DOAN LOc TR* BAN CONG BO THONG TIN

LOC MOO GROUP

BANG KY CIAO DJCH CO PHIEU LOC TROt

+ 1984 — 1995: Can ba tang hop tai Ph6ng Kinh to quan Phu Nhuan.

+ 1995 — 2004: Lam viec tai C6ng ty Dich vu bao ve thirc vat An Giang dam

nhiem cac chirc danh nha sau:

Nhan vien kE toan thu chi;

Nhan vien hanh chinh;

Nhan vien ICE toan kho.

+ 2002 — 2006: Ke toan twang Van phang dyi dien tai Tp.HCM — Cong ty c6

phan Bao ve thyc vat An Giang.

+ 2006 — 2015 KE toan twang Van phang dyi dien tai Tp.HCM kiem T6

twang quan 15 c6 (long — C6ng ty c6 phan Tap doan Lac Trait.

+ 2015 - nay KE toan tracing Van phong dai dien tai Tp.HCM kiem T6

tnrang quan 15, c6 (long — C6ng ty co phan Tap doan Lac Trai;

Thanh vien Ban kiem soat — Cong ty CP Tap doan Lac Trai.

Clnic vu hien nay tai Ke loan trui'mg Van phong dai dien tai Tp.HCM;

to chirc DKGD: To &yang quan 1j, co dieing;

Thimh vier' Ban kiem soat.

Chirc vu nam gift a Khong co

ding ty khac:

S6 c6 phAn nim gift: 25.000 c6 phan, chiern 0,04% von dieu le.

Trong do: + S6 c6 phan dyi dien sa hau: 0 c6 phan chiEm 0,00% von dieu I.

+ S6 co phan sa hau: 25.000 c6 phan, chiEm 0,04% van dieu le.

TS, le sir tau chting khoin a cac cong ty khac: Kh6ng CO

Cac khoan nq dal vai Cong ty: Khong CO

Lai ich lien quan dal vai to chirc clang ky giao dich: Kh6ng co

Hanh vi vi pham phap 104: Kh6ng co

Quyen Iqi mau than vai Cong ty: Khong có

So c6 phAn nam gift cua nhirng ngutri co lien quan: 0 co phan.

d. Thhnh vien Ban kiem soat - Ong Phan BA Noe Plurang

Giai tinh: Nam

NO), thang nam sinh: 30/03/1973

D

1

Nai sinh:

BAOVET 43 Securities ciiim7.:104FLI.OVIrT

Can Tha

Trang 58

TAP DOAN LOC TROT LOC MOO GROUP



Qu6c tich:

Dan tOc:

CMND:

Que quan:

Dia chi thutmg tru:


Trinh dO chuyen mon:

Qua trinh ding tac:

+ 1996 - 1997

+ 1997 - 1999

+ 1999 - 2003

+ 2004 - 2005

+ 2006 - 2008

+ 2008 - 2009

+2009-2010

+ 2/2010 - 8/2010

+2012-2013

+ 2013 -2016

+ 2016 - nay

Chtic vy hien nay tai

to chirc DKGD:

Chtic vy nam gier

BAOVET j Securities CMAK3 Kmoboa fao

Viet Nam

Kinh

025398879; Ngay cAp:12/03/2011; Nai cap: CA thanh ph6 HO

Chi Minh

thanh ph6 H6 Chi Minh

411 Là G, Chung cu Nam Khanh, Phtrang 5, Qu4n 8, TP. H6

Chi Minh

08 3920 0783

Thac sy kinh to

Nhan vien thu kho, K'e toan Chi nhanh Cin Thos -

International Beverage Co (IBC)

Ke toan twang - Cong ty TNHH Hao Tan.

Ke toan tnrOng - Cong ty TNHH ADC.

Trcr IS Tong giam d6c kiem Chuyen vien phin tich tai chinh -

Cong ty TNHH ADC.

Giam d6c tai chinh, kiem Giam d6c Chi nhanh TP. HO Chi

Minh - Cong ty TNHH ADC.

Giam d6c - Cong ty TNHH Thtrcmg mai ACP.

Pho 'fling giam d6c - Cong ty Co phin DAu to San Kim.

Giam d6c - Cty Mobile Solution Service JSC.

Ph6 chanh van phong - Cong ty CP Bao ve Thkrc vat An

Giang.

Pho giam d6c Kh6i van phong kiem Twang ban Tai chinh;

Thanh vien Ban kiem soat - Cong ty CP Tap doan LOc Tr6i

Thinh vien Ban kiem soat kiem Giam d6c Tai chinh Cong ty

CP Tap doan L'Oc Trtri

Giant (16c Tai chinh;

Thinh vien Ban kiem soli.

Khong co

Trang 59


LOC TIRO, LOC TROI GROUP

HANG KY CIAO BICH CO PHIEU

cong ty khac:

S6 c6 phAn nam gia: 2.000 c6 phan, chie'm 0,003% vein

Trong do: + S6 c6 phAn dai din sa haw 0 ca phAn chiern 0,00% von dieu le.

+ S6 ca phAn so haw 2.000 di phAn, chi6m 0,003% von dieu le.

TS, hav chang khoan or cac cong ty khac: Khong co

Cac khoan no' dai v6i C6ng ty: Khong co

Lqi ich lien quan d6i vai to chirc dang ky giao dich: Khong co

Hanh vi vi pham phap luat: Khong co

Quy& 101 mau than vai Cong ty: Khong c6

S6 c6 phAn nam gib cua nhang floral CO lien quan: 0 ca phAn.

4. Ca ciu va thanh phan cua Ban T6ng Giant dik

a. TO'ng Giam dOc - Ong Huynh Van Thor)

Ly lich trinh bay tai phAn a cua Hai d6ng quan tri.

b. Phe Tting Giam doc dieu hanh - Ong Nguyen M57

Ly lich trinh bay tai phAn c cua H6i (fang quan tri.

5. Ke toan trutrn' g:

a. Ke toan truqrng — Ong Nguyen TAn Huang Giai tinh: Nam


Noi sinh: flak Lak

Queic tich: Viet Nam

Dan tac: Kinh

CMND: 240524497; Ngay cAp: 23/05/2007; Novi cAp: CA flak Lak

Que Tam KS/, Quang Nam

Dia chi thuang tru: Haa TiC'n — Kr6ng Pac — Dal( LAk

DT lien lac a ca quan: (08) 3730 6999

Trinh do chuyen mon: Dai hoc chuyen nganh Tai chinh ke toan

Qua trinh cong tac:

+ Tir 2000 — 2011: Lam vic tai Cong ty CP Chan Nuoi C.P Vi0 Nam

+ Tir 2011 — 2012: Lam vi'c tai Cong ty TNHH NLSH Phuong Wing

BAOVIET j Securities Trang 60 CH'ING KHOAN RAO VIV


BAN CONG BO THONG TIN HANG KY CIAO D!CH CO PHIEU LOC TR*

+ Tir 2012 — 2014: Lam viec tai C6ng ty CP Bao ve thuc vat An Giang

+ Tir 2014 — nay: Ke toan twang Cong ty CP Tap doan LOc Trai

Chac vu hien nay tai Ke toan &won Cong ty CP Tap doin Litic Triri

to chirc DKGD:

Chtic vu nam giir a Khong co

cong ty khac:

Chtic vu nam giit tai to chirc khac: Khong c6

S6 c6 phan nam Oa: 10.000 c6 phan, chiem 0,02% On dieu 16,

Trong do: + SO co phAn dai dien so haw 0 co phan chi& 0,00% von dieu I.

+ SO oo pan sa hD.u: 10.000 c6 phan, chiem 0,02% vein dieu I.

Ty Ie sa huu chirng khan a cac cong ty khac: Kh6ng c6

Cac khoan no cMi vai Cong ty: Kh6ng CO

Loi ich lien quan dOi vai to chirc dang kY giao dich: Khong co

Hanh vi vi plyrn phap lat: KhOng co

Quyen 191 mau than vai C6ng ty: Kitting co

S6 c6 phan nam giu cua nhung ngtrai co lien quan: 0 co phAn.

6. Ke ho3ch tang ctrirng quilt tri cong ty: C6ng ty dang tharc hien theo quy dinh hien hanh ve quart tri cong ty va Last doanh

nghiep. De tang wan hieu qua quan tri Cong ty dang tirng btrac thuc hien tai cAu triic

he thong quart tri va van hanh cua Cong ty theo huang tinh gqn, tap trung va hieu qua.

C6ng ty dang thOng nhat va chan hoa quy trinh hog Ong quan 1Y, dieu hanh tir san

xuAt tai kinh doanh mang cap (10 Tap doan. Trong d6 the hien chi tiet quy the hog

dOng cua HOi dOng quan tri, Ban kiem sok, Ban quan ly va quy the lam viec cua cac

13O phan, Phong, Ban, BO phan trong C8ng ty. Trien khai to chirc cong tac giam sat

viec thirc hien cac quy cite nay dOng thai hoan thien, tang ctrang hieu qua cua he

thOng kiem sat n6i b6.

Tang ctrang ap dung gia tri cot lai trong moi hog dOng cua Tap doan, Ian tea hieu qua

va gia tri mang lai cho ngtrai lao dOng, cho c6 clang, cho Tap doan.

Tieu chan cua thanh vien Ban kiem soat chtra hoan toan dap ang quy dinh tai Thong

ttr 121/2012/TT-BTC ngay 26/07/2012 caa BO Tai chinh quy dinh ve quan tri cong ty

1

BAOVET j) Securities CotiNG ak,'

Trang 61


LOC TI101 HANG KY CIAO DJCH CO PHIEU LOC TROI GROUP

Ai) dung cho cac cong ty d4i chUng. Trong d6, Truang Ban kiem soat chtra co chuyen

mon ve ke toan, mcit thanh vien Ban kiem soat dang la Giam d6c tai chinh cita C6ng

ty. C6ng ty cam ket tirng buOc kien toan va dao t4o nghiep vu dap ang tieu chuan theo

quy dinh hien hanh ye thanh vien Ban kiem soat, dam bao tieu chuAn cua Ban kiem

soat theo quy dinh hien hanh.

Cong ty da sira (lei, 136 sung Dieu le theo quy dinh cita Luat doanh nghiep nam 2014

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