Continuing Education Activities leaflet.pdf · 2010-05-31 · Update your knowledge with the latest technical and practice knowledge in financial planning ... CFP, FRM Carlos Wong

Institute of Financial Planners of Hong Kong 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會

Unit 2601, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong 香港灣仔告士打道 56 號東亞銀行港灣中心 2601 室

Tel 電話: 2982 7888 Fax 傳真: 2982 7777

Website 網址: www.ifphk.org

Continuing Education Activities 持續教育進修課程持續教育進修課程持續教育進修課程持續教育進修課程 Are you looking to continually upgrade yourself with the latest topical issues in financial planning?

IFPHK’s continuing education activities are designed to answer the needs of today’s financial planners. They address industry issues you face every day,

propose solutions to overcome challenges and provide proven and practical solutions that you can implement immediately.

This comprehensive program includes lectures, integrated and comprehensive case studies and experience sharing. Come and join us to learn from the

financial experts and industry celebrities and gain new insights for achieving success in the financial planning industry. 你是否希望與時並進、探討財務策劃領域中的熱門課題？香港財務策劃師學會持續進修課程正正為滿足現今財務策劃專業的需求而設。課程將探討在日常執業過程中所面對的問題，就如何解決問題提供最佳的方案及成功的實務例子，讓你可即時實踐應用。本課程由多位財務策劃專家及業界精英主講，包括理論教授，綜合個案分析及經驗分享。令您更深入了解財務策劃成功之路。

What you will gain

� Learn and practise different steps of the internationally-recognized financial planning process

� Update your knowledge with the latest technical and practice knowledge in financial planning

� Gain valuable tips in practice management that you can apply immediately 本課程助您本課程助您本課程助您本課程助您：：：： � 學習及演練國際標準財務策劃流程的不同步驟 � 獲得財務策劃行業的最新技巧及執業知識 � 獲得的寶貴建議讓您可立即應用於工作中

Course Date 課程日期課程日期課程日期課程日期 Course Title and code 課程名稱及編號課程名稱及編號課程名稱及編號課程名稱及編號

Duration 時間時間時間時間 (hours 小時)

Fee 費用費用費用費用 Member / Non-Member 會員 / 非會員 IFPHK SFC IA MPFA

Core

MPFA Non- Core

07 & 09 Jun (Mon, Wed)

6 月 7 及 9 日 (一、三)

Asset Allocation Concepts 資產配置基礎概念 M309

5.0 HK$650 /

HK$1300 5.0 5.0 5.0 0.0 5.0

22 & 24 Jun (Tue, Thu)

6 月 22 及 24 日 (二、四)

Create Investment Solutions with

Structured Products 從結構性產品探討投資新方向 RZ28

6.0 HK$780 /

HK$1560 6.0 6.0 3.0 0.0 6.0

25 Jun (Fri)

6 月 25 日 (五)

Post-Conference Master Class:

MPF Updates 退休策劃會議專題講座: 強積金之最新資訊 M112

2.0 HK$260 /

HK$520 2.0 2.0 2.0 2.0 0.0

30 Jun (Wed)

6 月 30 日 (三)

Post-Conference Master Class: The

Significance of Will Making in Estate

Planning 退休策劃會議專題講座:從遺產策劃角度探討遺囑的重要性 CZ03

2.0 HK$260 /

HK$520 2.0 2.0 0.0 0.0 2.0

06 Jul (Tue)

7 月 6 日 (二)

Post-Conference Master Class:

Taking the Pulse of the Economy 退休策劃會議專題講座: 經濟熱話 CZ04

*Veune: Theatre, 22/F United Centre

2.0

(7:00 PM – 9:00 PM)

HK$300 /

HK$600 2.0 2.0 0.0 0.0 2.0

09 Jul (Fri)

7 月 9 日 (五)

Highlights of the Capital Investment

Entrant Scheme 「資本投資者入境計劃」全面 ZZ28

1.0

(12:45ppm-1:45pm)

HK$150 /

HK$300 1.0 1.0 0.0 0.0 1.0

15 Jul (Thu)

7 月 15 日 (四)

Performance Analysis of Mutual

Funds 基金表現分析 M304

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

22 Jul (Thu)

7 月 22 日 (四)

Marketing Interest Rate Linked

Structured Products 利率掛鉤結構性產品的市場 RZ48

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

26 Jul (Mon)

7 月 26 日 (一)

Fixed Income Securities Analysis 固定收入證券分析 M302

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

28 Jul (Wed)

7 月 28 日 (三)

How To Trade In a Logical Manner

--- A Hedge Funds Perspective 投資市場下的邏輯思維 – 對冲解碼篇 RZ31

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

29 Jul (Thu)

7 月 29 日 (四)

Updates on Compliance Issues 監管架構之最新發展 M101

3.0 HK$390 /

HK$780 3.0 3.0 3.0 3.0 0.0

Unless otherwise specified, all classes start at 6:30 pm. Enrolment ends 7 days before the course date. 除特別聲明外，上課時間均於晚上 6:30 開始。截止報名日期定於課程舉行日前之 7 天。

CFPCM, CERTIFIED FINANCIAL PLANNERCM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks in Hong Kong and Macau, through agreement with FPSB.

CFPCM, CERTIFIED FINANCIAL PLANNERCM 和等認證標誌，於美國以外地區由財務策劃標準制定局(FPSB)全權擁有。根據與財務策劃標準制定局(FPSB)簽訂的協議，香港財務策劃師學會是唯一在香港及澳門頒授 CFP 認證標誌的認可機構。 P. 1/12 version: 20100531

Asset Allocation Concepts 資產配置基礎概念資產配置基礎概念資產配置基礎概念資產配置基礎概念 [Course Code 課程編號課程編號課程編號課程編號:M309]

Content 內容內容內容內容 � Foundations of asset allocation � Benefits and limitations of asset allocation � Mean-variance optimization � Forecast expected returns, risk and correlations

� Derive the efficient frontier � Performance evaluation � Rebalancing and reallocating

� 資產配置的基礎

� 資產配置的好處及限制

� 平均變異數方法

� 預測預期回報、風險及相關系數

� 建立有效前線

� 資產表現評估

� 資產重置及重新配置

Date 日期日期日期日期 07 & 09 Jun 2010 (Mon, Wed)

2010 年 6 月 7 及 9 日 (一、三)

Time 時間時間時間時間 6:30 PM - 9:00 PM (2.5 hours 小時/Total 共 5.0 hours 小時)

Speaker 講者講者講者講者 Carlos Wong, MBA, CFA, CFP, FRM

Carlos Wong has more than ten years of professional experience in the banking, securities and financial

planning industries, where he delivered various financial products and services to clients. As the Head of

Investment Advisory of a Financial Group, Mr. Wong is in charge of the investment business of the Group

and is responsible for providing investment advisory services to the frontline staff and high net worth clients.

He has been conducting various training sessions and workshops in financial planning, investment

management and selling skills, and frequently speaks on financial planning topics.

黃偉麒, MBA, CFA, CFP, FRM 黃先生於銀行、證券及財務策劃行業擁有超過 10年經驗，為客戶提供優質的理財方案及服務。他現職著名金融集團的投資研究部主管，專責發展集團的投資業務及為前缐銷售人員和客戶提供優質的投資顧問服務。黃先生曾於不同場合擔任財務策劃、投資管理及銷售技巧培訓課程工作坊的導師。更多次為不同機構的財務策劃講座擔任主講嘉賓。

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會 5.0 CE credits 學分學分學分學分

Medium of Instruction 語言語言語言語言 Cantonese 廣東話 IA 保監處保監處保監處保監處 5.0 CPD hours 小時小時小時小時 SFC 證監會證監會證監會證監會 5.0 CPT hours 小時小時小時小時

MPFA 積金局積金局積金局積金局 0.0 Core CPD hours 核心小時核心小時核心小時核心小時

HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:80/92/04

5.0 Non Core CPD

hours非非非非核心小時核心小時核心小時核心小時 [M3093A200CW100607]

P. 2/12 version: 20100531

Create Investment Solutions with Structured Products 從結構性產品探討投資新方向從結構性產品探討投資新方向從結構性產品探討投資新方向從結構性產品探討投資新方向 [Course Code 課程編號課程編號課程編號課程編號:RZ28]

Content 內容內容內容內容 Understanding Structured Finance

Products

� Basic concepts of Structured Finance

Products � Market development of Structured

Finance Products

� Types of Structured Products and their characteristics

� The associated risks and benefits of Structured Products to participants

Designing Structured Products to Fit

Your Client’s Portfolio

� Latest product trends, innovative

structures and features of structured products

� Applications of structured products in

portfolio management � Designing suitable structure products

to meet clients with different risk profiles

� Case studies

結構性金融產品結構性金融產品結構性金融產品結構性金融產品 � 結構性金融產品的定義

� 結構性金融產品的最新發展

� 結構性金融產品的種類及其特徵

� 結構性金融產品之風險與優勢

設計結構性產品以符合客戶需要設計結構性產品以符合客戶需要設計結構性產品以符合客戶需要設計結構性產品以符合客戶需要 � 結構性產品之最新發展及趨勢

� 結構性產品於組合管理上之應用

� 按不同客戶之風險承受程度設計不同結構性產品

� 個案分析

Date 日期日期日期日期 22 & 24 Jun 2010 (Tue, Thu)

2010 年 6 月 22 及 24 日 (二、四)

Time 時間時間時間時間 6:30 PM - 9:30 PM (3.0 hours 小時/Total 共 3.0 hours 小時)

Speaker 講者講者講者講者 Ringo Yuen

Mr. Yuen is currently the Deputy Head of Financial Institutions Department for ICBC (Asia). Prior to that, he was a Senior

Vice President and Head of Relationship Management of Financial Institutions – North Asia for HSH NordBank AG. In

addition, he was a Director of Financial Institution Greater China for National Australia Bank. Mr. Yuen has over 20 years

of experience in marketing and relationship management within the banking industry. He has a strong proven record of

successfully selling / cross-selling a variety of banking products to both high net worth clients as well as financial institution

clients, generating high incremental revenue. During his engagements with Citibank and ABN AMRO, he originated a

number of new product ideas that result in diversification of the revenue sources. His primary responsibilities include

developing, implementing and executing comprehensive account plans and call programs for different clients to achieve

budgeted growth in assets, liabilities and earnings. Mr. Yuen holds a Master of Science (Business Administration) and a

Bachelor of Commerce from the University of British Columbia.

阮志國阮先生曾任職德國北方銀行香港分行金融機構北亞洲部高級副總裁及客戶關係主管。在此之前，阮先生任職澳洲銀行金融機構部主管。阮先生具備超過二十年有關銀行業的市場及關係管理方面的經驗。他能從銷售/交易買賣有關不同類別的銀行產品予客戶及金融機構中賺取高回報的收入。在過往任職花旗銀行及荷蘭銀行期間，阮先生推出一系列新產品概念，從而擴大公司的收入來源。阮先生工作範疇包括發展、推行及執行完善的客戶聯絡計劃，從而改善資產、負債及收益方面的增長。阮先生持有加拿大英屬哥倫比亞大學工商管理碩士及商學學士。


Medium of Instruction 語言語言語言語言 Cantonese 廣東話 IA 保監處保監處保監處保監處 3.0* CPD hours 小時小時小時小時 SFC 證監會證監會證監會證監會 6.0 CPT hours 小時小時小時小時



6.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [RZ282H330RG100622]

*Participant should complete both sessions to obtain 3 IA CPD hours

P. 3/12 version: 20100531

Post-Conference Master Class: MPF Updates 退休策劃會議專題講座退休策劃會議專題講座退休策劃會議專題講座退休策劃會議專題講座: 強積金之最新資訊強積金之最新資訊強積金之最新資訊強積金之最新資訊 [Course Code 課程編號課程編號課程編號課程編號:M112]

Content 內容內容內容內容 � Updates on MPF System � Latest development on MPF regulations � Member protection and enforcement � Employer obligations

� Review of MPF investment performance � 強積金制度的最新發展

� 與強積金有關之條例的最新資訊

� 供款者的保障和強制要求

� 僱主於法律上的責任和義務

� 強積金投資回報檢討

Date 日期日期日期日期 25 Jun 2010 (Fri)

2010 年 6 月 25 日 (五)

Time 時間時間時間時間 6:30 PM - 8:30 PM (2.0 hours 小時)

Speaker 講者講者講者講者 Saxon Weng, B.Sc

Saxon Weng joined the Mandatory Provident Fund Schemes Authority (MPFA) in 1999. He heads the Liaison

Unit of the Authority and is responsible for the Authority’s liaison and networking strategies with various

stakeholder groups. He is in charge of Investor Education programmes in MPFA and is a frequent speaker for

different MPF-related seminars for the public and the intermediaries.

Mr. Weng received a Bachelor of Science Degree in Sociology and Psychology from the University of

Wisconsin, Madisonu.

翁世新, B.Sc 翁先生於 1999年加入強制性公積金計劃管理局。翁先生領導強積金管理局的聯繫組，主要負責與各界人士維持網絡聯繋。翁先生主管強積金管理局的公衆教育活動，經常擔任與強積金相關講座的嘉賓講者，為消費者及中介人提供相關資訊。翁先生持有美國威斯康辛大學社會及心理學學士學位。





0.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [M1125H222SW100625]

P. 4/12 version: 20100531

Post-Conference Master Class: The Significance of Will Making in Estate Planning 退休策劃會議專題講座退休策劃會議專題講座退休策劃會議專題講座退休策劃會議專題講座: 從遺產策劃角度探討遺囑的重要性從遺產策劃角度探討遺囑的重要性從遺產策劃角度探討遺囑的重要性從遺產策劃角度探討遺囑的重要性 [Course Code 課程編號課程編號課程編號課程編號:CZ03]

Content 內容內容內容內容 � What are the differences between an estate with a will and an estate without a will? � Key considerations when setting up a will � Testamentary capacity for making a will � Grounds for disputing a will

� Tips on drafting a simple will � Case studies and sharing � 有遺囑的遺產與沒有遺囑的遺產之區別

� 訂立遺囑前應注意事項

� 立遺囑能力

� 爭議遺囑的理

� 如何草擬簡單遺囑

� 個案剖析與分享

Date 日期日期日期日期 30 Jun 2010 (Wed)

2010 年 6 月 30 日 (三)


Speaker 講者講者講者講者 Daniel W S Chan

Mr. Chan is a Practicing Barrister in Hong Kong. With about 15 years experience in legal practice, he

specializes himself in litigation and advocacy in both civil and criminal practices. In recent years, Mr. Chan

has been holding various appointments for giving Law related lectures in some educational institutes in

Hong Kong and Macau such as HKU SPACE, LiPACE of The Open University of Hong Kong, The Management

Development Centre of Vocational Training Council, Hong Kong, Macau Institute of Management, Institute

for Business Development Services and Hong Kong Institute for Educational Services.

Mr. Chan’s areas of expertise include Commercial Law, Company, Crime, Defamation, Employment, Family,

Immigration, Insolvency, Insurance, Intellectual Property, Land, Landlord and Tenant, Medical Negligence,

Partnership, Personal Injury, Private International, Probate and Administration, Trusts, Professional

Negligence, Public International, Sale of Goods etc. In recent years, Mr. Chan has been conducting a wide

variety of courses, programmes for in-house training and seminars relating to Business Law, Labour Law,

Commercial Law, Law of Tort, Consumer Protection Law, Contract Law, Estate Planning and Prosecution

procedures.

陳維信大律師陳先生為香港執業大律師，擁有超過 15年的執業經驗，擅長於民事與刑事訴訟處理。近年，陳先生經常獲香港及澳門不同教育機構委任為有關法律課程之導師及講者，其中包括: 香港大學專業進修、香港公開大學李嘉誠專業進修學院、職業訓練局香港管理專業發展中心、澳門管理學院等。陳先生的業務範疇涵蓋的法律包括: 商業、公司、刑事、誹謗、僱傭、家事、出入境、破產、保險、知識產權、土地、業主與租客、醫療疏忽、合伴關係、人身傷害、國際私法、遺囑認證及遺產管理、信託、專業疏忽、貨物銷售等法律事務。近年來，陳先生敎授之法律課程或研討會包括商業法、勞工法、侵權法、消費者權益保護法、合同法、遺產策劃及檢控程序等。




HKCAAVQ ref 香港學術及職業資歷評審局核准課程參考編號:Not "applicable/ 不適用"

2.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [CZ036H200DS100630]

P. 5/12 version: 20100531

Post-Conference Master Class: Taking the Pulse of the Economy 退休策劃會議專題講座退休策劃會議專題講座退休策劃會議專題講座退休策劃會議專題講座: 經濟熱話經濟熱話經濟熱話經濟熱話 [Course Code 課程編號課程編號課程編號課程編號:CZ04]

Content 內容內容內容內容 � FX Market Outlook

- Performance outlook of Hong Kong and global major economies under the fear of European sovereign debt crisis

- Trends in major currencies and gold market

- Investment strategies for the second half of 2010

� China Economic and Market Outlook: Rising Tide or Tidal Wave?

- Prospects of real estate markets in China and its implications on economic development

- Updates on the key initiatives on driving domestic demand - How sustainable is the economic recovery?

� 外匯市場展望外匯市場展望外匯市場展望外匯市場展望

- 面對歐洲債務危機的憂慮，分析香港與環球主要經濟體系的發展前景

- 環球主要貨幣與黃金價格走勢

- 2010 年下半年的投資策略

� 中國經濟市場展望中國經濟市場展望中國經濟市場展望中國經濟市場展望: 上漲或波動中上漲或波動中上漲或波動中上漲或波動中? - 內地房地產市場發展及其對經濟發展的影響

- 推動內需政策的成效

- 經濟復甦的持續性

Date 日期日期日期日期 06 Jul 2010 (Tue)

2010 年 7 月 6 日 (二)

Venue 地點地點地點地點 Theatre, 22/F United Centre, 95 Queensway, Hong Kong 香港金鐘道 95 號統一中心 22 樓演講廳


Speaker 講者講者講者講者 Alan Kuk陸庭龍 Head of Investment Advisory, Hang Seng Bank 恆生銀行投資顧問服務部主管 and other speakers 及其他嘉賓講者

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師學香港財務策劃師學香港財務策劃師學香港財務策劃師學會會會會 2.0 CE credits 學分學分學分學分




2.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [CZ043H200AA100706]

P. 6/12 version: 20100531

Highlights of the Capital Investment Entrant Scheme 「「「「資本投資者入境計劃資本投資者入境計劃資本投資者入境計劃資本投資者入境計劃」」」」全面全面全面全面 [Course Code 課程編號課程編號課程編號課程編號:ZZ28]

Content 內容內容內容內容 � Scope and eligibility of the scheme � Investment requirements

- Permissible Investment Asset Classes - List of Eligible Collective Investment Scheme - Portfolio Maintenance Requirement

- Change in Value of Investment � Business opportunities under the scheme for financial advisors/ professionals � 資本投資者入境計劃的目的與適用範圍

� 申請來港投資者的資格要求

- 獲許投資資產類別

- 合資格的集體投資計劃(CIS)名單

- 投資管理的規定

- 投資項目價值變更

� 資本投資者入境計劃為財務策劃業界帶來的機遇

Date 日期日期日期日期 09 Jul 2010 (Fri)

2010 年 7 月 9 日 (五)


Speaker 講者講者講者講者 David Hui

Managing Director of Centaline Immigration Consultants (HK) Ltd

許大衛中原移民顧問董事總經理

Continuous Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財香港財香港財香港財務策劃師學會務策劃師學會務策劃師學會務策劃師學會 1.0 CE credits 學分學分學分學分




1.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [ZZ283H100DH100709]

P. 7/12 version: 20100531

Performance Analysis of Mutual Funds 基金表現分析基金表現分析基金表現分析基金表現分析 [Course Code 課程編號課程編號課程編號課程編號:M304]

Content 內容內容內容內容 � Basic concepts of mutual funds � Valuation of mutual funds � Prospectus of mutual fund � Evaluation of performance of mutual funds

� Trends in mutual fund Industry � Matching fund with clients’ objectives and risk profile � 基金基礎概念

� 基金估值方法

� 基金表現評估

� 基金市場發展趨勢

� 如何為不同目標及風險承受之客戶配對基金

Date 日期日期日期日期 15 Jul 2010 (Thu)

2010 年 7 月 15 日 (四)


Speaker 講者講者講者講者 Jacky Chan, CFA, CFP, FRM Mr. Chan has more than 12 years of experience with major international banks where he has been delivering investment advice and asset management services to ultra-high net worth individual. He has extensive exposure in financial planning and portfolio management for private clients. He has been conducting different training sessions and workshops in portfolio management, investment advisory and financial

planning. Through frequent and direct interactions with clients, Mr Chan has practical skills and knowledge in delivering wealth management solutions with proven track record.

陳先生, CFA, CFP, FRM 陳先生於個人及私人銀行業擁有超過 12年工作經驗，為高端客戶提供財務策劃及投資方案，在財富管理服務方面積累了相當豐富的經驗。陳先生擁有財務分析師(CFA)、認可財務策劃師(CFP)及金融風險管理師(FRM)的專業資格，常獲邀於不同的講座及培訓課程擔任嘉賓講者。





3.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [M3043H330JC100715]

P. 8/12 version: 20100531

Marketing Interest Rate Linked Structured Products 利率掛鉤結構性產品的市場利率掛鉤結構性產品的市場利率掛鉤結構性產品的市場利率掛鉤結構性產品的市場 [Course Code 課程編號課程編號課程編號課程編號:RZ48]

Content 內容內容內容內容 � The investors of structured products � Structured products versus traditional investment products � Customization of interest rate linked structured products to meet different risk and

return expectations

� 認識結構性產品的投資者

� 結構性產品與傳統投資產品的區別

� 如何設計不同與利率掛鉤結構性產品來迎合不同客戶需要


2010 年 7 月 22 日 (四)


Speaker 講者講者講者講者 Ringo Yuen

Mr. Yuen is currently the Deputy Head of Financial Institutions Department for ICBC (Asia). Prior to that, he

was a Senior Vice President and Head of Relationship Management of Financial Institutions – North Asia for

HSH NordBank AG. In addition, he was a Director of Financial Institution Greater China for National

Australia Bank. Mr. Yuen has over 20 years of experience in marketing and relationship management

within the banking industry. He has a strong proven record of successfully selling / cross-selling a variety

of banking products to both high net worth clients as well as financial institution clients, generating high

incremental revenue. During his engagements with Citibank and ABN AMRO, he originated a number of

new product ideas that result in diversification of the revenue sources. His primary responsibilities include

developing, implementing and executing comprehensive account plans and call programs for different

clients to achieve budgeted growth in assets, liabilities and earnings. Mr. Yuen holds a Master of Science

(Business Administration) and a Bachelor of Commerce from the University of British Columbia.

阮志國阮先生曾任職德國北方銀行香港分行金融機構北亞洲部高級副總裁及客戶關係主管。在此之前，阮先生任職澳洲銀行金融機構部主管。阮先生具備超過二十年有關銀行業的市場及關係管理方面的經驗。他能從銷售/交易買賣有關不同類別的銀行產品予客戶及金融機構中賺取高回報的收入。在過往任職花旗銀行及荷蘭銀行期間，阮先生推出一系列新產品概念，從而擴大公司的收入來源。阮先生工作範疇包括發展、推行及執行完善的客戶聯絡計劃，從而改善資產、負債及收益方面的增長。阮先生持有加拿大英屬哥倫比亞大學工商管理碩士及商學學士。





3.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [RZ483H300RG100722]

P. 9/12 version: 20100531

Fixed Income Securities Analysis 固定收固定收固定收固定收入入入入證券分析證券分析證券分析證券分析 [Course Code 課程編號課程編號課程編號課程編號:M302]

Content 內容內容內容內容 � Introduction to Fixed Income Securities

� Credit Risk � Trading Terminology � Trading Conventions

� General approaches in valuation � Rating system � Behavioral observations � Fixed income portfolio management

� 固定收入證券簡介

� 信用風險

� 交易術語

� 交易憤例

� 估值方法

� 評級制度

� 行為學觀察

� 管理固定收入投資組合

Date 日期日期日期日期 26 Jul 2010 (Mon)

2010 年 7 月 26 日 (一)


Speaker 講者講者講者講者 M K Lai Man-kit Lai is the Principal Consultant of Executive Training and Management Consultancy Company Limited. In recent years, he has offered professional consulting services and quality training programmes to a number of financial institutions, business organizations and academic units in China, Hong Kong, Japan and Singapore. Dr Lai is the author of a number of professional publications including Study Manual to International Certificate for Financial Advisers Chapters 7 and 8 (English), 24-Hour FX Trading (Chinese), Advanced Investment Analysis (English), Portfolio Management (English), Happy Ways to Learn Money Matters (Chinese), Fighting Against Psychology Biases (Chinese), Lifelong Wealth Management (Chinese) and Investment Analysis and Portfolio Management (English).

黎民傑黎博士是行政培訓及管理顧問有限公司的首席顧問。近年致力於中國國內、香港、日本及新加坡等地，提供專業的顧問及培訓服務。黎博士出版了數本專業著作，如《國際財務顧問證書溫習手冊》（第七章及第八章，英文）、《24小時外匯》（中文）、《高級投資分析》（英文）、《投資組合管理》（英文）、《開開心心學理財：學前篇》（中文）、《力戰心魔》（中文）、《一生的財富管理》（中文）和《投資分析及投資組合管理》（英文）。





3.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [M3023H330MK100726]

P. 10/12 version: 20100531

How To Trade In a Logical Manner --- A Hedge Funds Perspective 投資市場下的邏輯思維投資市場下的邏輯思維投資市場下的邏輯思維投資市場下的邏輯思維 – 對對對對冲冲冲冲解碼篇解碼篇解碼篇解碼篇 [Course Code 課程編號課程編號課程編號課程編號:RZ31]

Content 內容內容內容內容 � A logical trader's mindset � Directional and Directionless Trading Strategies � War Stories on how peak performance traders control the "inner game" � There is no secret trading formulas, just a strive for consistency

� 邏輯思維模式

� 方向性及無方向性投資策略

� 傑出表現投資者如何操控 ”心戰攻房” 的實戰分享

� 投資並無必勝秘笈策略只在乎如何掌握一致性

Date 日期日期日期日期 28 Jul 2010 (Wed)

2010 年 7 月 28 日 (三)


Speaker 講者講者講者講者 Edward C K Chin

Mr. Chin has 20 years of professional experience in portfolio management, hedge funds and securities

trading. Mr. Chin founded MDE Walters Capital in 2002, a strategy consulting firm that advises the

investment banking and financial services sectors on investment product distribution, hedge funds advisory,

trading psychology, and advanced trading strategies in major financial centers in London, New York, and

the Asia Pacific Region. Mr. Chin writes the column “The Inner Circle of Finance” at the Hong Kong Economic

Journal every Monday. Mr. Chin is also a board member of a family office with investments primarily in real

estate and hedge funds with directional/ tactical trading styles. On the “inner game” front, Mr. Chin is a

Certified NLP Coach, a Master Firewalker, a Certified Firewalking Instructor and a hypnotherapy practitioner.

Mr. Chin is a Canadian Investment Manager (CIM) and a Fellow of the Canadian Securities Institute (FCSI).

Mr. Chin studied speech communication at the University of Minnesota, graduated from the University of

Manitoba in Applied Economics and received an MBA from the University of Toronto.

錢志健錢志健先生具備二十年的投資組合管理、對沖基金及操盤交易經驗。錢先生於 2002年創辦MDE Walters Capital 策略顧問公司，在主要的金融中心為投資銀行及金融服務機構負責提供顧問服務如投資產品銷售、對沖基金策略、交易心理學及操盤交易策略。錢先生的「金融圈內」專欄，每周一在く信報＞刊登。錢先生同時間是一家族資產公司的董事局成員，主攻地產及方向／策略投資。錢先生為加拿大認可投資經理 (CIM) 及加拿大證券學會資深院士(FCSI)。錢先生曾於美國明尼蘇達州大學修讀傳理系,並分別於加拿大緬尼吐巴大學獲取應用經濟學學位及於加拿大多倫多大學獲取エ商管理碩士學位。





3.0 Non Core CPD

hours非核心小時非核心小時非核心小時非核心小時 [RZ313H300EK100728]

P. 11/12 version: 20100531

Updates on Compliance Issues 監管架構之最新發展監管架構之最新發展監管架構之最新發展監管架構之最新發展 [Course Code 課程編號課程編號課程編號課程編號:M101]

Content 內容內容內容內容 � Roles and functions of regulatory bodies � The Insurance Authority's cooperation with local financial services regulators � Updates on Ordinances, Rules, Codes and Guidelines relevant to financial

planning industry � Regulations and ethics in the financial planning industry � 監管機構的角色和作用

� 保險業監理處與本地金融服務業監管機構的合作 � 與財務策劃業有關的條例、規定、法規和指引之最新資訊

� 財務策劃業的監管機制及其專業操守


2010 年 7 月 29 日 (四)


Speaker 講者講者講者講者 Monty Yuen, B.Comm., CFP, PFP, CIM, FCSI

Monty Yuen, holder of a Bachelor of Commerce degree from the University of Toronto, has over ten years of

experience in different capacities in the financial industry. While an investment advisor in Toronto, Canada,

Mr. Yuen successfully obtained the CFP, PFP, CIM and FCSI designations while helping clients achieve their

financial goals. Mr. Yuen is currently working in a financial institution. Prior to that, he was a manager of

Enforcement Division of Securities & Futures Commission. His previous engagement was with Compliance

Department at Citigroup. Prior to joining the financial industry, Mr. Yuen was a senior inspector with the

Royal Hong Kong Police Force.

袁先生, B.Comm., CFP, PFP, CIM, FCSI 袁先生持有加拿大多倫多大學商學學士。他在金融行業擁有超過十年的經驗。袁先生在加拿大多倫多任職投資顧問期間，取得 CFP, PFP, CIM及 FCSI資格，並成功地為顧客達成他們的投資目標。袁先生現於金融機構工作。在此之前，他任職證監會執行部經理。此外，袁先生亦曾在 Citigroup 之監察部門工作。在投入金融行業之前，袁先生是香港皇家警察高級督察。





0.0 Non Core CPD

hours非非非非核心小時核心小時核心小時核心小時 [M1011H330MY100729]

P. 12/12 version: 20100531

Documents

Continuing Education Activities leaflet.pdf · 2010-05-31 · Update your knowledge with the latest technical and practice knowledge in financial planning ... CFP, FRM Carlos Wong