fpt.uts_20110711

FPT.UTS

Cng ty H thng Thng tin FPT

Mc lc

04 Gii thiu06 Chc nng20 u im22 Khch hng23 Lin h

FPT.UTS - H THng PHn mm li cng Ty cHng kHon

Gii thiu

0 Cng ty H thng Thng tin FPT 0Cng ty H thng Thng tin FPT

FPT.UTS l gii php tng th dnh cho cc cng ty chng khon, c FPT IS nghin cu, xy dng v pht trin nhm nng cao nng lc qun tr v gim thiu ri ro ca cc hot ng giao dch chng khon; em li s a dng v dch v, gi tr gia tng v li th t ph v cng ngh cho cc cng ty chng khon.

M hnh tng quan h thng bao gm hai phn: Phn Front Office dnh cho nghip v mi gii: h tr nhp lnh; nhn lnh; gi lnh ti sn v nhn kt qu tr v; kt ni thng sn vi HOSE, HNX v UPCoM. Phn Back Office x l ton b nghip v sau giao dch vi cc tnh nng ni tri, c bit l cc nghip v v tn dng (cm c, ng trc, margin); h tr kt ni trc tip vi h thng cc ngn hng thng mi.

H thng c thit k m, d dng tch hp vi cc h thng khc nh: h thng corebanking ca ngn hng, h thng ngn hng lu k chng khon, h thng trung tm lu k chng khon, cc s giao dch chng khon, v cc h thng email, SMS, Swift.

Gii php khng ch cung cp cng c qun l nghip v ca th trng chng khon m cn h tr qun l nghip v ca th trng tri phiu v th trng hng ha.


1. cc giao din

FPT.HoSE-gW Cng kt ni gia h thng FPT.UTS vi h thng giao dch ca S Giao dch Chng

khon Tp. H Ch Minh (HOSE).

FPT.HnX-gW Cng kt ni gia h thng FPT.UTS vi cc h thng giao dch ca S Giao dch Chng

khon H Ni (HNX): H thng giao dch c phiu nim yt, H thng giao dch UPCoM.

FPT.VSD-gW Cng kt ni gia h thng FPT.UTS vi h thng ng k lu k v thanh ton b tr ti

Trung tm Lu k Chng khon (VSD), cho php trao i thng tin hai chiu lin quan n cc nghip v qun l trc v sau giao dch.

FPT.BAnk-gW Cng kt ni gia h thng FPT.UTS vi h thng core banking ca cc ngn hng

thng mi, cho php trao i, cp nht v truy vn thng tin lin quan n ti khon tin ca nh u t c m ti cc ngn hng thng mi.

FPT.SWiFT-gW Cng kt ni gia h thng FPT.UTS vi h thng thanh ton quc t (SWIFT), cho php

trao i thng tin sau giao dch vi cc t chc thanh ton b tr, cc sn giao dch ti th trng nc ngoi.

Chc nng

2. cc ng dng

2.1. FoS - ng dng Front office H tr giao dch a th trng, a tin t v h tr cc cng c, biu , v th.

Ngoi ra, phn h qun l ri ro cng c tch hp vo ng dng FOS.

li ch

Pht trin kinh doanh n Ti u ha chi ph m rng mng li i l, phng giao dch.n Cc dch v, chnh sch linh ng xoay quanh khch hngn D dng qun l a loi hnh mi giin Thao tc vn hnh n gin, c h tr bi nhiu tin ch s dng

Qun l ri ron Qun l sn phm tn dng theo n v cung cp ngun vnn Cc tiu ch ri ro c tham s ha nhiu mc: mc t chc tn dng, mc sn

phm, mc ngi dng, mc khch hngn Ghi vt cc thay i d liu h thng

Hiu nng h thngn Ti u ha thi gian x l lnh v chuyn lnh ti sn giao dch.n X l cn bng ti v fail-over bng phn mmn Thc hin khp lnh nhanhn Tnh n nh v bo mt caon X l a tin trnh v kh nng x l khi lng ln giao dch vi thi gian x l nhanh n D dng m rng v nng cp

Internet

User

WCF TCP/HTTP

Online Trading

Gateway(FIX, 8583)

Front Office Application Server

Online TradingDatabase

TradeDatabase

Report Database

Log Server

Access Control Database

Back OfficeApplication Server

HNX

Gateway (FIX, AUTO - T)

HOSE

VSD

BANK

c im chnh n Tch hp Market Watch n D liu phn tchn Lc thng tin th trngn Phn cp qun l lnh ca nh u tn Cho php bo lnh k qu, bn chng khon ch v T2n t lnh margin


Chc nng

gi tr ct lin Vi mt ng dng duy nht cho php giao dch trn nhiu sn giao dch,

nhiu loi hnh th trng (c phiu, tri phiu, phi sinh v hng ha), nhiu loi tin t v h tr qun l a loi hnh mi gii.

n Cung cp kt ni real-time ti sn giao dch v h thng back-officen Cung cp y tin ch giao dch, kim sot v lu vt giao dch.n H tr cn b qun l cc mc khc nhau kim sot h thng thng qua cc

chc nng theo di v qun l. Ngoi ra h thng h tr nhiu tin ch truy vn nhanh v lc d liu.

2.2. oT - ng dng giao dch trc tuyn cho php nh u t thc hin giao dch trc tuyn thng qua internet

OT cng cho php nh u t giao dch nhiu th trng v h tr nh u t cc biu v th k thut, cung cp thng tin th trng theo thi gian thc ti nh u t thng qua Internet. Ngoi ra, h thng c tch hp vi back-office cho php nh u t khai thc cc dch v mi ca cng ty chng khon thng qua Internet (chuyn tin, ng trc, thc hin quyn mua).

n Giao din thn thin vi ngi s dng v c tch hp vi front-office cho php nh u t thc hin giao dch trn nhiu th trng.

n Bo mt giao dch mc cao.n Tch hp bng gi cho php cung cp thng tin th trng ca nhiu sn giao

dch theo thi gian thc.n Lnh mua/bn c gi trc tip ti sn giao dch.n Cho php chuyn tin trc tuyn, ng trc, thc hin quyn mua thng qua

back-office.

li chn Xem thng tin th trng theo thi gian thc.n Nh u t c th to v qun l danh mc u tn Nhp, sa v hy lnhn Nhn xc nhn thng tin trc tuynn Xem v theo di trng thi lnhn Xem, theo di danh mc v s dn Xem lch s giao dchn Nhn kt qu hoc thng bo qua emailn Cung cp cc lin kt ti sn giao dch, trung tm lu k, cc ngun thng tin khc

c im chnhn Tch hp Market Watchn D liu phn tch v biu n Danh mc u tn S lnhn Thng tin hn mcn Kt qu giao dchn Thng tin hp ng v sn phm ti chnhn Thng tin s dn Chuyn khonn Tng hp thng tin th trng

gi tr ct li n Sn giao dch in t gia nh u t vi cng ty chng khon, cho php

giao dch trn nhiu sn giao dch, nhiu loi sn phm ti chnh: chng khon, tri phiu, phi sinh v hng ha.

n Cung cp kt ni real-time ti h thng front-office v h thng back-officen Cung cp y tin ch giao dch v qun l danh mc cho nh u t.n Thc hin nh gi P&L trn danh mc ca nh u t hng ngy.n D dng m rng v nng cp b sung cc dch v gi tr gia tng mi: Cm

c, ng trc, chuyn tin, k qu, vay v mn chng khon

0 Cng ty H thng Thng tin FPT Cng ty H thng Thng tin FPT

Chc nng

2.3. BoS - H thng qun l back office ca cng ty chng khon

H thng cho php qun l a th trng v a sn phm ti chnh: chng khon, tri phiu, phi sinh v hng ha. H thng cung cp y cc tnh nng qun l cc nghip v x l sau giao dch bao gm: qun l giao dch, thanh ton b tr, hch ton k ton v qun l ri ro. Ngoi ra, h thng cung cp cc chc nng qun l lu k, tin gi, thc hin quyn v cc chc nng ng trc, cm c, k qu, vay mn chng khon, cc chc nng ring bit ca th trng tri phiu, phi sinh v hng ha.

H thng BOS c th tch hp vi core banking cho php qun l ti khon tin gi ca nh u t mt cch d dng v thun tin cng nh c th tch hp vi h thng thanh ton b tr ca Trung tm lu k (VSD) trao i cc giao dch lin quan.

H thng BOS c tch hp vi gii php ca bn th 3 cho php t ng gi cc thng bo, bo co trc tip ti khch hng thng qua email, tin nhn hay fax.

li chPht trin kinh doanhn Gim chi ph qun l v m rng khch hngn a dng ha sn phm dch v ti chnhn Qun l v qun tr ri ro tt hnn Tun th cc tiu chun ti chnhn Tng kh nng v li th cnh tranhn Ci tin hiu qu v tn dng li th h tr ca ITn Gim thiu chi ph c hi

Hiu nng h thng n m bo tc x l nhanh vi khi lng d liu lnn X l cn bng ti v fail-over bng phn mmn Tnh n nh v bo mt caon D dng m rng v nng cp

c im chnhn Thng tin khch hngn Thng tin sn giao dchn Thng tin sn phm ti chnhn Thng tin t chc tn dng, trung tm lu kn a dng phng thc tnh li, ph v thun Chng trnh khuyn min a tin tn a ngn ngn Theo di v qun tr ri ron Tch hp tt vi gii php bn th 3n Lu vt cc giao dch

gi tr ct li n Cho php giao dch trn nhiu th trng, a tin t v a sn phm ti chnh: c

phiu, tri phiu, phi sinh v hng ha.n Cung cp kt ni real-time ti h thng core banking v h thng thanh ton b

tr ca Trung tm lu k.n Ci tin v kh nng x l v qun tr c s d liu ln.n c pht trin bi cc cng c th h mi em n giao din c ci tin v

thn thin vi ngi s dng.n D dng b sung v m rng cc nghip v ti chnh mi.

2.4. Phn h qun tr h thng

Tnh nngn nh ngha phn cp v cu trc ca t chc bng vic thit lp chi nhnh, i

l, phng giao dch, nhm ngi s dng n Qun l h s ngi s dngn Thit lp vai tr qun tr v quyn hn cho tng nhm n nh ngha cc hn mc cho cc nhm v cho ngi s dngn nh ngha cc mc qun tr ri ron Cu hnh v thit lp cc tham s h thngn Ghi vt cc thay i d liu quan trng ca h thngn Kim sot vic truy nhp v thit lp ch bo mtn Qun l v x l cc cng vic cui ngyn Qun l lch lm vic

Cng ty H thng Thng tin FPT Cng ty H thng Thng tin FPT

Chc nng

2.5. Phn h qun l thng tin khch hng

Tnh nngn Qun l thng tin khch hng n Qun l thng tin lin quan n u quynn Qun l ch k, ti khon tin m ti ngn hng n Phn loi khch hng v thit lp hn mc s dng cc dch v h tr ti

chnhn Tnh ph giao dch, sc mua, t l n theo nhm ti khon c nh nghan Theo di v qun l danh mc ca khch hngn Qun l nh v ch k ca khch hngn Qun l v theo di dch v chnh sch p dng cho khch hngn Tch hp vi cc phn h nghip v khc

2.7. Phn h thc hin quyn

Tnh nng n Qun l lch thc hin quyn: cho php ngi dng t khai bo cng thc thc

hin quyn mt cch linh ngn Tnh ton quynn Chuyn nhng quynn i chiu s liu hng quyn vi trung tm lu kn iu chnh phn b quyn n Xc nhn v thc hin phn b quyn

2.6. Phn h ng k lu k

Tnh nng n Thc hin lu k chng khonn Chuyn khon/nhn chuyn khon chng khonn Phong ta/gii ta chng khonn Cung cp y cc chc nng thc hin vic qun l ng k lu k chng

khon theo quy trnh nghip v ca trung tm lu k


Chc nng

2.9. Phn h cm c

Tnh nng n nh ngha sn phm cm c theo t chc tn dngn Qun l hp ng cm c trn nhiu chng khonn H tr cm c trn chng khon ch vn H tr cc loi cm c: thng thng, ni b v nh cm cn Qun l theo di cc khon ph lin quann Qun l thu hi n: tr n ng thi trn nhiu hp ng; tr n t bn chng

khon cm c, ng trc trn lnh bn chng khon cm cn Gii ta chng khonn Cung cp y cc chc nng qun l y vng i ca mt hp ng cm c

2.8. Phn h qun l tin gi

Tnh nngnQun l tin gi nh u tn Chuyn khon/nhn chuyn khon n Phong ta/gii ta mt phn hoc ton b ti khon tinn Cung cp y cc chc nng thc hin vic qun l ti khon tin lin quan

n cc nghip v dch v ti chnh.


2.10. Phn h qun l giao dch

Tnh nngn Theo di s lnh tng hp, s lnh khp, lnh khp 1 phnn Sa ti khon lnh khpn Tch lnh cng gin Tch lnh bnh qun gin Phn b lnh khpn Chuyn phin giao dchn Hy kt qu lnh khp

2.11. Phn h thanh ton b tr

Tnh nngn Theo di lch thanh ton b trn Thc hin thanh ton tin, t ng trch tm thu thu TNCN ca Nh u tn Thc hin thanh ton chng khonn Qun l v t ng thc hin thanh ton cc giao dch ng trcn Qun l v t ng thanh ton cc giao dch bn cm cn Qun l v t ng thanh ton cc chng khon bn T2

Chc nng

Cng ty H thng Thng tin FPTCng ty H thng Thng tin FPT

2.13. Phn h k qu

Tnh nngn nh ngha sn phm k qu theo t chc tn dngn Cho php khai bo cc hn mc v qun l chng khon mua k qun T ng tnh sc mua ca nh u tn Qun l hp ng k qu theo k hn; cho php to hp ng bng tay hoc sinh

t ng theo th t u tin ca sn phm k qu.n Thc hin nh gi mark-to market v x l margin calln Cho php rt tin trn gi tr vt trin Qun l cc loi ph v li lin quan


Chc nng


2.12. Phn h ng trc

Tnh nng:n Qun l cc sn phm ng trc theo t chc tn dngn Cho php to hp ng ng trc trn nhiu lnh ca nhiu ngyn H tr cc loi ng trc: ng trc trn lnh thng thng, lnh cm c hay tt

c (mc nh)n Qun l cc loi ph lin quann T ng thc hin thanh ton b tr, hon ng cho cc giao dch ng trc

0 Cng ty H thng Thng tin FPT

u im

1. D dng tch hp vi nhiu loi knh giao dch n Giao dch trc tuyn: Internet, Mobilen Giao dch ti sn: Front Officen Giao dch t xa: Home Trading, Agent Trading

2. H tr x l xuyn sut vi cc h thng n H thng sn giao dchn H thng ng k lu k v thanh ton b trn H thng core bankingn Cc gii php ca bn th 3

3. H tr nhiu chun kt ni n Tch hp vi h thng ca bn th 3 thng qua API mn H tr nhiu chun kt ni cho vic trao i thng tin: ISO 8583, FIX, SWIFTn H tr cc giao thc kt ni: tcp v http, https

4. Bo mt v an ninh h thng n S dng mc m ha 128 bit SSLn C th tch hp vi cc gii php bo mt ca bn th 3

5. Hiu nng v kh nng m rng h thng n D dng m rng v nng cp h thng p ng s pht trin nhanh chng ca th

trngn C th tch hp vi cc gii php v tin ch ca bn th 3n m bo kh nng x l khi lng ln d liun X l cn bng ti v fail-over bng phn mmn Trin khai cc cng ngh th h mi m bo giao dch an ton v tc x l nhanhn Kt ni vi cc h thng khc c thc hin theo thi gian thc (real-time)



Khch hng


Lin h

Tr s chnh101 Lng H, qun ng a, H Ni, Vit Namin thoi : +84 4 35 626 000Fax : +84 4 35 625 096

Trung tm h tr khch hng101 Lng H, qun ng a, H Ni, Vit Namin thoi : +84 4 35 626 000 My l : 2112Fax : +84 4 35 625 096

cHi nHnH TRong nc

Chi nhnh H Ch MinhLu 61, 153 Nguyn nh Chiu, Phng 6, Qun 3, Tp. HCM in thoi : +844 8 73007373Fax : +844 8 39309229

Chi nhnh NngKhu D, Tng 10 ta nh Software Park Tower, s 02 Quang Trung Nngin thoi : +84 5113 812776Fax : +84 5113 812782

cHi nHnH nc ngoi

Chi nhnh Campuchia47, ng 306, Sangkat Boeung Keng Kang 1, Khan Chamka Morn, Phnom Penh, Campuchia. in thoi : +855 236 336 236

Chi nhnh LoS 61 Unit 03, Ph Dongpalane, Qun Sisattanak, Th Ving Chn, Loin thoi : +856 209396465/ +855 976869160

Chi nhnh Singapore9 Temasek Boulevard, #31-00 Suntec Tower 2Singapore 038989in thoi : +65 6559 5320Fax : +65 6559 5379

QBn quyn thuc v cng ty H thng Thng tin FPT - Thng 7/2011

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fpt.uts_20110711