MSu so 02/CBTT

CONG TY CO PHAN CONG HOA XA HOl CHU NGHIA VIET NAMCHE TAO BOM HAI Dl/ONG 05c lap - Tir do - Hanh phuc

HAPUMA

Hai Duong, ngay 23 thang 07 nam 2019So: 430/TB-HAPUMA

Ki'nh gui: UY BAN CHUNG KHOAN NHA Nl/OCS6 GIAO DICH CHUNG KHOAN HA NOl

1. Ten cong ty: CONG TY CO PHAN CHE TAO BOM HAI DlTONG

2. Ma chung khoan: CTB3. Dia chi tru so: So 37, Dai 16 Ho Chi Minh, phuxmg Nguyen Trai, thanh pho'

Hai Duong, tinh Hai Duong.

4. Dienthoai: 0220.3844876-3853496 Fax: 0220.38586065. Noi dung cua thong tin cong bo:

Bao cao tinh hinh quan tri cong ty niem yet 6 thang nam 2019.

6. Nguoi chiu trach nhiem cong bo thong tin:Ba Bui Thi Le Thuy - Giam doc tai chinh kiem Ke toan truong.

7. Dia chi Website dong thod dang tai toan bo noi dung cong bo: www.hapuma.comChung toi xin cam ket cac thong tin cong bo' tren day la dung su that va hoan toan

chiu trach nhiem trudc phap luat ve noi dung thong tin cong b6'.

CONG TY CP CHE TAO BOM HAI DlTONG NGU OI CHIU TRACH NHIEM CONG BO THONG TIN

PHU LUC SO 05

CONG TY CO PHAN CHE TAO BOM HAI DUONG

H A P U M A

CONG HO A XA HOI CHU NGHIA VIET NAM Doc lap - Tu do - Hanh phuc

• k - fc k ______________

S6: 429/BCQT-HAPUMA Hai Duong, ngay 23 thdng 07 nam 2019

BAO CAO TiNH HINH QUAN TRI CONG TY NIEM YET(6 thang nam 2019)

Kinh gm: - Uy ban Chung khoan Nha nunc- Sa Giao dich Chung khoan- Cac quy co dong Cong ty CP Che tao Bom Hai Duong

- Ten cong ty niem yet: Cong ty Co phan Che tao Bom Hai Duong- Bia chi tru sa chinh: S6 37 dai 16 H6 Chi Minh, phuong Nguyln Trai, TP Hai Duong,

tinh Hai Duong, Viet Nam- Dien thoai:- Email:- Von dieu le:

0220 3853496/0220 3844876; Fax: 0220 3859336 info@hapuma. com103.200.000.000 dong (Mot tram le ba ty hai tram trieu dong chan)

- Ma chung khoan: CTB

I. HOAT D0NG CUA DAI H 0I DONG CO DONG

Ngay 19/1/2019, Hoi dong quan tri da nhat tri tai Nghi quyet so 01-2019/NQ- HDQT/HAPUMA ve viec to chuc Dai hoi dong co dong thudng nien nam 2019 cua Cong ty duoc to chuc dir kien vao ngay 16/03/2019.

Tuy nhien do Hoi dong quan tri Cong ty co ke hoach cong tac dot xuat vao ngay to chuc Dai hoi theo du kien nen ngay to chuc Dai hoi da duoc thay doi sang ngay 20/4/2019 theo Thong bao s6 98/TB-HAPUMA ngay 26/2/2019.

Dai hoi hoi dong co dong thuong nien nam 2019 vao ngay 20/4/2019 tai Trang tarn hoi nghi Phan Anh - So 01 Nguyen HCru Cau, phuong Ngoc Chau, TP Hai Duong, tinh Hai Duong theo Nghi quyet so: 03-2019/NQ-HDQT/HAPUMA ngay 29/3/2019 va Thong bao s6 191/TB-HDQT/HAPUMA ngay 02/4/2019.

Den 8h 50 phut ngay 20/4/2019, co 92 co dong, dai dien cho 7.540.884 co phan, sa him 87,68% von dieu le Cong ty tham dir dai hoi. Sau thai gian lam viec tap trung, dan chu, dai hoi dong co dong thuong nien nam 2019 Cong ty CP Che tao Bam Hai Duong da thanh cong tot dep va ket thuc vao hoi 1 lh 15 phut cung ngay.

B4o cao quan tri Cong ty 6 thang dau ndm 20191

Nghi quydt sd 227/NQ-DHDCD/HAPUMA ngay 20/4/2019 cua Dai hoi ddng co dong da dugc thong qua voi cac noi dung cu the nhu sau:

1. Thong qua noi dung cac Bao cao:

- Bao cao kit qua hoat dong SXKD nam 2018 va cac chi tieu ke hoach nam 2019 s i 192/BC-HAPUMA ngay 02/4/2019 cua Tong giam doc Cong ty.

- Bao cao ve ket qua hoat dong nam 2018 so 193/BC-HDQT/HAPUMA ngay 02/4/2019 cua Hoi dong quan tri Cong ty.

- Bao cao cua Ban kiem soat cho nam tai chinh 2018 so 194/BC-BKS/HAPUMA ngay 02/4/2019.

2. Thong qua Bao cao tai chinh da kiem toan nam 2018 cua Cong ty da dugc kiem toan bdi Cong ty TNHH Kidm toan TTP voi cac chi tieu cu the sau:

1, Tong doanh thu: 840.178.425.234 dong2, Lgi nhuan truoc thue: 36.198.942.881 dong3, Lgi nhuan sau thue: 28.583.635.030 dong4, Thu lao HDQT, Ban kiem soat: 800.000.000 dong

3. Thong qua phucmg an phan phdi lgi nhuan sau thue nam 2018 tai To trinh so 195/TTr-HDQT/HAPUMA ngay 02/4/2019 nihu sau:

1, Chi tra co tire 25%/01CP: 21.500.000.000 ddng2, Quy thudng Ban dieu hanh: 1.143.000.000 ddng3, Lgi nhuan de lai chua chia: 5.940.635.030 ddng

4. Thong qua cac chi tieu co ban nam 2019 tai To trinh so 196/TTr-HBQT/HAPUMA 02/4/2019 nhu sau:

1, Tong doanh thu: 500.000.000.000 dong2, Lgi nhuan truoc thue: 25.000.000.000 ddng3, C6 tire chi tra: 15% tren menh gia co phan4, Quy thudng Ban dieu hanh: 4% lgi nhuan sau thue5, Thu lao HDQT, BKS nam 2019: 864.000.000 ddng

5. Thong qua va uy quyen cho Hoi dong quan tri Cong ty lira chon ky Hgp dong thue hien kiem toan bao cao tai chinh nam 2019 voi:

CONG TY TNHH KlDM TOAN TTPBiachi: Tang 12, Toa thap Tay, toa nha Hancorp Plaza, So 72 Tran Dang

Ninh, Dich Vgng, Cau Giay, Ha NoiHoac CONG TY TNHH HANG KIEM TOAN AASCDia chi: So 01 Le Phung Hieu, phudng Trang tien, quan Hoan Kiem, Ha Noi6. Thong qua va uy quyen cho Hoi dong quan tri Cong ty thue hien cac thu tuc sira

doi ten viet tat cua Cong ty tir HPMC sang HAPUMA tai Dieu le to chuc hoat dong cua Cong ty va tren Giay chung nhan dang ky doanh nghiep cua Cong ty hien hanh.

7. Thong qua phuong an phat hanh co phieu tang von dieu le Cong ty tir von chu so huu va tir chao ban rieng le cho nha dau tu chien luge chi tiet tai To trinh s6 198/TTr- HDQT/HAPUMA ngay 02/4/2019.

B&o c4o quan trj Cong ty 6 tiling diu nim 20192

II. Hoi dong quan tri

1. Thong tin ve thanh vien Hoi dong quan trj

STT thanh vien HDQT Chuc vuNgay bat

dau/khong con la

thanh vien HDQT

So buoi hQp

HDQT tham du

T y le tham du

hop

Ly do khong tham

du hop

1 O n g N g u y e n T r o n g T ie u C h u tjc h B a t d au T 1 1 /2 0 0 7

1 0 /1 0 1 0 0 %

2 O n g N g u y e n T r o n g N a m U y v ie n B a t dau T 0 1 /2 0 1 0

1 0 /1 0 1 0 0 %

3 O n g P h a m M a n h H a U y v ie n B a t d lu T 0 3 /2 0 1 2

1 0 /1 0 1 0 0 %

4 O n g P h a m T u a n A n h U y v ie n B a t dau T 1 1 /2 0 0 7

1 0 /1 0 1 0 0 %

5 B a B u i T h j L e T h u y U y v ie n B a t d au T 0 4 /2 0 0 4

1 0 /1 0 1 0 0 %

Trong do, s6 buoi hop true tiep la 03 buoi, so buoi hop true tuyen la 07 buoi.r r

2. Hoat dong giam sat cua HDQT doi voi Ban Giam docTrong 6 thang dau nam 2019, Hoi dong quan tri Cong ty da thuc hien tot chuc

nang quan ly va giam sat Ban Giam doc Cong ty, dam bao cho Ban Giam doc hoat dong dung dinh huang vai muc tieu hoan thanh ke hoach san xuat kinh doanh nam 2019.

Mot so chi tieu ket qua san xuat kinh doanh 6 thang dau nam 2019 cua Cong ty cu the nhu sau:

Ke hoach Thuc hien 6 thang nam

2019

Thuc hien 6 thang nam

2018

So sanh (%) thuc hien 6T/2019 voi

TT Chi tieu DVT nSm 2019 TH 6T/2018 Ke hoach 2019

1 T o n g d o a n h th u T r .d o n g 5 0 0 .0 0 0 1 3 3 .6 7 7 ,5 2 1 5 4 .9 2 3 ,4 5 8 6 ,2 9 % 2 6 ,7 4 %

2 L o i n h u a n t r u o c th u e 55 2 5 .0 0 0 8 . 2 1 8 ,5 0 8 . 6 2 9 ,3 9 9 5 ,2 4 % 3 2 ,8 7 %

3 L o i n h u a n sa u th u e55

2 0 .0 0 0 6 .3 5 9 ,1 0 6 .8 1 7 ,6 5 9 3 ,2 7 % 3 1 ,8 0 %

Hoi dong quan tri dang giam sat Ban giam doc Cong ty ve thuc hien mot so du an bom nong nghiep, thuy loi Ion, dam bao hoan thanh ke hoach doanh thu, loi nhuan nam 2019 da duoc Dai hoi dong co dong phe duyet.

3. Hoat dong cua cac tieu ban thuoc Hoi dong quan tri: Khong co

4. Cac Ngh| quyet/Quyet dinh cua Hoi dong quan tri

TT So Nghj quyet/Quyet djnh Ngay Noi dung

A Nghj quyet HDQT1 01-2019/N Q -H D Q T/H A PU M A 19/1/2019 - D u k ien to chuc D ai hoi dong co dong

th ir e m g n ie n n a m 2 0 1 9 .

3Bao cao quan tri Cong ty 6 thang dau n&m 2019

TT S6 Nghj quySt/Quyet djnh Ngay Noi dung

2 02-2019/NQ-HDQT/HAPUMA 22/1/2019 - Thong qua noi dung dir kien tai Dai hoi dong co dong thudng nien nam 2019.

3 03-2019/NQ-HDQT/HAPUMA 29/3/2019

- Thong qua chuang trinh chinh thuc Dai hoi ddng co dong thudng nien nam 2019.- Thong qua toan van Bao cao tai chinh nam 2018 cua Cong ty do Cong ty TNHH Kilm toan TTP thuc hien kiem toan vdi cac chi tieu tai chinh cu the va phan phoi Igi nhuan sau thue nam 2018.- Thong qua phucmg an phat hanh co phieu tang von dieu le Cong ty.

4 04-2019/NQ-HDQT/HAPUMA 23/4/2019- Thong qua viec md tai khoan phong toa tai Ngan hang TMCP Cong thuong Viet Nam Chi nhanh Hai Duang de nhan tien ban co phieu trong dot chao ban co phieu rieng le tang von dieu le Cong ty.

5 05-2019/NQ-HDQT/HAPUMA 23/4/2019- Dong y trien khai thirc hien thu tuc xin chap thuan tang von dieu le nam 2019 cua Cong ty.

6 06-2019/NQ-HDQT/HAPUMA 23/4/2019- Thong qua phu'ong an su dung nguon von thu dugc tu dot; chao ban co phieu rieng le.

7 06A-2019/NQ-HDQT/HAPUMA 23/4/2019- Thong qua chon dan vi kiem toan Bao cao tai chinh nam 2019.- Dong y thanh lap Van phong Cong ty tai Quang Ninh.

8 07-2019/NQ-HDQT/HAPUMA 23/4/2019- Thong qua lira chon nha dau tu chien luge mua co phan chao ban rieng le tang von dieu le nam 2019.

9 08-2019/NQ-HDQT/HAPUMA 08/5/2019

- Thong qua ngay dang ky cuoi cung chot danh sach co dong de tra co tuc so con lai nam 2018 bang tien va tra co phieu thudng do phat hanh co phieu tang von dieu le tu nguon von chu sd hiau.

10 09-2019/NQ-HDQT/HAPUMA 13/5/2019- Thong qua phucmg an sir dung chi tiet nguon von thu dugc tu dgt chao ban co phieu rieng le.

11 10-2019/NQ-HDQT/HAPUMA 21/5/2019- Dong y ban van phong thuoc sd huu Cong ty tai thanh pho Ho Chi Minh.

12 11/2019/NQ-HDQT/HAPUMA 04/6/2019

- Thong qua phucmg an vay von, phat hanh bao lanh, md L/C, su dung cac san pham, dich vu khac tai Vietinbank Hai Duang de phuc vu hoat dong san xuat kinh doanh nam 2019.

Bao cao quan trj Cong ty 6 thang dau nSm 20194

TT So Nghi quyet/Quyet djnh Ngay Noi dung

13 12-2019/NQ-HBQT/H APUMA 26/6/2019- Thong qua viec xir ly co phieu le phat sinh do thuc hien phat hanh co phieu de tang von co phan tir von chu so huu.

14 13-2019/NQ-HDQT/H APUMA 27/6/2019

- Cong nhan ket qua phat hanh co phieu de tang von co phan tu nguon von chu so hiru va hoan thien cac cong viec theo uy quyen cua Dai hoi dong co dong thucmg nien nam 2019.

15 13A/NQ-HBQT/HAPUMA 28/6/2019- Thong qua trien khai va hoan thien cong tac chao ban co phieu rieng le cho co dong chien luge cua Dai hoi dong co dong thucmg nien nam 2019.

B Quyet djnh

1 65A/QD-HDQT/HAPUMA 25/1/2019 - Quyet djnh phe duyet dau tu cong trinh “Nha van phong va cac cong trinh phu trg”.

2 187/QB-HBQT/HAPUMA 11/3/2019 - Quyet dinh phe duyet ket qua lira chon nha thau cong trinh “Nha van phong va cac cong trinh phu trg”.

3 280/QD-H APUMA 29/4/2019 - Quyet dinh thanh lap Van phong dai dien cua Cong ty tai Quang Ninh.

III. Ban kiem soat1. Thong tin ve thanh vien Ban Kiem soat

STT Thanh vien BKS Chirc vu

Ngay bat dau/khong con la thanh vien

BKS

So buoi hop BKS tham

dy

Ty le tham du*

hop

Ly do khong tham

du hop

1 Ba Duong Viet Nga Truong ban BStdauT3/2012 01/01 100%

2 Ba Nguyen Thanh Thuy Thanh vien Bat dau T4/2004 01/01 100%

3 Ong Nguyen Ngoc Bao Thanh vien Bat d4u T3/2017 01/01 100%

Ban kiem soat Cong ty da giam sat cac hoat dong cua HDQT va Ban dieu hanh Cong ty dung quy dinh phap ly, quy dinh hien hanh cua Luat Doanh nghiep, Dieu le to chuc hoat dong cua Cong ty, Quy che quan tri noi bo doanh nghiep, dam bao sir hai long cua quy vi co dong Cong ty.

Truong ban kiem soat thucmg xuyen tham dir cac cuoc hop cua Hoi dong quan tri Cong ty de nam bat cung nhu kiem soat cac hoat dong cua Hoi dong quan tri, Ban dieu hanh Cong ty.

Bao cao quan tri Cong ty 6 thang dau nSm 20195

3. Su phoi hop hoat dong giua BKS doi voi hoat dong cua HBQT, Ban Giam doc dieu hanh va cac can bo quan ly khac

Cung Hoi dong quan tri, Ban dieu hanh Cong ty, Ban kiem soat Cong ty da phoi hop hoat dong nhip nhang dam bao tuan thu dung quy dinh hien hanh cua phap luat, Dieu 16 Cong ty cung nhu Quy ch6 quan tri noi bo doanh nghiep, khong de xay ra bat ky xung dot nao trong quan tri cung nhu cong tac dieu hanh, giam sat.

4. Hoat dong khac cua BKS: Khong co

IV. Dao tao ve quan tri cong ty: Khong co

V. Danh sach ve nguoi co lien quan cua cong ty niem yet theo quy dinh tai khoan 34 Dieu 6 Luat Chung khoan va giao dich cua nguoi co lien quan cua cong ty voi chinh Cong ty

1. Danh sach ve ngu’oi co lien quan cua cong ty: Danh sach 01 kern theo

2. Giao djch gifl’a cong ty voi ngiroi co lien quan cua cong ty; hoac giua cong ty voi co dong lorn, nguoi noi bo, nguoi co lien quan cua nguoi noi bo: Khong co

3. Giao djch giua nguoi noi bo cong ty niem yet, nguoi co lien quan cua nguoi noi bo voi cong ty con, cong ty do cong ty niem yet nam quyen kiem soat: Khong co

4. Giao dich giua cong ty voi cac doi tuo’ng khac4.1. Giao dich giua cong ty voi cong ty ma thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh da va dang la thanh vien sang lap hoac thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh trong thoi gian ba (03) nam tro lai day (tinh tai thoi diem lap bao cao)

4.1.1. Giao dich 6 thang dau nam 2019 giua Cong ty voi Cong ty Co phan Che tao Dien co Ha Noi (HEM), don vi noi ong Nguyen Trong Tieu - Chu tich HDQT Cong ty la Uy vien HDQT HEM tir ngay 01/1/2019 den ngay 08/4/2019:

- Tong gia tri Bom Hai Duong mua hang hoa, dich vu:- Tong gia tri Bom Hai Duong bu tru cong nq:

- Tong gia tri Dien ca Ha Noi mua hang:- Tong gia tri Bom Hai Duong thanh toan:

21.842.493.420 dong873.897.200 d6ng

873.897.200 dong 13.786.841.170 dong

4.2. Giao dich giira cong ty voi cong ty ma nguoi co lien quan cua thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh la thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh: Khong co

4.3. Cac giao dich khac cua cong ty (neu co) co the mang lai lqi ich vat chat hoac phi vat chat doi voi thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh: Khong co

VI. Giao dich co phieu cua nguoi noi bo va nguoi lien quan cua nguoi noi bo

1. Danh sach nguoi noi bo va nguoi co lien quan cua nguoi noi bo: Danh sach 02 kem theo

Bao cao quan trj Cong ty 6 thing dau nSm 20196

2. Giao djch cua ngiroi noi bo va ngiroi co lien quan doi voi co phieu cua cong ty niem yet

STT Ngutri thuc hien giao djch

Quan he voi nguoi noi bo

So co phieu dau ky

So co phieu cuoi ky

Ly do tang, giam (mua, ban,

chuyen doi,

thuong...)So co phieu Tyle S6 c6

phieu Ty le

1 Ong Nguyen Thanh TungCon trai Chu tich HDQT

250.000 2,9% 420.000 4,07%

VII. Cac van de can luu y khac: Khong co

TM HOI DONG QUAN TRI CONG TY UVHDQT - TONG GIAM DOC CONG TY

Bao cao quan tri Cong ty 6 thang diu nim 20197

Cong ty CP Che tao Bom Hai Duong Danh sach 01

DANH SACH NGl/Ofl CO LIEN QUAN CUA CONG TY

STT Ten to chirc/ca nhanTK giao dich CK (neu co)

Chirc vu tai cong ty (neu co) So Giay NSH*, ngay cap, noi cap Dja chi tru so' chinh/Dja chi' lien he

Thoi diem bat dau la ngudi co lien quan

Thoi diem khong con la nguo i co lien quan

Ly do

1 N g u y e n T r o n g T ie u C h u tjc h H D Q T0 1 0 4 1 4 2 9 0 d o C o n g an H a N o i

c a p n g a y 1 5 /8 /2 0 0 3

C a n h o R 3 .0 7 .2 1 R o y a l C ity ,

N g u y e n T ra i, T h a n h X u a n , H a N o iT 1 1 /2 0 0 7

2 N g u y e n T r o n g N a mT o n g g ia m d o c ,

U y v ie n H D Q T

0 0 1 0 5 9 0 0 4 0 7 0 , C u e c a n h sa t c a p

n g a y 1 9 /8 /2 0 1 5

S 6 2 n g a ch 2 5 /2 2 T D P V a n T ri, P

M inh K hai, Q B a c T u L iem , H a N o iT l / 2 0 1 0

3 P ham M a n h H a U y v ie n H D Q T0 0 1 0 5 9 0 0 9 0 4 8 , C u e c a n h sa t c a p

n g a y 2 7 /2 /2 0 1 7

S o 9 H e m 2 /1 /1 V u T h a n h , D o n g

D a , H a N o iT 3 /2 0 1 2

4 Pham T u a n A n h U y v ie n H D Q T0 1 1 8 2 8 8 7 1 d o C o n g an H a N o i

c a p n g a y 0 3 /1 2 /2 0 0 1

S o 12 n g o 8 1 0 D e L a T h a n h , B a

D in h , H a N o iT 1 1 /2 0 0 7

5 B u i Thj L e T h u yU y v ie n H D Q T ,

G D ta i ch ln h

1 4 1 5 6 4 4 7 5 d o C o n g an H a i

D u o n g c a p n g a y 1 6 /3 /2 0 1 5

1 1 9 p h o D u e M in h , P T h a n h B in h ,

T P H DT 4 / 2 0 0 4

6 D u o n g V ie t N g a T r u o n g B a n K S0 1 2 3 4 3 8 0 3 d o C o n g an H a N o i

c a p n g a y 1 8 /5 /2 0 0 0

1 2 E 3 K D T M C a u D i l n , B d c Tir

L ie m , H a N o iT 3 /2 0 1 2

7 N g u y e n T h a n h T h u y T V B a n k ie m so a t1 4 1 5 2 9 9 3 3 d o C o n g an H a i

D u o n g c a p n g a y 0 2 /1 0 /2 0 0 6

s o 5 H a o T h a n h , P .N g u y e n T ra i,

T P H a i D u o n gT 4 / 2 0 0 4

8 N g u y e n N g o c B a o T V B a n k ie m so a t1 4 1 8 5 9 5 4 1 d o C o n g an H a i

D u o n g c a p n g a y 2 3 /2 /2 0 1 3K h u 6 H a i T a n , T P H a i D u o n g T 3 /2 0 1 7

9 D a o D in h T o a n P h o T o n g g ia m d o c1 4 2 5 7 0 8 9 4 d o C o n g a n H a i

D u o n g c a p n g a y 0 6 /8 /2 0 0 7

S o 1 0 7 B p h o T u e TTnh, P . P h a m

N g u L a o , T P H DT 7 /2 0 1 1

10 N g h ie m T r o n g V a n P h o T o n g g ia m d o c1 4 1 6 2 0 0 2 4 d o C o n g an H a i

D u o n g c a p n g a y 1 1 /4 /2 0 0 9

S o 6 /3 2 /1 6 7 N g u y e n T h u c m g M a n ,

P B in h H a n , T P H D1 5 /0 3 /2 0 1 8

rc 5. „ o Y4A\Bao cao quan tri Cong ty 6 thang dau ndm 2019

Cong tv CP Che tao Bom Hai Duong Danh Sikh 02

DANH SACH NGlTOI N 0I BO VA NGlTOl CO LIEN QUAN CUA NGl/OI N 0I B 0

STT Ten to chirc/ca nhanTK giao djch CK (neu co)

Chuc vu tai cong ty (neu co) So Giay NSH*, ngay cap, noi cap Dja chi tru so' chinh/ Dja chi lien he

So co phieu so' huu cuoi

ky

Ty le so hum co phieu

cuoi ky

Ghi chu

1 N g u y e n T r o n g T ie u C h u tjc h H D Q T0 1 0 4 1 4 2 9 0 d o C o n g an H a N o i

c a p n g a y 1 5 /8 /2 0 0 3

C a n h o R 3 .0 7 .2 1 R o y a l C ity ,

N g u y e n T ra i, Q u a n T h a n h X u a n ,

H a N o i

1 6 2 .0 0 0 1 ,5 7 %

1.1 T ran K im C h a uft V o

1.2 N g u y e n T u n g L a mft C o n

1.3 N g u y e n T h a n h T u n g0 0 1 0 8 9 0 1 5 0 1 2 d o C u e C S c i p

n g a y 1 7 /0 2 /2 0 1 7

S o 0 2 C o n g D u e , H a n g M a , H o a n

K ie m , H a N o i4 2 0 .0 0 0 4 ,0 7 % C o n

1.4 N g u y e n T r o n g Sir Q H ai B a T r u n g , H a N o i A n h

1.5 N g u y e n T r o n g D u n gft A n h

1.6 N g u y e n T r o n g O a n h ft A n h

1.7 N g u y e n T h u y L ie u K.H B orov sk eh o 3 4 6 , C zech R ep ub lic C h j

1 .8 N g u y e n T h u y U y e n Q H a i B a T r u n g , H a N o i C h i

2 N g u y e n T r o n g N a mT o n g g ia m d o c ,

U y v ie n H D Q T

0 0 1 0 5 9 0 0 4 0 7 0 , C u e c a n h sa t

c a p n g a y 1 9 /8 /2 0 1 5

S o 2 n g a ch 2 5 /2 2 T o D P V a n T ri, P

M inh K hai, Q B a c T u L iem , H a N o i3 7 3 .8 9 8 3 ,6 2 %

2.1 N g u y e n T r o n g L a uft B o

2 .2 N g u y e n T h j T a mft M e

2 .3 V u T h i H o n g L o a n ft V o

2 .4 N g u y e n H o n g P h u o n g ft C o n

2 .5 N g u y e n H o a n g V ie t tf C o n

3 P ham M a n h H a U y v ie n H D Q T0 0 1 0 5 9 0 0 9 0 4 8 , C u e c a n h sa t

c a p n g a y 2 7 /2 /2 0 1 7

S o 9 H e m 2 /1 /1 V u T h a n h , D o n g

D a , H a N o i4 7 4 .0 0 0 4 ,5 9 %

Bao cao quan tri Cong ty 6 thang dau nam 2019

STT Ten to chirc/ca nhanTK giao dich CK (neu co)

Chuc vu tai cong ty (neu co) So Giay NSH*, ngay cap, noi cap Dia chi tru so ’ chinh/ Dja chi lien he

So co phieu so' hfi’u cuoi

k y

Ty le so’ huu co phieu

cuoi ky

Ghi chu

3.1 P ham T h j M in h S in h A 14, T T N gh T a T a n , H a N o i M e

3 .2 P h u n g N h a H a n hS o 9 H em 2 /1 /1 V u T h a n h , D o n g

D a , H a N o iV o

3 .3 P h am H a T r a n g ft C o n

3 .4 P ham H a T h a n hff C o n

3 .5 P ham T h j L ie n 5 4 H a n g G ia y , H a N o i C hj

3 .6 P ham M a n h H a i A 1 4 , T T N gh T a T a n , H a N o i E m

4 P ham T u a n A n h U y v ie n H D Q T0 1 1 8 2 8 8 7 1 d o C o n g an H a N o i

c a p n g a y 0 3 /1 2 /2 0 0 1

S o 12 n g o 8 1 0 D e L a T h a n h , B a

D in h , H a N o i1 6 4 .4 2 0 1 ,5 9 %

4.1 P ham V a n T h ie u ff B o

4 .2 N g u y e n T h i L an A n h If M e

4 .3 N g u y e n Thj H u o n g G ia n g ff V o

4 .4 P h a m N g u y e n D ie u A n h ff C o n

4 .5 P ham M in h A n h ft C o n

4 .6 P ham Q u a n g T h a n h H a N o i A n h

4 .7 P ham H o n g T h u ft A n h

5 B u i T hj L e T h u yU y v ie n H D Q T ,

G D ta i ch in h

1 4 1 5 6 4 4 7 5 d o C o n g an

H a i D u o n g c a p n g a y 1 6 /3 /2 0 1 5

1 1 9 p h o D u e M in h , P T h a n h B in h ,

T P H D6 3 4 .9 0 3 6 ,1 5 %

5.1 B u i Q u a n g T r u n g0 3 0 0 3 8 0 0 0 2 0 1 d o C u e C S cd p

n g a y 1 5 /9 /2 0 1 6

T h o n H o p N h a t , x a L a i V u , h u y e n

K im T h a n h , t in h H a i D u o n gB 6

5 .2 B u i T hj L ie n t! M e

5 .3 N g u y e n V a n S en 1 4 1 7 8 0 7 0 3 C A H a i D u o n g c a p1 1 9 p h o D u e M in h , P T h a n h B in h ,

T P H D3 1 8 0 ,0 0 3 % C h o n g

5 .4 N g u y e n T h j L a m O a n h 1 4 2 8 5 1 9 4 1 C A H a i D u o n g c a p ff C o n

Bao cao quan tri Cong ty 6 thang dau nam 2019

M ISii

10

STT Ten to chu'c/ca nhanTK giao djeh CK (neu co)

Chuc vu tai cong ty (neu co) So Giay NSH*, ngay cap, noi cap Dja chi tru so' chinh/ Dia chi lien he

So co phieu so- huu cuoi

ky

T y le s o

huu co phieu

cuoi ky

Ghi chu

5 .5 B u i Thj H a i N h uT h o n H o p N h a t , x a L a i V u , h u y e n

K im T h a n h , t in h H a i D u o n gC h j

5 .6 B u i Q u a n g C h ir o n g It E m

6 D a o D in h T o a n P h o T o n g g ia m d o c1 4 2 5 7 0 8 9 4 d o C o n g an H ai

D u o n g c a p n g a y 0 6 /8 /2 0 0 7

S o 1 0 7 B p h o T u e TTnh, P. P h am

N g u L a o , T P H D3 8 .2 2 6 0 ,3 7 %

6.1 V u T hj B a u K h u 1 P. B in h H a n , T P H a i D u o n g M e

6 .2 D o T hj L a m T h u yS o 1 0 7 B p h o T u e TTnh, P . P ham

N g u L a o , T P H DV o

6 .3 D a o T h u G ia n g Q u a n B a c T ir L ie m , H a N o i C o n

6 .4 D a o M a i A n hS o 1 0 7 B p h o T u e TTnh, P. P ham

N g u L a o , T P H DC o n

6 .5 D a o D in h A n D u o n g V an C a o , Q . B a D in h , H a N o i A n h

6 .6 D a o T r u e T h a n h Q u a n T h a n h X u a n , H a N o i C h j

6 .7 D a o T h a n h L jch Phuong Le Thanh Nghi, TP Hai Duong E m

6 .8 D a o T ru e Q u y n h D u o n g V an C ao , Q . B a D in h , H a N o i E m

7 N g h ie m T r o n g V a n P h o T o n g g ia m d o c1 4 1 6 2 0 0 2 4 d o C o n g an H a i

D u o n g c a p n g a y 1 1 /4 /2 0 0 9

S o 6 /3 2 /1 6 7 N g u y e n T h u o n g M a n ,

P B in h H a n , T P H D5 .0 7 3 0 ,0 5 %

7.1 N g h ie m T r o n g T r u n g1 4 0 0 1 1 8 0 5 C A H a i D u o n g ca p

n g a y 0 6 /6 /2 0 0 7»1 5 .1 6 0 0 ,0 5 % B o

7 .2 D in h T h j C h u n g It M e

7 .3 B u i T h j V a n A n h1 4 1 7 8 9 1 4 8 C A H a i D u crn g d ip

n g a y 2 9 / 3 /2 0 0 4It 123 0 ,0 0 1 % V o

7 .4 N g h ie m N g o c M a i ft C o n

7 .5 N g h ie m N g o c D ie p »! C o n

7 .6 N g h ie m M in h T r ie t ft C o n

7 .7 N g h ie m T r o n g T ie p Q u a n K ie n A n , H a i P h o n g E m

8 D u o n g V ie t N g a T r u o n g B K S0 1 2 3 4 3 8 0 3 d o C o n g a n H a N o i

c a p n g a y 1 8 /5 /2 0 0 0

1 2E 3 K D T M Cku D i l n , B S c T u

L ie m , H a N o i

Bao cao quan tri Cong ty 6 thang dau nam 2019

STT Ten to chuc/ca nhanTK giao djch CK (neu co)

Chirc vu tai cong ty (neu co) So Giay NSH*, ngay cap, noi cap f)ia chi' tru so' chinh/ f)ja chi lien he

So co phieu so' hii’u cuoi

ky

Ty le so hu u co phieu

cuoi ky

Ghi chu

8 . 1 D u o n g B a C h u n g Q u a n C a u G ia y , H a N o i B o

8 .2 D a m T h i M a ift M e

8 .3 N g u y e n H a L o n g Q u a n B a c T u L ie m , H a N o i C h o n g

8 .4 N g u y e n L a m D u yIt C o n

8 .5 N g u y e n T h i D ie p C h i»! C o n

8 .6 D u o n g K im T h u D o n g K y , T u S o n , B a c N in h C h j

8 .7 D u o n g T h i T h u y it C h j

8 . 8 D u o n g T h j T h u y T P B a c N in h , t in h B a c N in h E m

8 .9 D u o n g T h a n h S o n Q u a n C a u G ia y , H a N o i E m

8 . 1 0 D u o n g N in h K h a n hit E m

9 N g u y e n T h a n h T h u y T V B a n k ie m s o a t1 4 1 5 2 9 9 3 3 d o C o n g an H ai

D u o n g c a p n g a y 0 2 /1 0 /2 0 0 6

s o 5 H a o T h a n h , P .N g u y e n T ra i, T P

H a i D u o n g1 2 .6 0 0 0 ,1 2 %

9 .1 N g u y e n Q u y T o a n 5 2 T ra n B in h T r o n g , T P H a i D u o n g B o

9 .2 T ran T h i C h a n1 4 0 0 1 1 9 4 1 C A H a i D u o n g ca p

n g a y 0 8 /6 /2 0 0 0If 4 .0 7 2 0 ,0 4 % M e

9 .3 M a i M a n h D u n gs o 5 H a o T h a n h , P .N g u y e n T r a i, T P

H a i D u o n g C h o n g

9 .4 M a i T hj T h u H ie nf l C o n

9 .5 M a i M a n h L a m fl C o n

9 .6 N g u y e n S o n H a i 5 2 T ran B in h T r o n g , T P H a i D u o n g A n h

9 .7 N g u y e n Q u y D u o n g G ia L a m , H a N o i A n h

9 .8 N g u y e n L a n H u o n g ft E m

1 0 N g u y e n N g o c B a o T V B a n k ie m s o a t1 4 1 8 5 9 5 4 1 d o C o n g an H a i

D u o n g c a p n g a y 2 3 /2 /2 0 1 3K h u 6 H a i T a n , T P H a i D u o n g 2 .9 0 5 0 ,0 3 %

1 0 . 1 N g u y e n N g o c B a n ft B 6

Bao cao quan tri Cong ty 6 thang dau nam 2019 12

<•*//

STT Ten to chuc/ca nhanTK giao djch CK (neu co)

Chuc vu tai cong ty (neu co) So Giay NSH*, ngay cap, noi cap Oia chi tru so’ chinh/ Oja chi lien he

So co phieu so' huu cuoi

ky

Ty le so- huu co phieu

cuoi ky

Ghi chu

1 0 .2 N g u y e n T h j M in h H a K h u 6 H a i T a n , T P H ai D u o n g M e

1 0 .3 D o a n T h i M a i K h a n g I! V o

1 0 .4 N g u y e n T h j M in h N g o c M C o n

10 .5 N g u y e n M in h C h ie n »» C o n

1 0 .6 N g u y e n T h j T h u H a n g L e T h a n h N g h i , T P H a i D u o n g C h j

1 0 .7 N g u y e n T h j T h u H u o n g K h u 6 H a i T a n , T P H a i D u o n g E m

Hai Duong, ngay 23 thang 07 nam 2019

Ghi chu: So Giay NSH*: S6 CMND/Ho chieu (d6i vai ca nhan) ho&c So GCN dang ky doanh nghiep, Giay phep hoat dong hoSc giay td phap ly tircmg ducmg (doi vdi to chirc)/NSH:

Bao cao quan tri Cong ty 6 thang dau nam 2019 13