15
TN> DOm DAu KHI ouoc GIA VIl;T NAM TONG C6NG TY DUNG DJCH KHOAN vA HoA pHAM DAu KHi- CTCP S5: .f () (/BC-DMC CQNG HoA xl HQI CHU NGHIA VI~T NAM BQc I,p - Tv do - H,nh phuc Biz N9i, ngay ';.5 thang{J1 nam 2017 , , , , ? ;t A BAO CAO TINH IDNH QUAN TIq TONG CONG TY (Sau thang cuBi nam 2016) Kinh giri: - Uy ban Chung khoan Nha mroc -Sa giao dich chirng khoan - Ten cong ty dc;d chung: TCT Dung dich khoan va R6a pham DAukhi - CTCP - Dia chi tru sa chinh: TAng 6-7, tea nha VPI, 167 Trung Kinh, Yen Rca, cAu Gifry, RaNQi - Dien thoai: 04.3514.0350; Fax: 04.3856.2552; Email: [email protected]; - V6n di~u l~: 500.000.000.000 d6ng (Nam tram cy d6ng) Ma chirng khoan: PVC I. Hoat dQng cua B,i hQi dAng cB dong Thong tin v~ cac cUQ~hQP va Nghi quyet/Quyet dinh cua Dai hQi d6ng c6 dong: Khong c6 II. IIHQi dAng Quan tr] llIThong tin v~ thanh vien HQi dAng Quan tr] TT Ngay bit diu! S6 buBi hQp Ty I~ Thanh vien HQi dAng Quan tri Clnrc V\l khfing con la HDQT tham d., TVHBQT tham dv hQp 1 Ong Nguyen Ngoc Khanh CTHDQT 3/2009 2 100% 2 Ong Ton Anh Thi UVHDQT 114/2011 2 100% kiem TG£> " 3 Ong Ra Duy Tan UVHDQT 10/2009 2 100% 4 Ong D6 Xuan Vinh UVHDQT 9/2011 2 100% 5 Ong Nguy~n NgQc Qu)'nh UVHDQT 24/4/2015 2 100% 1

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Page 1: vA HoA pHAM KHi-images1.cafef.vn/download/020217/pvc-dinh-chinh-bao-cao-quan-tri-cong... · - Nghi quyetcua Dai hQid6ng c6 dong dircc HQid6ng quan tri t6 chirc tri~n khai thirc hien

TN> DOm DAu KHI ouoc GIA VIl;T NAMTONG C6NG TY DUNG DJCH KHOAN

vA HoA pHAM DAu KHi- CTCP

S5: .f () (/BC-DMC

CQNG HoA xlHQI CHU NGHIA VI~T NAMBQc I,p - Tv do - H,nh phuc

Biz N9i, ngay ';.5 thang{J1 nam 2017

, , , , ? ;t A

BAO CAO TINH IDNH QUAN TIq TONG CONG TY(Sau thang cuBi nam 2016)

Kinh giri:- Uy ban Chung khoan Nha mroc- Sa giao dich chirng khoan

- Ten cong ty dc;d chung: TCT Dung dich khoan va R6a pham DAukhi - CTCP- Dia chi tru sa chinh: TAng 6-7, tea nha VPI, 167 Trung Kinh, Yen Rca, cAu Gifry,

RaNQi- Dien thoai: 04.3514.0350; Fax: 04.3856.2552; Email: [email protected];- V6n di~u l~: 500.000.000.000 d6ng (Nam tram cy d6ng)

Ma chirng khoan: PVC

I. Hoat dQng cua B,i hQi dAng cB dong

Thong tin v~ cac cUQ~hQP va Nghi quyet/Quyet dinh cua Dai hQi d6ng c6 dong:Khong c6

II. IIHQi dAng Quan tr]llIThong tin v~ thanh vien HQi dAng Quan tr]

TT Ngay bit diu! S6 buBi hQp Ty I~Thanh vienHQi dAng Quan tri

Clnrc V\l khfing con la HDQT tham d.,TVHBQT tham dv hQp

1 Ong Nguyen Ngoc Khanh CTHDQT 3/2009 2 100%

2 Ong Ton Anh Thi UVHDQT 114/2011 2 100%kiem TG£>

"3 Ong Ra Duy Tan UVHDQT 10/2009 2 100%

4 Ong D6 Xuan Vinh UVHDQT 9/2011 2 100%

5 Ong Nguy~n NgQc Qu)'nh UVHDQT 24/4/2015 2 100%

1

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2. Hoat dQng giam sat ella HBQT d6i VOl TBng Giam d6cTlnrc hien chirc nang, nhiem vu thee quy dinh cua Luat Doanh nghiep, Dibu l~ DMC

va cac quy ch~ quan Iy nQi bQ, 6 thang cu6i nam 2016, IIDQT ti~p tuc giam sat T6ng giamd6c trong viec thirc hl~n cac chu tnrong, chinh sach Nha mroc va cac quy dinh lien quantrong qua trinh dibu hanh hoar ctQngSXKD ciing nhu thuc hien cac Nghi quye; cua Dai hQidOng c6 dong va cua IIDQT DMC.

Hang thang/quy, IIDQT tham gia h9P giao ban va cac cuoc h9P chuyen db do T6nggiam d6c t6 chirc d€ qua do nam bit duoc tinh hinh va c6 nhtrng chi dao d6i voi cac heatdQng cua T6ng cong ty.

K~t qua giam sat: T6ng giam d6c tri€n khai heat dQng san xu~t kinh doanh cua Tcngcong ty phu hgp v6i Nghi quy~t cua D?i hQi dOng c6 dong, cua HQi dOngQuan trj va tuanthu Dibu 1~DMC cling nhu cac quy dinh cua phap lu~t. Tuy nhien do tinh hinh kinh t~trong nu6c va th~ gi6i di~n bi~n phuc t?p, gia dAutho lien !\Ic giam da aM hUOng d~n ho?tdQng SXKD cua DMC, vi v~y, k~t qua ho?t dQng SXKD hgp nh~t toan T6ng cong ty nam2016 eta khong d?t k~ ho?ch db ra va c6 sv S\ltgiam so v6i cling leY 2015.

3. Ho,t dQngclla cac ti~u ban thuQcHQid6ng quan trjHQi dOng quan tri T6ng cong ty DMC kh6ng c6 ti€u ban trvc thuQc

4. Cac Nghj quyStiQuySt djnh ciia HQid6ng Quan trj (Ph\ll\lc 1)

m. Ban ki~m smit

1. Thong tin v~ thimh vien Ban Ki~m S03t

TT Ngay bat tJliu/khongcon laTVBKS

sa buai h(JpBKSthamd,_,.

--Tjl~

tham d"h(Jp

Thanh v;enBan Kiim Soat ChUCV!l

lOng Ph?IDMinh Duc Truangban 1110/2011 2 100%

2 Ba Nguy~n 'fhi Minh Hkg Thanh vien 112/2013 2 100%

Thanh vien 15/7/2015 2 100%

2. Ho~t dQng giam sat clla Ban Ki~m soat d6i vOiHQi d6ng Quan trj, Ban TBng-giam d6c va cBdong

Trong 6 thang cu6i nam 2016, Ban ki€m soat da thvc hl~n cong mc ki€m tra - ki€msoat thee dUng k~ ho?ch da dugc D?i hQidOng c6 dong phe chub. Ban ki€m soat cho rkgHQi dOng Quan trj, Ban T6ng giam d6c eta hoan thanh chuc trach, nhi~m V\l thee cac quych~, quy dinh hl~n hanh, C\lth€:

2

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- Nghi quyet cua Dai hQi d6ng c6 dong dircc HQi d6ng quan tri t6 chirc tri~n khaithirc hien. Ban kiem soat khong thdy c6 bdt tlnrong trong hoat dQng cua HQi d6ngQuan tri va Ban T6ng giam d6c.

Cac nghi quyet cua HQi d6ng Quan tri duoc ban hanh dung chirc nang va thamquyen, c6 nQi dung phu hQ'Pvoi Nghi quyet cua Dai hQi d6ng c6 dong.

- HQi d6ng Quan tri, Ban T6ng giam d6c da: di~u hanh thuc hien san xudt - kinhdoanh d~ trien khai k€ hoach 6 thang cu6i nam 2016 . Tuy nhien, trong b6i canh giadAu tho ti€p tuc bien dQng phirc tap theo chieu hirong giam sau da: anh huang tnrcti€p d€n hAuh€t cac Iinh V\lChoat dQng chinh san xudt - kinh doanh va djch V\l cuaT6ng cong ty dfut d€n cac chi tieu k€ ho~ch hQ'Pnhdt 6 thang cu6i nam cua DMCkhong dam bao theo m\lC tieu k~ ho~ch d~t ra.

T6ng cong ty vfut chu dQng duQ'cngu6n v6n, can d6i duQ'c dong ti~n, dam bao choho~t dQng san xudt - kinh doanh.

3. Sv ph6i hQ'p hO\lt dQng giti'a Ban Ki~m smit d6i vOl hO\lt dQng ciia HQi dAngQmin tri, Ban Tang ghim d6c va cac can bQ quan Iy khac

Ban ki~m soat, HQi d6ng quan trj va T6ng giam d6c da: c6 S\l ph6i hQ'Pt6t tren cosa di~u I~ ho~t dQng cua T6ng cong ty, quy ch€ ho~t dQng cua HQi d6ng Quan trj, quych~ ho~t dQng cua Ban ki~m soat. Trong cac dqt ki~m soat djnh Icy t~i Cong ty M~ :­DMC va cac dan vj thanh vien, Ban ki~m soat cung ph6i hQ'Pv6i HQi d6ng Quan tr{>\ki~m tra giam tf\lc ti€p t~i cac dan vj d~ c6 nhUng y ki€n xac th\lc, c6 gia trj. CaCJ¥;\-i\\,

, , ?" "." 1:-' lJkien, kien nghj cua Ban kiem soat ve co bim da:duQ'cHQi dong quan trj, Tong giam doc i_~-Jjc~l d~~ cac ~~ ~i khiic,ph~c ~oiln thi~. T~: nhi~n ':.i~ckh~~p~~c ~(lt s6 ki~n~.~,~;)fcon ch~m. HQl dong Quan tq va Ban Tong gIam doc da t~o dleu kl~n de Ban klem ~9VduQ'cti€p c~ cac thong tin tM li~u cAnthi~t ph\lCV\l cong tac ki~m tra giam sat cua Banki~m soat.

V~ S\l ph6i hQ'Pv6i c6 dong: Ban ki~m soat th\lc hi~n ph6i hQ'Pv6i cac c6 dong theoquy djnh t~i Lu~t Doanh nghi~p va Di~u I~ Cong ty. Ban ki~m soat vfut thuemg xuyenc6 s\llien h~, ph6i hQ'Pch~t che v6i c6 dong 100 la T~p doan DAukhi Vi~t Nam.

4. HO\lt dQng khac ciia Ban Ki~m soat (n~u co)

IV. Dao t\lOv~ quan tri ding ty

Cae kh6a dim tt;lO vJ quem trl cong ty ma cae thanh vien H(ji d6ng Qucintrl, thanhvien Ban Kiim Soat, r6ng Giam d6c, cae can b(j qucin ly khac va thu kY cong ty dil thamgia thea quy dlnh vJ quiin trl cong ty: Lu~t Doanh nghi~p 2014 - Cac quy djnh m6i v~Quim tri cong ty va kha nang ap d\lng d6i v6i Doanh nghi~p Vi~t Nam

V. Danh sach vi nguUi co lien quan ciia Tang cong ty thea quy ilinh t(li khoiin 34lJiiu 6 Lu(it ChUng khotin va giao dich ciia nguUi co lien quan ciia Tang Cong tyvUichfnh Tang Cong ty.

1. Danh sach v~ nguOi co lien quan Clla Tang cong ty (Ph\ll\lc 2)

3

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2. Giao dich giii'a cting ty vOl nguo! co lien quan cua cbng ty; holjc giii'a csng ty vOlca dong Ion,ngrririnvi bV,nguin co lien quan cua nguoi nvi bv:Khong co

3. Giao djch gifra nguot nQi bQ Tang eong ty, nguot co lien quan efta ngllOi nQi bQvOl cdng ty con, eong ty do Tang eong ty nim quy~n ki~m soat:Khong c6

4. Giao djch gifra Tang eong ty vOi cac d8i nrong khac

a. Giao dich gitra T6ng cong ty voi cong ty rna thanh vien IIDQT, thanh vien Ban Ki~rnsoat, T6ng Giam d6c di€u hanh da va dang la thanh vien sang l~p hoac thanh vienIIDQT, Giam d6c (T6ng giam d6c) di€u hanh trong thoi gian ba (03) nam tro lai day(tinh tai thai di~rn l~p bao cao): Khong c6

b. Giao dich gitta T6ng cong ty voi cong ty rna nguoi c6 lien quan cua Thanh vienIIDQT, thitnh vien Ban Ki~rn soat, T6ng Gicim d6c di€u hitnh la Thanh vien HDQT,Gicimd6c (T6ng Giarn d6c) di€u hanh: Khong c6

c. Cac giao djch khac cua T6ng cong ty (n~u c6) c6 th~ rnang l?i 19i ich v~t ch~t ho~cphi v~t ch~t d6i v&i thitnh vien HQi dbng Quan trj, thitnh vien Ban Ki~rn soat, T6ngGicimd6c di€u hitnh: !(hong c6

VI. Giao djch ca phiiu ciia ngrririnvi bv va ngrriri lien quan clla ngrririnpi bv

1.Danh stich ngrririnvi bv va ngrririco lien quan ciia ngU'irinpi bp (PhlJ IlJc3)

2. Giao djch ciia ngU'irinpi bp va ngU'irico lien quan d6i vOlcaphiiu ciia DMCKhongco

VII. Cae vin d~ ein ItrUy khae: Khong c6

Tren day la Bao cao Quan trj Cong ty sau thang cu6i nam 2016 cua T6ng cong tyDung djch khoan va H6a phfun DAu khi - CTCP, T6ng cong ty xin kinh bao cao Uy banChUng khoan Nha nu&c va Sa giao djch ChUng khoan Ha NQi.

Tran tr9ng.

Noi nhpn:- Nhumn;- TKHDQI (d~C7);- LuuVI, HDQI.

...Nguy~n NgQe Khanh

4

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PHVLve 1

cAe NGHI QUYET/QUYET BINH eVA HBQT 6 THANG cuor NAM 2016(Ban hanh kem theo Bdo cao s6:AGS IBC-DMC cua HDQT DMC ngayi5thting 01ndm 2017)

1.Ngh] quy~t

1 30112/2016 26371NQ-DMC chAp thuan k~ hoach dao tao nam 2016 cua cong ty DMC - Mien Nam

2 30112/2016 26391NQ-DMC chAp thuan k~ hoach dao tao nam 2016 cua cong ty DMC - Mien B~c

3 30/12/2016 26381NQ-DMC Chap thuan k~ hoach dao tao nam 2016 cua cong ty DMC - Mien Trung

4 29112/2016 26221NQ-DMC Tnt no g6c tnroc 4~ va thanh ly hop d6ng vay v6n tai tro dAunr du an nhamay Hoa pham Dau khi CMMep

5 23/12/2016 25681NQ-DMC Cong tac can bQtai cong ty DMC - Mien Nam

6 23/12/2016 25621NQ-DMC Cong tac can bQtai DMC - Mien Nam

7 19/12/2016 24891NQ-DMC T6pg k~t hoat dQng san xuAt - kinh doanh nam 20 16, trien khai k~ hoach sanxuat - kinh doanh nam 2017 va hQinghi ngiroi lao dQngnam 2017

8 02/12/2016 24051NQ-DMC chAp thuan dieu chinh danh muc thiet bi dAunr nam 2016 cua chi nhanhDMC-RT

9 02/12/2016 24071NQ-DMC Ban hanh quy dinh x~p nhom don vi trong T6ng cong ty DMC

1

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30/1112016 23851NQ-DMCBan harm eh~ dQehinh sach dBi vpi C}3CNVdiroc di~u dQng, di chuyen noi

10 lam viec/nghi Iuan phienlkhonfi sap xep duoc vi~c him trong qua trinh thuchien tai cau true cong ty Me - MC giai doan 2016 - 2020

11 24/1112016 23401NQ-DMC ChApthuan quyet toan quy luang nam 2015 dBi voi cong ty Me - DMC

12 19/09/2016 18881NQ-DMC ChApthuan nhan S\f gift chirc Chanh Van phong cong ty Me - DMC

13 25/08/2016 16661NQ-DMC chAp thu~ nhan su gift chirc tnrong ban TC&PTNNL cong ty Me - DMC

14 25/08/2016 16681NQ-DMC chAp thuan nhan su gift clnrc tnrong ban K~ hoach - DAunr cong ty Me - T6ngeongtyDMC

15 12/08/2016 15801NQ-DMC Phe duyet di~u ehinh han mire yay von hru dQngnam 2016 va uy quyen choTong giam doc ky giao dich voi cac to chirc tin dung cua cong ty Me - DMC

16 15/07/2016 1364INQ-DMC Giao quy luang k~ hoach nam 2016 dBi voi cong ty DMC - Mi~n Nam

17 15/07/2016 13651NQ-DMC Giao quy luang k~ hoach nam 2016 dBi voi cong ty DMC - Mi~n Bic

18 15/07/2016 1366INQ-DMC Giao quy luang k~ ho~ch nam 2016 dBi vai cong ty DMC - Mi~n Trung

19 11107/2016 12931NQ-DMC chAp thu~n ehu truang dAutu mua sim xe cAuUtinam 2016

20 11107/2016 13001NQ-DMC Phe duy~t chinh thuq muc thuOng hoan thanh k~ ho~ch nam 2015 dBi vaiNguai d~i di~n t~i Tong cong ty DMC

21 08/07/2016 12881NQ-DMC chAp thu~n co cAut6 chuc eua DMC - Mi~n Trung

2

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2. Quy~t djnh

Ban hanh quy ch6 "Xay dung k6 hoach - Giao k6 hoach - Kiem soat tlnrc hi~n1 18/07/2016 13811QD-DMC k6 hoach va daub gia hoan thanh nhiem vu k6 hoach san xUdt- kinh doanh

hang nam cua TAng cong ty DMC"

2 11107/2016 1312/QD-DMC X6p luang cho ba D6 Thi HAngH~ - Tro ly HQidAng quan tri DMC

3 11107/2016 13111QD-DMC X6p luang cho ong Bui TufutNgoc - K6 toan tnrong TAng cong ty DMC

4 11107/2016 1310/QD-DMC X6p luang cho ong Pham Minh Dire - Tnrong Ban Ki6m soat DMC

5 11107/2016 1309/QD-DMC X6p luang cho ong LUll Qu3c Phuong - Ph6 tAng giam d3c DMC

6 11107/2016 1308/QD-DMC X6p luang cho ong Khudt Quang Ti6n - Ph6 tAng giam d3c DMC

7 11107/2016 1307/QD-DMC X6p luang cho ong Le Hili Phong - Ph6 TAng giam d3c TAng cong ty DMC

8 11107/2016 1306/QD-DMC X6p luang cho ong Pham Xuan Toan - Ph6 TAng giam d3c DMC

9 11107/2016 1305/QD-DMC X6p luang cho ba Vii Hoang Hoa - Ph6 TAng giam d3c TAng cong ty DMC

10 11107/2016 1304/QD-DMC X6p luang cho ong Ton Anh Thi - TAng giam d3c TAng cong ty DMC

11 11107/2016 1303/QD-DMC X6p luang cho ong Nguyen Ngoc Quynh - Uy vien chuyen trach HDQT DMC

12 11107/2016 1302/QD-DMC X6p luang cho ong Ha Duy Tan - Uy vien chuyen trach HDQT DMC

13 11107/2016 1301lQD-DMC X6p luang cho ong D6 Xuan Vinh - Uy vien chuyen trach HDQT DMC

3

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Phu luc 2: DANH SACH NGUOI CO LIEN QUAN CVA TONG CONG TY DMC(Ban hanh kem theo Boo coo s6 .'165 IBC-DMC cua HDQT DMC ngay 02r thang01 ndm 2017)

Quan CMTIHCIDKKD Thiri di~m Tili kh08nTT Ten t6 ch.rc/d nhin Lotti

h~v6i Ch.rc v\IbAtdAu la

Dia chic6 dongCDNB Lotti S6 Ngay cip

Noi cApngtrOi co

S6 Ngay miY(DD/MMlYYYY) Ii@nquan (DDIMMlYYYY)

1 2 4 6 7 8 9 10 11 12 13 14 161 Nguy~n NgQc Khanh N(lib(l2 ve P~ Thi Nzuven dm NCLQ 63 Nguyen Vii Trung NCLQ 74 NgllY~n va Hunz NCLQ 75 Nguyen Manh Tuan NCLQ 9

6 Nguyen Thi nue NCLQ 10

7 Nguyen Khanh Tram NCLQ 11

8 Nguyen Ngoc Oanh NCLQ 11

9 TonAnh Thi N(li b(l

10 Ton Dire Phan NCLQ 111 Tnrong Thi Thrun NCLO 312 Nl'!;uy~nNzoc Hang Minh NCLQ 613 Ton vo Bao Tram NCLQ 714 Ton Thu Nga NCLQ 1015 Ton Anh Tuiin NCLQ 916 Ton Thu HIen NCLQ 10

17 Nguyen Thi Tram N(lib(l

18 Nguyen Vi~t Tuong NCLQ 119 Nguy~n H6nl'!;Nhl1t NCLQ 520 Nguy~n Vi~t Khoa NCLQ 721 Nguyen Vi~t Tuiin NCLQ 922 Nguy~n Vi~t Thang NCLQ 1123 Nguy~n Thi Thanh NCLQ 1024 Nguy~n Thi Thuy NCLQ 1025 NgllY~n Thi ThUY NCLQ 11

26 HaDuyTiin N(lib(l

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27 Nguyen Thj~h Anh NCLQ 628 Ha DI!Y_Thanh NCL_Q_ 129 Dao Thj Huyen NCLQ 330 Ha Thj Bleh Han_g_ NCLQ 1031 D6 Xuan Vjnh NQibQ

32 Vii Thjli NCI,& 633 D6 Thj Thanh Giang NCLQ 734 D6 Thi Tran_g_ NCL_Q_ 7

35 D6Thj Tha NCLQ 11

36 Nguyen NgQCQuynh NQibQ

37 Nguyen Xuan Nhirong NCLQ 138 BuiThj~h NCLQ 339Nguyen CO'!&Ban_g_ NCLQ 940 N~en N_Mc_Qt.ty~n NCLQ 941 Trinh Thi Thu Hien NCLQ 6

42 Vii Hoang Hoa NQibQ

43 Vii Ngoc An NCLQ 1

44 Hoang Kim Tuyen NCLQ 3

45 Nguyen Viet Trung NCLQ 5

46 Nguyen Viet Nam NCLQ 7

47 Nguyen Viet Long NCLQ 7

48 Vii Hoang Anh NCLQ 11

49 LiruQuoc Phuong NQibQ

50 Liru Van Thao NCLQ 1

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51 VU Thj On NCLQ 352N):!;uy~nThanh Thuv NCLQ 653 Luu Van Thanh NCLQ 954 Liru ThjHai NCLQ 1055 Luu Thi Thu Huonz NCLQ 1156 Khuat Quang Tien N(li b(l

57 Pham Thj Pha r.e NCLQ 658 KhuatQuan):!; Hai NCLQ 759 Khuat Thj Minh Tam NCLQ 1160 KhuatQuan):!; DUn):!; NCLQ 1161 Khuat Quang Trung NCLQ 1162 Khu~t Manh Hung NCLQ 1163 Khuat Thi Phuong Thao NCLQ 1164 te Hai Phonz N(lib(l65 te Van Sang NCLQ 166 Phan Thuc Anh NCLQ 667 te Phan Th\lC Linh NCLQ 768 Le Phan Nh(it Minh NCLQ 769 Le Phuong NCLQ 970 LeMinh Thu NCLQ 11

71 Pham Xuan Toan N(lib(l

72 Nguy~n Thj Toan NCLQ 673 Pham H6n):!;San NCLQ 774 Pham Viin Anh NCLQ 775 Pham Thi Tinh NCLQ 10

76 Pham Minh Duc N(li b(l

77 Doan Thu Hai NCLQ 678Nguy~n Thj Minh Hang N(li b(l79 Nguy~n Dire Tan NCLQ 180Nguy~n Thi Minh Nga NCLQ 381Nguy~n Hoai Nam NCLQ 582Nguy~n Hong Nhung NCLQ 783Nguy~n Minh Khoi NCLQ 784Nguy~n Minh Trl NCLQ 985 Bui TU&nNgoc N(lib(l

86 Bui Thi Minh Hang NCLQ 1087 Bui Cong Hoan NCLQ 9

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88 Bui Thj Minh Phu(1I1g NCLQ 10

89 Bui Thi Minh Nguyet NCLQ 10

90 Bui thi Thanh Thao NCLQ 1091 Bui Quang Thach NCLQ II92 Bui Ouoc Thanh NCLQ II93 Bui Nzoc Minh NCLQ II94 LeThi ThuHa NCLQ 6

95 TrAn Thu Trang NOibO

96 Trim Sy Khanh NCLQ I97 Nguyen Thu Ha NCLQ 398 Tran Quang Huy NCLQ II99 T~p doan Ddu khi Viet Nam NOibO 12

100Cong ty DMC - Mi~n Bile NOi bO 13

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Phu Jl}C 3: DANH sxcn NGU01 NQI BQ vANGU01 co LIEN QUAN CVA NGU01 NQI BQ(Ban hanh kern thea Baa eao s6.' Ab5 IBC-DMC cua HDQT DMC ngay J5 thang01niirn 2017)

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Dja chiNgay c§p sO-bfru phi~u cuaiLoai sa Noi cAp sa Ngay rno-(DDIMMlYYYY) (DDIMMlYYYY) cuai ky kY(%)

1 2 7 8 9 10 11 13 14 15 161 Nguy~nNgoe Khanh 1-CMT 011081075 15/1112005 HaNoi 1 14,470 0.029 P.508 A2,99 Lang Ha Ha Noi2 Vii Pham Thi NgllYencAm 1-CMT 012283763 28.09.1999 HaNoi P.508 A2,99 Lang Ha Ha Noi3 N_gllY.~nvn Trung 1-CMT 012283764 28.09.1999 HaNoi P.508 A2_,99Lang Ha Ha Noi4 Ng_l!Y.~nVil Hung 1-CMT 013113117 18.03.2010 HaNoi P.508 A2 99 Lan_gHaHa N6i5 Nguyen Manh Tuan 1-CMT 011081076 12.02.2009 HaNQi 0 0.0006 Nguyen Thi Hue 1-CMT 020037852 27.07.1994 H6Chi

Minh7 Nguyen Khanh Tram l-CMT 023627579 20.03.1998 H6Chi

Minh8 Nguy~nNgoe Oanh l-CMT 010251865 07.04.2004 HaNQi9 TonAnh Thi 1-CMT 012303001 20/4/2012 HaNOi 3,6 0 0.000 Phong 1701,Nha N09, Khu do thi

Dieh Vong. cAuGi~ Ha N6i10 Ton Due Phan 1-CMT 135592576 18/1112008 VinhPhuc11 Truong Thi ThAm 1-CMT 135766536 21112/2011 VinhPhuc12 ~~n Naoc HallgMinh 1-CMT 12446994 15/12/2011 HaNOi13 Ton Vii Bao Tram l-CMT 13379187 23/3/2011 HaNoi14 Ton Thu Nga l-CMT 141369050 1/4/1986 HiliHung15 TonAnh TuAn 1-CMT 135606826 23/1112010 Vinh Phuc16 Ton Thu HI~n 1-CMT 12693315 16/4/2004 HanOi17 Nguyen Thj Tram 1-CMT 010997067 09/06/2012 HaNOi 5 1,000 0.002 S6 nha 89, ph6 Hang Bong, Q.

Hoan Ki~m TP Ha Noi.18 Nguy~nVi~t Tuong l-CMT 010091499 22/08/2001 HaNQi19 Nguy~nH6ngNhat 1-CMT 011175859 06/05/2004 HaNOi20 Nguy~nViet Khoa 2-Ho ehieu B6395855 4/6/2012 HaNoi21 Nggy~nVi~t TuAn 1-CMT 010308948 07/10/2003 HaNoi22 Nguy~nVi~t Thing l-CMT 011465972 20/04/2007 HaNQi23 Nguy~nThi Thanh 1-CMT 010997072 06/03/2010 HaNOi24 ~~nThiThUy 1-CMT 001163000980 09/06/2014 HaNOi25 Nguy~nThi ThUy l-CMT 011891940 11103/2010 HaNoi

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26 HaDuyTan l-CMT 011670366 38300 HaN(>i 3 0 0.000 S6 2 day 3 - 61E De La Thanh,D6nl! Da Ha Noi27 Nguv€n Thi Ouvnh Anh l-CMT 011869823 8.2.2010 HaNoi

28 Ha Duy Thanh l-CMT 011417974 21.5.1998 HaNoi29 Dao Thi Huyen l-CMT 010444220 14.5.2009 HaNoi30 Ha Thi Bich HAng l-CMT 011608086 21.5.1998 HaNoi31 D6 Xuan Vjnh l-CMT 023627906 27/3/1998 H6Chi

3 0 0.00000 104D4- Thanh cong - Ba Dinh-HNMinh32 Vii Thj Ly l-CMT 013468301 40876 HaN(>i 104D4- Thanh cong - Ba Dinh-HN33 D6 Thi Thanh Giang 2-H(>chieu B4807110 13/5/2011 HaNQi34 D6 Thi Trang 2-Ho chieu B5490361 131712011 HANQi

35 D6 Thj Tha l-CMT 023931888 13/9/2004 ne CHiMinh

36 Nguysn Ngoc Quynh l-CMT 012567345 10/2/2003 HANQi 5 700 0.001 28 ngo 93 Vuong Thira Vii,Khuonz Mai Ha Noi37 Nguysn Xuan Nlurona l-CMT 012465529 12/3/2002 HANQi

38 Bui Thi Hanh l-CMT 012344686 2615/2000 HaNQi39 Nguy€nCong BAng l-CMT 012489916 20/3/2002 HANQi40 Nguyen Ngoc Ouven l-CMT 012545705 9/9/2002 HANQi41 Trinh Thi Thu Hi€n l-CMT 012946098 2/3/2007 HaNQi

42 Vii Hoang Hoa l-CMT 012166355 20/7/2009 HaNQi 7 0 0.000 13,N7A, Nguy€n Thi Thap, Qu~Thanh Xuan, Ha N(>i

43 Vii Ngoc An l-CMT 024178368 23.10.2003 H6CHiMinh

44 Hoang Kim Tuyen l-CMT 010097825 13.01.2005 HaNQi

45 Nguyen Vi~t Trung l-CMT 011575922 29.11.2011 HANQi

46 Nguy€nVi~tNam l-CMT 013287661 16.4.2010 HaNQi

47 Nguysn Vi~t Long l-CMT 013451170 11.7.2011 HaNQi

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48 Vii Hoang Anh l-CMT 012520895 14.6.2002 HllNQi

49 Luu Qu6e Phuong l-CMT 011719309 61112005 HllNQi 7 0 0.000 Phong 614, Chung eu s6 10HoaLu HaNoi50 Liru Van TMo l-CMT 030139317 18.11.2011 HaiPhong

51 Vii Thi On l-CMT 030760880 07.8.2006 HaiPhong52 Nguv~nThanh Thuv l-CMT 011762263 04.4.2005 HllNQi53 Luu Van Thanh l-CMT 030672155 23.10.2006 Hai Phong54 Luu Thi Hili l-CMT 030851544 28.3.2008 HaiPhong55 Luu Thi Thu Huong l-CMT 030977356 27.02.2008 Hai Phong

56 KhuAtQuang Ti~n l-CMT 012385985 8/1112011 HllNQi 7 3,000 0.006 Khu T~p th~DAukhi, 59 HuynhTlnic Khang. Ha Noi.57 Pham Thi Pha ts l-CMT 010423743 5/6/2003 HllNQi

58 Khuat Quang Hili l-CMT 012428551 4/12/2001 HllNQi59 Khuc1tThi Minh Tam l-CMT 011647908 2115/2009 HllNQi60 KhuAtQuang Dung l-CMT 111429374 1111111996 HllNQi61 Khuat Quang Trunz l-CMT 012942909 1114/2007 HllNQi62 Khuat Manh HUng l-CMT 012632510 8/4/2003 HllNQi63 Khuat Thi Phuong Thao l-CMT 111631715 13/0112000 HllNQi64 Le HiliPhong l-CMT 011567174 181112007 HllNQi 7 041COO1456 6/9/2007 0 0.000 S6 22 Ph6 Ouan Thanh Ha noi65 t.s Van Sang l-CMT 010593177 25.04.2000 HllNQi66 Phan Thue Anh l-CMT 011624555 26.10.2009 HllNQi67 te Phan Thue Linh 2-HQchien B2440615 24.07.2008 HllNQi68 te Phan Nhat Minh 2-HQchieu B2440875 24.7.2008 HllNQi69 Le Phuong l-CMT 010456937 07.07.1998 HllNQi70 LeMinh Thu l-CMT 011921121 HllNQi

71 Pham Xuan Toan l-CMT 012566639 29/1112002 HllNQi 7 045COOI005 31/7/2007 59 0.0001 176Vuong Thira Vii, Thanh Xuan,HaNoi72 Nguv~nThi Toan l-CMT 012669208 9/2/2004 HllNQi

73 Pham H6ng Son l-CMT 012495252 10/3/2002 HllNQi74 Pham VanAnh l-CMT 012945251 13/3/2007 HllNQi75 Pham Thi Tinh l-CMT 012289322 7/1011999 HllNQi

76 PhamMinh Due l-CMT 012009349 161111997 HllNQi 4 69 0.0001 S6 12,F 16 ,TT T6ng cue 2 ,Xuandinh Tir Liem Ha Noi

77 Doan Thu Hili l-CMT 100784594 15/10/2007 QuangNinh

78 Nguy~nThi Minh HAng l-CMT 011762322 251112007 HllNQi 5 1,600 0.00379 Nguv~nDue Tan l-CMT 010043976

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80 N.gUyenThi Minh Nga l-CMT 010525644 HaNQi81 Nguyen Hoai Nam l-CMT 011691304 2511/2007 HaNQi82 Nguyen H6ng Nhung con nho83 Nguyen Minh Khoi con nho84 Nguyen Minh Tri l-CMT 011235989 HaNQi85 Bui TufutNgoc l-CMT 011416232 03/04/2006 HaNQi 10 0 0.00066A,ng<>178,Ph6 Chg Khfun

Thien D6n.e;Da Ha Noi86 Bui Thi Minh Hfutg l-CMT 113483853 15110/2008 HoaBlnh87 Bui Cong Hoan l-CMT 013261144 2111/2010 HaNQi88 Bui Thi Minh Phuong l-CMT 113137142 28/3/2000 HoaBlnh

89 Bui Thi Minh Nguyet l-CMT 110732393 12/9/1979 HoaBlnh

90 Bui thi Thanh Thao l-CMT 113395977 18/4/2007 HoaBlnh91 Bui Quan_gThach l-CMT 113395963 18/4/2007 HoaBlnh92 Bui Ouec Thanh l-CMT 113074534 26/6/1998 Hoa Binh93 Bui Ngoc Minh l-CMT 012616942 23/6/2003 HaNQi94 Le thi Thu Ha l-CMT 013027878 5/1/2008 HaNQi95 Tr§n Thu Trang l-CMT 112115844 27/8/2004 HaNQi 11 0 o se nha 9,ng<>10dirong Thanh

Binh Ha Dong. Ha Noi96 Tran SyKhanh l-CMT 111068836 7/3/2008 HaNQi97 Nguyen Thu Ha l-CMT 111650242 9/9/2004 HaNQi98 Tran Quang Huy l-CMT 112529514 5/4/2008 HaNQi