«Санкции» ЕС в отношении Россииru-eu.org/sanctions/docs/Санкции_ЕС.docx · Web view«Санкции» ЕС в отношении России Содержание

«Санкции» ЕС в отношении России

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Содержание1. Краткий анализ статей Решений/Постановлений Совета ЕС, содержащих ограничительные меры в отношении России................................................................3

2. Перечень физических лиц, внесенных в «санкционный» список ЕС………....…...8

3. Перечень юридических лиц, внесенных в «санкционный» список ЕС……….….21

4. Перечень финансовых институтов, внесенных в «санкционный» список ЕС…..25

5. Council Decision 2014/145/CFSP of 17 March 2014………………………………...26

6. Council Regulation (EU) No 269/2014 of 17 March 2014………………………..…..33

7. Council Implementing Decision 2014/151/CFSP of 21 March 2014…………………45

8. Council Implementing Regulation (EU) No 284/2014 of 21 March 2014……………47

9. Council Implementing Decision 2014/238/CFSP of 28 April 2014…………………..49

10. Council Implementing Regulation (EU) No 433/2014 of 28 April 2014…………..52

11. Council Decision 2014/265/CFSP of 12 May 2014………………………………....55

12. Council Regulation (EU) No 476/2014 of 12 May 2014………………………….....59

13. Council Implementing Regulation (EU) No 477/2014 of 12 May 2014……………61

14. Council Decision 2014/386/CFSP of 23 June 2014………………………………....63

15. Council Regulation (EU) No 692/2014 of 23 June 2014…………………...……......65

16. Council Decision (EU) 2014/475/CFSP of 18 July 2014…………………...……...71

17. Council Regulation (EU) No 783/2014 of 18 July 2014………………………...…72

18. Council Implementing Regulation (EU) No 810/2014 of 25 July 2014……………74

19. Council Implementing Regulation (EU) No 811/2014 of 25 July 2014…….……...84

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20. Council Decision 2014/499/CFSP of 25 July 2014……………………………..….86

21. Council Regulation (EU) No 825/2014 of 30 July 2014…………………...………96

22. Council Implementing Regulation (EU) No 826/2014 of 30 July 2014…………..106

23. Council Decision 2014/507/CFSP of 30 July 2014……………………..………...110

24. Council Decision 2014/508/CFSP of 30 July 2014…………………………….…113

25. Council Regulation (EU) No 833/2014 of 31 July 2014…………………...……..117

26. Council Decision 2014/512/CFSP of 31 July 2014…………………………..…...126

1. Краткий анализ статей Решений/Постановлений Совета ЕС, содержащих

ограничительные меры в отношении России

Ограничительные меры (санкции) ЕС приняты по следующим

направлениям:

1) Меры в отношении физических лиц.

Запрещается въезд и транзит через территорию государства-члена ЕС лиц,

«ответственных за действия, подрывающие или угрожающие территориальной

целостности, суверенитету и независимости Украины», а также замораживаются

все средства и экономические ресурсы, которые принадлежат, находятся

в собственности или контролируются данными лицами (Решение Совета ЕС

(далее – Решение) № 2014/145/CFSP от 17 марта 2014 г.).

В приложении к вышеуказанному Решению указаны лица, на которых

распространяются данные ограничительные меры. Приложение впоследствии

было расширено Решениями и Постановлениями Совета ЕС

(далее – Постановление) № 284/2014 от 21 марта 2014 г., № 2014/238/CFSP

от 28 апреля 2014 г., № 2014/265/CFSP от 12 мая 2014 г., № 810/2014

от 25 июля 2014 г., №826/2014 от 30 июля 2014 г., № 2014/508/CFSP

от 30 июля 2014 г. (прим. – см. стр. 8).

2) Меры в отношении юридических лиц.

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ЕС ввел санкции в отношении определенных крымских коммерческих

организаций, чье право собственности было передано другим лицам в нарушение

украинского законодательства, а также лиц, получающих прибыль от передачи

права собственности (Решение № 2014/265/CFSP от 12 мая 2014 г.).

Перечень коммерческих организаций, подпадающих под ограничительные

меры, впоследствии был расширен Постановлением № 810/2014 от 25 июля 2014

г.

и Решением № 2014/508/CFSP от 30 июля 2014 г. (прим. – см. стр. 21).

25 июля 2014 г. в санкционный список были внесены «организации,

подрывающие территориальную целостность, суверенитет и независимость

Украины» (прим. – политические организации), в частности Луганская народная

республика, Донецкая народная республика, Федеративное государство

Новороссия, Международный союз общественных организаций «Всевеликое

войско донское» и т.д. (Постановление № 810/2014 от 25 июля 2014 г.).

3) Меры в отношении Крыма и Севастополя.

Вводится запрет на импорт товаров, происходящих из Крыма или Севастополя

в страны ЕС, а также запрет на предоставление финансирования или финансовой

помощи, связанного с импортом товаров, происходящих из Крыма или

Севастополя (Решение № 2014/386/CFSP от 23 июня 2014 г.).

В то же время ст. 2 вышеуказанного Решения содержит оговорку, что запрет на

импорт не распространяется на товары, происходящие из Крыма или

Севастополя, если данные товары были произведены под контролем украинских

властей и имеют украинский сертификат о происхождении.

Вводятся в действие ограничительные меры в области торговли в Крыму и

Севастополе. В частности, запрещается инвестировать в инфраструктуру,

транспорт, телекоммуникации, энергетический сектор, в добычу нефти, газа и

минеральных ресурсов (Постановление №825/2014 от 30 июля 2014 г.).

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Запрещается также продавать, поставлять, передавать и экспортировать

ключевое оборудование и технологии для вышеперечисленных секторов, а также

предоставлять страховые услуги.

Установлен запрет на покупку более 250 наименований товаров, среди

которых полезные ископаемые минералы и углеводороды (прим. – см. стр. 98).

4) Секторальные меры.

а) Меры в отношении товаров «двойного назначения» и нефтегазового

сектора.

Вводится запрет на продажу, поставку, трансфер или экспорт товаров

двойного назначения и технологий российским физическим или юридическим

лицам, при условии, что данные товары и технологии предназначаются для

использования в военных целях или если конечным потребителем могут быть

военные структуры (Постановление № 833/2014 от 31 июля 2014 г.).

Запрещается осуществление технической помощи и финансирование в

отношении товаров и технологий двойного назначения, а также товаров и

технологий, указанных в Едином военном перечне ЕС, предназначенных для

российских физических или юридических лиц или для использования в России.

Для прямых и «непрямых» продаж, поставок, передачи, экспорта в Россию

оборудования и технологий, используемых в нефтегазовой отрасли (прим. – см.

Прилож. 2, стр. 124), вводится режим предварительного одобрения

(лицензирования) сделки компетентным органом страны-члена ЕС. Разрешения

не будут выдаваться, если компетентный орган будет «иметь достаточные

основания полагать», что оборудования и технологии предназначены для

проектов, связанных с добычей нефти в Арктике, на глубоководном шельфе и

сланцевой нефти. При наличии таких оснований, ранее выданные разрешения

могут быть отозваны. Однако, компетентный орган может выдать разрешение,

если экспорт связан с использованием обязательств по контрактам, заключенным

до 1 августа 2014 г.

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При рассмотрении обращений в стране нахождения экспортера будут

применяться процедуры и правила ст. 11 Регламента Совета ЕС № 428/2009

от 5 мая 2009 г. «О режиме контроля за экспортом товаров и технологий двойного

назначения». Выданные разрешения будут действительны во всех странах-членах

ЕС.

б) Меры в отношении военного сектора.

Вводится эмбарго на экспорт и импорт вооружений и соответствующих

компонентов всех типов, включая оружие и амуницию, военные транспортные

средства и оборудование, полувоенное оборудование и запчасти в Россию/из

России (Решение № 2014/512/CFSP от 31 июля 2014 г.).

Также запрещается оказание технической помощи и финансирования России в

военной сфере.

в) Меры в отношении банковского сектора.

Вводится запрет на прямые и непрямые сделки купли-продажи,

предоставление брокерских услуг, оказание содействия в эмиссии и любые иные

операции с облигациями, акциями или подобными финансовыми инструментами

со сроком погашения более 90 дней, выпущенными в обращение, начиная с 1

августа 2014 г. (Постановление № 833/2014 от 31 июля 2014 г.) следующими

организациями:

зарегистрированными и работающими в России ведущими кредитными

организациями и институтами развития, в которых доля

государственного участия или контроля по состоянию на 1 августа 2014

г. превышает 50% (прим. – см. Прилож. 3, стр. 125);

любыми юридическими лицами, организациями или органами,

зарегистрированными за пределами ЕС, которыми более чем на 50%

владеют банки, перечисленные в приложении (т.е. на дочерние

организации в странах ЕС это положение не распространяется);

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любыми юридическими лицами, организациями и органами,

действующими от имени или по поручению указанных российских

банков и институтов развития, или вышеуказанных лиц, организаций и

органов.

Данный запрет не распространяется на международные финансовые институты

с участием России, штаб квартиры которых находятся на территории России.

Запрет распространяется на следующие торгуемые ценные бумаги: акции

компаний, партнерств, иных организаций, другие ценные бумаги,

представляющие акции, в том числе депозитарные расписки, а также облигации,

другие виды секьюритизированного долга, любые другие ценные бумаги, дающие

право приобретать или продавать вышеперечисленные ценные бумаги или

дающие право на получение расчетов наличными. В санкционный список также

включены инструменты краткосрочных «денежных» рынков, в т.ч. векселя,

депозитарные сертификаты и коммерческие бумаги (обязательства). Платежные

инструменты под запрет не подпадают. Предоставление и получение кредитов

запрет также не затрагивает.

Запрещаются любые действия в целях обхода установленных ограничений, в

т.ч. посредством «замещения» представления интересов подпадающих под

санкции российских банков.

Правила наказания лиц, нарушивших режим ограничений в отношении России,

будут устанавливаться на национальном уровне таким образом, чтобы наказание

нарушителей было «эффективным, пропорциональным и действенным».

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Секторальные ограничительные меры будут действовать до 31 июля 2015 г.

Ближайший обзор хода выполнения режима ограничений с учетом их

воздействия, а также мер, принятых третьими странами, состоится не позднее 31

октября 2014 г.

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2. Перечень физических лиц, внесенных в «санкционный» список ЕС№ Name Identifying

informationReasons Date of

listing1. Aksyonov Sergey

Valeryevich

Аксенов Сергей Валерьевич

d.o.b. 26.11.1972 Aksyonov was elected “Prime Minister of Crimea” in the Crimean Verkhovna Rada on 27 February 2014 in the presence of pro-Russian gunmen. His “election” was decreed unconstitutional by Oleksandr Turchynov on 1 March. He actively lobbied for the “referendum” of 16 March 2014.

17.03.2014

2. Konstantinov Vladimir Andreevich

КонстантиновВладимир Андреевич

d.o.b. 19.03.1967 As speaker of the Supreme Council of the Autonomous Republic of Crimea, Konstantinov played a relevant role in the decisions taken by the Verkhovna Rada concerning the “referendum” against territorial integrity of Ukraine and called on voters to cast votes in favour of Crimean Independence.

17.03.2014

3. Temirgaliev Rustam Ilmirovich

Темиргалиев Рустам Ильмирович

d.o.b. 15.08.1976 As Deputy Chairman of the Council of Ministers of Crimea, Temirgaliev played a relevant role in the decisions taken by the Verkhovna Rada concerning the “referendum” against territorial integrity of Ukraine. He lobbied actively for integration of Crimea into the Russian Federation.

17.03.2014

4. BerezovskiyDeniz Valentinovich

Березовский Денис

d.o.b. 15.07.1974 Berezovskiy was appointed commander of the Ukrainian Navy on 1 March 2014 and swore an oath to the Crimean armed force, thereby breaking his oath. The Prosecutor-

17.03.2014

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Валентинович General’s Office of Ukraine launched an investigation against him for high treason.

5. Chaliy Alekcei Mikhailovich

Чалый Алексей Михайлович

d.o.b. 13.06.1961 Chaliy became “Mayor of Sevastopol” by popular acclamation on 23 February 2014 and accepted this “vote”. He actively campaigned for Sevastopol to become a separate entity of the Russian Federation following a referendum on 16 March 2014.

17.03.2014

6. Zima Pyotr Anatoliyovech

Зима Петр Анатольевич

Zima was appointed as the new head of the Crimean Security Service (SBU) on 3 March 2014 by “Prime Minister” Aksyonov and accepted this appointment. He has given relevant information including a database to the Russian Intelligence Service (SBU). This included information on Euro- Maidan activists and human rights defenders of Crimea. He played a relevant role in preventing Ukraine’s authorities from controlling the territory of Crimea. On 11 March 2014 the formation of an independent Security Service of Crimea has been proclaimed by former SBU officers of Crimea.

17.03.2014

7. Zherebtsov Yuriy Gennadievich

Жеребцов Юрий Геннадьевич

Counsellor of the Speaker of the Verkhovna Rada of Crimea, one of the leading organizers of the 16 March 2014 “referendum” against Ukraine’s territorial integrity.

17.03.2014

8. Tsekov Sergey Pavlovych

Цеков Сергей Павлович

d.o.b. 28.03.1953 Vice Speaker of the Verkhovna Rada; Tsekov initiated together with Sergey Aksyonov the unlawful dismissal of the government of the Autonomous Republic of Crimea (ARC). He drew into this endeavour Vladimir Konstantinov, threatening him with his dismissal. He publicly recognized that the MPs from Crimea were the initiators of inviting Russian soldiers to take over Verkhovna Rada of Crimea. He was one of the first Crimean Leaders to ask in public for annexation of Crimea to Russia.

17.03.2014

9. Ozerov Viktor Alekseevich

Озеров Виктор Алексеевич

d.o.b. 5.1.1958 in Abakan, Khakassia

Chairman of the Security and Defense Committee of the Federation Council of the Russian Federation. On 1 March 2014 Ozerov, on behalf of the Security and Defense Committee of the Federation Council, publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.03.2014

10. Dzhabarov Vladimir Michailovich

Джабаров Владимир

d.o.b. 29.9.1952 First Deputy-Chairman of the International Affairs Committee of the Federation Council of the Russian Federation. On 1 March 2014 Dzhabarov, on behalf of the International Affairs

17.03.2014

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Михайлович Committee of the Federation Council, publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

11. Klishas Andrei Aleksandrovich

Клишас Андрей Александрович

d.o.b. 9.11.1972 in Sverdlovsk

Chairman of the Committee on Constitutional Law of the Federation Council of the Russian Federation. On 1 March 2014 Klishas publicly supported in the Federation Council the deployment of Russian forces in Ukraine. In public statements Klishas sought to justify a Russian military intervention in Ukraine by claiming that “the Ukrainian President supports the appeal of the Crimean authorities to the President of the Russian Federation on landing an all-encompassing assistance in defense of the citizens of Crimea”.

17.03.2014

12. Ryzhkov Nikolai Ivanovich

Рыжков Николай Иванович

d.o.b. 28.9.1929 in Duleevka, Donetsk region, Ukrainian SSR

Member of the Committee for federal issues, regional politics and the North of the Federation Council of the Russian Federation. On 1 March 2014 Ryzhkov publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.03.2014

13. Bushmin Evgeni Viktorovich

Бушмин Евгений Викторович

d.o.b. 4.10.1958 in Lopatino, Sergachiisky region, RSFSR

Deputy Speaker of the Federation Council of the Russian Federation. On 1 March 2014 Bushmin publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.03.2014

14. Totoonov Aleksandr Borisovich

Тотоонов Александр Борисович

d.o.b. 3.3.1957 in Ordzhonikidze, North Ossetia

Member of the Committee on culture, science, and information of the Federation Council of the Russian Federation. On 1 March 2014 Totoonov publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.03.2014

15. Panteleev Oleg Evgenevich

Пантелеев Олег Евгеньевич

d.o.b. 21.7.1952 in Zhitnikovskoe, Kurgan region

First Deputy Chairman of the Committee on Parliamentary Issues. On 1 March 2014 Panteleev publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.03.2014

16. Mironov Sergei Mikhailovich

Миронов Сергей Михайлович

d.o.b. 14.2.1953 in Pushkin, Leningrad region

Member of the Council of the State Duma; Leader of Fair Russia faction in the Duma of the Russian Federation. Initiator of the bill allowing Russian Federation to admit in its composition, under the pretext of protection of Russian citizens, territories of a foreign country without a consent of that country or of an international treaty.

17.03.2014

17. Zheleznyak Sergei Vladimirovich

Железняк Сергей Владимирович

d.o.b. 30.7.1970 in St Petersburg

Deputy Speaker of the State Duma of the Russian Federation. Actively supporting use of Russian Armed Forces in Ukraine and annexation of Crimea. He led personally the demonstration in support of the use of Russian Armed Forces in

17.03.2014

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Ukraine.18. Slutski Leonid

Eduardovich

Слуцкий Леонид Эдуардович

d.o.b. 4.01.1968 in Моscow

Chairman of the Commonwealth of Independent States (CIS) Committee of the State Duma of the Russian Federation (member of the LDPR). Actively supporting use of Russian Armed Forces in Ukraine and annexation of Crimea.

17.03.2014

19. Vitko Aleksandr Viktorovich

Витко Александр Викторович

d.o.b. 13.9.1961 in Vitebsk (Belarusian SSR)

Commander of the Black Sea Fleet, Vice-Admiral. Responsible for commanding Russian forces that have occupied Ukrainian sovereign territory.

17.03.2014

20. Sidorov Anatoliy Alekseevich

Сидоров Анатолий Алексеевич

Commander, Russia's Western Military District, units of which are deployed in Crimea. Commander of Russia's Western Military District, units of which are deployed in Crimea. He is responsible for part of the Russian military presence in Crimea which is undermining the sovereignty of the Ukraine and assisted the Crimean authorities in preventing public demonstrations against moves towards a referendum and incorporation into Russia.

17.03.2014

21. Galkin Aleksandr Viktorovich

Галкин Александр Викторович

Russia's Southern Military District, forces of which are in Crimea; the Black Sea Fleet comes under Galkin's command; much of the force movement into Crimea has come through the Southern Military District. Commander of Russia's Southern Military District ("SMD"). SMD forces are deployed in Crimea. He is responsible for part of the Russian military presence in Crimea which is undermining the sovereignty of the Ukraine and assisted the Crimean authorities in preventing public demonstrations against moves towards a referendum and incorporation into Russia. Additionally the Black Sea Fleet falls within the District's control.

17.03.2014

22. Rogozin Dmitry Olegovich

Рогозин Дмитрий Олегович

d.o.b. 21.12.1963; in Moscow

Deputy Prime Minister of the Russian Federation. Publicly called for the annexation of Crimea.

21.03.2014

23. Glazyev Sergey Urievich

Глазьев Сергей Юрьевич

d.o.b. 1.1.1961, Zaporozhye, (Ukrainian SSR)

Adviser to the President of the Russian Federation. Publicly called for the annexation of Crimea.

21.03.2014

24. Matviyenko Valentina Ivanovna

Матвиенко Валентина Ивановна

d.o.b. 7.4.1949, Shepetovka, Khmelnitskyi oblast (Ukrainian SSR)

Speaker of the Federation Council. On 1 March 2014, publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

21.03.2014

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25. Naryshkin Sergei Evgenevich

Нарышкин Сергей Евгеньевич

d.o.b. 27.10.1954, St Petersburg (former Leningrad)

Speaker of the State Duma. Publicly supported the deployment of Russian forces in Ukraine. Publicly supported the Russia-Crimea reunification treaty and the related federal constitutional law.

21.03.2014

26. Kiselyov Dmitry Konstantinovich

Киселев Дмитрий Константинович

d.o.b. 26.4.1954 Appointed by Presidential Decree on 9 December 2013 Head of the Russian Federal State news agency "Rossiya Segodnya". Central figure of the government propaganda supporting the deployment of Russian forces in Ukraine.

21.03.2014

27. Nosatov Alexander Mihailovich

Носатов Александр Михаилович

d.o.b. 27.3.1963 Sevastopol, (Ukrainian SSR)

Deputy-Commander of the Black Sea Fleet, Rear-Admiral Responsible for commanding Russian forces that have occupied Ukrainian sovereign territory.

21.03.2014

28. Kulikov Valery Vladimirovich

Куликов Валерий Владимирович


Deputy-Commander of the Black Sea Fleet, Rear Admiral Responsible for commanding Russian forces that have occupied Ukrainian sovereign territory.

21.03.2014

29. Surkov Vladislav Yurievich

Сурков Владислав Юрьевич

d.o.b. 21.9.1964, Solntsevo, Lipetsk

Aide to the President of the Russian Federation. He was an organiser of the process in Crimea by which local Crimean communities were mobilised to stage actions undermining the Ukrainian authorities in Crimea.

21.03.2014

30. Malyshev Mikhail

Малышев Михаил

Chair of the Crimea Electoral Commission

Responsible for administering the Crimean referendum. Responsible under the Russian system for signing referendum results.

21.03.2014

31. Medvedev Valery Kirillovich

Медведев Валерий Кириллович

Chair of Sevastopol Electoral Commission


21.03.2014

32. Lt. Gen. Turchenyuk Igor Nikolaevich

Турченюк Игорь Николаевич

Commander of the Russian forces in Crimea

The de-facto Commander of Russian troops deployed on the ground in Crimea (whom Russia continues to refer to officially as "local self-defence militias").

21.03.2014

33. Mizulina Elena Borisovna

Мизулина Елена Борисовна

Deputy in the State Duma

Originator and co-sponsor of recent legislative proposals in Russia that would have allowed regions of other countries to join Russia without their central authorities' prior agreement.

21.03.2014

34. Kozak Dmitry Nikolayevich

Козак Дмитрий Алексеевич

Born 7.11.1958 in Kirovohrad, Ukrainian SSR

Deputy Prime Minister. Responsible for overseeing the integration of the annexed Autonomous Republic of Crimea into the Russian Federation.

29.04.2014

35. Belaventsev Oleg Yevgenyvich

Белавенцев Олег

Born 15.9.1949 in Moscow

Plenipotentiary Representative of the President of the Russian Federation into the so called ‘Crimean Federal District’, Non-permanent member of the Russian

29.04.2014

13

Евгеньевич Security Council. Responsible for the implementation of the constitutional prerogatives of the Russian Head of State on the territory of the annexed Autonomous Republic of Crimea.

36. Savelyev Oleg Genrikhovich

Савельев Олег Генрихович

Born 27.10.1965 in Leningrad

Minister for Crimean Affairs. Responsible for the integration of the annexed Autonomous Republic of Crimea into the Russian Federation.

29.04.2014

37. Menyailo Sergei Ivanovich

Меняйло Сергей Иванович

Born 22.8.1960 in Alagir, North-Ossetian Autonomous SSR, RSFSR

Acting governor of the Ukrainian annexed city of Sevastopol.

29.04.2014

38. Kovatidi Olga Fedorovna

Ковитиди Ольга Федоровна

Born 7.5.1962 in Simferopol, Ukrainian SSR

Member of the Russian Federation Council from the annexed Autonomous Republic of Crimea.

29.04.2014

39. Shvetsova Ludmila Ivanovna

Швецова Людмила Ивановна

Born 24.9.1949 in Alma-Ata, USSR

Deputy Chairman of State Duma, United Russia — Responsible for initiating legislation to integrate the annexed Autonomous Republic of Crimea into the Russian Federation.

29.04.2014

40. Neverov Sergei Ivanovich

Неверов Сергей Иванович

Born 21.12.1961 in Tashtagol, USSR

Deputy Chairman of State Duma, United Russia. Responsible for initiating legislation to integrate the annexed Autonomous Republic of Crimea into the Russian Federation.

29.04.2014

41. Sergun Igor Dmitrievich

Сергун Игорь Дмитриевич

Born 28.3.1957 Director of GRU (Main Intelligence Directorate), Deputy Chief of the General Staff of the Armed Forces of the Russian Federation, Lieutenant-General. Responsible for the activity of GRU officers in Eastern Ukraine.

29.04.2014

42. Gerasimov Valery Vasilevich

Герасимов Валерий Валерьевич

Born 8.9.1955 in Kazan

Chief of the General Staff of the Armed Forces of the Russian Federation, First Deputy Minister of Defence of the Russian Federation, General of the Army. Responsible for the massive deployment of Russian troops along the border with Ukraine and lack of de-escalation of the situation.

29.04.2014

43. Prokopiv German Active leader of the ‘Lugansk Guard’. Took part in the seizure of the building of the Lugansk regional office of the Security Service, recorded a video address to President Putin and Russia from the occupied building. Close links with the ‘Army of the South-East’.

29.04.2014

44. Bolotov Valeriy Dmitrievich

Болотов Валерий Дмитриевич

One of the leaders of the separatist group ‘Army of the South-East’ which occupied the building of the Security Service in the Lugansk region. Retired officer. Before seizing the building he and other

29.04.2014

14

accomplices possessed arms apparently supplied illegally from Russia and from local criminal groups.

45. Purgin Andriy Evgenievich

Пургин Андрей Евгеньевич

Head of the ‘Donetsk Republic’, active participant and organiser of separatist actions, co-ordinator of actions of the ‘Russian tourists’ in Donetsk. Co-founder of a ‘Civic Initiative of Donbass for the Eurasian Union’.

29.04.2014

46. Pushylin Denys Vladimirovich

Пушилин Денис Владимирович

Born in Makiivka One of the leaders of the Donetsk People's Republic. Participated in the seizure and occupation of the regional administration. Active spokesperson for the separatists.

29.04.2014

47. Tsyplakov Sergey Gennadevich

Цыплаков Сергей Геннадьевич

One of the leaders of ideologically radical organization People's Militia of Donbas. He took active part in the seizure of a number of state buildings in Donetsk region.

29.04.2014

48. Strelkov Igor Ivanovich

Стрелков Игорь Иванович

Identified as staff of Main Intelligence Directorate of the General Staff of the Armed Forces of the Russian Federation (GRU). He was involved in incidents in Sloviansk. He is an assistant on security issues to Sergey Aksionov, self- proclaimed prime-minister of Crimea.

29.04.2014

49. Volodin Vyacheslav Viktorovich

Володин Вячеслав Викторович

Born 4 February 1964 in Alekseevka, Saratov region

First Deputy Chief of Staff of the Presidential Administration of Russia. Responsible for overseeing the political integration of the annexed Ukrainian region of Crimea into the Russian Federation.

12.05.2014

50. Shamanov Vladimir

Шаманов Владимир

Born 15.02.1954 in Barnaul.

Commander of the Russian Airborne Troops, Colonel-General. In his senior position holds responsibility for the deployment of Russian airborne forces in Crimea.

12.05.2014

51. Pligin Vladimir Nikolaevich

Плигин Владимир Николаевич

Born 19.05.1960 in Ignatovo, Vologodsk Oblast, USSR

Chair of the Duma Constitutional Law Committee. Responsible for facilitating the adoption of legislation on the annexation of Crimea and Sevastopol into the Russian Federation.

12.05.2014

52. Jarosh Petr Grigorievich

Ярош Петр Григорьевич

Acting Head of the Federal Migration Service office for Crimea. Responsible for the systematic and expedited issuance of Russian passports for the residents of Crimea.

12.05.2014

53. Kozyura Oleg Grigorievich

Козюра Олег Григорьевич

Born 19.12.1962 in Zaporozhye

Acting Head of the Federal Migration Service office for Sevastopol. Responsible for the systematic and expedited issuance of Russian passports for the residents of Crimea.

12.05.2014

54. Ponomariov Viacheslav Vladimirovich

Self-declared mayor of Slaviansk. Ponomarev called on Vladimir Putin to send in Russian troops to protect the city and later asked him to supply weapons.

12.05.2014

15

Пономарев Вячеслав Владимирович

Ponomarev's men are involved in kidnappings (they captured Ukrainian reporter Irma Krat and Simon Ostrovsky, a reporter for Vice News, both were later released, they detained military observers under OSCE Vienna Document).

55. Bezler Igor Nykolaiovych

Безлер Игорь Николаевич

Born in 1965 One of the leaders of self-proclaimed militia of Horlivka. He took control of the Security Service of Ukraine's Office in Donetsk region building and afterwards seized the Ministry of Internal Affairs' district station in the town of Horlivka. He has links to Ihor Strielkov under which command he was involved in the murder of Peoples' Deputy of the Horlivka's Municipal Council Volodymyr Rybak according to the SBU.

12.05.2014

56. Kakidzyanov Igor One of the leaders of armed forces of the self- proclaimed ‘Donetsk People's Republic’. The aim of the forces is to ‘protect the people of Donetsk People's Republic and territorial integrity of the republic’ according to Pushylin, one of the leaders of the ‘Donetsk People's Republic’.

12.05.2014

57. Tsariov Oleg Anatolievich

Царев Олег Анатольтевич

Member of the Rada. Publicly called for the creation of the Federal Republic of Novorossia, composed of South Eastern Ukrainian regions.

12.05.2014

58. Lyagin Roman Viktorovich

Лягин Роман Викторович

Head of the ‘Donetsk People's Republic’ Central Electoral Commission. Actively organised the referendum on 11 May on the self-determination of the ‘Donetsk People's Republic’.

12.05.2014

59. Malykhin Aleksandr Vladimirovich

Малыхин Александр Владимирович

Head of the ‘Lugansk People's Republic’ Central Electoral Commission. Actively organised the referendum on 11 May on the self-determination of the ‘Lugansk People's Republic’.

12.05.2014

60. Poklonskaya Natalia Vladimirovna

Поклонаская Наталья Владимировна

Born 18.03.1980 in Eupatoria

Prosecutor of Crimea. Actively implementing Russia's annexation of Crimea.

12.05.2014

61. Shevchenko Igor Sergeievich

Шевченко Игорь Сергеевич

Acting Prosecutor of Sevastopol. Actively implementing Russia's annexation of Sevastopol.

12.05.2014

62. Fradkov Mikhail Efimovich

Фрадков Михаил

Born on 1.9.1950 in Kurumoch, Kuibyshev region

Permanent member of the Security Council of the Russian Federation; Director of the Foreign Intelligence Service of the Russian Federation. As a

25.07.2014

16

Ефимович member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

63. Patrushev Nikolai Platonovich

Патрушев Николай Платонович

Born on 11.7.1951 in Leningrad (St Petersburg)

Permanent member and Secretary of the Security Council of the Russian Federation. As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

64. Bortnikov Aleksandr Vasilievich

Бортников Александр Васильевич

Born on 15.11.1951 in Perm

Permanent member of the Security Council of the Russian Federation; Director of the Federal Security Service (FSB). As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

65. Nurgaliev Rashid Gumarovich

Нургалиев Рашид Гумарович

Born on 8.10.1956 in Zhetikara, Kazakh Soviet Socialist Republic

Permanent member and Deputy Secretary of the Security Council of the Russian Federation. As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

66. Gryzlov Boris Vyacheslavovich

Грызлов Борис Вячеславович

Born on 15.12.1950 in Vladivostok

Permanent member of the Security Council of the Russian Federation. As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

67. Beseda Sergei Orestovoch

Беседа Сергей Орестович

1954 Commander of the Fifth Service of the FSB, Federal Security Service of the Russian Federation. As a senior FSB officer, he heads a service responsible which oversees intelligence operations and international activity.

25.07.2014

68. Degtyarev Mikhail Vladimirovich

Дегтярев Михаил Владимирович

Born on 10.7.1981 in Kuibyshev (Samara)

Member of the State Duma. On 23.5.2014 he announced the inauguration of the ‘de facto embassy’ of the unrecognized, so-called, ‘Donetsk People's Republic’ in Moscow, he contributes to undermine or threaten the territorial integrity,

25.07.2014

17

sovereignty and independence of Ukraine.69. Kadyrov Ramzan

Akhmadovitch

Кадыров Рамзан Ахматович

Born on 5.10.1976 in Tsentaroy

President of the Republic of Chechnya. Kadyrov made statements in support of the illegal annexation of Crimea and in support of the armed insurgency in Ukraine. He stated inter alia on 14 June 2014 that he ‘will do anything to help revive Crimea’. In that context, he was awarded the medal for ‘the liberation of Crimea’ by the Acting Head of the Autonomous Republic of Crimea for the support he provided to the unlawful annexation of Crimea. In addition, on 1 June 2014 he expressed his readiness to send 74 000 Chechen volonteers to Ukraine if requested to do so.

25.07.2014

70. Tkachyov Alexander Nikolayevich

Ткачев АлександрНиколаевич

Born on 23.12.1960 in Vyselki

Governor of the Krasnodar Krai. He was awarded the medal ‘for the liberation of Crimea’ by the Acting head of the Autonomous Republic of Crimea for the support he provided to the unlawful annexation of Crimea. At that occasion, the Acting Head of the Autonomous Republic of Crimea said that Tkachyov was one of the first to express his support to the new ‘leadership’ of Crimea.

25.07.2014

71. Gubarev Pavel Urievich

Губарев Павел Юрьевич

Born on 10.2.1983 in Sievierodonetsk

One of the self-described leaders of the so- called ‘people' Republic of Donetsk’. He requested Russian intervention in eastern Ukraine, including through the deployment of Russian peacekeeping forces. He is associated with Igor Strelkov/Girkin, who is responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine. Gubarev is responsible for recruiting people for armed forces of separatists. Responsible for taking over of the regional government building in Donetsk with pro- Russian forces and proclaimed himself the ‘people's governor’. Despite being arrested for threatening the territorial integrity of Ukraine, and subsequently released, he has continued to play a prominent role in separatist activities, thus undermining the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

72. Gubareva Ekaterina Urievna

Губарева Екатерина Юрьевна

Born on 5.7.1983 in Kakhovka

In her capacity of so called ‘Minister of Foreign Affairs’ she is responsible of defending the so called ‘Donetsk People's Republic’, thus undermining the territorial integrity, sovereignty and independence of Ukraine. In addition, her bank account is used to finance illegal armed separatist groups. In taking on and acting in this

25.07.2014

18

capacity she has therefore supported actions and policies which undermine the territorial integrity, sovereignty and independence of Ukraine.

73. Berezin Fedor Dmitrievich

Березин Фёдор Дмитриевич

Born on 7.2.1960 in Donetsk

The so-called ‘deputy defence minister’ of the so-called ‘Donetsk People's Republic’. He is associated with Igor Strelkov/Girkin, the so-called ‘defence minister’ of the so-called ‘Donetsk People's Republic’, who is responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine. In taking on and acting in this capacity Berezin has therefore supported actions and policies which undermine the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

74. Kaurov Valery Vladimirovich

Кауров Валерий Владимирович

Born on 2.4.1956 in Odessa

The self-described ‘president’ of the so-called ‘Republic of Novorossiya’ who has called on Russia to deploy troops to Ukraine. In taking on and acting in this capacity he has therefore supported actions and policies which undermine the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

75. Zdriliuk Serhii Anatoliyovych

Здрылюк Сергей Анатольевич

Born on 23.6.1972 in Vinnytsia region

Senior aid to Igor Strelkov/Girkin who is responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine. In taking on and acting in this capacity, Zdriliuk has therefore supported actions and policies which undermine the territorial integrity, sovereignty and independence of Ukraine.

25.07.2014

76. Antyufeyev Vladimir Urievich

Антюфеев Владимир Юрьевич

Born on 19.2. 1951 in Novosibirsk

Former ‘Ministry of State Security’ in the separatist region of Transnistria. Since 9 July 2014, he has been the first vice-prime minister of Donetsk People's Republic, responsible for security and law enforcement. In his capacity, he is responsible for the separatist ‘governmental’ activities of the so called ‘government of the Donetsk People's Republic’.

25.07.2014

77. Gromov Alexey Alexeyevich

Громов Алексей Алексеевич

Born on 31.5.1960; in Zagorsk (Sergiev Posad)

As first Deputy Chief of Staff of the Presidential Administration, he is responsible for instructing Russian media outlets to take a line favourable with the separatists in Ukraine and the annexation of Crimea, therefore supporting the destabilisation of Eastern Ukraine and the annexation of Crimea.

30.07.2014

78. Tchigrina Oksana Aleksandrovna

Чигрина Оксана

Spokesperson of the so called ‘government’ of the so called ‘Lugansk People's Republic’ who made declarations justifying inter alia the shooting down of a

30.07.2014

19

Александровна Ukrainian military airplane, the taking of hostages, fighting activities by the illegal armed groups, which have as a consequence undermined the territorial integrity, sovereignty and unity of Ukraine.

79. Litvinov Boris Alekseevich

Литвинов Борис Алексеевич

As of 22 July, chairman of the so-called ‘Supreme Council’ of the so called ‘Donetsk People's Republic’ who was at the source of policies and the organisation of the illegal referendum leading to the proclamation of the so-called ‘Donetsk People's Republic’, which constituted a breach of the territorial integrity, sovereignty and unity of Ukraine.

30.07.2014

80. Abisov Sergey Vadimovich

Абисов Сергей Вадимович

Born on 27.11. 1967

By accepting his appointment as so-called ‘Minister of Interior of the Republic of Crimea’ by the President of Russia (decree No.301) on 5 May 2014 and by his actions as so-called ‘Minister of Interior’ he has undermined the territorial integrity, sovereignty and unity of Ukraine

30.07.2014

81. Rotenberg Arkady Romanovich

Ротенберг Аркадий Романович


Mr Rotenberg is a long-time acquaintance of President Putin and his former judo sparring partner. He has developed his fortune during President Putin's tenure. He has been favoured by Russian decision-makers in the award of important contracts by the Russian State or by State-owned enterprises. His companies were notably awarded several highly lucrative contracts for the preparations of the Sochi Olympic Games. He is a major shareholder of Giprotransmost, a company which has received a public procurement contract by a Russian State-owned Company to conduct the feasibility study of the construction of a bridge from Russia to the illegally annexed Autonomous Republic of Crimea, therefore consolidating its integration into the Russian Federation which in turn further undermines the territorial integrity of Ukraine.

30.07.2014

82. Malofeev Konstantin Valerevich

Малофеев Константин Валерьевич

Born on 3.7.1974 in Puschino

Mr Malofeev is closely linked to Ukrainian separatists in Eastern Ulkraine and Crimea. He is a former employer of Mr Borodai, so-called Prime Minister of the so-called ‘Donetsk People's Republic’ and met with Mr Aksyonov, so-called Prime Minister of the so-called ‘Republic of Crimea’, during the period of the Crimean annexation process. The Ukrainian Government has opened a criminal investigation into his alleged

30.07.2014

20

material and financial support to separatists. In addition, he gave a number of public statements supporting the annexation of Crimea and the incorporation of Ukraine into Russia and notably stated in June 2014 that ‘You can't incorporate the whole of Ukraine into Russia. The East (of Ukraine) maybe’. Therefore Mr. Malofeev is acting in support of the destabilisation of Eastern Ukraine.

83. Kovalchuk Yuriy Valentinovich

Ковальчук Юрий Валентинович


Mr Kovalchuk is a long-time acquaintance of President Putin. He is a co-founder of the so- called Ozero Dacha, a co-operative society bringing together an influential group of individuals around President Putin. He is benefiting from his links with Russian decision-makers. He is the chairman and largest shareholder of Bank Rossiya, of which he owned around 38 % in 2013, and which is considered the personal bank of Senior Officials of the Russian Federation. Since the illegal annexation of Crimea, Bank Rossiya has opened branches across Crimea and Sevastopol, thereby consolidating their integration into the Russian Federation. Furthermore, Bank Rossiya has important stakes in the National Media Group which in turn controls television stations which actively support the Russian government's policies of destabilisation of Ukraine.

30.07.2014

84. Shamalov Nikolay Terentievich

Шамалов Николай Терентьевич

Born on 24.1.1950

Mr Shamalov is a long-time acquaintance of President Putin. He is a co-founder of the so- called Ozero Dacha, a co-operative society bringing together an influential group of individuals around President Putin. He benefits from his links with Russian decision- makers. He is the second largest shareholder of Bank Rossiya, of which he owned around 10 % in 2013, and which is considered the personal bank of Senior Officials of the Russian Federation. Since the illegal annexation of Crimea, Bank Rossiya has opened branches across Crimea and Sevastopol, thereby consolidating their integration into the Russian Federation. Furthermore, Bank Rossiya has important stakes in the National Media Group which in its turn controls television stations which actively support the Russian government's policies of destabilisation of Ukraine.

30.07.2014

21

3. Перечень юридических лиц, внесенных в «санкционный» список ЕС№ Name Identifying

informationReasons Date of

listing1. PJSC

CHERNOMORNEFTEGAZ

Государственное Акционерное Общество «Черноморнефтегаз»

On 17.03.2014 the ‘Parliament of Crimea’ adopted a resolution declaring the appropriation of assets belonging to Chernomorneftegaz enterprise on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

12.05.2014

2. FEODOSIA

Феодосия

On 17.03.2014 the ‘Parliament of Crimea’ adopted a resolution declaring the appropriation of assets belonging to Feodosia enterprise on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

12.05.2014

3. State ferry enterprise «Kerch ferry»

Государственная судоходная компания «Керченская паромная переправа»

16 Tselibernaya Street, 98307 Kerch (Автономная Республика Крым, г. Керчь, ул. Целимберная, 16) code: 14333981

The ownership of the entity was transferred contrary to the Ukrainian law. The ‘Parliament of Crimea’ adopted a resolution No. 1757-6/14 on 17.3.2014 ‘On nationalization of some companies belonging to the Ukrainian ministries of infrastructure or agriculture’ and the ‘Presidium of the Parliament of Crimea’ adopted a decision No. 1802-6/ 14 on 24.3.2014 ‘On state-owned Ferry Enterprise Kerch Ferry’ declaring the appropriation of assets belonging to the state ferry enterprise ‘Kerch Ferry’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

25.07.2014

4. State enterprise «Sevastopol commercial seaport»

Государственное предприятие «Севастопольский морской торговый порт»

3 Place Nakhimova, 99011 Sevastopol (99011, г. Севастополь, пл. Нахимова, 3) code: 01125548

The ownership of the entity was transferred contrary to the Ukrainian law. On 17.3.2014 the ‘Parliament of Crimea’ adopted a resolution No. 1757-6/14 ‘On nationalization of some companies belonging to the Ukrainian ministries of infrastructure or agriculture’ declaring the appropriation of assets belonging to the state enterprise ‘Sevastopol commercial seaport’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively

25.07.2014

22

confiscated by the Crimean ‘authorities’. In terms of volume of trade, it is the biggest commercial seaport in Crimea.

5. State enterprise «Kerch commercial sea port»

Государственное предприятие «Керченский морской торговый порт»

28 Kirova Str., 98312, Kerch, Autonomous Republic of Crimea, (98312, Автономная Республика Крым, г. Керчь, ул. Кирова, 28) Code: 01125554

The ownership of the entity was transferred contrary to the Ukrainian law. The ‘Parliament of Crimea’ adopted a resolution No.1757-6/14 on 17.3.2014 ‘On nationalization of some companies belonging to the Ukrainian ministries of infrastructure or agriculture’ and a resolution No. 1865-6/14 on 26.3.2014 ‘On State-Owned Enterprise "Crimean Sea Ports’ (‘О Государственном предприятии "Крымские морские порты’) declaring the appropriation of assets belonging to the state enterprise ‘Kerch Commercial Sea Port’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’. In terms of volume of trade, it is the second biggest commercial seaport in Crimea.

25.07.2014

6. State enterprise Universal-Avia

Государственное предприятие «Универсал-Авиа»

5, Aeroflotskaya street, 95024 Simferopol (Аэрофлотская улица, 5, Симферополь г.)

The ownership of the entity was transferred contrary to the Ukrainian law. On 24.3.2014 the ‘Presidium of the Parliament of Crimea’ adopted a decision ‘On State-owned Enterprise "Gosudarstvenoye predpriyatiye Universal-Avia’ (‘О Государственном предприятии “Универсал-Авиа”)’ No. 1794-6/14 declaring the appropriation of assets belonging to the state enterprise ‘Universal- Avia’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

25.07.2014

7. Resort «Nizhnyaya Oreanda»

Санаторий «Нижняя Ореанда»

Resort ‘Nizhnyaya Oreanda’, 08655, Yalta, Oreanda (08655, г.Ялта, пгт. Ореанда, Санаторий ‘Нижняя Ореанда’)

The ownership of the entity was transferred contrary to the Ukrainian law. On 21 March the ‘Presidium of the Parliament of Crimea’ adopted a decision ‘On the questions of creation of the Association of sanatoria and resorts’ No. 1767-6/14 declaring the appropriation of assets belonging to the resort ‘Nizhnyaya Oreanda’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

25.07.2014

8. Crimean enterprise «Azov distillery plant»

Крымское республиканское предприятие «Азовский ликероводочный

40 Zeleznodorozhnaya str., 96178 town of Azov, Jankoysky district Джанкойский район, пгт Азовское, ул. Железнодорожн

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and

25.07.2014

23

Завод» ая, 40) code: 01271681

organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the ‘Azovsky likerovodochny zavod’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

9. State concern National Association of producers «Massandra»

Национальное производственно-аграрное объединение «Массандра»

6, str. Mira, Massandra 98600 city of Yalta (98600, г. Ялта, пгт Массандра, ул. Мира, д. 6) code: 00411890

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the state concern ‘National Association of producers “Massandra”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

25.07.2014

10. «State enterprise Magarach of the national institute of wine»

Государственное предприятие Агрофирма «Магарач» Национального института винограда и вина «Магарач»

9 Chapayeva str., 98433 Vilino, Bakhchisarayski district, (98433, Автономная Республика Крым, Бахчисарайский район, с. Вилино, ул. Чапаева, д. 9) Code: 31332064

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the state enterprise ‘Gosudarstvenoye predpriyatiye “Agrofirma Magarach” nacionalnogo instituta vinograda i vina “Magarach”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

25.07.2014

11. State enterprise «Factory of sparkling wine Novy Svet»

Государственное предприятиеЗавод шампанских вин «Новый свет»

1 Shalyapina str., 98032 Sudak, Novy Svet (98032, г. Судак, пгт Новый Свет, ул. Шаляпина, д. 1) Code: 00412665

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No. 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the “Republic of

25.07.2014

24

Crimea” declaring the appropriation of assets belonging to the state enterprise “Zavod shampanskykh vin Novy Svet”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

12. Joint-Stock Company Concern «Almaz-Antei»

ОАО Концерн ПВО «Алмаз-Антей»

41 ul.Vereiskaya, Moscow 121471, Russia; Website: almaz-antey.ru; Email Address [email protected]

Almaz-Antei is a Russian state-owned company. It manufactures anti-aircraft weaponry including surface-to-air missiles which it supplies to the Russian army. The Russian authorities have been providing heavy weaponry to separatists in Eastern Ukraine, contributing to the destabilization of Ukraine. These weapons are used by the separatists, including for shooting down airplanes. As a state-owned company, Almaz- Antei therefore contributes to the destabilization of Ukraine.

30.07.2014

13. Dobrolet

ООО «Добролет»

Airline code QD International Highway, House 31, building 1, 141411 Moscow 141411, Москва г, Международное ш, дом 31, строение 1 Website: dobrolet.com

Dobrolet is a subsidiary of a Russian state-owned airline. Since the illegal annexation of Crimea Dobrolet has so far exclusively operated flights between Moscow and Simferopol. It therefore facilitates the integration of the illegally annexed Autonomous Republic of Crimea into the Russian Federation and undermines Ukrainian sovereignty and territorial integrity.

30.07.2014

25

4. Перечень финансовых институтов, внесенных в «санкционный» список ЕС1. Russian National

Commercial Bank

Российский Национальный Коммерческий Банк

License of the Central Bank of Russia No. 1354 Russian Federation, 127 030 Moscow, Krasnoproletarskaya street 9/5.

After the illegal annexation of Crimea, Russian National Commercial Bank (RNCB) became fully owned by the so-called ‘Republic of Crimea’. It has become the dominant player in the market, while it had no presence in Crimea before the annexation. By buying or taking over from branches of retreating banks operating in Crimea, RNCB supported materially and financially the actions of the Russian government to integrate Crimea into the Russian Federation, thus undermining Ukraine's territorial integrity.

30.07.2014

2. Sberbank

ОАО «Сбербанк России»

31.07.2014

3. VTB Bank

ОАО «Банк ВТБ»

31.07.2014

4. Gazprombank

ОАО «Газпромбанк»

31.07.2014

5. Vnesheconombank (VEB)

ГК «Банк развития и внешнеэкономической деятельности» (Внешэкономбанк)

31.07.2014

6. Rosselkhozbank

ОАО «Россельхозбанк»

31.07.2014

26

5. Council Decision 2014/145/CFSP

of 17 March 2014concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on European Union, and in particular Article 29 thereof, Whereas:

(1) On 6 March 2014, the Heads of State or Government of the Union's Member States strongly condemned the unprovoked violation of Ukrainian sovereignty and territorial integrity by the Russian Federation and called on the Russian Federation to immediately withdraw its armed forces to the areas of their permanent stationing, in accordance with the relevant agreements. They called on the Russian Federation to enable immediate access for international monitors. The Heads of State or Government considered that the decision by the Supreme Council of the Autonomous Republic of Crimea to hold a referendum on the future status of the territory is contrary to the Ukrainian Constitution and therefore illegal.

(2) The Heads of State or Government decided to take actions, including those envisaged by the Council on 3 March 2014, notably to suspend bilateral talks with the Russian Federation on visa matters as well as talks with the Russian Federation on a new comprehensive Agreement which would replace the existing Partnership and Cooperation Agreement.

(3) The Heads of State or Government underlined that the solution to the crisis should be found through negotiations between the Governments of Ukraine and of the Russian Federation, including through potential multilateral mechanisms, and that in the absence of results within a limited timeframe the Union will decide on additional measures, such as travel bans, asset freezes and the cancellation of the EU-Russia summit.

(4) In the current circumstances, travel restrictions and an asset freeze should be imposed against persons responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, including actions on the future status of any part of the territory which are contrary to the Ukrainian Constitution, and persons, entities or bodies associated with them.

(5) Further action by the Union is needed in order to implement certain measures,

HAS ADOPTED THIS DECISION:

Article 11. Member States shall take the necessary measures to prevent the entry into, or transit through, their territories of the natural persons responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, and of natural persons associated with them, as listed in the Annex. 2. Paragraph 1 shall not oblige a Member State to refuse its own nationals entry into its territory. 3. Paragraph 1 shall be without prejudice to the cases where a Member State is bound by an obligation of international law, namely: (a) as a host country to an international intergovernmental organisation;

27

(b) as a host country to an international conference convened by, or under the auspices of the United Nations; (c) under a multilateral agreement conferring privileges and immunities; or (d) under the 1929 Treaty of Conciliation (Lateran pact) concluded by the Holy See (State of the Vatican City) and Italy. 4. Paragraph 3 shall be considered as also applying in cases where a Member State is host country to the Organisation for Security and Cooperation in Europe (OSCE). 5. The Council shall be duly informed in all cases where a Member State grants an exemption pursuant to paragraphs 3 or 4. 6. Member States may grant exemptions from the measures imposed under paragraph 1 where travel is justified on the grounds of urgent humanitarian need, or on grounds of attending intergovernmental meetings, and those promoted or hosted by the Union, or hosted by a Member State holding the Chairmanship in office of the OSCE, where a political dialogue is conducted that directly promotes the policy objectives of the restrictive measures, including support for the territorial integrity, sovereignty and independence of Ukraine.

7. A Member State wishing to grant exemptions referred to in paragraph 6 shall notify the Council in writing. The exemption shall be deemed to be granted unless one or more of the Council members raises an objection in writing within two working days of receiving notification of the proposed exemption. Should one or more of the Council members raise an objection, the Council, acting by qualified majority, may decide to grant the proposed exemption. 8. Where, pursuant to paragraphs 3, 4, 6 and 7, a Member State authorises the entry into, or transit through its territory of persons listed in the Annex, the authorisation shall be limited to the purpose for which it is given to the person concerned therewith.

Article 21. All funds and economic resources belonging to, owned, held or controlled by natural persons responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, and natural or legal persons, entities or bodies associated with them, as listed in the Annex, shall be frozen. 2. No funds or economic resources shall be made available, directly or indirectly, to or for the benefit of natural or legal persons, entities or bodies listed in the Annex. 3. The competent authority of a Member State may authorise the release of certain frozen funds or economic resources, or the making available of certain funds or economic resources, under such conditions as it deems appropriate, after having determined that the funds or economic resources concerned are: (a) necessary to satisfy the basic needs of the persons listed in the Annex and their dependent family members, including payments for foodstuffs, rent or mortgage, medicines and medical treatment, taxes, insurance premiums, and public utility charges; (b) intended exclusively for the payment of reasonable professional fees and the reimbursement of incurred expenses associated with the provision of legal services; (c) intended exclusively for the payment of fees or service charges for the routine holding or maintenance of frozen funds or economic resources; or (d) necessary for extraordinary expenses, provided that the competent authority has notified the competent authorities of the other Member States and the Commission of the grounds on which it considers that a specific authorisation should be granted, at least two weeks prior to the authorisation. The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under this paragraph.

4. By way of derogation from paragraph 1, the competent authorities of a Member State may authorise the release of certain frozen funds or economic resources, provided that the following conditions are met: (a) the funds or economic resources are the subject of an arbitral decision rendered prior to the date on which the person, entity or body referred to in paragraph 1 was listed in the Annex, or of a judicial or administrative decision rendered in the Union, or a judicial decision enforceable in the Member State concerned, prior to or after that date;

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(b) the funds or economic resources will be used exclusively to satisfy claims secured by such a decision or recognised as valid in such a decision, within the limits set by applicable laws and regulations governing the rights of persons having such claims; (c) the decision is not for the benefit of a natural or legal person, entity or body listed in the Annex; and (d) recognition of the decision is not contrary to public policy in the Member State concerned. The Member State concerned shall inform the other Member States and the Commission of any authorisations granted under this paragraph. 5. Paragraph 1 shall not prevent a listed natural or legal person, entity or body from making a payment due under a contract entered into prior to the date on which such natural or legal person, entity or body was listed in the Annex, provided that the Member State concerned has determined that the payment is not, directly or indirectly, received by a natural or legal person, entity or body referred to in paragraph 1. 6. Paragraph 2 shall not apply to the addition to frozen accounts of: (a) interest or other earnings on those accounts; (b) payments due under contracts, agreements or obligations that were concluded or arose prior to the date on which those accounts became subject to the measures provided for in paragraphs 1 and 2; or (c) payments due under judicial, administrative or arbitral decisions rendered in the Union or enforceable in the Member State concerned, provided that any such interest, other earnings and payments remain subject to the measures provided for in paragraph 1.

Article 31. The Council, acting upon a proposal by a Member State or the High Representative of the Union for Foreign Affairs and Security Policy, shall decide to establish and amend the list in the Annex.

2. The Council shall communicate the decision referred to in paragraph 1, including the grounds for the listing, to the natural or legal person, entity or body concerned, either directly, if the address is known, or through the publication of a notice, providing such person, entity or body with an opportunity to present observations. 3. Where observations are submitted, or where substantial new evidence is presented, the Council shall review the decision referred to in paragraph 1 and inform the person, entity or body concerned accordingly.

Article 41. The Annex shall include the grounds for listing the natural or legal persons, entities or bodies referred to in Article 1(1) and 2(1). 2. The Annex shall also contain, where available, the information necessary to identify the natural or legal persons, entities or bodies concerned. With regard to natural persons, such information may include names, including aliases, date and place of birth, nationality, passport and identity card numbers, gender, address if known, and function or profession. With regard to legal persons, entities or bodies, such information may include names, place and date of registration, registration number and place of business.

Article 5In order to maximise the impact of the measures referred to in Article 1(1) and 2(1), the Union shall encourage third States to adopt restrictive measures similar to those provided for in this Decision.

Article 6This Decision shall enter into force on the date of its publication in the Official Journal of the European Union. This Decision shall apply until 17 September 2014. This Decision shall be kept under constant review. It shall be renewed, or amended as appropriate, if the Council deems that its objectives have not been met.

ANNEX

29

List of persons and bodies referred to in Articles 1 and 2

№ Name Identifying information

Reasons Date of listing

1. Sergey Valeryevich Aksyonov


17.3.2014

2. Vladimir Andreevich Konstantinov


17.3.2014

3. Rustam Ilmirovich Temirgaliev


17.3.2014

4. Deniz ValentinovichBerezovskiy

d.o.b. 15.07.1974 Berezovskiy was appointed commander of the Ukrainian Navy on 1 March 2014 and swore an oath to the Crimean armed force, thereby breaking his oath. The Prosecutor-General’s Office of Ukraine launched an investigation against him for high treason.

17.3.2014

5. Alekcei Mikhailovich Chaliy


17.3.2014

6. Pyotr Anatoliyovech Zima


17.3.2014

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7. Yuriy Zherebtsov Counsellor of the Speaker of the Verkhovna Rada of Crimea, one of the leading organizers of the 16 March 2014 “referendum” against Ukraine’s territorial integrity.

17.3.2014

8. Sergey Pavlovych Tsekov

d.o.b. 28.03.1953 Vice Speaker of the Verkhovna Rada; Tsekov initiated together with Sergey Aksyonov the unlawful dismissal of the government of the Autonomous Republic of Crimea (ARC). He drew into this endeavour Vladimir Konstantinov, threatening him with his dismissal. He publicly recognized that the MPs from Crimea were the initiators of inviting Russian soldiers to take over Verkhovna Rada of Crimea. He was one of the first Crimean Leaders to ask in public for annexation of Crimea to Russia.

17.3.2014

9. Ozerov, Viktor Alekseevich



17.3.2014

10. Dzhabarov, Vladimir Michailovich

d.o.b. 29.9.1952 First Deputy-Chairman of the International Affairs Committee of the Federation Council of the Russian Federation. On 1 March 2014 Dzhabarov, on behalf of the International Affairs Committee of the Federation Council, publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.3.2014

11. Klishas, Andrei Aleksandrovich



17.3.2014

12. Ryzhkov, Nikolai Ivanovich



17.3.2014

31

13. Bushmin, Evgeni Viktorovich


Deputy Speaker of the Federation Council of the Russian Federation. On 1 March 2014 Bushmin publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.3.2014

14. Totoonov, Aleksandr Borisovich

d.o.b. 3.3.1957 in Ordzhonikidze, North Ossetia


17.3.2014

15. Panteleev, Oleg Evgenevich



17.3.2014

16. Mironov, Sergei Mikhailovich



17.3.2014

17. Zheleznyak, Sergei Vladimirovich


Deputy Speaker of the State Duma of the Russian Federation. Actively supporting use of Russian Armed Forces in Ukraine and annexation of Crimea. He led personally the demonstration in support of the use of Russian Armed Forces in Ukraine.

17.3.2014

18. Slutski, Leonid Eduardovich



17.3.2014

19. Vitko, Aleksandr Viktorovich



17.3.2014

20. Sidorov, Anatoliy Alekseevich


17.3.2014

21. Galkin Aleksandr Russia's Southern Military District, forces of which are in Crimea; the Black Sea

17.3.2014

32

Fleet comes under Galkin's command; much of the force movement into Crimea has come through the Southern Military District. Commander of Russia's Southern Military District ("SMD"). SMD forces are deployed in Crimea. He is responsible for part of the Russian military presence in Crimea which is undermining the sovereignty of the Ukraine and assisted the Crimean authorities in preventing public demonstrations against moves towards a referendum and incorporation into Russia. Additionally the Black Sea Fleet falls within the District's control.

33

6. Council Regulation (EU) No 269/2014

of 17 March 2014

concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 215 thereof, Having regard to Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine (1), Having regard to the joint proposal of the High Representative of the Union for Foreign Affairs and Security Policy and of the European Commission, Whereas:

(1) On 6 March 2014, the Heads of State or Government of the Union's Member States strongly condemned the unprovoked violation of Ukrainian sovereignty and territorial integrity by the Russian Federation and called on the Russian Federation to immediately withdraw its armed forces to the areas of their permanent stationing, in accordance with the relevant agreements. They called on the Russian Federation to enable immediate access for international monitors. The Heads of State or Government considered that the decision by the Supreme Council of the Autonomous Republic of Crimea to hold a referendum on the future status of the territory is contrary to the Ukrainian Constitution and therefore illegal.

(2) The Heads of State or Government decided to take actions, including those envisaged by the Council on 3 March 2014, notably to suspend bilateral talks with the Russian Federation on visa matters as well as talks with the Russian Federation on a comprehensive new Agreement which would replace the existing Partnership and Cooperation Agreement.

(3) The Heads of State or Government underlined that the solution to the crisis should be found through negotiations between the Governments of Ukraine and of the Russian Federation, including through potential multilateral mechanisms, and that in the absence of results within a limited timeframe the Union will decide on additional measures, such as travel bans, asset freezes and the cancellation of the EU-Russia summit.

(4) On 17 March 2014, the Council adopted Decision 2014/145/CFSP providing for travel restrictions and for the freezing of funds and economic resources of certain persons responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, including actions on the future status of any part of the territory which are contrary to the Ukrainian Constitution, and natural or legal persons, entities or bodies associated with them. Those natural or legal persons, entities and bodies are listed in the Annex to that Decision.

(5) Some of those measures fall within the scope of the Treaty and, therefore, in particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary in order to implement them.

(6) This Regulation respects the fundamental rights and observes the principles recognised in particular by the Charter of Fundamental Rights of the European Union and in particular the right to an effective remedy and to a

34

fair trial and the right to the protection of personal data. This Regulation should be applied in accordance with those rights and principles.

(7) The power to amend the list in Annex I to this Regulation should be exercised by the Council, in view of the serious political situation in Ukraine, and to ensure consistency with the process for amending and reviewing the Annex to Decision 2014/145/CFSP.

(8) The procedure for amending the list in Annex I to this Regulation should include providing designated natural or legal persons, entities or bodies with the grounds for listing, so as to give them an opportunity to submit observations. Where observations are submitted, or substantial new evidence is presented, the Council should review its decision in light of those observations and inform the person, entity or body concerned accordingly.

(9) For the implementation of this Regulation, and in order to create maximum legal certainty within the Union, the names and other relevant data concerning natural and legal persons, entities and bodies whose funds and economic resources should be frozen in accordance with this Regulation, are to be made public. Any processing of personal data should comply with Regulation (EC) No 45/2001 of the European Parliament and of the Council ( 1 ) and Directive 95/46/EC of the European Parliament and of the Council (2).

(10) In order to ensure that the measures provided for in this Regulation are effective, it should enter into force immediately, HAS ADOPTED THIS REGULATION:

Article 1For the purposes of this Regulation, the following definitions apply: (a) 'claim' means any claim, whether asserted by legal proceedings or not, made before or after 17 March 2014, under or in connection with a contract or transaction, and includes in particular:

(i) a claim for performance of any obligation arising under or in connection with a contract or transaction;

(ii) a claim for extension or payment of a bond, financial guarantee or indemnity of whatever form; (iii) a claim for compensation in respect of a contract or transaction; (iv) a counterclaim; (v) a claim for the recognition or enforcement, including by the procedure of exequatur, of a judgment, an arbitration award or an equivalent decision, wherever made or given;

(b) 'contract or transaction' means any transaction of whatever form, whatever the applicable law, and whether comprising one or more contracts or similar obligations made between the same or different parties; for this purpose 'contract' includes a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, and credit, whether legally independent or not, as well as any related provision arising under, or in connection with, the transaction;

(c) 'competent authorities' means the competent authorities of the Member States as identified on the websites listed in Annex II;

(d) 'economic resources' means assets of every kind, whether tangible or intangible, movable or immovable, which are not funds but may be used to obtain funds, goods or services; (e) 'freezing of economic resources' means preventing the use of economic resources to obtain funds, goods or services in any way, including, but not limited to, by selling, hiring or mortgaging them; (f) 'freezing of funds' means preventing any move, transfer, alteration, use of, access to, or dealing with funds in any way that would result in any change in their volume, amount, location, ownership, possession, character, destination or any other change that would enable the funds to be used, including portfolio management;

35

(g) 'funds' means financial assets and benefits of every kind, including, but not limited to: (i) cash, cheques, claims on money, drafts, money orders and other payment instruments; (ii) deposits with financial institutions or other entities, balances on accounts, debts and debt

obligations; (iii) publicly- and privately-traded securities and debt instruments, including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures and derivatives contracts; (iv) interest, dividends or other income on or value accruing from or generated by assets; (v) credit, right of set-off, guarantees, performance bonds or other financial commitments; (vi) letters of credit, bills of lading, bills of sale; and (vii) documents showing evidence of an interest in funds or financial resources;

(h) 'territory of the Union' means the territories of the Member States to which the Treaty is applicable, under the conditions laid down in the Treaty, including their airspace.

Article 2

1. All funds and economic resources belonging to, owned, held or controlled by any natural persons or natural or legal persons, entities or bodies associated with them as listed in Annex I shall be frozen.

2. No funds or economic resources shall be made available, directly or indirectly, to or for the benefit of natural persons or natural or legal persons, entities or bodies associated with them listed in Annex I.

Article 31. Annex I shall include natural persons who, in accordance with Article 2 of Decision 2014/145/CFSP, have been identified by the Council as being responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, and natural or legal persons, entities or bodies associated with them. 2. Annex I shall include the grounds for the listing of natural or legal persons, entities or bodies concerned. 3. Annex I shall include, where available, information necessary to identify the natural or legal persons, entities or bodies concerned. With regard to natural persons, such information may include names including aliases, date and place of birth, nationality, passport and ID card numbers, gender, address, if known, and function or profession. With regard to legal persons, entities and bodies, such information may include names, place and date of registration, registration number and place of business.

Article 41. By way of derogation from Article 2, the competent authorities of the Member States may authorise the release of certain frozen funds or economic resources, or the making available of certain funds or economic resources, under such conditions as they deem appropriate, after having determined that the funds or economic resources concerned are: (a) necessary to satisfy the basic needs of natural or legal persons, entities or bodies listed in Annex I, and dependent family members of such natural persons, including payments for foodstuffs, rent or mortgage, medicines and medical treatment, taxes, insurance premiums, and public utility charges; (b) intended exclusively for payment of reasonable professional fees or reimbursement of incurred expenses associated with the provision of legal services; (c) intended exclusively for payment of fees or service charges for routine holding or maintenance of frozen funds or economic resources; or

(d) necessary for extraordinary expenses, provided that the relevant competent authority has notified the grounds on which it considers that a specific authorisation should be granted to the competent authorities of the other Member States and to the Commission at least two weeks prior to authorisation.

2. The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 1.

36

Article 5

1. By way of derogation from Article 2, the competent authorities of the Member States may authorise the release of certain frozen funds or economic resources, if the following conditions are met: (a) the funds or economic resources are subject to an arbitral decision rendered prior to the date on which the natural or legal person, entity or body referred to in Article 2 was included in Annex I, or of a judicial or administrative decision rendered in the Union, or a judicial decision enforceable in the Member State concerned, prior to or after that date; (b) the funds or economic resources will be used exclusively to satisfy claims secured by such a decision or recognised as valid in such a decision, within the limits set by applicable laws and regulations governing the rights of persons having such claims; (c) the decision is not for the benefit of a natural or legal person, entity or body listed in Annex I; and (d) recognition of the decision is not contrary to public policy in the Member State concerned. 2. The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 1.

Article 61. By way of derogation from Article 2 and provided that a payment by a natural or legal person, entity or body listed in Annex I is due under a contract or agreement that was concluded by, or under an obligation that arose for the natural or legal person, entity or body concerned, before the date on which that natural or legal person, entity or body was included in Annex I, the competent authorities of the Member States may authorise, under such conditions as they deem appropriate, the release of certain frozen funds or economic resources, provided that the competent authority concerned has determined that: (a) the funds or economic resources shall be used for a payment by a natural or legal person, entity or body listed in Annex I; and (b) the payment is not in breach of Article 2(2).

2. The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under paragraph 1.

Article 7

1. Article 2(2) shall not prevent the crediting of the frozen accounts by financial or credit institutions that receive funds transferred by third parties onto the account of a listed natural or legal person, entity or body, provided that any additions to such accounts will also be frozen. The financial or credit institution shall inform the relevant competent authority about any such transaction without delay. 2. Article 2(2) shall not apply to the addition to frozen accounts of: (a) interest or other earnings on those accounts; (b) payments due under contracts, agreements or obligations that were concluded or arose before the date on which the natural or legal person, entity or body referred to in Article 2 has been included in Annex I; or (c) payments due under judicial, administrative or arbitral decisions rendered in a Member State or enforceable in the Member State concerned; provided that any such interest, other earnings and payments are frozen in accordance with Article 2(1).

Article 81. Without prejudice to the applicable rules concerning reporting, confidentiality and professional secrecy, natural and legal persons, entities and bodies shall: (a) supply immediately any information which would facilitate compliance with this Regulation, such as information on accounts and amounts frozen in accordance with Article 2, to the competent authority of the Member State where they are resident or located, and shall transmit such information, directly or through the Member State, to the Commission; and

37

(b) cooperate with the competent authority in any verification of such information. 2. Any additional information received directly by the Commission shall be made available to the Member States. 3. Any information provided or received in accordance with this Article shall be used only for the purposes for which it was provided or received.

Article 9It shall be prohibited to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the measures referred to in Article 2.

Article 101. The freezing of funds and economic resources or the refusal to make funds or economic resources available, carried out in good faith on the basis that such action is in accordance with this Regulation, shall not give rise to liability of any kind on the part of the natural or legal person or entity or body implementing it, or its directors or employees, unless it is proved that the funds and economic resources were frozen or withheld as a result of negligence. 2. Actions by natural or legal persons, entities or bodies shall not give rise to any liability of any kind on their part if they did not know, and had no reasonable cause to suspect, that their actions would infringe the measures set out in this Regulation.

Article 111. No claims in connection with any contract or transaction the performance of which has been affected, directly or indirectly, in whole or in part, by the measures imposed under this Regulation, including claims for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, particularly a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, shall be satisfied, if they are made by: (a) designated natural or legal persons, entities or bodies listed in Annex I; (b) any natural or legal person, entity or body acting through or on behalf of one of the persons, entities or bodies referred to in point (a). 2. In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the natural or legal person, entity or body seeking the enforcement of that claim. 3. This Article is without prejudice to the right of natural or legal persons, entities or bodies referred to in paragraph 1 to judicial review of the legality of the non-performance of contractual obligations in accordance with this Regulation.

Article 121. The Commission and the Member States shall inform each other of the measures taken under this Regulation and share any other relevant information at their disposal in connection with this Regulation, in particular information: (a) in respect of funds frozen under Article 2 and authorisations granted under Articles 4, 5 and 6; (b) in respect of violation and enforcement problems and judgments handed down by national courts. 2. The Member States shall immediately inform each other and the Commission of any other relevant information at their disposal which might affect the effective implementation of this Regulation.

Article 13

The Commission shall be empowered to amend Annex II on the basis of information supplied by Member States.

38

Article 141. Where the Council decides to subject a natural or legal person, entity or body to the measures referred to in Article 2, it shall amend Annex I accordingly. 2. The Council shall communicate its decision, including the grounds for listing, to the natural or legal person, entity or body referred to in paragraph 1, either directly, if the address is known, or through the publication of a notice, providing such natural or legal person, entity or body with an opportunity to present observations. 3. Where observations are submitted, or where substantial new evidence is presented, the Council shall review its decision and inform the natural or legal person, entity or body accordingly. 4. The list in Annex I shall be reviewed at regular intervals and at least every 12 months.

Article 151. Member States shall lay down the rules on penalties applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented. The penalties provided for must be effective, proportionate and dissuasive. 2. Member States shall notify the rules referred to in paragraph 1 to the Commission without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.

Article 161. Member States shall designate the competent authorities referred to in this Regulation and identify them on the websites listed in Annex II. Member States shall notify the Commission of any changes in the addresses of their websites listed in Annex II. 2. Member States shall notify the Commission of their competent authorities, including the contact details of those competent authorities, without delay after the entry into force of this Regulation, and shall notify it of any subsequent amendment. 3. Where this Regulation sets out a requirement to notify, inform or otherwise communicate with the Commission, the address and other contact details to be used for such communication shall be those indicated in Annex II.

Article 17This Regulation shall apply: (a) within the territory of the Union, including its airspace; (b) on board any aircraft or any vessel under the jurisdiction of a Member State; (c) to any person inside or outside the territory of the Union who is a national of a Member State; (d) to any legal person, entity or body, inside or outside the territory of the Union, which is incorporated or constituted under the law of a Member State; (e) to any legal person, entity or body in respect of any business done in whole or in part within the Union.

Article 18This Regulation shall enter into force on the date of its publication in the Official Journal of the European Union. This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 17 March 2014.

ANNEX IList of natural and legal persons, entities and bodies referred to in Article 2

Name Identifying information


39

1. Sergey Valeryevich Aksyonov


17.03.2014

2. Vladimir Andreevich Konstantinov


17.3.2014

3. Rustam Ilmirovich Temirgaliev


17.3.2014

4. Deniz ValentinovichBerezovskiy

d.o.b. 15.07.1974 Berezovskiy was appointed commander of the Ukrainian Navy on 1 March 2014 and swore an oath to the Crimean armed force, thereby breaking his oath. The Prosecutor-General’s Office of Ukraine launched an investigation against him for high treason.

17.3.2014

5. Alekcei Mikhailovich Chaliy


17.3.2014

6. Pyotr Anatoliyovech Zima


17.3.2014

7. Yuriy Zherebtsov Counsellor of the Speaker of the Verkhovna Rada of Crimea, one of the leading organizers of the 16 March 2014 “referendum” against Ukraine’s territorial

17.3.2014

40

integrity.8. Sergey Pavlovych

Tsekovd.o.b. 28.03.1953 Vice Speaker of the Verkhovna Rada;

Tsekov initiated together with Sergey Aksyonov the unlawful dismissal of the government of the Autonomous Republic of Crimea (ARC). He drew into this endeavour Vladimir Konstantinov, threatening him with his dismissal. He publicly recognized that the MPs from Crimea were the initiators of inviting Russian soldiers to take over Verkhovna Rada of Crimea. He was one of the first Crimean Leaders to ask in public for annexation of Crimea to Russia.

17.3.2014

9. Ozerov, Viktor Alekseevich



17.3.2014

10. Dzhabarov, Vladimir Michailovich

d.o.b. 29.9.1952 First Deputy-Chairman of the International Affairs Committee of the Federation Council of the Russian Federation. On 1 March 2014 Dzhabarov, on behalf of the International Affairs Committee of the Federation Council, publicly supported in the Federation Council the deployment of Russian forces in Ukraine.

17.3.2014

11. Klishas, Andrei Aleksandrovich



17.3.2014

12. Ryzhkov, Nikolai Ivanovich



17.3.2014

13. Bushmin, Evgeni Viktorovich


Deputy Speaker of the Federation Council of the Russian Federation. On 1 March 2014 Bushmin publicly supported in the Federation Council the deployment of

17.3.2014

41

Russian forces in Ukraine.14. Totoonov, Aleksandr

Borisovich d.o.b. 3.3.1957 in Ordzhonikidze, North Ossetia


17.3.2014

15. Panteleev, Oleg Evgenevich



17.3.2014

16. Mironov, Sergei Mikhailovich



17.3.2014

17. Zheleznyak, Sergei Vladimirovich


Deputy Speaker of the State Duma of the Russian Federation. Actively supporting use of Russian Armed Forces in Ukraine and annexation of Crimea. He led personally the demonstration in support of the use of Russian Armed Forces in Ukraine.

17.3.2014

18. Slutski, Leonid Eduardovich



17.3.2014

19. Vitko, Aleksandr Viktorovich



17.3.2014

20. Sidorov, Anatoliy Alekseevich


17.3.2014

21. Galkin Aleksandr Russia's Southern Military District, forces of which are in Crimea; the Black Sea Fleet comes under Galkin's command; much of the force movement into Crimea has come through the Southern Military District. Commander of Russia's Southern

17.3.2014

42

Military District ("SMD"). SMD forces are deployed in Crimea. He is responsible for part of the Russian military presence in Crimea which is undermining the sovereignty of the Ukraine and assisted the Crimean authorities in preventing public demonstrations against moves towards a referendum and incorporation into Russia. Additionally the Black Sea Fleet falls within the District's control.

ANNEX II

Websites for information on the competent authorities and address for notification to the European Commission

BELGIUM http://www.diplomatie.be/eusanctions

BULGARIA http://www.mfa.bg/en/pages/135/index.html CZECH REPUBLIC http://www.mfcr.cz/mezinarodnisankce

DENMARK http://um.dk/da/politik-og-diplomati/retsorden/sanktioner/

GERMANY http://www.bmwi.de/DE/Themen/Aussenwirtschaft/aussenwirtschaftsrecht,did=404888.html

ESTONIA http://www.vm.ee/est/kat_622/

IRELAND http://www.dfa.ie/home/index.aspx?id=28519

GREECE http://www.mfa.gr/en/foreign-policy/global-issues/international-sanctions.html

SPAIN http://www.exteriores.gob.es/Portal/es/PoliticaExteriorCooperacion/GlobalizacionOportunidadesRiesgos/Documents/ ORGANISMOS%20COMPETENTES%20SANCIONES%20INTERNACIONALES.pdf

FRANCE http://www.diplomatie.gouv.fr/autorites-sanctions/

CROATIA

43

http://www.mvep.hr/sankcije

ITALY http://www.esteri.it/MAE/IT/Politica_Europea/Deroghe.htm

CYPRUS http://www.mfa.gov.cy/sanctions

LATVIA http://www.mfa.gov.lv/en/security/4539 LITHUANIA http://www.urm.lt/sanctions

LUXEMBOURG http://www.mae.lu/sanctions

HUNGARY http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/nemzetkozi_szankciok/

MALTA http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.aspEN

NETHERLANDS www.rijksoverheid.nl/onderwerpen/internationale-vrede-en-veiligheid/sancties

AUSTRIA http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=

POLAND http://www.msz.gov.pl

PORTUGAL http://www.portugal.gov.pt/pt/os-ministerios/ministerio-dos-negocios-estrangeiros/quero-saber-mais/sobre-o-ministerio/ medidas-restritivas/medidas-restritivas.aspx

ROMANIA http://www.mae.ro/node/1548

SLOVENIA http://www.mzz.gov.si/si/zunanja_politika_in_mednarodno_pravo/zunanja_politika/mednarodna_varnost/omejevalni_ ukrepi/

SLOVAKIA http://www.mzv.sk/sk/europske_zalezitosti/europske_politiky-sankcie_eu

FINLAND

44

http://formin.finland.fi/kvyhteistyo/pakotteet

SWEDEN http://www.ud.se/sanktioner

UNITED KINGDOM https://www.gov.uk/sanctions-embargoes-and-restrictions

Address for notifications to the European Commission:

European Commission Service for Foreign Policy Instruments (FPI) EEAS 02/309 B-1049 Brussels Belgium

E-mail: [email protected]

45

7. Council Implementing Decision 2014/151/CFSP

of 21 March 2014implementing Decision 2014/145/CFSP concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine


Having regard to the Treaty on European Union, and in particular Article 31(2) thereof, Having regard to Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine, and in particular Article 3(1) thereof, Whereas:

(1) On 17 March 2014, the Council adopted Decision 2014/145/CFSP. (2) In view of the gravity of the situation, the Council considers that additional persons should be added to the list of persons, entities and bodies subject to restrictive measures as set out in the Annex to Decision 2014/145/CFSP.

(3) The Annex to Decision 2014/145/CFSP should therefore be amended accordingly,

HAS ADOPTED THIS DECISION: Article 1

The persons listed in the Annex to this Decision shall be added to the list set out in the Annex to Decision 2014/145/CFSP.

Article 2This Decision shall enter into force on the date of its publication in the Official Journal of the European Union.


ANNEX

List of persons, entities and bodies referred to in Article 1

Name Identifying Information


46

1. Rogozin, Dmitry Olegovich

d.o.b. 21.12.1963; in Moscow


21.3.2014

2. Glazyev, Sergey Urievich



21.3.2014

3. Matviyenko, Valentina Ivanovna



21.3.2014

4. Naryshkin, Sergei Evgenevich



21.3.2014

5. Kiselyov, Dmitry Konstantinovich


21.3.2014

6. Nosatov, Alexander Mihailovich



21.3.2014

7. Kulikov, Valery Vladimirovich



21.3.2014

8. Surkov, Vladislav Yurievich



21.3.2014

9. Mikhail Malyshev Chair of the Crimea Electoral Commission


21.3.2014

10. Valery Medvedev



21.3.2014

11. Lt. Gen. Igor Turchenyuk



21.3.2014

12. Elena Borisovna Mizulina



21.3.2014

47

8. Council Implementing Regulation (EU) 284/2014

of 21 March 2014

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EU) No 269/2014 of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine, and in particular Article 14(1) thereof, Whereas:

(1) On17 March 2014, the Council adopted Regulation (EU) No 269/2014.

(2) In view of the gravity of the situation, the Council considers that additional persons should be added to the list of natural and legal persons, entities and bodies subject to restrictive measures as set out in Annex I to Regulation (EU) No 269/2014.

(3) Annex I to Regulation (EU) No 269/2014 should therefore be amended accordingly,

HAS ADOPTED THIS REGULATION: Article 1

The persons listed in the Annex to this Regulation shall be added to the list set out in Annex I to Regulation (EU) No 269/2014.

Article 2

This Regulation shall enter into force on the date of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.


ANNEX

List of natural and legal persons, entities and bodies referred to in Article 1

48



1. Rogozin, Dmitry Olegovich

d.o.b. 21.12.1963; in Moscow


21.3.2014

2. Glazyev, Sergey Urievich



21.3.2014

3. Matviyenko, Valentina Ivanovna



21.3.2014

4. Naryshkin, Sergei Evgenevich



21.3.2014

5. Kiselyov, Dmitry Konstantinovich


21.3.2014

6. Nosatov, Alexander Mihailovich



21.3.2014

7. Kulikov, Valery Vladimirovich



21.3.2014

8. Surkov, Vladislav Yurievich



21.3.2014

9. Mikhail Malyshev Chair of the Crimea Electoral Commission


21.3.2014

10. Valery Medvedev



21.3.2014

11. Lt. Gen. Igor Turchenyuk



21.3.2014

12. Elena Borisovna Mizulina



21.3.2014

49

9. Council Implementing Decision 2014/238/CFSP

of 28 April 2014implementing Decision 2014/145/CFSP concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine


Having regard to the Treaty on European Union, and in particular Article 31(2) thereof,

Having regard to Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine, and in particular Article 3(1) thereof,

Whereas:

(1) On 17 March 2014, the Council adopted Decision 2014/145/CFSP.

(2) In view of the gravity of the situation, the Council considers that additional persons should be added to the list of persons, entities and bodies subject to restrictive measures as set out in the Annex to Decision 2014/145/CFSP.



Article 1

The persons listed in the Annex to this Decision shall be added to the list set out in the Annex to Decision 2014/145/CFSP.

Article 2

This Decision shall enter into force on the date of its publication in the Official Journal of the European Union.

Done at Brussels, 28 April 2014.

ANNEX

List of persons, entities and bodies referred to in Article 1



1. Dmitry Nikolayevich KOZAK

Born 7.11.1958 in Kirovohrad,

Deputy Prime Minister. Responsible for overseeing the integration of the annexed

29.4.2014

50

Ukrainian SSR Autonomous Republic of Crimea into the Russian Federation.

2. Oleg Yevgenyvich BELAVENTSEV


Plenipotentiary Representative of the President of the Russian Federation into the so called ‘Crimean Federal District’, Non-permanent member of the Russian Security Council. Responsible for the implementation of the constitutional prerogatives of the Russian Head of State on the territory of the annexed Autonomous Republic of Crimea.

29.4.2014

3. Oleg Genrikhovich SAVELYEV



29.4.2014

4. Sergei Ivanovich MENYAILO



29.4.2014

5. Olga Fedorovna KOVATIDI



29.4.2014

6. Ludmila Ivanovna SHVETSOVA



29.4.2014

7. Sergei Ivanovich NEVEROV



29.4.2014

8. Igor Dmitrievich SERGUN


29.4.2014

9. Valery Vasilevich GERASIMOV



29.4.2014

10. German PROKOPIV Active leader of the ‘Lugansk Guard’. Took part in the seizure of the building of the Lugansk regional office of the Security Service, recorded a video address to President Putin and Russia from the occupied building. Close links with the ‘Army of the South-East’.

29.4.2014

11. Valeriy BOLOTOV One of the leaders of the separatist group ‘Army of the South-East’ which occupied

29.4.2014

51

the building of the Security Service in the Lugansk region. Retired officer. Before seizing the building he and other accomplices possessed arms apparently supplied illegally from Russia and from local criminal groups.

12. Andriy PURGIN Head of the ‘Donetsk Republic’, active participant and organiser of separatist actions, co-ordinator of actions of the ‘Russian tourists’ in Donetsk. Co-founder of a ‘Civic Initiative of Donbass for the Eurasian Union’.

29.4.2014

13. Denys PUSHYLIN Born in Makiivka One of the leaders of the Donetsk People's Republic. Participated in the seizure and occupation of the regional administration. Active spokesperson for the separatists.

29.4.2014

14. Tsyplakov Sergey GENNADEVICH


29.4.2014

15. Igor STRELKOV(Ihor Strielkov)


29.4.2014

52

10. Council Implementing Regulation (EU) No 433/2014

of 28 April 2014implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine


Having regard to the Treaty on the Functioning of the European Union,

Having regard to Council Regulation (EU) No 269/2014 of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine, and in particular Article 14(1) thereof,

Whereas:

(1) On17 March 2014, the Council adopted Regulation (EU) No 269/2014.

(2) In view of the gravity of the situation, the Council considers that additional persons should be added to the list of natural and legal persons, entities and bodies subject to restrictive measures as set out in Annex I to Regulation (EU) No 269/2014.


HAS ADOPTED THIS REGULATION:

Article 1

The persons listed in the Annex to this Regulation shall be added to the list set out in Annex I to Regulation (EU) No 269/2014.

Article 2



Done at Brussels, 28 April 2014.

ANNEX

List of natural and legal persons, entities and bodies referred to in Article 1



1. Dmitry Nikolayevich KOZAK

Born 7.11.1958 in Kirovohrad,

Deputy Prime Minister. Responsible for overseeing the integration of the annexed

29.4.2014

53

Ukrainian SSR Autonomous Republic of Crimea into the Russian Federation.

2. Oleg Yevgenyvich BELAVENTSEV


Plenipotentiary Representative of the President of the Russian Federation into the so called ‘Crimean Federal District’, Non-permanent member of the Russian Security Council. Responsible for the implementation of the constitutional prerogatives of the Russian Head of State on the territory of the annexed Autonomous Republic of Crimea.

29.4.2014

3. Oleg Genrikhovich SAVELYEV



29.4.2014

4. Sergei Ivanovich MENYAILO



29.4.2014

5. Olga Fedorovna KOVATIDI



29.4.2014

6. Ludmila Ivanovna SHVETSOVA



29.4.2014

7. Sergei Ivanovich NEVEROV



29.4.2014

8. Igor Dmitrievich SERGUN


29.4.2014

9. Valery Vasilevich GERASIMOV



29.4.2014

10. German PROKOPIV Active leader of the ‘Lugansk Guard’. Took part in the seizure of the building of the Lugansk regional office of the Security Service, recorded a video address to President Putin and Russia from the occupied building. Close links with the ‘Army of the South-East’.

29.4.2014

11. Valeriy BOLOTOV One of the leaders of the separatist group ‘Army of the South-East’ which occupied

29.4.2014

54

the building of the Security Service in the Lugansk region. Retired officer. Before seizing the building he and other accomplices possessed arms apparently supplied illegally from Russia and from local criminal groups.

12. Andriy PURGIN Head of the ‘Donetsk Republic’, active participant and organiser of separatist actions, co-ordinator of actions of the ‘Russian tourists’ in Donetsk. Co-founder of a ‘Civic Initiative of Donbass for the Eurasian Union’.

29.4.2014

13. Denys PUSHYLIN Born in Makiivka One of the leaders of the Donetsk People's Republic. Participated in the seizure and occupation of the regional administration. Active spokesperson for the separatists.

29.4.2014

14. Tsyplakov Sergey GENNADEVICH


29.4.2014

15. Igor STRELKOV(Ihor Strielkov)


29.4.2014

55


of 12 May 2014amending Decision 2014/145/CFSP concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine


Having regard to the Treaty on European Union, and in particular Article 29 thereof, Whereas:


(2) In view of the gravity of the situation in Ukraine, the restrictions on admission and the freezing of funds and economic resources should apply to natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them, or legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer. The beneficiaries of the transfer of ownership are to be understood as legal persons, entities or bodies that have become the owners of assets transferred contrary to Ukrainian law following the annexation of Crimea and Sevastopol.

(3)In addition, the Council considers that additional persons and entities should be added to the list of persons, entities and bodies subject to restrictive measures as set out in the Annex to Decision 2014/145/CFSP.

(4) Further action by the Union is needed in order to implement certain measures.

(5) Decision 2014/145/CFSP should therefore be amended accordingly,


Article 1

Decision 2014/145/CFSP is hereby amended as follows:

(1) Article 1(1) is replaced by the following:

‘1. Member States shall take the necessary measures to prevent the entry into, or transit through, their territories of the natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and of natural persons associated with them, as listed in the Annex.’.

56


‘1. All funds and economic resources belonging to, owned, held or controlled by natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them, or legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer, as listed in the Annex, shall be frozen.’.


‘1. The Council, acting by unanimity upon a proposal by a Member State or the High Representative of the Union for Foreign Affairs and Security Policy, shall decide to establish and amend the list in the Annex.’.

Article 2

The persons and entities listed in the Annex to this Decision shall be added to the list set out in the Annex to Decision 2014/145/CFSP.

Article 3


Done at Brussels, 12 May 2014.

ANNEX

List of persons and entities referred to in Article 2.



1. Vyacheslav Viktorovich VOLODIN



12.5.2014

2. Vladimir SHAMANOV



12.5.2014

3. Vladimir Nikolaevich PLIGIN



12.5.2014

4. Petr Grigorievich JAROSH


12.5.2014

5. Oleg Grigorievich KOZYURA


Acting Head of the Federal Migration Service office for Sevastopol. Responsible for the systematic and expedited issuance

12.5.2014

57

of Russian passports for the residents of Crimea.

6. Viacheslav PONOMARIOV

Self-declared mayor of Slaviansk. Ponomarev called on Vladimir Putin to send in Russian troops to protect the city and later asked him to supply weapons. Ponomarev's men are involved in kidnappings (they captured Ukrainian reporter Irma Krat and Simon Ostrovsky, a reporter for Vice News, both were later released, they detained military observers under OSCE Vienna Document).

12.5.2014

7. Igor Mykolaiovych BEZLER


12.5.2014

8. Igor KAKIDZYANOV

One of the leaders of armed forces of the self- proclaimed ‘Donetsk People's Republic’. The aim of the forces is to ‘protect the people of Donetsk People's Republic and territorial integrity of the republic’ according to Pushylin, one of the leaders of the ‘Donetsk People's Republic’.

12.5.2014

9. Oleg TSARIOV Member of the Rada. Publicly called for the creation of the Federal Republic of Novorossia, composed of South Eastern Ukrainian regions.

12.5.2014

10. Roman LYAGIN Head of the ‘Donetsk People's Republic’ Central Electoral Commission. Actively organised the referendum on 11 May on the self-determination of the ‘Donetsk People's Republic’.

12.5.2014

11. Aleksandr MALYKHIN


12.5.2014

12. Natalia Vladimirovna POKLONSKAYA



12.5.2014

13. Igor Sergeievich SHEVCHENKO


12.5.2014

Entities



58

1. PJSC CHERNO-MORNEFTEGAZ


12.5.2014

2. FEODOSIA On 17.03.2014 the ‘Parliament of Crimea’ adopted a resolution declaring the appropriation of assets belonging to Feodosia enterprise on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

12.5.2014

59


of 12 May 2014

amending Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine


Having regard to the Treaty on the Functioning of the European Union, and in particular Article 215 thereof,

Having regard to Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine,

Having regard to the joint proposal of the High Representative of the Union for Foreign Affairs and Security Policy and of the European Commission,

Whereas:

(1) Decision 2014/145/CFSP provides for travel restrictions and for the freezing of funds and economic resources of certain persons responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine. These natural or legal persons, entities and bodies are listed in the Annex to that Decision.

(2) Council Regulation (EU) No 269/2014 gives effect to certain measures provided for in Decision 2014/145/CFSP and provides for the freezing of funds and economic resources of certain persons responsible for actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, and natural or legal persons, entities or bodies associated with them.

(3) On 12 May 2014, the Council adopted Decision 2014/265/CFSP which amends Decision 2014/145/CFSP and provides for amended listing criteria to include, in particular, legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law or legal persons, entities or bodies which have benefited from such a transfer, in line with the policy of non-recognition by the Union of the illegal annexation of Crimea by the Russian Federation.

(4) The beneficiaries of the transfer of ownership are to be understood as legal persons, entities or bodies that have become the owners of assets transferred contrary to Ukrainian law following the annexation of Crimea and Sevastopol.

(5) These amendments fall within the scope of the Treaty and, therefore, in particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary in order to implement them.

(6)In order to ensure that the measures provided for in this Regulation are effective, it should enter into force immediately,


Article 1

60

Regulation (EU) No 269/2014 is amended as follows:

(1) Article 2 is replaced by the following:

‘Article 2

1.All funds and economic resources belonging to, owned, held or controlled by any natural or legal persons, entities or bodies, or natural or legal persons, entities or bodies associated with them, as listed in Annex I, shall be frozen.

2.No funds or economic resources shall be made available, directly or indirectly, to or for the benefit of natural or legal persons, entities or bodies, or natural or legal persons, entities or bodies associated with them, as listed in Annex I.’.


‘1.Annex I shall include natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them, or legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer.’.

Article 2

This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.


Done at Brussels, at 12 May 2014.

61


of 12 May 2014implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine




Whereas:

(1) On 17 March 2014, the Council adopted Regulation (EU) No 269/2014.

(2) In view of the gravity of the situation, the Council considers that additional persons and entities should be added to the list of natural and legal persons, entities and bodies subject to restrictive measures as set out in Annex I to Regulation (EU) No 269/2014.



Article 1

The persons and entities listed in the Annex to this Regulation shall be added to the list set out in Annex I to Regulation (EU) No 269/2014.

Article 2



Done at Brussels, 12 May 2014.

ANNEX

List of persons and entities referred to in Article 1



1. Vyacheslav Viktorovich VOLODIN



12.5.2014

62

2. Vladimir SHAMANOV



12.5.2014

3. Vladimir Nikolaevich PLIGIN



12.5.2014

4. Petr Grigorievich JAROSH


12.5.2014

5. Oleg Grigorievich KOZYURA


Acting Head of the Federal Migration Service office for Sevastopol. Responsible for the systematic and expedited issuance of Russian passports for the residents of Crimea.

12.5.2014

6. Viacheslav PONOMARIOV

Self-declared mayor of Slaviansk. Ponomarev called on Vladimir Putin to send in Russian troops to protect the city and later asked him to supply weapons. Ponomarev's men are involved in kidnappings (they captured Ukrainian reporter Irma Krat and Simon Ostrovsky, a reporter for Vice News, both were later released, they detained military observers under OSCE Vienna Document).

12.5.2014

7. Igor Mykolaiovych BEZLER


12.5.2014

8. Igor KAKIDZYANOV

One of the leaders of armed forces of the self- proclaimed ‘Donetsk People's Republic’. The aim of the forces is to ‘protect the people of Donetsk People's Republic and territorial integrity of the republic’ according to Pushylin, one of the leaders of the ‘Donetsk People's Republic’.

12.5.2014

9. Oleg TSARIOV Member of the Rada. Publicly called for the creation of the Federal Republic of Novorossia, composed of South Eastern Ukrainian regions.

12.5.2014

10. Roman LYAGIN Head of the ‘Donetsk People's Republic’ Central Electoral Commission. Actively organised the referendum on 11 May on

12.5.2014

63

the self-determination of the ‘Donetsk People's Republic’.

11. Aleksandr MALYKHIN


12.5.2014

12. Natalia Vladimirovna POKLONSKAYA



12.5.2014

13. Igor Sergeievich SHEVCHENKO


12.5.2014

Entities:



1. PJSC CHERNO-MORNEFTEGAZ


12.5.2014

2. FEODOSIA On 17.03.2014 the ‘Parliament of Crimea’ adopted a resolution declaring the appropriation of assets belonging to Feodosia enterprise on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

12.5.2014

64


of 23 June 2014concerning restrictions on goods originating in Crimea or Sevastopol, in response to the illegal annexation of Crimea and Sevastopol


Having regard to the Treaty on European Union, and in particular Article 29 thereof,

Whereas:

(1) On 6 March 2014, the Heads of State or Government of the Union's Member States strongly condemned the unprovoked violation of Ukrainian sovereignty and territorial integrity by the Russian Federation.

(2) On 17 March 2014, the Council adopted Decision 2014/145/CFSP concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine.

(3) At its meeting on 20-21 March 2014, the European Council strongly condemned the illegal annexation of the Autonomous Republic of Crimea (‘Crimea’) and the city of Sevastopol (‘Sevastopol’) to the Russian Federation and emphasised that it will not recognise it. The European Council considered that certain economic, trade and financial restrictions regarding Crimea should be proposed for rapid implementation.

(4) On 27 March 2014, the United Nations General Assembly adopted Resolution 68/262 on the territorial integrity of Ukraine, affirming its commitment to the sovereignty, political independence, unity and territorial integrity of Ukraine within its internationally recognised borders, underscoring the invalidity of the referendum held in Crimea on 16 March, and calling upon all States not to recognise any alterations to the status of Crimea and Sevastopol.

(5) In these circumstances, the Council considers that the import into the European Union of goods originating in Crimea or Sevastopol should be prohibited, with the exception of goods originating in Crimea or Sevastopol having been granted a certificate of origin by the Government of Ukraine.

(6) In order to ensure that the measures provided for in this Decision are effective, it should enter into force on the day following that of its publication.

(7) Further action by the Union is needed in order to implement certain measures,


Article 1

1. The import into the Union of goods originating in Crimea or Sevastopol shall be prohibited.

2. It shall be prohibited to provide, directly or indirectly, financing or financial assistance, as well as insurance and reinsurance, related to the import of goods originating in Crimea or Sevastopol.

Article 2

The prohibitions set out in Article 1 shall not apply to goods originating in Crimea or Sevastopol which have been made available for examination to, and have been controlled by the Ukrainian authorities and which have been granted a certificate of origin by the Government of Ukraine.

Article 3

65

The prohibitions set out in Article 1 shall be without prejudice to the execution until 26 September 2014 of contracts concluded before 25 June 2014 or ancillary contracts necessary for the execution of such contracts, to be concluded and executed not later than 26 September 2014.

Article 4

It shall be prohibited to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions laid down in Article 1.

Article 5

This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union.

This Decision shall apply until 23 June 2015.

This Decision shall be kept under constant review. It shall be renewed, or amended as appropriate, if the Council deems that its objectives have not been met.

Done at Luxembourg, 23 June 2014.

66


of 23 June 2014concerning restrictions on the import into the Union of goods originating in Crimea or Sevastopol, in response to the illegal annexation of Crimea and Sevastopol



Having regard to Council Decision 2014/386/CFSP (1) concerning restrictions on goods originating in Crimea or Sevastopol, in response to the illegal annexation of Crimea and Sevastopol,


Whereas:

(1) At its meeting of 20-21 March 2014, the European Council strongly condemned the annexation of the Autonomous Republic of Crimea (‘Crimea’) and the city of Sevastopol (‘Sevastopol’) to the Russian Federation and emphasised that it will not recognise the annexation. The European Council asked the Commission to evaluate the legal consequences of that annexation and to propose economic, trade and financial restrictions regarding Crimea for rapid implementation.

(2) In its Resolution of 27 March 2014, the United Nations General Assembly affirmed its commitment to the sovereignty, political independence, unity and territorial integrity of Ukraine within its internationally recognized borders, underscoring the invalidity of the referendum held in Crimea on 16 March, and called upon all States not to recognise any alterations in the status of Crimea and of Sevastopol.

(3) On 23 June 2014, the Council adopted Decision 2014/386/CFSP concerning restrictions on goods originating in Crimea or Sevastopol and on the provision, directly or indirectly, of financing or financial assistance, as well as insurance and reinsurance, related to the import of such goods, in response to the illegal annexation of Crimea and Sevastopol. In order to minimise the effect of such restrictive measures on economic operators, exceptions and transitional periods should be provided for in respect of trade in goods and related services for which transactions are required by a trade contract or ancillary contract, subject to a notification procedure.

(4) These measures fall within the scope of the Treaty on the Functioning of the European Union and, therefore, notably with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary in order to implement them.

(5) In order to ensure that the measures provided for in this Regulation are effective, it should enter into force on the day following that of its publication,


Article 1

For the purposes of this Regulation, the following definitions apply:

(a) ‘claim’ means any claim, whether asserted by legal proceedings or not, made before or after 25 June 2014, under or in connection with a contract or transaction, and includes in particular:

67

(i) a claim for performance of any obligation arising under or in connection with a contract or transaction;

(ii) a claim for extension or payment of a bond, financial guarantee or indemnity of whatever form;

(iii) a claim for compensation in respect of a contract or transaction;

(iv) a counterclaim;

(v)a claim for the recognition or enforcement, including by the procedure of exequatur, of a judgment, an arbitration award or an equivalent decision, wherever made or given;

(b) ‘contract or transaction’ means any transaction of whatever form, whatever the applicable law, and whether comprising one or more contracts or similar obligations made between the same or different parties; for this purpose ‘contract’ includes a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, and credit, whether legally independent or not, as well as any related provision arising under, or in connection with, the transaction;

(c) ‘goods originating in Crimea or Sevastopol’ means goods which are wholly obtained in Crimea or in Sevastopol or which have undergone their last substantial transformation there, in accordance, mutatis mutandis, with Articles 23 and 24 of Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code;

(d) ‘territory of the Union’ means the territories of the Member States to which the Treaty is applicable, under the conditions laid down in the Treaty, including their airspace.

(e) ‘competent authorities’ means the competent authorities of the Member States as identified on the websites listed in the Annex.

Article 2

It shall be prohibited:

(a) to import into the European Union goods originating in Crimea or Sevastopol;

(b) to provide, directly or indirectly, financing or financial assistance as well as insurance and reinsurance related to the import of the goods referred to in point (a).

Article 3

The prohibitions in Article 2 shall not apply in respect of:

(a) the execution until 26 September 2014, of trade contracts concluded before 25 June 2014, or of ancillary contracts necessary for the execution of such contracts, provided that the natural or legal persons, entity or body seeking to perform the contract have notified, at least 10 working days in advance, the activity or transaction to the competent authority of the Member State in which they are established.

(b)goods originating in Crimea or Sevastopol which have been made available to the Ukrainian authorities for examination, for which compliance with the conditions conferring entitlement to preferential origin has been verified in accordance with Regulation (EU) No 978/2012 and Regulation (EU) No 374/2014 (2) or in accordance with the EU-Ukraine Association Agreement.

Article 4

It shall be prohibited to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions laid down in Article 2.

Article 5

Actions by natural or legal persons, entities or bodies shall not give rise to any liability of any kind on their part if they did not know, and had no reasonable cause to suspect, that their actions would infringe the measures set out in this Regulation.

Article 6

68

1.No claims in connection with any contract or transaction the performance of which has been affected, directly or indirectly, in whole or in part, by the measures imposed under this Regulation, including claims for indemnity or anyother claim of this type, such as a claim for compensation or a claim under a guarantee, particularly a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, shall be satisfied, if they are made by:

(a) designated natural or legal persons, entities or bodies listed in Annex I to Council Regulation (EU) No 269/2014;

(b) any natural or legal person, entity or body acting through or on behalf of one of the persons, entities or bodies referred to in point (a);

(c) any natural or legal person, entity or body which has been found by an arbitral, judicial or administrative decision to have infringed the prohibitions set out in this Regulation;

(d) any natural or legal person, entity or body, if the claim relates to goods the import of which is prohibited under Article 2.

2.In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the natural or legal person, entity or body seeking the enforcement of that claim.

3.This Article is without prejudice to the right of natural or legal persons, entities or bodies referred to in paragraph 1 to judicial review of the legality of the non-performance of contractual obligations in accordance with this Regulation.

Article 7

1. The Commission and the Member States shall inform each other of the measures taken under this Regulation and share any other relevant information at their disposal in connection with this Regulation, in particular information in respect of violation and enforcement problems and judgments handed down by national courts.

2.The Member States shall immediately inform each other and the Commission of any other relevant information at their disposal which might affect the effective implementation of this Regulation.

Article 8

1.Member States shall lay down the rules on penalties applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented. The penalties provided for must be effective, proportionate and dissuasive.

2.Member States shall notify the rules referred to in paragraph 1 to the Commission without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.

Article 9

1.Member States shall designate the competent authorities referred to in this Regulation and identify them on the websites listed in the Annex. Member States shall notify the Commission of any changes in the addresses of their websites listed in the Annex.

2.Member States shall notify the Commission of their competent authorities, including the contact details of those competent authorities, without delay after the entry into force of this Regulation, and shall notify it of any subsequent amendment.

3.Where this Regulation sets out a requirement to notify, inform or otherwise communicate with the Commission, the address and other contact details to be used for such communication shall be those indicated in the Annex.

Article 10

This Regulation shall apply:

(a) within the territory of the Union, including its airspace;

69

(b) on board any aircraft or any vessel under the jurisdiction of a Member State

(c) to any person inside or outside the territory of the Union who is a national of a Member State;

(d) to any legal person, entity or body, inside or outside the territory of the Union, which is incorporated or constituted under the law of a Member State;

(e) to any legal person, entity or body in respect of any business done in whole or in part within the Union.

Article 11 This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.


Done at Luxembourg, 23 June 2014.

ANNEX


BELGIUM

http://www.diplomatie.be/eusanctions

BULGARIA

http://www.mfa.bg/en/pages/135/index.html

CZECH REPUBLIC

http://www.mfcr.cz/mezinarodnisankce

DENMARK

http://um.dk/da/politik-og-diplomati/retsorden/sanktioner/

GERMANY

http://www.bmwi.de/DE/Themen/Aussenwirtschaft/aussenwirtschaftsrecht,did=404888.html

ESTONIA

http://www.vm.ee/est/kat_622/

IRELAND

http://www.dfa.ie/home/index.aspx?id=28519

GREECE

http://www.mfa.gr/en/foreign-policy/global-issues/international-sanctions.html

SPAIN http://www.exteriores.gob.es/Portal/es/PoliticaExteriorCooperacion/GlobalizacionOportunidadesRiesgos/Documents/ORGANISMOS%20COMPETENTES%20SANCIONES%20INTERNACIONALES.pdf

FRANCE

http://www.diplomatie.gouv.fr/autorites-sanctions/

CROATIA


ITALY

70

http://www.esteri.it/MAE/IT/Politica_Europea/Deroghe.htm

CYPRUS

http://www.mfa.gov.cy/sanctions

LATVIA

http://www.mfa.gov.lv/en/security/4539

LITHUANIA

http://www.urm.lt/sanctions

LUXEMBOURG

http://www.mae.lu/sanctions

HUNGARY

http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/nemzetkozi_szankciok/

MALTA

http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp

NETHERLANDS

www.rijksoverheid.nl/onderwerpen/internationale-vrede-en-veiligheid/sancties

AUSTRIA

http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=

POLAND

http://www.msz.gov.pl

PORTUGAL

http://www.portugal.gov.pt/pt/os-ministerios/ministerio-dos-negocios-estrangeiros/quero-saber-mais/sobre-o-ministerio/medidas-restritivas/medidas-restritivas.aspx

ROMANIA

http://www.mae.ro/node/1548

SLOVENIA http://www.mzz.gov.si/si/zunanja_politika_in_mednarodno_pravo/zunanja_politika/mednarodna_varnost/omejevalni_ukrepi/

SLOVAKIA

http://www.mzv.sk/sk/europske_zalezitosti/europske_politiky-sankcie_eu

FINLAND


SWEDEN

http://www.ud.se/sanktioner

UNITED KINGDOM

https://www.gov.uk/sanctions-embargoes-and-restrictions

Address for notifications to the European Commission:

European Commission

71

Service for Foreign Policy Instruments (FPI)

EEAS 02/309

B-1049

Brussels Belgium


16. Council Decision (EU) 2014/475/CFSP

of 18 July 2014amending Decision 2014/145/CFSP concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine



Whereas:


(2) In view of the gravity of the situation in Ukraine, the conditions for freezing of funds and economic resources should be expanded to target legal persons, entities or bodies materially or financially supporting actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.

(3) Further action by the Union is needed in order to implement these measures.

(4) Decision 2014/145/CFSP should be amended accordingly,


Article 1

Article 2(1) of Decision 2014/145/CFSP is replaced by the following:

‘1. All funds and economic resources belonging to, or owned, held or controlled by:

— natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them;

— legal persons, entities or bodies supporting, materially or financially, actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine; or

— legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer, as listed in the Annex, shall be frozen.’.

Article 2


Done at Brussels, 18 July 2014.

72


of 18 July 2014amending Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine





Whereas:

(1) Council Regulation (EU) No 269/2014 gives effect to certain measures provided for in Decision 2014/145/CFSP and provides for the freezing of funds and economic resources of certain natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and of natural or legal persons, entities or bodies associated with them, or legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer.

(2) On 16 July 2014, the European Council agreed to expand restrictive measures, with a view to targeting entities, including from the Russian Federation, that are materially or financially supporting actions undermining or threatening Ukraine's sovereignty, territorial integrity and independence.

(3) On 18 July 2014, the Council adopted Decision 2014/475/CFSP (3) which amends Decision 2014/145/CFSP and provides for amended listing criteria to allow for the listing of legal persons, entities or bodies that are materially or financially supporting actions undermining or threatening Ukraine's sovereignty, territorial integrity and independence.

(4) This amendment falls within the scope of the Treaty and, therefore, in particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary in order to implement them.

(5) In order to ensure that the measures provided for in this Regulation are effective, it should enter into force immediately,


Article 1

Article 3(1) of Regulation (EU) No 269/2014 is replaced by the following:

‘1. Annex I shall include:

73

(a) natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them;

(b) legal persons, entities or bodies supporting, materially or financially, actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine; or

(c) legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer.’.

Article 2




74


of 25 July 2014implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine




Whereas:


(2) In view of the gravity of the situation, the Council considers that additional natural and legal persons should be added to the list of persons, entities and bodies subject to restrictive measures set out in Annex I to Regulation (EU) No 269/2014.

(3) Annex I to Regulation (EU) No 269/2014 should be amended accordingly,


Article 1


Article 2




ANNEX

LIST OF PERSONS AND ENTITIES REFERRED TO IN ARTICLE I

I. Individuals



1. Mikhail Efimovich Born on 1.9.1950 Permanent member of the Security 25.7.2014

75

FRADKOV

Михаил Ефимович Фрадков

in Kurumoch, Kuibyshev region

Council of the Russian Federation; Director of the Foreign Intelligence Service of the Russian Federation. As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

2. Nikolai Platonovich PATRUSHEV

Николай Платонович Патрушев



25.7.2014

3. Aleksandr Vasilievich BORTNIKOV

Александр Васильевич Бортников


Permanent member of the Security Council of the Russian Federation; Director of the Federal Security Service (FSB). As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

25.7.2014

4. Rashid Gumarovich NURGALIEV

Рашид Гумарович Нургалиев



25.7.2014

5. Boris Vyacheslavovich GRYZLOV

Борис Вячеславович Грызлов



25.7.2014

6. Sergei Orestovoch BESEDA

Сергей Орестович Беседа


25.7.2014

7. Mikhail Vladimirovich DEGTYAREV

Born on 10.7.1981 in Kuibyshev

Member of the State Duma. On 23.5.2014 he announced the inauguration of the ‘de facto embassy’ of the unrecognized, so-

25.7.2014

76

Михаил Владимирович Дегтярёв

(Samara) called, ‘Donetsk People's Republic’ in Moscow, he contributes to undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.

8. Ramzan Akhmadovitch KADYROV

Рамзан Ахматович Кадыров



25.7.2014

9. Alexander Nikolaye-vich TKACHYOV

АЛЕКСАНДРНИКОЛАЕВИЧ Ткачёв


Governor of the Krasnodar Krai. He was awarded the medal ‘for the liberation of Crimea’ by the Acting head of the Autonomous Republic of Crimea for the support he provided to the unlawful annexation of Crimea. At that occasion, the Acting Head of the Autonomous Republic of Crimea said that Tkachyov was one of the first to express his support to the new ‘leadership’ of Crimea.

25.7.2014

10. Pavel GUBAREV

Павел Юрьевич Губарев



25.7.2014

11. Ekaterina GUBAREVA

Екатерина Юрьевна Губарева


In her capacity of so called ‘Minister of Foreign Affairs’ she is responsible of defending the so called ‘Donetsk People's Republic’, thus undermining the territorial integrity, sovereignty and independence

25.7.2014

77

of Ukraine. In addition, her bank account is used to finance illegal armed separatist groups. In taking on and acting in this capacity she has therefore supported actions and policies which undermine the territorial integrity, sovereignty and independence of Ukraine.

12. Fedor BEREZIN

Фёдор Дмитриевич Березин



25.7.2014

13. Valery Vladimirovich KAUROV

Валерий Владимирович Кауров


The self-described ‘president’ of the so-called ‘Republic of Novorossiya’ who has called on Russia to deploy troops to Ukraine. In taking on and acting in this capacity he has therefore supported actions and policies which undermine the territorial integrity, sovereignty and independence of Ukraine.

25.7.2014

14. Serhii Anatoliyovych ZDRILIUK

Сергей Анатольевич Здрылюк



25.7.2014

15. Vladimir ANTYUFEYEV

Владимир Антюфеев (aka Vladimir SHEVTSOV, Vladimir Iurievici ANTIUFEEV, Vladimir Gheorghievici ALEXANDROV, Vadim Gheorghievici SHEVTSOV)



25.7.2014

II. Entities undermining the territorial integrity, sovereignty and independence of Ukraine

Name Identifying Reasons Date of

78

Information listing1. So called ‘Lugansk

People's Republic’

‘Луганская народная республика’

‘Luganskaya narodnaya respublika’

Official website:

http://lugansk-online.info

Phone number

+38-099-160-74-14

The so called ‘Lugansk People's Republic’ was established on 27 April 2014. Responsible for organising the illegal referendum on May 11 2014. Declaration of independence on May 12 2014. On 22 May 2014, the so called ‘People's Republics’ of Donetsk and Lugansk created the so called ‘Federal State of Novorossiya’. This is in breach of Ukrainian constitutional law, and, as a consequence, of international law, thus undermining the territorial integrity, sovereignty and independence of Ukraine. It is also involved in the recruitment to the separatist ‘Army of Southeast’ and other illegal armed separatist groups, thus undermining the stability or security of Ukraine.

25.7.2014

2. So called ‘Donetsk People's Republic’

‘Донецкая народная республика’

‘Donétskaya naródnaya respúblika’

Official information, including the Constitution of Donetsk People's Republic and the composition of the Supreme Councilhttp://dnr-news.com/Social media: https://twitter.com/ dnrpress http://vk.com/dnrnews

The so called ‘Donetsk People's Republic’ was declared on 7 April 2014. Responsible for organizing the illegal referendum on May 11 2014. Declaration of independence on May 12 2014. On 24 May 2014, the so called ‘People's Republics’ of Donetsk and Lugansk signed an agreement on the creation of the so called ‘Federal State of Novorossiya’.This is in breach of Ukrainian constitutional law, and, as a consequence, of international law, thus undermining the territorial integrity, sovereignty and independence of Ukraine. It is also involved in the recruitment to illegal armed separatist groups, thus threatening the stability or security of Ukraine.

25.7.2014

3. So called ‘Federal State of Novorossiya’

‘Федеративное государство Новороссия’

‘Federativnoye Gosudarstvo Novorossiya’

Official press releases: http://novorossia.su/ official

On 24 May 2014, the so called ‘People's Republics’ of Donetsk and Lugansk signed an agreement on the creation of the unrecognized so called ‘Federal State of Novorossiya’. This is in breach of Ukrainian constitutional law, and, as a consequence, of international law, thus threatening the territorial integrity, sovereignty and independence of Ukraine.

25.7.2014

4. International Union of Public Associations ‘Great Don Army’

Международный

Official web site: http://vvd2003.narod. ru/ Phone number: +7-8-908-178-65-57

The ‘Great Don army’ established the ‘Cossack National Guard’, responsible for fighting against the Ukrainian government forces in Eastern Ukraine, thus undermining the territorial integrity, sovereignty and independence of Ukraine

25.7.2014

79

Союз Общественных Объединений ‘Всевеликое Войско Донское’

Social media: Cossack National Guard http://vk.com/kazak_ nac_guard Address: 346465 Russia Rostov Region. October (C) District. St Zaplavskaya. Str Shosseynaya 1

as well as threatening the stability or security of Ukraine. Associated with Mr, Nikolay KOZITSYN, who is Commander of Cossack forces and responsible for commanding separatists in Eastern Ukraine fighting against the Ukrainian government forces.

5. ‘Sobol’

‘СОБОЛЬ’

Official web site: http://soboli.net Social media: http://vk.com/ sobolipress Phone number: (0652) 60-23-93. Email: SoboliPress@ gmail.com Address: Crimea, Simferopol, str. Kiev, 4 (area bus station ‘Central’).

Radical paramilitary organisation, responsible for openly supporting using force to end Ukraine's control over Crimea, thus undermining the territorial integrity, sovereignty and independence of Ukraine Responsible for training separatists to fight against the Ukrainian government forces in Eastern Ukraine, thus threatening the stability or security of Ukraine.

25.7.2014

6. So called ‘Lugansk Guard’

‘Луганская гвардия’

Social media: https://vk.com/luguard http://vk.com/ club68692201

Self-defence militia of Lugansk, responsible for training separatists to fight against the Ukrainian government forces in Eastern Ukraine, thus threatening the stability or security of Ukraine.Associated with Mr, German PROPOKIV, active leader who is responsible for taking part in the seizure of the building of the Lugansk regional office of the Ukrainian Security Service and recorded a video address to President Putin and Russia from the occupied building.

25.7.2014

7. So called ‘Army of the Southeast’

‘Армии Юго-Востока’

Recruitment: http://lugansk-online. info/statements

Social media: http://vk.com/ lugansksbu

Illegal armed separatist group which is considered to be one of the most important in Eastern Ukraine. Responsible for occupying the building of the Security Service in the Lugansk region. Retired officer. Associated with Mr. Valeriy BOLOTOV, listed as one of the leaders of the group.Associated with Mr. Vasyl NIKITIN, responsible for the separatist ‘governmental’ activities of the so called ‘government of the People' s Republic of Luhansk’

25.7.2014

8. So called ‘Donbass People's Militia’

‘Нарóдное

Social media: http://vk.com/ polkdonbassa +38-099-445-63-

Illegal armed separatist group responsible for fighting against the Ukrainian government forces in the Eastern Ukraine, thus threatening the stability or security of

25.7.2014

80

ополчéние Донбáсса’

78; +38-063-688-60-01; +38-067-145-14-99; +38-094-912-96-60; +38-062-213-26-60 Email: voenkom.dnr@ mail.ru mobilisation@ novorossia.co Telephone volunteers in Russia: +7 (926) 428-99-51 +7 (967) 171-27-09 or email novoross24@ mail.ru Address: Donetsk. Prospect Zasyadko.13

Ukraine. Inter alia, the militant group seized control of several government buildings in Eastern Ukraine in early April 2014, thus undermining the territorial integrity, sovereignty and independence of Ukraine. Its former leader Mr. Pavel Gubarev, is responsible for the taking over of the regional government building in Donetsk with pro-Russian forces and proclaiming himself the ‘people's governor’.

9. ‘Vostok battalion’

‘батальоны Восток’

Social media: http://vk.com/ patriotic_forces_of_ donbas

Illegal armed separatist group which is considered to be one of the most important in Eastern Ukraine. Responsible fighting against the Ukrainian government forces in Eastern Ukraine, thus threatening the stability or security of Ukraine. Attempted to seize the Donetsk Airport.

25.7.2014

III. Entities whose ownership has been transferred contrary to Ukrainian law



1. State ferry enterprise ‘Kerch ferry’

Государственная судоходная компания 'Керченская паромная переправа'

Gosudarstvenoye predpriyatiye Kerchenskaya paromnaya pereprava



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2. State enterprise ‘Sevastopol commercial seaport’

Государственное предприятие 'Севастопольский морской торговый порт'

Gosudarstvenoye predpriyatiye Sevastopolski morskoy torgovy port


The ownership of the entity was transferred contrary to the Ukrainian law. On 17.3.2014 the ‘Parliament of Crimea’ adopted a resolution No. 1757-6/14 ‘On nationalization of some companies belonging to the Ukrainian ministries of infrastructure or agriculture’ declaring the appropriation of assets belonging to the state enterprise ‘Sevastopol commercial seaport’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’. In terms of volume of trade, it is the biggest commercial seaport in Crimea.

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3. State enterprise ‘Kerch commercial sea port’

Государственное предприятие 'Керченский морской торговый порт'

Gosudarstvenoye predpriyatiyeKerchenski morskoy torgovy port

28 Kirova Str., 98312, Kerch, Autonomous Republic of Crimea, (98312, Автономная Республика Крым, г. Керчь, ул. Кирова, 28) Code: 01125554

The ownership of the entity was transferred contrary to the Ukrainian law. The ‘Parliament of Crimea’ adopted a resolution No.1757-6/14 on 17.3.2014 ‘On nationalization of some companies belonging to the Ukrainian ministries of infrastructure or agriculture’ and a resolution No. 1865-6/14 on 26.3.2014 ‘On State-Owned Enterprise "Crimean Sea Ports’ (‘О Государственном предприятии "Крымские морские порты’) declaring the appropriation of assets belonging to the state enterprise ‘Kerch Commercial Sea Port’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’. In terms of volume of trade, it is the second biggest commercial seaport in Crimea.

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Государственное предприятие 'Универсал-Авиа'

Gosudarstvenoye predpriyatiye ‘Universal-Avia’



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5. Resort 'Nizhnyaya Oreanda'

Санаторий 'Нижняя Ореанда'

Resort ‘Nizhnyaya Oreanda’, 08655, Yalta, Oreanda (08655, г.Ялта, пгт. Ореанда, Санаторий ‘Нижняя

The ownership of the entity was transferred contrary to the Ukrainian law. On 21 March the ‘Presidium of the Parliament of Crimea’ adopted a decision ‘On the questions of creation of the Association of sanatoria and resorts’ No. 1767-6/14 declaring the appropriation of assets belonging to the resort ‘Nizhnyaya

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Ореанда’) Oreanda’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

6. Crimean enterprise ‘Azov distillery plant’

Крымское республиканское предприятие 'Азовский ликероводочный Завод'Azovsky likerovodochny zavod

40 Zeleznodorozhnaya str., 96178 town of Azov, Jankoysky district Джанкойский район, пгт Азовское, ул. Железнодорожная, 40) code: 01271681

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the ‘Azovsky likerovodochny zavod’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

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7. State concern National Association of producers ‘Massandra’

Национальное производственно-аграрное объединение 'Массандра'

Nacionalnoye proizvodstvenno agrarnoye obyedinenye Massandra

6, str. Mira, Massandra 98600 city of Yalta (98600, г. Ялта, пгт Массандра, ул. Мира, д. 6) code: 00411890

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the state concern ‘National Association of producers “Massandra”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

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8. ‘State enterprise Magarach of the national institute of wine’

Государственное предприятие Агрофирма 'Магарач' Национального института винограда и вина 'Магарач'

Gosudarstvenoye predpriyatiye ‘Agrofirma Magarach’


The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the state enterprise ‘Gosudarstvenoye predpriyatiye “Agrofirma Magarach” nacionalnogo instituta vinograda i vina “Magarach”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated

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nacionalnogo instituta vinograda i vina ‘Magarach’

by the Crimean ‘authorities’.

9. State enterprise ‘Factory of sparkling wine Novy Svet’

Государственное предприятиеЗавод шампанских вин 'Новый свет'

Gosudarstvenoye predpriyatiye ‘Zavod shampanskykh vin Novy Svet’


The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No. 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the “Republic of Crimea” declaring the appropriation of assets belonging to the state enterprise “Zavod shampanskykh vin Novy Svet”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

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of 25 July 2014amending Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine





Whereas:

(1) Council Regulation (EU) No 269/2014 gives effect to certain measures provided for in Decision 2014/145/CFSP and provides for the freezing of funds and economic resources of natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them; legal persons, entities or bodies supporting, materially or financially, actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine; or legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer.

(2) On 22 July 2014, the Council agreed to expand the restrictive measures with a view to targeting individuals or entities who actively provide material or financial support to, or are benefiting from, the Russian decision-makers responsible for the annexation of Crimea or the destabilisation of Eastern-Ukraine.

(3) On 25 July 2014, the Council adopted Decision 2014/499/CFSP (3) which amends Decision 2014/145/CFSP and provides for amended listing criteria to allow for the listing of natural or legal persons who actively provide material or financial support to, or are benefiting from, the Russian decision-makers responsible for the annexation of Crimea or the destabilisation of Eastern-Ukraine.

(4) That measure falls within the scope of the Treaty and, therefore, notably with a view to ensuring its uniform application in all Member States, regulatory action at the level of the Union is necessary in order to implement it.

(5) Regulation (EU) No 269/2014 should therefore be amended accordingly.



Article 1

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Article 3(1) of Regulation (EU) No 269/2014 is replaced by the following:

‘1.Annex I shall include:

(a) natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them;

(b) legal persons, entities or bodies supporting, materially or financially, actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine;

(c) legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer; or

(d) natural or legal persons, entities or bodies who actively provide material or financial support to, or are benefiting from, Russian decision-makers responsible for the annexation of Crimea and Sevastopol or the destabilisation of Eastern-Ukraine.’.

Article 2




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Whereas:


(2) In view of the gravity of the situation in Ukraine, the restrictions on admission and the freezing of funds and economic resources should also apply to natural and legal persons, entities and bodies actively supporting, materially or financially, or benefiting from, Russian decision-makers responsible for the annexation of Crimea or the destabilisation of Eastern-Ukraine.

(3) Furthermore, the Council considers that additional natural and legal persons should be added to the list of persons, entities and bodies subject to restrictive measures set out in the Annex to Decision 2014/145/CFSP.

(4) Decision 2014/145/CFSP should be amended accordingly.

(5) Further action by the Union is needed in order to implement these measures,


Article 1

Decision 2014/145/CFSP is amended as follows:


‘1.Member States shall take the necessary measures to prevent the entry into or transit through their territories of:

(a) natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and of natural persons associated with them; or

(b) natural persons actively supporting, materially or financially, or benefiting from, Russian decision-makers responsible for the annexation of Crimea or the destabilisation of Eastern-Ukraine,

as listed in the Annex.’;


‘1. All funds and economic resources belonging to, or owned, held or controlled by:

87

(a) natural persons responsible for, actively supporting or implementing, actions or policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine, or stability or security in Ukraine, or which obstruct the work of international organisations in Ukraine, and natural or legal persons, entities or bodies associated with them;

(b) legal persons, entities or bodies supporting, materially or financially, actions which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine;

(c) legal persons, entities or bodies in Crimea or Sevastopol whose ownership has been transferred contrary to Ukrainian law, or legal persons, entities or bodies which have benefited from such a transfer; or

(d) natural or legal persons, entities or bodies actively supporting, materially or financially, or benefiting from, Russian decision-makers responsible for the annexation of Crimea or the destabilisation of Eastern Ukraine, as listed in the Annex, shall be frozen.’.

Article 2


Article 3



ANNEX

LIST OF PERSONS AND ENTITIES REFERRED TO IN ARTICLE 2

I. Individuals



1. Mikhail Efimovich FRADKOV

Михаил Ефимович Фрадков

Born on 1.9.1950 in Kurumoch, Kuibyshev region

Permanent member of the Security Council of the Russian Federation; Director of the Foreign Intelligence Service of the Russian Federation. As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

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2. Nikolai Platonovich PATRUSHEV

Николай Платонович Патрушев



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3. Aleksandr Vasilievich BORTNIKOV

Александр Васильевич Бортников


Permanent member of the Security Council of the Russian Federation; Director of the Federal Security Service (FSB). As a member of the Security Council, which provides advice on and coordinates national security affairs, he was involved in shaping the policy of the

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Russian Government threatening the territorial integrity, sovereignty and independence of Ukraine.

4. Rashid Gumarovich NURGALIEV

Рашид Гумарович Нургалиев



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5. Boris Vyacheslavovich GRYZLOV

Борис Вячеславович Грызлов



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6. Sergei Orestovoch BESEDA

Сергей Орестович Беседа


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7. Mikhail Vladimirovich DEGTYAREV

Михаил Владимирович Дегтярёв

Born on 10.7.1981 in Kuibyshev (Samara)

Member of the State Duma. On 23.5.2014 he announced the inauguration of the ‘de facto embassy’ of the unrecognized, so-called, ‘Donetsk People's Republic’ in Moscow, he contributes to undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.

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8. Ramzan Akhmadovitch KADYROV

Рамзан Ахматович Кадыров



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9. Alexander Nikolaye-vich TKACHYOV

АЛЕКСАНДРНИКОЛАЕВИЧ Ткачёв


Governor of the Krasnodar Krai. He was awarded the medal ‘for the liberation of Crimea’ by the Acting head of the Autonomous Republic of Crimea for the support he provided to the unlawful annexation of Crimea. At that occasion, the Acting Head of the Autonomous

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Republic of Crimea said that Tkachyov was one of the first to express his support to the new ‘leadership’ of Crimea.

10. Pavel GUBAREV

Павел Юрьевич Губарев



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11. Ekaterina GUBAREVA

Екатерина Юрьевна Губарева


In her capacity of so called ‘Minister of Foreign Affairs’ she is responsible of defending the so called ‘Donetsk People's Republic’, thus undermining the territorial integrity, sovereignty and independence of Ukraine. In addition, her bank account is used to finance illegal armed separatist groups. In taking on and acting in this capacity she has therefore supported actions and policies which undermine the territorial integrity, sovereignty and independence of Ukraine.

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12. Fedor BEREZIN

Фёдор Дмитриевич Березин



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13. Valery Vladimirovich KAUROV

Валерий Владимирович


The self-described ‘president’ of the so-called ‘Republic of Novorossiya’ who has called on Russia to deploy troops to Ukraine. In taking on and acting in this capacity he has therefore supported actions and policies which undermine the

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Кауров territorial integrity, sovereignty and independence of Ukraine.

14. Serhii Anatoliyovych ZDRILIUK

Сергей Анатольевич Здрылюк



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15. Vladimir ANTYUFEYEV

Владимир Антюфеев (aka Vladimir SHEVTSOV, Vladimir Iurievici ANTIUFEEV, Vladimir Gheorghievici ALEXANDROV, Vadim Gheorghievici SHEVTSOV)



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II. Entities undermining the territorial integrity, sovereignty and independence of Ukraine



1. So called ‘Lugansk People's Republic’

‘Луганская народная республика’

‘Luganskaya narodnaya respublika’

Official website:

http://lugansk-online.info

Phone number

+38-099-160-74-14

The so called ‘Lugansk People's Republic’ was established on 27 April 2014. Responsible for organising the illegal referendum on May 11 2014. Declaration of independence on May 12 2014. On 22 May 2014, the so called ‘People's Republics’ of Donetsk and Lugansk created the so called ‘Federal State of Novorossiya’. This is in breach of Ukrainian constitutional law, and, as a consequence, of international law, thus undermining the territorial integrity, sovereignty and independence of Ukraine. It is also involved in the recruitment to the separatist ‘Army of Southeast’ and other illegal armed separatist groups, thus undermining the stability or security of Ukraine.

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2. So called ‘Donetsk People's Republic’

‘Донецкая народная республика’

Official information, including the Constitution of Donetsk People's

The so called ‘Donetsk People's Republic’ was declared on 7 April 2014. Responsible for organizing the illegal referendum on May 11 2014. Declaration of independence on May 12 2014.

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‘Donétskaya naródnaya respúblika’

Republic and the composition of the Supreme Councilhttp://dnr-news.com/Social media: https://twitter.com/ dnrpress http://vk.com/dnrnews

On 24 May 2014, the so called ‘People's Republics’ of Donetsk and Lugansk signed an agreement on the creation of the so called ‘Federal State of Novorossiya’.This is in breach of Ukrainian constitutional law, and, as a consequence, of international law, thus undermining the territorial integrity, sovereignty and independence of Ukraine. It is also involved in the recruitment to illegal armed separatist groups, thus threatening the stability or security of Ukraine.

3. So called ‘Federal State of Novorossiya’

‘Федеративное государство Новороссия’

‘Federativnoye Gosudarstvo Novorossiya’

Official press releases: http://novorossia.su/ official

On 24 May 2014, the so called ‘People's Republics’ of Donetsk and Lugansk signed an agreement on the creation of the unrecognized so called ‘Federal State of Novorossiya’. This is in breach of Ukrainian constitutional law, and, as a consequence, of international law, thus threatening the territorial integrity, sovereignty and independence of Ukraine.

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4. International Union of Public Associations ‘Great Don Army’

Международный Союз Общественных Объединений ‘Всевеликое Войско Донское’

Official web site: http://vvd2003.narod. ru/ Phone number: +7-8-908-178-65-57 Social media: Cossack National Guard http://vk.com/kazak_ nac_guard Address: 346465 Russia Rostov Region. October (C) District. St Zaplavskaya. Str Shosseynaya 1

The ‘Great Don army’ established the ‘Cossack National Guard’, responsible for fighting against the Ukrainian government forces in Eastern Ukraine, thus undermining the territorial integrity, sovereignty and independence of Ukraine as well as threatening the stability or security of Ukraine. Associated with Mr, Nikolay KOZITSYN, who is Commander of Cossack forces and responsible for commanding separatists in Eastern Ukraine fighting against the Ukrainian government forces.

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5. ‘Sobol’

‘СОБОЛЬ’

Official web site: http://soboli.net Social media: http://vk.com/ sobolipress Phone number: (0652) 60-23-93. Email: SoboliPress@ gmail.com Address: Crimea, Simferopol, str. Kiev, 4 (area bus station ‘Central’).

Radical paramilitary organisation, responsible for openly supporting using force to end Ukraine's control over Crimea, thus undermining the territorial integrity, sovereignty and independence of Ukraine Responsible for training separatists to fight against the Ukrainian government forces in Eastern Ukraine, thus threatening the stability or security of Ukraine.

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6. So called ‘Lugansk Guard’

‘Луганская гвардия’

Social media: https://vk.com/luguard http://vk.com/ club68692201

Self-defence militia of Lugansk, responsible for training separatists to fight against the Ukrainian government forces in Eastern Ukraine, thus threatening the stability or security of Ukraine.Associated with Mr, German PROPOKIV, active leader who is responsible for taking part in the seizure of the building of the Lugansk regional office of the Ukrainian Security Service and recorded a video address to President Putin and Russia from the occupied building.

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7. So called ‘Army of the Southeast’

‘Армии Юго-Востока’

Recruitment: http://lugansk-online. info/statements

Social media: http://vk.com/ lugansksbu

Illegal armed separatist group which is considered to be one of the most important in Eastern Ukraine. Responsible for occupying the building of the Security Service in the Lugansk region. Retired officer. Associated with Mr. Valeriy BOLOTOV, listed as one of the leaders of the group.Associated with Mr. Vasyl NIKITIN, responsible for the separatist ‘governmental’ activities of the so called ‘government of the People' s Republic of Luhansk’

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8. So called ‘Donbass People's Militia’

‘Нарóдное ополчéние Донбáсса’

Social media: http://vk.com/ polkdonbassa +38-099-445-63-78; +38-063-688-60-01; +38-067-145-14-99; +38-094-912-96-60; +38-062-213-26-60 Email: voenkom.dnr@ mail.ru mobilisation@ novorossia.co Telephone volunteers in Russia: +7 (926) 428-99-51 +7 (967) 171-27-09 or email novoross24@ mail.ru Address: Donetsk. Prospect

Illegal armed separatist group responsible for fighting against the Ukrainian government forces in the Eastern Ukraine, thus threatening the stability or security of Ukraine. Inter alia, the militant group seized control of several government buildings in Eastern Ukraine in early April 2014, thus undermining the territorial integrity, sovereignty and independence of Ukraine. Its former leader Mr. Pavel Gubarev, is responsible for the taking over of the regional government building in Donetsk with pro-Russian forces and proclaiming himself the ‘people's governor’.

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Zasyadko.139. ‘Vostok battalion’

‘батальоны Восток’

Social media: http://vk.com/ patriotic_forces_of_ donbas

Illegal armed separatist group which is considered to be one of the most important in Eastern Ukraine. Responsible fighting against the Ukrainian government forces in Eastern Ukraine, thus threatening the stability or security of Ukraine. Attempted to seize the Donetsk Airport.

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III. Entities whose ownership has been transferred contrary to Ukrainian law



1. State ferry enterprise ‘Kerch ferry’

Государственная судоходная компания 'Керченская паромная переправа'

Gosudarstvenoye predpriyatiye Kerchenskaya paromnaya pereprava



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2. State enterprise ‘Sevastopol commercial seaport’

Государственное предприятие 'Севастопольский морской торговый порт'

Gosudarstvenoye predpriyatiye Sevastopolski morskoy torgovy port


The ownership of the entity was transferred contrary to the Ukrainian law. On 17.3.2014 the ‘Parliament of Crimea’ adopted a resolution No. 1757-6/14 ‘On nationalization of some companies belonging to the Ukrainian ministries of infrastructure or agriculture’ declaring the appropriation of assets belonging to the state enterprise ‘Sevastopol commercial seaport’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’. In terms of volume of trade, it is the biggest commercial seaport in Crimea.

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3. State enterprise ‘Kerch commercial sea port’

Государственное предприятие 'Керченский морской торговый порт'

28 Kirova Str., 98312, Kerch, Autonomous Republic of Crimea, (98312, Автономная Республика Крым, г. Керчь, ул. Кирова, 28)

The ownership of the entity was transferred contrary to the Ukrainian law. The ‘Parliament of Crimea’ adopted a resolution No.1757-6/14 on 17.3.2014 ‘On nationalization of some companies belonging to the Ukrainian ministries of infrastructure or agriculture’ and a resolution No. 1865-6/14 on 26.3.2014 ‘On State-Owned Enterprise "Crimean

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Gosudarstvenoye predpriyatiyeKerchenski morskoy torgovy port

Code: 01125554 Sea Ports’ (‘О Государственном предприятии "Крымские морские порты’) declaring the appropriation of assets belonging to the state enterprise ‘Kerch Commercial Sea Port’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’. In terms of volume of trade, it is the second biggest commercial seaport in Crimea.


Государственное предприятие 'Универсал-Авиа'

Gosudarstvenoye predpriyatiye ‘Universal-Avia’



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5. Resort 'Nizhnyaya Oreanda'

Санаторий 'Нижняя Ореанда'

Resort ‘Nizhnyaya Oreanda’, 08655, Yalta, Oreanda (08655, г.Ялта, пгт. Ореанда, Санаторий ‘Нижняя Ореанда’)

The ownership of the entity was transferred contrary to the Ukrainian law. On 21 March the ‘Presidium of the Parliament of Crimea’ adopted a decision ‘On the questions of creation of the Association of sanatoria and resorts’ No. 1767-6/14 declaring the appropriation of assets belonging to the resort ‘Nizhnyaya Oreanda’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

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6. Crimean enterprise ‘Azov distillery plant’

Крымское республиканское предприятие 'Азовский ликероводочный Завод'Azovsky likerovodochny zavod

40 Zeleznodorozhnaya str., 96178 town of Azov, Jankoysky district Джанкойский район, пгт Азовское, ул. Железнодорожная, 40) code: 01271681

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1 1-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the ‘Azovsky likerovodochny zavod’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

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7. State concern National Association of producers ‘Massandra’

6, str. Mira, Massandra 98600 city of Yalta (98600, г. Ялта,

The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision

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Национальное производственно-аграрное объединение 'Массандра'

Nacionalnoye proizvodstvenno agrarnoye obyedinenye Massandra

пгт Массандра, ул. Мира, д. 6) code: 00411890

No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the state concern ‘National Association of producers “Massandra”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

8. ‘State enterprise Magarach of the national institute of wine’

Государственное предприятие Агрофирма 'Магарач' Национального института винограда и вина 'Магарач'

Gosudarstvenoye predpriyatiye ‘Agrofirma Magarach’ nacionalnogo instituta vinograda i vina ‘Magarach’


The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the Republic of Crimea’ declaring the appropriation of assets belonging to the state enterprise ‘Gosudarstvenoye predpriyatiye “Agrofirma Magarach” nacionalnogo instituta vinograda i vina “Magarach”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

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9. State enterprise ‘Factory of sparkling wine Novy Svet’

Государственное предприятиеЗавод шампанских вин 'Новый свет'

Gosudarstvenoye predpriyatiye ‘Zavod shampanskykh vin Novy Svet’


The ownership of the entity was transferred contrary to the Ukrainian law. On 9 April the ‘Presidium of the Parliament of Crimea’ adopted a decision No. 1991-6/14 ‘On the amendments to the Resolution of the State Council of the Republic of Crimea’ of 26 March 26 2014 No. 1836-6/14 ‘On nationalization of the property of enterprises, institutions and organizations of agro-industrial complex, located in the territory of the “Republic of Crimea” declaring the appropriation of assets belonging to the state enterprise “Zavod shampanskykh vin Novy Svet”’ on behalf of the ‘Republic of Crimea’. The enterprise is thus effectively confiscated by the Crimean ‘authorities’.

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of 30 July 2014amending Regulation (EU) No 692/2014 concerning restrictions on the import into the Union of goods originating in Crimea or Sevastopol, in response to the illegal annexation of Crimea and Sevastopol



Having regard to Council Decision 2014/386/CFSP of 23 June 2014 concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol,

Having regard to the joint proposal from the High Representative of the Union for Foreign Affairs and Security Policy and the European Commission,

Whereas:

(1) Council Regulation (EU) No 692/2014 gives effect to certain measures provided for in Decision 2014/386/CFSP, in particular, restrictions on goods originating in Crimea or Sevastopol and on the provision, direct or indirect, of financing or financial assistance, as well as insurance and reinsurance, related to the import of such goods, in response to the illegal annexation of Crimea and Sevastopol.

(2) On 30 July 2014, the Council adopted Decision 2014/507/CFSP which amends Decision 2014/386/CFSP in order to provide for a ban on new investments related to infrastructure in the sectors of transport, telecommunications and energy and the exploitation of natural resources in Crimea and Sevastopol and an export ban on key equipment and technology related to those sectors.

(3) Those measures fall within the scope of the Treaty and, therefore, in particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary in order to implement them.

(4) Regulation (EU) No 692/2014 should therefore be amended accordingly.

(5) In order to ensure that the measures provided for in this Regulation are effective, it should enter into force immediately,


Article 1

Regulation (EU) No 692/2014 is hereby amended as follows:

(1) The title is replaced by the following:

‘Council Regulation (EU) No 692/2014 of 23 June 2014 concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol’.

(2) In Article 1, the following points are added:

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‘(f) “brokering services” means:

(i) the negotiation or arrangement of transactions for the purchase, sale or supply of goods and technology or of financial and technical services, including from a third country to any other third country; or

(ii) the selling or buying of goods and technology or of financial and technical services, including where they are located in third countries for their transfer to another third country.

(g) “technical assistance” means any technical support related to repairs, development, manufacture, assembly, testing, maintenance, or any other technical service, and may take forms such as instruction, advice, training, transmission of working knowledge or skills or consulting services; technical assistance includes verbal forms of assistance.’.

(3) The following Articles are inserted:

‘Article 2a

1. The following shall be prohibited:

(a) the granting of any financial loan or credit specifically relating to the creation, acquisition or development of infrastructure in the areas of transport, telecommunications or energy in Crimea or Sevastopol;

(b) the acquisition or extension of a participation, including the acquisition in full and the acquisition of shares and securities of a participating nature, in enterprises established in Crimea or Sevastopol that are engaged in the creation, acquisition or development of infrastructure in the areas of transport, telecommunications or energy in Crimea or Sevastopol;

(c) the creation of any joint venture relating to the creation, acquisition or development of infrastructure in the areas of transport, telecommunications or energy in Crimea or Sevastopol.

2. The following shall be prohibited:

(a) the granting of any financial loan or credit specifically relating to the exploitation of oil, gas or mineral resources in Crimea or Sevastopol;

(b)the acquisition or extension of a participation, including the acquisition in full of such enterprises and the acquisition of shares and securities of a participating nature, in entreprises established in Crimea or Sevastopol that are engaged in the exploitation of oil, gas or mineral resources in Crimea or Sevastopol;

(c)the creation of any joint venture relating to the exploitation of oil, gas or mineral resources in Crimea or Sevastopol.

3.For the purposes of this Article and Article 2b, the following definitions shall apply:

(a) “mineral resources” are those listed in Annex II;

(b) “exploitation” means exploration, prospection, extraction, refining and management of oil, gas and mineral resources and provision of related geological services but does not include maintenance to ensure safety of existing infrastructure;

(c) “refining” means the processing, conditioning and preparation for sale.

Article 2b

It shall be prohibited to provide, directly or indirectly, technical assistance, brokering services related to the investment activities referred to in Article 2a.

Article 2c

1. It shall be prohibited to sell, supply, transfer, export, directly or indirectly, key equipment and technology as listed in Annex III to any natural or legal person, entity or body in Crimea or Sevastopol or for use in Crimea or Sevastopol.

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2. Annex III shall include key equipment and technology related to the creation, acquisition or development of infrastructure in the following sectors:

(a) transport;

(b) telecommunications;

(c) energy;

(d) the exploitation of oil, gas and mineral reserves in Crimea and Sevastopol.

3.It shall be prohibited to:

(a)provide, directly or indirectly, technical assistance or brokering services related to the key equipment and technology listed in Annex III, or related to the provision, manufacture, maintenance and use of items listed in Annex III to any natural or legal person, entity or body in Crimea or Sevastopol or for use in Crimea or Sevastopol; and

(b) provide, directly or indirectly, financing or financial asssistance related to the key equipment and technology listed in Annex III to any natural or legal person, entity or body in Crimea or Sevastopol or for use in Crimea or Sevastopol.

4. It shall be prohibited to participate, knowingly or intentionally, in activities the object or effect of which is to circumvent the prohibitions referred to in paragraphs 1 and 3.

5. The prohibitions in paragraphs 1 and 3 shall not apply to the execution, until 28 October 2014 of transactions required by a trade contract concluded before30 July 2014 concerning key equipment or technology as listed in Annex III or by ancillary contracts necessary for the execution of such contracts provided that the natural or legal person, entity or body seeking to engage in such transactions, or to provide assistance to such transactions, has notified, at least 10 working days in advance, the transaction or assistance to the competent authority of the Member State in which it is established.

Article 2d

Articles 2a and 2b shall not apply to the granting of a financial loan or credit, to the extension of a participation or the creation of any joint venture, if the following conditions are met:

(a) the transaction is required by an agreement or contract conluded before 30 July 2014; and

(b) the competent authority has been informed at least 10 working days in advance.’.

(4) The Annex to Regulation (EU) No 692/2014 is renamed ‘Annex I’ and Annexes II and III as set out in the Annex to this Regulation are added.

Article 2

This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.



ANNEX

‘ANNEX II

Mineral Resources referred to in Article 2a:

CN code Product description

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2501 00 10 Sea water and salt liquors2501 00 31 Salt for chemical transformation “separation of Na from Cl” for the manufacture of other

products2501 00 51 Salt, denatured or for other industrial uses, incl. refining (excl. for chemical transformation or

preservation or preparation of foodstuffs for human or animal consumption)2501 00 99 Salt and pure sodium chloride, whether or not in aqueous solution or containing added anti-

caking or free-flowing agents (excl. table salt, salt for chemical transformation “separation of Na from Cl”, denatured salt and salt for other industrial uses)

2502 00 00 Unroasted iron pyrites2503 00 Sulphur of all kinds, other than sublimed sulphur, precipitated sulphur and colloidal sulphur2504 Natural graphite2505 Natural sands of all kinds, whether or not coloured, other than metal-bearing sands of Chapter

262506 Quartz (other than natural sands); quartzite, whether or not roughly trimmed or merely cut, by

sawing or otherwise, into blocks or slabs of a rectangular (including square) shape2507 00 Kaolin and other kaolinic clays, whether or not calcined2508 Other clays (not including expanded clays of heading 6806), andalusite, kyanite and

sillimanite, whether or not calcined; mullite; chamotte or dinas earths2509 00 00 Chalk2510 Natural calcium phosphates and natural aluminium calcium phosphates, natural and phosphatic

chalk2511 Natural barium sulphate (barytes); natural barium carbonate (witherite), whether or not

calcined, other than barium oxide of heading 28162512 00 00 Siliceous fossil meals (for example, kieselguhr, tripolite and diatomite) and similar siliceous

earths, whether or not calcined, of an apparent specific gravity of 1 or less2513 Pumice stone; emery; natural corundum, natural garnet and other natural abrasives, whether or

not heat-treated2514 00 00 Slate, whether or not roughly trimmed or merely cut, by sawing or otherwise, into blocks or

slabs of a rectangular (including square) shape2515 Marble, travertine, ecaussine and other calcareous monumental or building stone of an apparent

specific gravity of 2.5 or more, and alabaster, whether or not roughly trimmed or merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape

2516 Granite, porphyry, basalt, sandstone and other monumental or building stone, whether or not roughly trimmed or merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape

2517 Pebbles, gravel, broken or crushed stone, of a kind commonly used for concrete aggregates, for road metalling or for railway or other ballast, shingle and flint, whether or not heat-treated; macadam of slag, dross or similar industrial waste, whether or not incorporating the materials cited in the first part of the heading; tarred macadam; granules, chippings and powder, of stones of heading 2515 or 2516, whether or not heat-treated

2518 Dolomite, whether or not calcined or sintered, including dolomite roughly trimmed or merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape; dolomite ramming mix

2519 00 00 Natural magnesium carbonate (magnesite); fused magnesia; dead-burned (sintered) magnesia, whether or not containing small quantities of other oxides added before sintering; other magnesium oxide, whether or not pure

2520 Gypsum; anhydrite; plasters (consisting of calcined gypsum or calcium sulphate) whether or not coloured, with or without small quantities of accelerators or retarders

2521 00 00 Limestone flux; limestone and other calcareous stone, of a kind used for the manufacture of lime or cement

2522 Quicklime, slaked lime and hydraulic lime, other than calcium oxide and hydroxide of heading 2825

2523 Portland cement, aluminous cement, slag cement, supersulphate cement and similar hydraulic cements, whether or not coloured or in the form of clinkers

2524 Asbestos2525 Mica, including splittings; mica waste

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2526 Natural steatite, whether or not roughly trimmed or merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape; talc

2528 00 00 Natural borates and concentrates thereof (whether or not calcined), but not including borates separated from natural brine; natural boric acid containing not more than 85 % of H3BO3 calculated on the dry weight

2529 Feldspar; leucite; nepheline and nepheline syenite; fluorspar2530 Mineral substances not elsewhere specified or included2601 Iron ores and concentrates, including roasted iron pyrites2602 00 00 Manganese ores and concentrates, including ferruginous manganese ores and concentrates with

a manganese content of 20 % or more, calculated on the dry weight2603 00 00 Copper ores and concentrates2604 00 00 Nickel ores and concentrates2605 00 00 Cobalt ores and concentrates2606 00 00 Aluminium ores and concentrates2607 00 00 Lead ores and concentrates2608 00 00 Zinc ores and concentrates2609 00 00 Tin, ores and concentrates2610 00 00 Chromium ores and concentrates2611 00 00 Tungsten ores and concentrates2612 Uranium or thorium ores and concentrates2613 Molybdenum ores and concentrates2614 00 00 Titanium ores and concentrates2615 Niobium, tantalum, vanadium or zirconium ores and concentrates2616 Precious metal ores and concentrates2617 Other ores and concentrates2618 00 00 Granulated slag (slag sand) from the manufacture of iron or steel2619 00 Slag, dross (other than granulated slag), scalings and other waste from the manufacture of iron

or steel2620 Slag, ash and residues (other than from the manufacture of iron or steel) containing metals,

arsenic, or their compounds2621 Other slag and ash, including seaweed ash (kelp); ash and residues from the incineration of

municipal waste2701 Coal; briquettes, ovoids and similar solid fuels manufactured from coal2702 Lignite, whether or not agglomerated, excluding jet2703 00 00 Peat (including peat litter), whether or not agglomerated2704 00 Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon2705 00 00 Coal gas, water gas, producer gas and similar gases, other than petroleum gases and other

gaseous hydrocarbons2706 00 00 Tar distilled from coal, from lignite or from peat, and other mineral tars, whether or not

dehydrated or partially distilled, including reconstituted tars2707 Oils and other products of the distillation of high temperature coal tar; similar products in

which the weight of the aromatic constituents exceeds that of the non-aromatic constituents2708 Pitch and pitch coke, obtained from coal tar or from other mineral tars2709 00 Petroleum oils and oils obtained from bituminous minerals, crude2710 Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not

elsewhere specified or included, containing by weight 70 % or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils

2711 Petroleum gases and other gaseous hydrocarbons2712 Petroleum jelly; paraffin wax, microcrystalline petroleum wax, slack wax, ozokerite, lignite

wax, peat wax, other mineral waxes, and similar products obtained by synthesis or by other processes, whether or not coloured

2713 Petroleum coke, petroleum bitumen and other residues of petroleum oils or of oils obtained from bituminous minerals

2714 Bitumen and asphalt, natural; bituminous or oil shale and tar sands; asphaltites and asphaltic

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rocks2715 00 00 Bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on

mineral tar or on mineral tar pitch (for example, bituminous mastics, cut-backs)2716 00 00 Electrical energy2801 Fluorine, chlorine, bromine and iodine2802 00 00 Sulphur, sublimed or precipitated; colloidal sulphur2803 00 00 Carbon (carbon blacks and other forms of carbon not elsewhere specified or included).2804 Hydrogen, rare gases and other non-metals2805 Alkali or alkaline-earth metals; rare-earth metals, scandium and yttrium, whether or not

intermixed or interalloyed; mercury2806 Hydrogen chloride (hydrochloric acid); chlorosulphuric acid2807 00 00 Sulphuric acid; oleum2808 00 00 Nitric acid; sulphonitric acids2809 Diphosphorus pentaoxide; phosphoric acid; polyphosphoric acids, whether or not chemically

defined2810 00 Oxides of boron; boric acids2811 Other inorganic acids and other inorganic oxygen compounds of non-metals2812 Halides and halide oxides of non-metals2813 Sulphides of non-metals; commercial phosphorus trisulphide2814 Ammonia, anhydrous or in aqueous solution2815 Sodium hydroxide (caustic soda); potassium hydroxide (caustic potash); peroxides of sodium

or potassium2816 Hydroxide and peroxide of magnesium; oxides, hydroxides and peroxides, of strontium or

barium2817 00 00 Zinc oxide; zinc peroxide2818 Artificial corundum, whether or not chemically defined; aluminium oxide; aluminium

hydroxide2819 Chromium oxides and hydroxides2820 Manganese oxides2821 Iron oxides and hydroxides; earth colours containing 70 % or more by weight of combined iron

evaluated as Fe2O32822 00 00 Cobalt oxides and hydroxides; commercial cobalt oxides2823 00 00 Titanium oxides2824 Lead oxides; red lead and orange lead2825 Hydrazine and hydroxylamine and their inorganic salts; other inorganic bases; other metal

oxides, hydroxides and peroxides2826 Fluorides; fluorosilicates, fluoroaluminates and other complex fluorine salts2827 Chlorides, chloride oxides and chloride hydroxides; bromides and bromide oxides; iodides and

iodide oxides2828 Hypochlorites; commercial calcium hypochlorite; chlorites; hypobromites2829 Chlorates and perchlorates; bromates and perbromates; iodates and periodates2830 Sulphides; polysulphides, whether or not chemically defined2831 Dithionites and sulphoxylates2832 Sulphites; thiosulphates2833 Sulphates; alums; peroxosulphates (persulphates)2834 Nitrites; nitrates2835 Phosphinates (hypophosphites), phosphonates (phosphites) and phosphates; polyphosphates,

whether or not chemically defined2836 Carbonates; peroxocarbonates (percarbonates); commercial ammonium carbonate containing

ammonium carbamate2837 Cyanides, cyanide oxides and complex cyanides2839 Silicates; commercial alkali metal silicates2840 Borates; peroxoborates (perborates)2841 Salts of oxometallic or peroxometallic acids2842 Other salts of inorganic acids or peroxoacids (including aluminosilicates whether or not

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chemically defined), other than azides2843 Colloidal precious metals; inorganic or organic compounds of precious metals, whether or not

chemically defined; amalgams of precious metals2844 Radioactive chemical elements and radioactive isotopes (including the fissile or fertile

chemical elements and isotopes) and their compounds; mixtures and residues containing these products

2845 Isotopes other than those of heading 2844; compounds, inorganic or organic, of such isotopes, whether or not chemically defined

2846 Compounds, inorganic or organic, of rare-earth metals, of yttrium or of scandium or of mixtures of these metals

2847 00 00 Hydrogen peroxide, whether or not solidified with urea2848 00 00 Phosphides, whether or not chemically defined, excluding ferrophosphorus2849 Carbides, whether or not chemically defined2850 00 Hydrides, nitrides, azides, silicides and borides, whether or not chemically defined, other than

compounds which are also carbides of heading 28492852 Inorganic or organic compounds of mercury, whether or not chemically defined, excluding

amalgams2853 00 Other inorganic compounds (including distilled or conductivity water and water of similar

purity); liquid air (whether or not rare gases have been removed); compressed air; amalgams, other than amalgams of precious metals

2901 Acyclic hydrocarbons2902 Cyclic hydrocarbons2903 Halogenated derivatives of hydrocarbons2904 Sulphonated, nitrated or nitrosated derivatives of hydrocarbons, whether or not halogenated2905 Acyclic alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives2906 Cyclic alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives2907 Phenols; phenol-alcohols2908 Halogenated, sulphonated, nitrated or nitrosated derivatives of phenols or phenol-alcohols2909 Ethers, ether-alcohols, ether-phenols, ether-alcohol-phenols, alcohol peroxides, ether

peroxides, ketone peroxides (whether or not chemically defined), and their halogenated, sulphonated, nitrated or nitrosated derivatives

2910 Epoxides, epoxyalcohols, epoxyphenols and epoxyethers, with a three-membered ring, and their halogenated, sulphonated, nitrated or nitrosated derivatives

2911 00 00 Acetals and hemiacetals, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivatives

2912 Aldehydes, whether or not with other oxygen function; cyclic polymers of aldehydes; paraformaldehyde

2913 00 00 Halogenated, sulphonated, nitrated or nitrosated derivatives of products of heading 29122914 Ketones and quinones, whether or not with other oxygen function, and their halogenated,

sulphonated, nitrated or nitrosated derivatives2915 Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and

peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives2916 Unsaturated acyclic monocarboxylic acids, cyclic monocarboxylic acids, their anhydrides,

halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives

2917 Polycarboxylic acids, their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives

2918 Carboxylic acids with additional oxygen function and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives

2919 Phosphoric esters and their salts, including lactophosphates; their halogenated, sulphonated, nitrated or nitrosated derivatives

2920 Esters of other inorganic acids of non-metals (excluding esters of hydrogen halides) and their salts; their halogenated, sulphonated, nitrated or nitrosated derivatives

2921 Amine-function compounds2922 Oxygen-function amino-compounds

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2923 Quaternary ammonium salts and hydroxides; lecithins and other phosphoaminolipids, whether or not chemically defined

2924 Carboxyamide-function compounds; amide-function compounds of carbonic acid2925 Carboxyimide-function compounds (including saccharin and its salts) and imine-function

compounds2926 Nitrile-function compounds2927 00 00 Diazo-, azo- or azoxy-compounds2928 00 Organic derivatives of hydrazine or of hydroxylamine2929 Compounds with other nitrogen function2930 Organo-sulphur compounds2931 Other organo-inorganic compounds2932 Heterocyclic compounds with oxygen hetero-atom(s) only2933 Heterocyclic compounds with nitrogen hetero-atom(s) only2934 Nucleic acids and their salts, whether or not chemically defined; other heterocyclic compounds2935 00 Sulphonamides7106 Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured

forms, or in powder form7107 00 00 Base metals clad with silver, not further worked than semi-manufactured7108 Gold (including gold plated with platinum) unwrought or in semi-manufactured forms, or in

powder form7109 00 00 Base metals or silver, clad with gold, not further worked than semi-manufactured7110 Platinum, unwrought or in semi-manufactured forms, or in powder form7111 00 00 Base metals, silver or gold, clad with platinum, not further worked than semi-manufactured7112 Waste and scrap of precious metal or of metal clad with precious metal; other waste and scrap

containing precious metal or precious metal compounds, of a kind used principally for the recovery of precious metal

7201 Pig iron and, Spiegeleisen in pigs, blocks or other primary forms7202 Ferro-alloys7203 Ferrous products obtained by direct reduction of iron ore and other spongy ferrous products, in

lumps, pellets or similar forms; iron having a minimum purity by weight of 99,94 %, in lumps, pellets or similar forms

7204 Ferrous waste an scrap; remelting scrap ingots of iron or steel7205 Granules and powders, of pig iron, spiegeleisen, iron or steel7206 Iron and non-alloy steel in ingots or other primary forms (excluding iron of heading 7203)7401 00 00 Copper mattes; cement copper (precipitated copper)7402 00 00 Unrefined copper; copper anodes for electrolytic refining7403 Refined copper and copper alloys, unwrought7404 00 Copper waste and scrap7405 00 00 Master alloys of copper7406 Copper powders and flakes7501 Nickel mattes, nickel oxide sinters and other intermediate products of nickel metallurgy7502 Unwrought nickel7503 00 Nickel waste and scrap7504 00 00 Nickel powders and flakes7601 Unwrought aluminium7602 00 Aluminium waste and scrap7603 Aluminium powders and flakes7801 Unwrought lead7802 00 00 Lead waste and scrapex 7804 lead powders and flakes7901 Unwrought zinc7902 00 00 Zinc waste and scrap7903 Zinc dust, powders and flakes8001 Unwrought tin8002 00 00 Tin waste and scrap

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ex 8101 Tungsten (wolfram), including waste and scrap (except semi-finished and finished products)ex 8102 Molybdenum, including waste and scrap (except semi-finished and finished products)ex 8103 Tantalum, including waste and scrap (except semi-finished and finished products)ex 8104 Magnesium, including waste and scrap (except semi-finished and finished products)ex 8105 Cobalt, including waste and scrap (except semi-finished and finished products)ex 8106 00 Bismuth, including waste and scrap (except semi-finished and finished products)ex 8107 Cadmium, including waste and scrap( except semi-finished and finished products)ex 8108 Titanium, including waste and scrap (except semi-finished and finished products)ex 8109 Zirconium, including waste and scrap (except semi-finished and finished products)ex 8110 Antimony, including waste and scrap (except semi-finished and finished products)ex 8111 00 Manganese, including waste and scrap (except semi-finished and finished products)ex 8112 Beryllium, chromium, germanium, vanadium, gallium, hafnium, indium, niobium

(colombium), rhenium and thallium, including waste and scrap (except semi-finished and finished products)

ex 8113 00 Cermets, including waste and scrap (except semi-finished and finished products)

ANNEX III

Key equipment and technology related to the creation, acquisition or development of infrastructure in Crimea and Sevastopol to in Article 2c:

CN Code Product Description7304 11 00 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, SEAMLESS, OF

STAINLESS STEEL7304 19 10 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, SEAMLESS, OF IRON OR

STEEL, OF AN EXTERNAL DIAMETER OF <= 168,3 MM (EXCL. PRODUCTS OF STAINLESS STEEL OR OF CAST IRON)

7304 19 30 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, SEAMLESS, OF IRON OR STEEL, OF AN EXTERNAL DIAMETER OF > 168,3 MM BUT <= 406,4 MM (EXCL. PRODUCTS OF STAINLESS STEEL OR OF CAST IRON)

7304 19 90 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, SEAMLESS, OF IRON OR STEEL, OF AN EXTERNAL DIAMETER OF > 406,4 MM (EXCL. PRODUCTS OF STAINLESS STEEL OR OF CAST IRON)

7304 22 00 DRILL PIPE, SEAMLESS, OF STAINLESS STEEL, OF A KIND USED IN DRILLING FOR OIL OR GAS

7304 23 00 DRILL PIPE, SEAMLESS, OF A KIND USED IN DRILLING FOR OIL OR GAS, OF IRON OR STEEL (EXCL. PRODUCTS OF STAINLESS STEEL OR OF CAST IRON)

7304 24 00 CASING AND TUBING, SEAMLESS, OF A KIND USED FOR DRILLING FOR OIL OR GAS, OF STAINLESS STEEL

7304 29 10 CASING AND TUBING OF A KIND USED FOR DRILLING FOR OIL OR GAS, SEAMLESS, OF IRON OR STEEL, OF AN EXTERNAL DIAMETER <= 168,3MM (EXCL. PRODUCTS OF CAST IRON)

7304 29 30 CASING AND TUBING OF A KIND USED FOR DRILLING FOR OIL OR GAS, SEAMLESS, OF IRON OR STEEL, OF AN EXTERNAL DIAMETER > 168,3MM, BUT <= 406,4 MM (EXCL. PRODUCTS OF CAST IRON)

7304 29 90 CASING AND TUBING OF A KIND USED FOR DRILLING FOR OIL OR GAS, SEAMLESS, OF IRON OR STEEL, OF AN EXTERNAL DIAMETER > 406,4 MM (EXCL. PRODUCTS OF CAST IRON)

7305 11 00 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, HAVING CIRCULAR CROSS-SECTIONS AND AN EXTERNAL DIAMETER OF > 406,4 MM, OF IRON OR STEEL, LONGITUDINALLY SUBMERGED ARC WELDED

7305 12 00 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, HAVING CIRCULAR CROSS-SECTIONS AND AN EXTERNAL DIAMETER OF > 406,4 MM, OF IRON OR STEEL, LONGITUDINALLY ARC WELDED (EXCL. PRODUCTS LONGITUDINALLY

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SUBMERGED ARC WELDED)7305 19 00 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, HAVING CIRCULAR

CROSS-SECTIONS AND AN EXTERNAL DIAMETER OF > 406,4 MM, OF FLAT-ROLLED PRODUCTS OF IRON OR STEEL (EXCL. PRODUCTS LONGITUDINALLY ARC WELDED)

7305 20 00 CASING OF A KIND USED IN DRILLING FOR OIL OR GAS, HAVING CIRCULAR CROSS-SECTIONS AND AN EXTERNAL DIAMETER OF > 406,4 MM, OF FLAT-ROLLED PRODUCTS OF IRON OR STEEL

7306 11 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, WELDED, OF FLAT-ROLLED PRODUCTS OF STAINLESS STEEL, OF AN EXTERNAL DIAMETER OF <= 406,4 MM

7306 19 LINE PIPE OF A KIND USED FOR OIL OR GAS PIPELINES, WELDED, OF FLAT-ROLLED PRODUCTS OF IRON OR STEEL, OF AN EXTERNAL DIAMETER OF <= 406,4 MM (EXCL. PRODUCTS OF STAINLESS STEEL OR OF CAST IRON)

7306 21 CASING AND TUBING OF A KIND USED IN DRILLING FOR OIL OR GAS, WELDED, OF FLAT- ROLLED PRODUCTS OF STAINLESS STEEL, OF AN EXTERNAL DIAMETER OF <= 406,4 MM

7306 29 CASING AND TUBING OF A KIND USED IN DRILLING FOR OIL OR GAS, WELDED, OF FLAT- ROLLED PRODUCTS OF IRON OR STEEL, OF AN EXTERNAL DIAMETER OF <= 406,4 MM (EXCL. PRODUCTS OF STAINLESS STEEL OR OF CAST IRON)

ex 7311 00 CONTAINERS OF IRON OR STEEL, FOR COMPRESSED OR LIQUEFIED GAS (EXCL. CONTAINERS SPECIFICALLY CONSTRUCTED OR EQUIPPED FOR ONE OR MORE TYPES OF TRANSPORT)

8207 13 00 ROCK-DRILLING OR EARTH-BORING TOOLS, INTERCHANGEABLE, WITH WORKING PARTS OF SINTERED METAL CARBIDES OR CERMETS

8207 19 10 ROCK-DRILLING OR EARTH-BORING TOOLS, INTERCHANGEABLE, WITH WORKING PARTS OF DIAMOND OR AGGLOMERATED DIAMOND

8413 50 RECIPROCATING POSITIVE DISPLACEMENT PUMPS FOR LIQUIDS, POWER-DRIVEN (EXCL. THOSE OF SUBHEADING 8413 11 AND 8413 19, FUEL, LUBRICATING OR COOLING MEDIUM PUMPS FOR INTERNAL COMBUSTION PISTON ENGINE AND CONCRETE PUMPS)

8413 60 ROTARY POSITIVE DISPLACEMENT PUMPS FOR LIQUIDS, POWER-DRIVEN (EXCL. THOSE OF SUBHEADING 8413 11 AND 8413 19 AND FUEL, LUBRICATING OR COOLING MEDIUM PUMPS FOR INTERNAL COMBUSTION PISTON ENGINE)

8413 82 00 LIQUID ELEVATORS (EXCL. PUMPS)8413 92 00 PARTS OF LIQUID ELEVATORS, N.E.S.8430 49 00 BORING OR SINKING MACHINERY FOR BORING EARTH OR EXTRACTING

MINERALS OR ORES, NOT SELF-PROPELLED AND NOT HYDRAULIC (EXCL. TUNNELLING MACHINERY AND HAND-OPERATED TOOLS)

8431 39 00 PARTS OF MACHINERY OF HEADING 8428, N.E.S.8431 43 00 PARTS FOR BORING OR SINKING MACHINERY OF SUBHEADING 8430 41 OR 8430

49, N.E.S.8431 49 PARTS OF MACHINERY OF HEADING 8426, 8429 AND 8430, N.E.S.8479 89 97 MACHINES, APPARATUS AND MECHANICAL APPLIANCES, N.E.S.8705 20 00 MOBILE DRILLING DERRICKS8905 20 00 FLOATING OR SUBMERSIBLE DRILLING OR PRODUCTION PLATFORMS8905 90 10 SEA-GOING LIGHT VESSELS, FIRE-FLOATS, FLOATING CRANES AND OTHER

VESSELS, THE NAVIGABILITY OF WHICH IS SUBSIDIARY TO THEIR MAIN FUNCTION (EXCL. DREDGERS, FLOATING OR SUBMERSIBLE DRILLING OR PRODUCTION PLATFORMS; FISHING VESSELS AND WARSHIPS)’

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of 30 July 2014implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine




Whereas:


(2) In view of the gravity of the situation in Ukraine, the Council considers that additional persons and entities should be added to the list of natural and legal persons, entities and bodies subject to restrictive measures as set out in Annex I to Regulation (EU) No 269/2014.



Article 1


Article 2


This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 30 July 2014.

ANNEX


107

Individuals



1. Alexey Alexeyevich GROMOV

Алексей Алексеевич Громов



30.7.2014

2. Oksana TCHIGRINA

Оксана Чигрина

Spokesperson of the so called ‘government’ of the so called ‘Lugansk People's Republic’ who made declarations justifying inter alia the shooting down of a Ukrainian military airplane, the taking of hostages, fighting activities by the illegal armed groups, which have as a consequence undermined the territorial integrity, sovereignty and unity of Ukraine.

30.7.2014

3. Boris LITVINOV

Борис Литвинов


30.7.2014

4. Sergey ABISOV

Сергей Вадимович Абисов

Born on 27.11. 1967


30.7.2014

5. Arkady Romanovich ROTENBERG

Аркадий Романович Ротенберг


Mr Rotenberg is a long-time acquaintance of President Putin and his former judo sparring partner. He has developed his fortune during President Putin's tenure. He has been favoured by Russian decision-makers in the award of important contracts by the Russian State or by State-owned enterprises. His companies were notably awarded several highly lucrative contracts for the preparations of the Sochi Olympic Games. He is a major shareholder of Giprotransmost, a company which has received a public procurement contract by a Russian State-owned Company to conduct the feasibility study of the construction of a bridge from Russia to the illegally annexed Autonomous Republic of Crimea,

30.7.2014

108

therefore consolidating its integration into the Russian Federation which in turn further undermines the territorial integrity of Ukraine.

6. Konstantin Valerevich MALOFEEV

Константин Валерьевич Малофеев


Mr Malofeev is closely linked to Ukrainian separatists in Eastern Ulkraine and Crimea. He is a former employer of Mr Borodai, so-called Prime Minister of the so-called ‘Donetsk People's Republic’ and met with Mr Aksyonov, so-called Prime Minister of the so-called ‘Republic of Crimea’, during the period of the Crimean annexation process. The Ukrainian Government has opened a criminal investigation into his alleged material and financial support to separatists. In addition, he gave a number of public statements supporting the annexation of Crimea and the incorporation of Ukraine into Russia and notably stated in June 2014 that ‘You can't incorporate the whole of Ukraine into Russia. The East (of Ukraine) maybe’. Therefore Mr. Malofeev is acting in support of the destabilisation of Eastern Ukraine.

30.7.2014

7. Yuriy Valentinovich KOVALCHUK

Юрий Валентинович Ковальчук



30.7.2014

8. Nikolay Terentievich SHAMALOV

Николай Терентьевич Шамалов

Born on 24.1.1950

Mr Shamalov is a long-time acquaintance of President Putin. He is a co-founder of the so- called Ozero Dacha, a co-operative society bringing together an influential group of individuals around President Putin. He benefits from his links with Russian decision- makers. He is the second largest shareholder of Bank Rossiya, of which he owned around 10 %

30.7.2014

109

in 2013, and which is considered the personal bank of Senior Officials of the Russian Federation. Since the illegal annexation of Crimea, Bank Rossiya has opened branches across Crimea and Sevastopol, thereby consolidating their integration into the Russian Federation. Furthermore, Bank Rossiya has important stakes in the National Media Group which in its turn controls television stations which actively support the Russian government's policies of destabilisation of Ukraine.

Entities



1. JOINT-STOCK COMPANY CONCERN ALMAZ-ANTEI (a.k.a. ALMAZ-ANTEY CORP; a.k.a. ALMAZ-ANTEY DEFENSE CORPORATION; a.k.a. ALMAZ-ANTEY JSC;),




30.7.2014

2. DOBROLET aka DOBROLYOT

Добролет/Добролёт

Airline code QD International Highway, House 31, building 1, 141411 Moscow 141411, Москва г, Международное ш, дом 31, строение 1 Website: www.dobrolet.com


30.7.2014

3. RUSSIAN NATIONAL COMMERCIAL BANK

РОССИЙСКИЙ НАЦИОНАЛЬНЫЙ КОММЕРЧЕСКИЙ БАНК

Licende of the Central Bank of Russia No. 1354Russian Federation, 127 030 Moscow, Krasnoproletarskaya street 9/5.

After the illegal annexation of Crimea, Russian National Commercial Bank (RNCB) became fully owned by the so-called ‘Republic of Crimea’. It has become the dominant player in the market, while it had no presence in Crimea before the annexation. By buying or taking over from branches of retreating banks operating in Crimea, RNCB

30.7.2014

110

supported materially and financially the actions of the Russian government to integrate Crimea into the Russian Federation, thus undermining Ukraine's territorial integrity.


of 30 July 2014amending Decision 2014/386/CFSP concerning restrictions on goods originating in Crimea or Sevastopol, in response to the illegal annexation of Crimea and Sevastopol



Whereas:

(1) On 23 June 2014, the Council adopted Decision 2014/386/CFSP.

(2) In view of the continued illegal annexation of Crimea, the Council considers that additional measures should be taken restricting trade with and investment in Crimea and Sevastopol.


(4) Decision 2014/386/CFSP should therefore be amended accordingly,


Article 1

Decision 2014/386/CFSP is hereby amended as follows:

(1) The title is replaced by the following:

‘Council Decision 2014/386/CFSP of 23 June 2014 concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol’.

(2) The following Articles are inserted:

‘Article 4a

1.The sale, supply or transfer of key equipment and technology for the creation, acquisition or development of infrastructure projects in the following sectors in Crimea and Sevastopol, by nationals of Member States, or from the territories of Member States, or using vessels or aircraft under the jurisdiction of Member States, shall be prohibited whether or not originating in their territories:

(a) transport;

(b) telecommunications;

(c) energy.

111

The Union shall take the necessary measures in order to determine the relevant items to be covered by this paragraph.

2. It shall be prohibited to provide the following to enterprises in Crimea and Sevastopol that are engaged in the creation, acquisition or development of infrastructure in the sectors referred to in paragraph 1 in Crimea and Sevastopol:

(a) technical assistance or training and other services related to key equipment and technology as determined in accordance with paragraph 1;

(b) financing or financial assistance for any sale, supply, transfer or export of key equipment and technology as determined in accordance with paragraph 1 or for the provision of related technical assistance or training.


Article 4b

1.The sale, supply or transfer of key equipment and technology for the exploitation of the following natural resources in Crimea and Sevastopol, by nationals of Member States, or from the territories of Member States, or using vessels or aircraft under the jurisdiction of Member States, shall be prohibited whether or not originating in their territories:

(a) oil;

(b) gas;

(c) minerals.


2. It shall be prohibited to provide the following to enterprises that are engaged in exploitation, in Crimea and Sevastopol, of the natural resources referred to in paragraph 1:

(a) technical assistance or training and other services related to key equipment and technology as determined in accordance with paragraph 1;

(b) financing or financial assistance for any sale, supply, transfer or export of key equipment and technology as determined in accordance with paragraph 1 or for the provision of related technical assistance or training.


Article 4c

The prohibitions set out in Articles 4a and 4b shall be without prejudice to the execution, until 28 October 2014, of contracts concluded before 30 July 2014 or ancillary contracts, necessary for the execution of such contracts, to be concluded and executed no later than 28 October 2014.

Article 4d

The following shall be prohibited:

(a) the granting of any financial loan or credit specifically relating to the creation, acquisition or development of infrastructure in the sectors referred to in Article 4a;

(b) the acquisition or extension of a participation in enterprises established in Crimea and Sevastopol that are engaged in the creation, acquisition or development of infrastructure in the sectors referred to in Article 4a, including the acquisition in full of such enterprises and the acquisition of shares and securities of a participating nature;

(c) the creation of any joint venture relating to the creation, acquisition or development of infrastructure in the sectors referred to in Article 4a.

112

Article 4e

The following shall be prohibited:

(a) the granting of any financial loan or credit specifically relating to the exploitation of the natural resources referred to in Article 4b in Crimea and Sevastopol;

(b) the acquisition or extension of a participation in enterprises established in Crimea and Sevastopol that are engaged in the exploitation of the natural resources referred to in Article 4b in Crimea and Sevastopol, including the acquisition in full of such enterprises and the acquisition of shares and securities of a participating nature;

(c) the creation of any joint venture relating to the exploitation of the natural resources referred to in Article 4b in Crimea and Sevastopol.

Article 4f

The prohibitions in Articles 4d and 4e:

(a) shall be without prejudice to the execution of an obligation arising from contracts or agreements concluded before 30 July 2014;

(b) shall not prevent the extension of a participation, if such extension is an obligation under an agreement concluded before 30 July 2014.

Article 4g

The prohibitions in Articles 4b and 4e shall be without prejudice to transactions related to maintenance in order to ensure safety of existing infrastructure.’

(3) The following sentence is added to Article 5:

‘Articles 4a to 4g shall be reviewed no later than 31 December 2014.’

Article 2



113





Having regard to Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine, and in particular Article 3(1) thereof,

Whereas:


(2) In view of the gravity of the situation in Ukraine, the Council considers that additional persons and entities should be added to the list of persons, entities and bodies subject to restrictive measures as set out in the Annex to Decision 2014/145/CFSP.



Article 1


Article 2



ANNEX


Individuals



114

1. Alexey Alexeyevich GROMOV

Алексей Алексеевич Громов



30.7.2014

2. Oksana TCHIGRINA

Оксана Чигрина

Spokesperson of the so called ‘government’ of the so called ‘Lugansk People's Republic’ who made declarations justifying inter alia the shooting down of a Ukrainian military airplane, the taking of hostages, fighting activities by the illegal armed groups, which have as a consequence undermined the territorial integrity, sovereignty and unity of Ukraine.

30.7.2014

3. Boris LITVINOV

Борис Литвинов


30.7.2014

4. Sergey ABISOV

Сергей Вадимович Абисов

Born on 27.11. 1967


30.7.2014

5. Arkady Romanovich ROTENBERG

Аркадий Романович Ротенберг


Mr Rotenberg is a long-time acquaintance of President Putin and his former judo sparring partner. He has developed his fortune during President Putin's tenure. He has been favoured by Russian decision-makers in the award of important contracts by the Russian State or by State-owned enterprises. His companies were notably awarded several highly lucrative contracts for the preparations of the Sochi Olympic Games. He is a major shareholder of Giprotransmost, a company which has received a public procurement contract by a Russian State-owned Company to conduct the feasibility study of the construction of a bridge from Russia to the illegally annexed Autonomous Republic of Crimea, therefore consolidating its integration into the Russian Federation which in turn further undermines the territorial integrity

30.7.2014

115

of Ukraine.6. Konstantin

Valerevich MALOFEEV

Константин Валерьевич Малофеев


Mr Malofeev is closely linked to Ukrainian separatists in Eastern Ulkraine and Crimea. He is a former employer of Mr Borodai, so-called Prime Minister of the so-called ‘Donetsk People's Republic’ and met with Mr Aksyonov, so-called Prime Minister of the so-called ‘Republic of Crimea’, during the period of the Crimean annexation process. The Ukrainian Government has opened a criminal investigation into his alleged material and financial support to separatists. In addition, he gave a number of public statements supporting the annexation of Crimea and the incorporation of Ukraine into Russia and notably stated in June 2014 that ‘You can't incorporate the whole of Ukraine into Russia. The East (of Ukraine) maybe’. Therefore Mr. Malofeev is acting in support of the destabilisation of Eastern Ukraine.

30.7.2014

7. Yuriy Valentinovich KOVALCHUK

Юрий Валентинович Ковальчук



30.7.2014

8. Nikolay Terentievich SHAMALOV

Николай Терентьевич Шамалов

Born on 24.1.1950

Mr Shamalov is a long-time acquaintance of President Putin. He is a co-founder of the so- called Ozero Dacha, a co-operative society bringing together an influential group of individuals around President Putin. He benefits from his links with Russian decision- makers. He is the second largest shareholder of Bank Rossiya, of which he owned around 10 % in 2013, and which is considered the personal bank of Senior Officials of the Russian Federation. Since the illegal

30.7.2014

116

annexation of Crimea, Bank Rossiya has opened branches across Crimea and Sevastopol, thereby consolidating their integration into the Russian Federation. Furthermore, Bank Rossiya has important stakes in the National Media Group which in its turn controls television stations which actively support the Russian government's policies of destabilisation of Ukraine.

Entities



1. JOINT-STOCK COMPANY CONCERN ALMAZ-ANTEI (a.k.a. ALMAZ-ANTEY CORP; a.k.a. ALMAZ-ANTEY DEFENSE CORPORATION; a.k.a. ALMAZ-ANTEY JSC;),




30.7.2014

2. DOBROLET aka DOBROLYOT

Добролет/Добролёт

Airline code QD International Highway, House 31, building 1, 141411 Moscow 141411, Москва г, Международное ш, дом 31, строение 1 Website: www.dobrolet.com


30.7.2014

3. RUSSIAN NATIONAL COMMERCIAL BANK

РОССИЙСКИЙ НАЦИОНАЛЬНЫЙ КОММЕРЧЕСКИЙ БАНК

Licende of the Central Bank of Russia No. 1354Russian Federation, 127 030 Moscow, Krasnoproletarskaya street 9/5.

After the illegal annexation of Crimea, Russian National Commercial Bank (RNCB) became fully owned by the so-called ‘Republic of Crimea’. It has become the dominant player in the market, while it had no presence in Crimea before the annexation. By buying or taking over from branches of retreating banks operating in Crimea, RNCB supported materially and financially the actions of the Russian government to integrate Crimea into the Russian

30.7.2014

117

Federation, thus undermining Ukraine's territorial integrity.


of 31 July 2014concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine



Having regard to Council Decision 2014/512/CFSP concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine,


Whereas:

(1) Council Regulation (EU) No 269/2014 gives effect to certain measures provided for in Decision 2014/145/CFSP. Those measures comprise the freezing of funds and economic resources of certain natural and legal persons, entities and bodies and restrictions on certain investments, as a response to the illegal annexation of Crimea and Sevastopol.

(2) On 22 July 2014, the Council concluded that should Russia fail to respond to the demands formulated in the European Council conclusions of 27 June 2014 and in its own conclusions of 22 July, it would be ready to introduce without delay a package of further significant restrictive measures. It is therefore considered appropriate to apply additional restrictive measures with a view to increasing the costs of Russia's actions to undermine Ukraine's territorial integrity, sovereignty and independence and to promoting a peaceful settlement of the crisis. These measures will be kept under review and may be suspended or withdrawn, or be supplemented by other restrictive measures, in light of developments on the ground.

(3) It is appropriate to apply restrictions on exports of certain dual-use goods and technology, as laid down in Council Regulation (EC) No 428/2009, and on the provision of related services and to apply restrictions on certain services related to the supply of arms and military equipment, if an embargo on such goods is applied by the Member States. This prohibition should not affect the exports of dual-use goods and technology, including for aeronautics and for the space industry, for non-military use or for a non-military end-user.

(4) It is also appropriate to apply restrictions on the sale, supply, transfer or export, directly or indirectly, of certain technologies for the oil industry in Russia in the form of a prior authorisation requirement.

(5) It is also appropriate to apply restrictions on access to the capital market for certain financial institutions, excluding Russia-based institutions with international status established by intergovernmental agreements with Russia as one of the shareholders. Other financial services such as deposit business, payment services and loans to or from the institutions covered by this Regulation, other than those referred to in Article 5, are not covered by this Regulation.

118

(6) These measures fall within the scope of the Treaty and, therefore, in particular with a view to ensuring their uniform application in all Member States, regulatory action at the level of the Union is necessary.



Article 1

For the purposes of this Regulation, the following definitions apply:

(a) ‘dual-use goods and technology’ means the items listed in Annex I to Regulation (EC) No 428/2009;

(b) ‘competent authorities’ means the competent authorities of the Member States as identified on the websites listed in Annex I;

(c) ‘technical assistance’ means any technical support related to repairs, development, manufacture, assembly, testing, maintenance, or any other technical service, and may take forms such as instruction, advice, training, transmission of working knowledge or skills or consulting services; including verbal forms of assistance;

(d) ‘brokering services’ means:

(i) the negotiation or arrangement of transactions for the purchase, sale or supply of goods and technology or of financial and technical services, including from a third country to any other third country, or

(ii) the selling or buying of goods and technology or of financial and technical services, including where they are located in third countries for their transfer to another third country;

(e) ‘brokering’ means the following services and activities:

(i) reception and transmission of orders in relation to one or more financial instruments,

(ii) execution of orders on behalf of clients,

(iii) dealing on own account,

(iv) portfolio management,

(v) investment advice,

(vi) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis,

(vii) placing of financial instruments without a firm commitment basis,

(viii) any service in relation to the admission to trading on a regulated market or trading on a multilateral trading facility;

(f)‘transferable securities’ means those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as:

(i) shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares,

(ii) bonds or other forms of securitised debt, including depositary receipts in respect of such securities,

(iii) any other securities giving the right to acquire or sell any such transferable securities or giving rise to a cash settlement;

(g) ‘money-market instruments’ means those classes of instruments which are normally dealt in on the money market, such as treasury bills, certificates of deposit and commercial papers and excluding instruments of payment;

119

(h) ‘credit institution’ means an undertaking the business of which is to take deposits or other repayable funds from the public and to grant credit for its own account;

(i) ‘territory of the Union’ means the territories of the Member States to which the Treaty is applicable, under the conditions laid down in the Treaty, including their airspace.

Article 2

1. It shall be prohibited to sell, supply, transfer or export, directly or indirectly, dual-use goods and technology, whether or not originating in the Union, to any natural or legal person, entity or body in Russia or for use in Russia, if those items are or may be intended, in their entirety or in part, for military use or for a military end-user.

Where the end-user is the Russian military, any dual-use goods and technology procured by it shall be deemed to be for military use.

2.When deciding on requests for authorisations in accordance with Council Regulation (EC) No 428/2009, the competent authorities shall not grant an authorisation for exports to any natural or legal person, entity or body in Russia or for use in Russia, if they have reasonable grounds to believe that the end-user might be a military end-user or that the goods might have a military end-use.

The competent authorities may, however, grant an authorisation where the export concerns the execution of an obligation arising from a contract or an agreement concluded before 1 August 2014.

Exporters shall supply the competent authorities with all relevant information required for their application for an export authorisation.

Article 3

1. A prior authorisation shall be required for the sale, supply, transfer or export, directly or indirectly, of technologies as listed in Annex II, whether or not originating in the Union, to any natural or legal person, entity or body in Russia or in any other country, if such equipment or technology is for use in Russia.

2.For all sales, supplies, transfers or exports for which an authorisation is required under this Article, such authorisation shall be granted by the competent authorities of the Member State where the exporter is established and shall be in accordance with the detailed rules laid down in Article 11 of Regulation (EC) No 428/2009. The authorisation shall be valid throughout the Union.

3.Annex II shall include certain technologies suited to the oil industry for use in deep water oil exploration and production, Arctic oil exploration and production, or shale oil projects in Russia.

4. Exporters shall supply the competent authorities with all relevant information required for their application for an export authorisation.

5. The competent authorities shall not grant any authorisation for any sale, supply, transfer or export of the technologies included in Annex II, if they have reasonable grounds to determine that the sale, supply, transfer or export of the technologies is for projects pertaining to deep water oil exploration and production, Arctic oil exploration and production, or shale oil projects in Russia.

The competent authorities may, however, grant an authorisation where the export concerns the execution of an obligation arising from a contract or an agreement concluded before 1 August 2014.

6. Under the conditions set out in paragraph 5, the competent authorities may annul, suspend, modify or revoke an export authorisation which they have granted.

7. Where a competent authority refuses to grant an authorisation, or annuls, suspends, substantially limits or revokes an authorisation in accordance with paragraphs 5 or 6, the Member State concerned shall notify the other Member States and the Commission thereof and share the relevant information with them, while complying with the provisions concerning the confidentiality of such information in Council Regulation (EC) No 515/97.

8. Before a Member State grants an authorization in accordance with paragraph 5 for a transaction which is essentially identical to a transaction which is the subject of a still valid denial issued by another Member State

120

or by other Member States under paragraphs 6 and 7, it shall first consult the Member State or States which issued the denial. If, following such consultations, the Member State concerned decides to grant an authorisation, it shall inform the other Member States and the Commission thereof, providing all relevant information to explain the decision.

Article 4

1. It shall be prohibited:

(a) to provide, directly or indirectly, technical assistance related to the goods and technology listed in the Common Military List (1), or related to the provision, manufacture, maintenance and use of goods included in that list, to any natural or legal person, entity or body in Russia or for use in Russia;

(b) to provide, directly or indirectly, financing or financial assistance related to the goods and technology listed in the Common Military List, including in particular grants, loans and export credit insurance or guarantee, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance to any natural or legal person, entity or body in Russia or for use in Russia;

(c) to provide, directly or indirectly, technical assistance or brokering services related to dual-use goods and technology, or related to the provision, manufacture, maintenance and use of such goods or technology, to any natural or legal person, entity or body in Russia or for use in Russia, if the items are or may be intended, in their entirety or in part, for military use or for a military end-user;

(d) to provide, directly or indirectly, financing or financial assistance related to the dual-use goods and technology, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance to any natural or legal person, entity or body in Russia or for use in Russia, if the items are or may be intended, in their entirety or in part, for military use or for a military end-user.

2.The prohibitions in paragraph 1 shall be without prejudice to the execution of an obligation arising from a contract or an agreement concluded before 1 August 2014, and to the provision of assistance necessary to the maintenance and safety of existing capabilities within the EU.

3.The provision of the following shall be subject to an authorisation from the competent authority concerned:

(a) technical assistance or brokering services related to technologies listed in Annex II and to the provision, manufacture, maintenance and use of those items, directly or indirectly to any natural or legal person, entity or body in Russia or, if such assistance concerns technologies for use in Russia, to any person, entity or body in any other country;

(b) financing or financial assistance related to technologies referred to in Annex II, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of those items, or for any provision of related technical assistance, directly or indirectly, to any natural or legal person, entity or body in Russia or, if such assistance concerns technologies for use in Russia, to any person, entity or body in any other country.

4. Where authorisations are requested pursuant to paragraph 2 of this Article, Article 3, and in particular paragraphs 2 and 5 thereof, shall apply mutatis mutandis.

Article 5

It shall be prohibited to directly or indirectly purchase, sell, provide brokering or assistance in the issuance of, or otherwise deal with transferable securities and money-market instruments with a maturity exceeding 90 days, issued after 1 August 2014 by:

(a) a major credit institution or other major institution having an explicit mandate to promote competitiveness of the Russian economy, its diversification and encouragement of investment, established in Russia with over 50 % public ownership or control as of 1 August 2014, as listed in Annex III; or

(b) a legal person, entity or body established outside the Union whose proprietary rights are owned for more than 50 % by an entity listed in Annex III; or

121

(c)a legal person, entity or body acting on behalf or at the direction of an entity referred to in point (b) of this paragraph or listed in Annex III.

Article 6

1. The Member States and the Commission shall inform each other of the measures taken under this Regulation and share any other relevant information at their disposal in connection with this Regulation, in particular information:

(a) in respect of authorisations granted under Article 3;

(b) in respect of violation and enforcement problems and judgments handed down by national courts.

2. The Member States shall immediately inform each other and the Commission of any other relevant information at their disposal which might affect the effective implementation of this Regulation.

Article 7

The Commission shall be empowered to amend Annex I on the basis of information supplied by Member States.

Article 8

1. Member States shall lay down the rules on penalties applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented. The penalties provided for must be effective, proportionate and dissuasive.

2. Member States shall notify the rules referred to in paragraph 1 to the Commission without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.

Article 9

1. Member States shall designate the competent authorities referred to in this Regulation and identify them on the websites listed in Annex I. Member States shall notify the Commission of any changes in the addresses of their websites listed in Annex I.

2. Member States shall notify the Commission of their competent authorities, including the contact details of those competent authorities, without delay after the entry into force of this Regulation, and shall notify it of any subsequent amendment.

3. Where this Regulation sets out a requirement to notify, inform or otherwise communicate with the Commission, the address and other contact details to be used for such communication shall be those indicated in Annex I.

Article 10

Actions by natural or legal persons, entities or bodies shall not give rise to liability of any kind on their part, if they did not know, and had no reasonable cause to suspect, that their actions would infringe the measures set out in this Regulation.

Article 11

1. No claims in connection with any contract or transaction the performance of which has been affected, directly or indirectly, in whole or in part, by the measures imposed under this Regulation, including claims for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, shall be satisfied, if they are made by:

(a) entities referred to in points (b) or (c) of Article 5, or listed in Annex III;

(b) any other Russian person, entity or body;

(c) any person, entity or body acting through or on behalf of one of the persons, entities or bodies referred to in points (a) or (b) of this paragraph.

122

2. In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the person seeking the enforcement of that claim.

3. This Article is without prejudice to the right of the persons, entities and bodies referred to in paragraph 1 to judicial review of the legality of the non-performance of contractual obligations in accordance with this Regulation.

Article 12

It shall be prohibited to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions referred to in Articles 2, 4 and 5, including by acting as a substitute for the entities referred to in Article 5.

Article 13

This Regulation shall apply:

(a) within the territory of the Union;

(b) on board any aircraft or any vessel under the jurisdiction of a Member State;

(c) to any person inside or outside the territory of the Union who is a national of a Member State;

(d) to any legal person, entity or body, inside or outside the territory of the Union, which is incorporated or constituted under the law of a Member State;

(e) to any legal person, entity or body in respect of any business done in whole or in part within the Union.

Article 14

This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.



ANNEX I


1. Information on competent authorities of the Member States

BELGIUM

http://www.diplomatie.be/eusanctions

BULGARIA

http://www.mfa.bg/en/pages/135/index.html

CZECH REPUBLIC

http://www.mfcr.cz/mezinarodnisankce

DENMARK

http://um.dk/da/politik-og-diplomati/retsorden/sanktioner/

GERMANY

http://www.bmwi.de/DE/Themen/Aussenwirtschaft/aussenwirtschaftsrecht,did=404888.html

123

ESTONIA

http://vm.ee/et/estonian-competent-authorities-implementation-eu-restrictive-measures

IRELAND

http://www.dfa.ie/home/index.aspx?id=28519

GREECE

http://www.mfa.gr/en/foreign-policy/global-issues/international-sanctions.html

SPAIN http://www.exteriores.gob.es/Portal/es/PoliticaExteriorCooperacion/GlobalizacionOportunidadesRiesgos/Documents/ORGANISMOS%20COMPETENTES%20SANCIONES%20INTERNACIONALES.pdf

FRANCE

http://www.diplomatie.gouv.fr/autorites-sanctions/

CROATIA


ITALY

http://www.esteri.it/MAE/IT/Politica_Europea/Deroghe.htm

CYPRUS

http://www.mfa.gov.cy/sanctions

LATVIA

http://www.mfa.gov.lv/en/security/4539

LITHUANIA

http://www.urm.lt/sanctions

LUXEMBOURG

http://www.mae.lu/sanctions

HUNGARY

http://2010-2014.kormany.hu/download/b/3b/70000/ENSZBT-ET-szankcios-tajekoztato.pdf

MALTA https://www.gov.mt/en/Government/Government%20of%20Malta/Ministries%20and%20Entities/Officially% 20Appointed%20Bodies/Pages/Boards/Sanctions-Monitoring-Board-.aspx

NETHERLANDS

www.rijksoverheid.nl/onderwerpen/internationale-vrede-en-veiligheid/sancties

AUSTRIA

http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=

POLAND

http://www.msz.gov.pl

PORTUGAL

http://www.portugal.gov.pt/pt/os-ministerios/ministerio-dos-negocios-estrangeiros/quero-saber-mais/sobre-o- ministerio/medidas-restritivas/medidas-restritivas.aspx

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ROMANIA

http://www.mae.ro/node/1548

SLOVENIA

http://www.mzz.gov.si/si/zunanja_politika_in_mednarodno_pravo/zunanja_politika/mednarodna_varnost/omejevalni_ ukrepi/

SLOVAKIA

http://www.mzv.sk/sk/europske_zalezitosti/europske_politiky-sankcie_eu

FINLAND


SWEDEN

http://www.ud.se/sanktioner

UNITED KINGDOM

https://www.gov.uk/sanctions-embargoes-and-restrictions

2. Address for notifications to the European Commission:

European Commission

Service for Foreign Policy Instruments (FPI)

EEAS 02/309 B-1049 Brussels

Belgium


ANNEX II

List of technologies referred to in Article 3

CN Code Description7304 11 00 Line pipe of a kind used for oil or gas pipelines, seamless, of stainless steel7304 19 10 Line pipe of a kind used for oil or gas pipelines, seamless, of iron or steel, of an external

diameter not exceeding 168,3 mm (excl. products of stainless steel or of cast iron)7304 19 30 Line pipe of a kind used for oil or gas pipelines, seamless, of iron or steel, of an external

diameter exceeding 168,3 mm but not exceeding 406,4 mm (excl. products of stainless steel or of cast iron)

7304 19 90 Line pipe of a kind used for oil or gas pipelines, seamless, of iron or steel, of an external diameter exceeding 406,4 mm (excl. products of stainless steel or of cast iron)

7304 22 00 Drill pipe, seamless, of stainless steel, of a kind used in drilling for oil or gas7304 23 00 Drill pipe, seamless, of a kind used in drilling for oil or gas, of iron or steel (excl. products

of stainless steel or of cast iron)7304 29 10 Casing and tubing of a kind used for drilling for oil or gas, seamless, of iron or steel, of an

external diameter not exceeding 168,3 mm (excl. products of cast iron)7304 29 30 Casing and tubing of a kind used for drilling for oil or gas, seamless, of iron or steel, of an

external diameter exceeding 168,3 mm, but not exceeding 406,4 mm (excl. products of cast iron)

7304 29 90 Casing and tubing of a kind used for drilling for oil or gas, seamless, of iron or steel, of an external diameter exceeding 406,4 mm (excl. products of cast iron)

7305 11 00 Line pipe of a kind used for oil or gas pipelines, having circular cross-sections and an external diameter of exceeding 406,4 mm, of iron or steel, longitudinally submerged arc

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welded7305 12 00 Line pipe of a kind used for oil or gas pipelines, having circular cross-sections and an

external diameter of exceeding 406,4 mm, of iron or steel, longitudinally arc welded (excl. products longitudinally submerged arc welded)

7305 19 00 Line pipe of a kind used for oil or gas pipelines, having circular cross-sections and an external diameter of exceeding 406,4 mm, of flat-rolled products of iron or steel (excl. products longitudinally arc welded)

7305 20 00 Casing of a kind used in drilling for oil or gas, having circular cross-sections and an external diameter of exceeding 406,4 mm, of flat-rolled products of iron or steel

7306 11 Line pipe of a kind used for oil or gas pipelines, welded, of flat-rolled products of stainless steel, of an external diameter of not exceeding 406,4 mm

7306 19 Line pipe of a kind used for oil or gas pipelines, welded, of flat-rolled products of iron or steel, of an external diameter of not exceeding 406,4 mm (excl. products of stainless steel or of cast iron)

7306 21 00 Casing and tubing of a kind used in drilling for oil or gas, welded, of flat-rolled products of stainless steel, of an external diameter of not exceeding 406,4 mm

7306 29 00 Casing and tubing of a kind used in drilling for oil or gas, welded, of flat-rolled products of iron or steel, of an external diameter of not exceeding 406,4 mm (excl. products of stainless steel or of cast iron)

8207 13 00 Rock-drilling or earth-boring tools, interchangeable, with working parts of sintered metal carbides or cermets

8207 19 10 Rock-drilling or earth-boring tools, interchangeable, with working parts of diamond or agglomerated diamond

8413 50 Reciprocating positive displacement pumps for liquids, power-driven (excl. those of subheading 8413 11 and 8413 19, fuel, lubricating or cooling medium pumps for internal combustion piston engine and concrete pumps)

8413 60 Rotary positive displacement pumps for liquids, power-driven (excl. those of subheading 8413 11 and 8413 19 and fuel, lubricating or cooling medium pumps for internal combustion piston engine)

8413 82 00 Liquid elevators (excl. pumps)8413 92 00 Parts of liquid elevators, n.e.s.8430 49 00 Boring or sinking machinery for boring earth or extracting minerals or ores, not self-

propelled and not hydraulic (excl. tunnelling machinery and hand-operated tools)ex 8431 39 00 Parts of machinery of heading 8428, n.e.s.ex 8431 43 00 Parts for boring or sinking machinery of subheading 8430 41 or 8430 49, n.e.s.ex 8431 49 Parts of machinery of heading 8426, 8429 and 8430, n.e.s.8705 20 00 Mobile drilling derricks8905 20 00 Floating or submersible drilling or production platforms8905 90 10 Sea-going light vessels, fire-floats, floating cranes and other vessels, the navigability of

which is subsidiary to their main function (excl. dredgers, floating or submersible drilling or production platforms; fishing vessels and warships)

ANNEX III

List of institutions referred to in Article 5(a)

1. SBERBANK

2. VTB BANK

3. GAZPROMBANK

4. VNESHECONOMBANK (VEB)

5. ROSSELKHOZBANK

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of 31 July 2014concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine



Whereas:

(1) On 6 March 2014, the Heads of State or Government of the European Union strongly condemned the unprovoked violation of Ukrainian sovereignty and territorial integrity by the Russian Federation and called on the Russian Federation to immediately withdraw its armed forces to the areas of their permanent stationing, in accordance with the relevant agreements. They stated that any further steps by the Russian Federation to destabilise the situation in Ukraine would lead to additional and far reaching consequences for relations in a broad range of economic areas between the European Union and its Member States, on the one hand, and the Russian Federation, on the other hand.

(2) On 17 March 2014, the Council adopted Decision 2014/145/CFSP concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine (1), whereby the Council imposed travel restrictions and asset freeze measures.

(3) On 21 March 2014, the European Council recalled the statement of the Heads of State or Government of 6 March 2014 and asked the Commission and the Member States to prepare possible targeted measures.

(4) On 27 May, 27 June and 16 July 2014 the Heads of State or Government of the European Union noted that preparatory work by the Commission, the EEAS and the Member States on possible targeted measures was underway so that further steps could be taken without delay.

(5) On 22 July, the Council urged the Russian Federation to actively use its influence over the illegally armed groups in order to achieve full, immediate, safe and secure access to the site of the downing of Malaysian Airlines Flight MH17 in Donetsk, full cooperation with the work on recovering remains and possessions and full cooperation with the independent investigation, including unhindered access to the site for as long as needed for the investigation and possible follow up investigations.

(6) The Council also urged Russia to stop the increasing flow of weapons, equipment and militants across the border in order to achieve rapid and tangible results in de-escalation. The Council further urged Russia to withdraw its additional troops from the border area.

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(7) In addition, the Council recalled the previous commitments by the European Council and expressed readiness to introduce without delay a package of further significant restrictive measures if full and immediate cooperation from Russia on the abovementioned demands failed to materialise. The Council requested the Commission and the EEAS to finalise their preparatory work on possible targeted measures and to present by 24 July proposals for taking action, including on access to capital markets, defence, dual-use goods, and sensitive technologies, including in the energy sector.

(8) In view of the gravity of the situation, the Council considers it appropriate to take restrictive measures in response to Russia's actions destabilising the situation in Ukraine.

(9) In this context, it is appropriate to prohibit transactions in or the provision of financing or investment services or dealing in new bonds or equity or similar financial instruments with a maturity exceeding 90 days issued by state-owned Russian financial institutions, excluding Russia-based institutions with international status established by intergovernmental agreements with Russia as one of the shareholders. These prohibitions do not affect the granting of loans to or by those state-owned Russian financial institutions independently of their maturity.

(10)In addition, Member States should prohibit the sale, supply, transfer or export to Russia of arms and related materiel of all types. The procurement from Russia of arms and related materiel of all types should also be prohibited.

(11) Furthermore, the sale, supply, transfer or export of dual-use items for military use or to military end-users in Russia should be prohibited. This prohibition should not affect the exports of dual-use goods and technology, including for aeronautics and for the space industry, for non-military use and/or for non-military end-users.

(12) The sale, supply, transfer or export of certain sensitive goods and technologies should be prohibited when they are destined for deep water oil exploration and production, arctic oil exploration and production or shale oil projects.



Article 1

The direct or indirect purchase or sale of, the brokering or assistance in the issuance of, or any other dealing with bonds, equity or similar financial instruments with a maturity exceeding 90 days, issued after 1 August 2014 by:

(a) major credit institutions or finance development institutions established in Russia with over 50 % public ownership or control as of 1 August 2014, as listed in the Annex;

(b) any legal person, entity or body established outside the Union owned for more than 50 % by an entity listed in the Annex; or

(c) any legal person, entity or body acting on behalf or at the direction of an entity referred to in point (b) or listed in the Annex; shall be prohibited.

Article 2

1. The direct or indirect sale, supply, transfer or export of arms and related materiel of all types, including weapons and ammunition, military vehicles and equipment, paramilitary equipment, and spare parts therefor, to Russia by nationals of Member States or from the territories of Member States or using their flag vessels or aircraft, shall be prohibited whether originating or not in their territories.


(a) to provide technical assistance, brokering services or other services related to military activities and to the provision, manufacture, maintenance and use of arms and related materiel of all types, including weapons and ammunition, military vehicles and equipment, paramilitary equipment, and spare parts therefor, directly or indirectly to any natural or legal person, entity or body in, or for use in Russia;

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(b) to provide financing or financial assistance related to military activities, including in particular grants, loans and export credit insurance or guarantee, as well as insurance and reinsurance for any sale, supply, transfer or export of arms and related materiel, or for the provision of related technical assistance, brokering services or other services directly or indirectly to any person, entity or body in, or for use in Russia.

3.The import, purchase or transport of arms and related materiel of all types, including weapons and ammunition, military vehicles and equipment, paramilitary equipment, and spare parts therefor, from Russia by nationals of Member States or using their flag vessels or aircraft, shall be prohibited.

4.The prohibitions in paragraphs 1, 2 and 3 shall be without prejudice to the execution of contracts or agreements concluded before 1 August 2014, and to the provision of spare parts and services necessary to the maintenance and safety of existing capabilities within the Union.

Article 3

1. The direct or indirect sale, supply, transfer or export of all dual-use goods and technology listed in Annex I to Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items for military use in Russia or for any military end-user in Russia by nationals of Member States or from the territories of Member States or using their flag vessels or aircraft, shall be prohibited whether originating or not in their territories.


(a) to provide technical assistance, brokering services or other services related to goods and technology set out in paragraph 1 and to the provision, manufacture, maintenance and use of these goods and technology, directly or indirectly to any person, entity or body in, or for use in Russia;

(b) to provide financing or financial assistance related to goods and technology referred to in paragraph 1, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of these goods and technology, or for the provision of related technical assistance, brokering services or other services, directly or indirectly to any person, entity or body in, or for use in Russia.

3. The prohibitions in paragraphs 1 and 2 shall be without prejudice to the execution of contracts or agreements concluded before 1 August 2014.

Article 4

1. The direct or indirect sale, supply, transfer or export of certain technologies suited to deep water oil exploration and production, arctic oil exploration and production or shale oil projects in Russia, by nationals of Member States, or from the territories of Member States, or using vessels or aircraft under the jurisdiction of Member States, shall be subject to prior authorisation by the competent authority of the exporting Member State.


2. The provision of:

(a) technical assistance or other services related to the technologies referred to in paragraph 1;

(b) financing or financial assistance for any sale, supply, transfer or export of the technologies referred to in paragraph 1 or for the provision of related technical assistance or training

shall also be subject to prior authorisation by the competent authority of the exporting Member State.

3. The competent authorities of the Member States shall not grant any authorisation for any sale, supply, transfer or export of the technologies or the provision of the services referred to in paragraphs 1 and 2 if they determine that the sale, supply, transfer or export concerned or the provision of the service concerned is destined for deep water oil exploration and production, arctic oil exploration and production or shale oil projects in Russia.

4. Paragraph 3 shall be without prejudice to the execution of contracts concluded before 1 August 2014.

Article 5

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In order to maximise the impact of the measures referred to in this Decision, the Union shall encourage third States to adopt restrictive measures similar to those provided for herein.

Article 6

Actions by natural or legal persons, entities or bodies shall not give rise to liability of any kind on their part, if they did not know, and had no reasonable cause to suspect, that their actions would infringe the measures set out in this Decision.

Article 7

1. No claims in connection with any contract or transaction the performance of which has been affected, directly or indirectly, in whole or in part, by the measures imposed under this Decision, including claims for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, shall be satisfied, if they are made by:

(a) entities referred to in points (b) or (c) of Article 1, or listed in the Annex;

(b) any other Russian person, entity or body; or

(c) any person, entity or body acting through or on behalf of one of the persons, entities or bodies referred to in points (a) or (b) of this paragraph.

2. In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the person seeking the enforcement of that claim.

3.This Article is without prejudice to the right of the persons, entities and bodies referred to in paragraph 1 to judicial review of the legality of the non-performance of contractual obligations in accordance with this Decision.

Article 8

It shall be prohibited to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions set out in Articles 1 to 4, including by acting as a substitute for the entities referred to in Article 1.

Article 9

1. This Decision shall apply until 31 July 2015.

2. This Decision shall be kept under constant review. It shall be renewed, or amended as appropriate, if the Council deems that its objectives have not been met.

3. The restrictive measures laid down in this Decision shall be reviewed no later than 31 October 2014, in particular taking into account their effect and the measures adopted by third States.

Article 10

This Decision shall enter into force on the date following that of its publication in the Official Journal of the European Union.


ANNEX

LIST OF INSTITUTIONS REFERRED TO IN ARTICLE 1(a)

1. SBERBANK

2. VTB BANK

3. GAZPROMBANK

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4. VNESHECONOMBANK (VEB)

5. ROSSELKHOZBANK

Департамент стран Европы и Америки

06.08.2014

А.А. ГюльзатянIP 2461