CONG TY CHUNG KHOA.NNONGNGHI~P

CONG HOA xX HOI CHU NGHiA VI~T NAMD{Jcl~p - T{r do - Hank phtu:

*******S6: 62.12017/CKNN Hit N9i, ngay 23 thdng 01 nam 2017

CONG BO THONG TIN TREN CONG THONG TIN DI~N TiJCVA VY BAN CHirNG KHoAN NHA.NUaC vA. cAc SGnCK

Kinh gifi: - Dy ban Chung khoan Nha nurrc- S6' Giao djch Chung khoan TP HCM- S6' Ciao djch Chung khoan Hit NQi

Cong ty: Cong ty C6 phan Chung khoan NHNo&PTNT VN - Agriseco

Ma chung khoan: AGR

Dia chi tru sa chinh: t~ng 5, tea nha Artex, 172 Ngoc Khanh, Ba Dinh, Ha N9i

Di~n thoai: 04 6276 2666 Fax: 04 6276 5666

Nguoi thirc hien cong b6 thong tin: Ong Phan Van Twin - T6ng Giam d6c Cong ty

Dia chi: t~ng 5, tea nha Artex, 172 Ngoc Khanh, Ba Dinh, Ha N9i

Di~n thoai: 0462762666 Fax: 04 6276 5666

Loai thong tin cong b6: 024 giaD 72 gio 0 b~t thuong 0 theo yeu cau [{1 dinh ky

N9i dung thong tin cong b6: Btio cdo tinh hinh quiin tri Cimg ty niim 2016.

Thong tin nay dff diroc cong b6 tren trang thong tin dien tir cua cong ty van ngay23/0112017 tai duong dfin: http://agriseco.com.vn/TabId/83IDefault.aspx

Chung t6i xin cam k~t cac thong tin cong b6 tren day la dung SlJ th~t va hoan toanchiu trach nhi~m truac phap lu~t v~ n9i dung cac thong tin dffcong b6.

Tfti li~u dfnh kern:

- Bao cao tinh hinh qw:ln tri Cong ty niirn 2016.

Nai nh?n:

UBCKNN, SGDCK Tp.HCM, SGOCK HN;

- Luu: HC - TH; VP HDQT.

CONG TYCO PBAN CHUNG KHoANNGAN HANG NONG NGHI~P vA PHAT TruEN NONG THON

VI~TNAM--------000--------

s6: .60.12017 /CKNN------------------------------

C(>NGHOA xA H(>I CHU NGHiA VItT NAMDQc l~p - TV do - Hanh phuc

Ha N(Ji, ngay .,?tJ thdng 01 ndm 2017

BAo cAo TINH HINH_QuAN TRJ CONG TY NIEM YET(Nam 2016)

Kinh giri: - Dy ban Chung khoan Nha nurrc- So' Giao djch Chung khoan Thanh pha H6 Chi Minh- SO'Giao djch Chung khoan Thanh pha Ha NQi- Uy ban giarn sat tai chinh quac gia

Ten Cong ty niem yet: Cong ty C6 phan Chung khoan Ngan hang Nong nghiep va Phat trien nong thon Viet Nam _Agriseco

Dia chi Tf\l sa chinh: 172 Ngoc Khanh, Ba Dinh, Ha NQi DT: 04 62762666 Fax: 04 62765666V6n dieu l~: 2.120.000.000.000 d6ngMff chirng khoan: AGR

I. Hoat d{>ngcua Dai hQi dang e8 dong

CUQch9P va Nghi quyet cua Dai hoi d6ng c6 dong (DHDCD):

STT se Nghi quyet I Ngay I NQi dung III--- I

Thong qua BCTC kiem toan 2015, Bao cao hoat dong cua HDQT va BKS; ThongI

Nghi quyet Di;lihQid6ng c6 / qua K~ hoach kinh doanh nam 2016, thu lao cua HDQT, thu lao va ngan sach hoat

I 1 - 30106/2016 dOng eua BKS nam 2016; Thong qua danh saeh eong ty ki~m toan va uy quy~n cho- dong thuCrrignien 2016HDQT lila eh9n don vi ki~m toan BCTC 2016; Thong qua toan van Di~u l~ eong ty,I --ban sua d6i bin th(r 4; Thong qua Quy dinh v~ each th(re hO<;ltdOn_g,trinh tv, thu We,

1

II. H<}i dAng quan tr]

1. Thong tin v~ thanh vien H<}i dAng quan tr]:

STT S6 Nghj quyet Ngay NQi dungeach thirc to chirc cuoc hQPcua BKS, Quy trinh kiem scat cua BKS; Thong qua miSnnhiem thanh vien HDQT, thanh vien BKS va s6 hrong thanh vien HDQT, thanh vienBKS trong thai gian con lai ella nhiem ky 2014 - 2019.

Ngay b~t Ngay khong S6 kY hop S61§n co yd§u la con la tham d\f ki~n phan Ly do khong

STT Thanh vien HDQT Clnrc vu thanh vien thanh vien (hop true Ty l~ h6i (xin y Ty l~ tham d\fki~n b~ng hop/pharr h6i

HDQT HDQT ti~p) van ban)

1 Ong Nguyen Van Minh Chll tieh HDQT 30/10/2015 - 717 100% 14/14 100% -

2 Ong Mai Kh~e Chinh Thanh vien HDQT 30110/2015 - 717 100% 14/14 100% -

3 Ong Phan Van Tuftn Thanh vien HDQT 20/1112014 - 717 100% 14/14 100% -

4 Ong Le Quang S1] Thanh vien HDQT 20111/2014 - 717 100% 14/14 100% -dQel~p

Thanh vien HDQT(la thanh vien HDQT Di cong tac, fry

5 Ong Dinh Ngoc Phuong d9C l~p d~n 30110/2015 617 83% 14/14 100% quyen tham du9/9/2016, thanh vien - h9P cho CTHDQT kiem Pho HDQTTGD tu 9/9/2016)

6 ang Ph~m Van Thanh Pho Chu tieh 20/1112014 30106/2016 111 100% 9/9 100% -HDQT

2

2. Hoat dQng giam sat cua HDQT dai voi Ban TBng giam dac:

- HDQT giam sat d~y du Ban Tfmg giam d6c trong viec thirc hien cac Nghi quyet/Quyet dinh cua DOOCD vaHDQT. BKS h6 tro HDQT trong viec giam sat Ban T6ng giam d6c.

- T6ng giam d6c thirc hien chS d9 thong tin, bao cao OOQT dinh ky va d9t xu~t theo Quyet dinh s6 19/20161QD­HDQT-VP ngay 16/12/2016.

- Ban Ki€m tra kiem toan noi b9 va quan tri rui ro (thanh l~p theo Quyet dinh s6 04/2016/QD/lIDQT ngay26/5/2016) da thuc hien ra soat, ki€m tra mot s6 Hop d6ng 100.

3. Hoar dQng cua cac ti~u ban thuQc HQi dang quan tri:

Van phong HDQT thuc hien d~y du cac cong viec 116tro hoat dong cua HDQT. Ben canh do, ngay 26/5/2016,HDQT da ban hanh Quyet dinh thanh l~p Ban Ki€m toan n9i b9 va quan tri rlii ro, h6 trg HDQT trong cong tac ki€mtra, soat xet cac ho?t d9ng cua Cong ty.

4. Cac Nghi quy~t/Quy~t dinh cua HQi dang qmin tri:

STT s6 Nghi quy~t/Quy~t dlnh Ngay NQi dung---

I 112INQ - HDQT 16103/2016 Ch~p thu~n cho thoi vi~c d6i v6i Chanh VP ~DQT va t;;tmgiao nhi~m Vl,l Ph6Chanh Van phong ph\} trach Van phong H9i dong qm'm trio

2 0112016IQD/HDQT 16103/2016 Chap thu~n cho thoi vi~c doi v6i Chanh. VP ~DQT va t<;lIDgiao nhi~m V\l.Ph6Chanh Van phong ph\} trach Van phong H9i dong qufm trio ~ '-. .,.

3 l13INQ - HDQT 2110312016 Phe duy~t trich l~p dlJ phong d~n 31112/2015.

4 114INQ - HDQT 21103/2016 Thong qua t<;lmgiao K~ hO<;lchkinh doanh nam 2016......

Phe dtiy~t chu twang d6ng cua PGD Nguy~n Thi Minh Khai va PGD Nguy~n5 115INQ - HDQT 1114/2016 Du.

3

STT s6 Ngh] quy~t/Quy~t dinh Ngay

6 02/20 16/QDIHDQT 1114/2016

7 116INQ - HDQT 26/04/2016

8 117INQ - HDQT 29104/2016

9 118INQ - HDQT 1015/2016

10 03/20 161QDIHDQT 101512016

11 119INQ - HDQT 26/5/2016

12 04/20 161QDIHDQT 26/512016

NQidungPhe duyet chu tnrong dong cira PGD Nguyen Thi Minh Khai va PGD NguyenDu.Thong qua chu tnrong xin gia han Dai hoi dong c6 dong thuong nien nam 2016den thang 6 nam 2016.

Chi b6 sung luang cho can bo nhan vien (CBNV) nhan dip 30/4 va 115.

Nhfrt tri hinh thirc ky luat lao dong d6i voi mot s6 can bo.

Xu ly ky luat can bQ.

Thanh l~p Ban Kiem toan noi bo va Quan tri rui ro tnrc thuoc Hoi dong quantrioThanh lap Ban Ki~m toan noi bo va Quan tri nii ro tnrc thuoc Hoi d6ng quantrio

13 120INQ - HDQTSua d6i, b6 sung Di@u38 Quy dinh v@cong tac quy hoach, b6 nhiem, b6 nhiem

26/5/2016 lai, di@u dong, mien nhiern, til chirc ban hanh kern thea Quyet dinh06/20 13/QDIHDQT ngay 24/03/2013.

""1

05/20 161QDIHDQT 26/512016 Dieu dong, bo nhiern nhan Sl,Igifr chirc vu Truong Ban kiern toan noi bo vaQuan tri rui roo14

06/20 16/QDIHDQT 26/512016 Di@udong nhan Sl,Iv@cong tac t(;liBan ki~m toan noi bo va Quan tri rui roo15

07/20 16/QDIHDQT 26/5/2016Sua d6i, b6 sung Di@u38 Quy dinh v~ cong tac quy hO(;lch,b6 nhi~m, b6 nhi~ml~i, di@u dong, mi~n nhi~m,. ill chuc ban hanh kern thea QuySt dinh06/20 13/QDIHDQT ngay 24/03/2013.

16

08/20 16/QDIHDQT 30/512016 Thanh l~p Ban chi d(;lochinh sua, b6 sung, hoan thi~n cac van ban v@quan tri,di@uhanh va T6 SO(;lnthao cac van ban v@quan tri, di@uhanh.

17

09/20 16/QDIHDQT 10/612016 Thanh l~p Ban t6 chuc D~i hoi d6ng c6 dong thuemg nien 201618

4

-STT·· S6 Ngh] quy~t/Quy~t djnh Ngay NQi dung

19 - 12JINQ - HDQT 15/06/2016 Thong qua cac noi dung d€ trinh tai DHDCD thuong nien 2016... -. Thong qua cac van de ve kien toan chirc danh Giam doc Chi nhanh HCM va20

_.122INQ - HDQT 15/06/2016 GD CN Da N~ng.

21 1012016/QD/HDQT 20106/2016 Mien _nhi~m chirc danh Giam d6c Agriseco Chi nhanh Da N~ng d6i voi OngNguyen Hoang Tung.

_ . Di~u dong va b6 nhiem ong Hoang Anh - Tnrong Phong Kinh doanh V6n va~22 . 111201q!QDIHDQT 20106/2016- - - - Trai phieu gitr chirc danh Giam d6c Agriseco Chi nhanh Da Nang,- Bai nhiem chirc da~ Ph6 T6ng Giam d6c kiem Giam d6c Agriseco Chi nhanh23 12/20 16!QDIHDQT 22/06/2016 TP .ne Chi Minh doi voi ong r.e Van Minh.

- Di~u dong va b6 nhiem ong Nguyen Hoang Tung gitr chirc danh Giam d6c24 13/20 16/QD!HDQT 22/06/2016 Agriseco Chi. nhanhTP .H6 Chi Minh.i

I _. - I I Thong qua thai han hoan thanh mot so quy che, quy dinh noi bo. Giao TGD"' -25 - -. . 1231NQ=-HDQT - I 01/07/2016 thirc hien chi tieu K~ hoach kinh doanh do DHDCD thong qua. Xay dung d~ anI .. .. -~- I tai co d.u Cong ty. Kien toan Ban chi dao xu I;' thu h6i cac khoan ng t6n dQng

26 14/2016!QD/HDQT 01107/2016 T~anh I~p Ban chi d~o xu 1;' thu h6i cac khoan ng t6n dQng tflJC thuoc HOidong quan trio

27 124!NQ -,-HDQT 12/07/2016 LlJa chQn Cong ty ki€m toan Bao cao tai chinh ban nien va Bao cao 1)' I~ antoan tai chinh t~i 31/612016.

-,._- - ~- Sua d6i, b6 sung mot s6 di~u cua Quy~t dinh s6 20/20 15/QD-HDQT v~ phan-..15120i6/QDrHDQT28 15/07/2016

cong nhi~m vv. doi v6i thaILhvien HDQT.- .. LaI? r5 m?t so noi dung tr<?ngho sa khai, ki~n khach hang vi ph~m hqp dong.-

29'- - . 125!NQ - H£)QT 27/07/2016 Th?ng,nhat hu6ng xu I;' doi v6i khoan von g6p van Cong ty CP Nong nghi~pquoc te HAGL.

30 126INQ - HDQT 27/07/2016 Thay d6i nguai d~i di~n phftn v6n g6p cua Cong ty t~i VCR.

5

STT sa Nghj quy~t/Quy~t djnh Ngay NQi dung

31 127INQ - HDQT 25/08/2016 Phe duyet trich l~p du phong.

32 128INQ - HDQT 09109/2016 Tuyen dung va b6 nhiern ong Dinh Ngoc Phuong lam Pho T6ng giam d6c.

33 16/20 161QD/HDQT 09109/2016 Tuyen dung va b6 nhiem ong Dinh Ngoc Phuong lam Pho T6ng giam d6c.

Phe duyet b6 sung yeu c~u khoi kien khach hang do vi pham Hop d6ng. Phe

34 129INQ - HDQT 16/9/2016 duyet phtrong an xu ly d6i voi hop d6ng gop von VaGCong ty CP Nong nghiepquoc t~ HAGL. Phan cong thanh vien HDQT chuyen trach lam nhiem vuthuong tnrc thay mat HDQT/Chll tich HDQT.Thong qua DlJ thao quy trinh Dai ly phat hanh trai phieu dai han Agribank.

34 1301NQ - HDQT 13/10/2016 Thong qua DlJ thao Hop d6ng Ttr v~n phat hanh voi Agribank. Uy quyen choT6ng giam d6c ky Hj>'Q_d6ng voi Agribank.

35 17/20161QDIHDQT 13110/2016 Ban hanh Quy trinh Dai ly phat hanh trai phieu dai h~ Agribank 2016.

36 1311NQ - HDQT 14110/2016 Mi~n nhi~mchuc danh K~ toan tru6ng Cong ty.

37 18/20161QDIHDQT 1411012016 Mi~n nhi~m chuc danh K~ toan tru6ng Cong ty.

Ghi nh~n ket qua ho~t dQngkinh doanh 9 thang dau nam 2016 va giai phapkinh doanh nhung thang cu6i nam 2016 thea nQidung Bao cao clla T6ng giamd6c. Giao T6ng Giam d6c ti~p tl,lcchi d~o ra soM,xac dinh ra nguyen nhan vatrach nhi~m clla t~p th~, ca nhan co lien quan d~n timg khoan ng t6n dQng,timg

38 132INQ-HDQT 21110/2016 khoan d~u ill gop v6n kern hi~u qua, pharr tich, danh gicixac dinh ngu6ri thuclla timg khoan va d~ xu~t phuong an xu Iy C\l th~, bao cao xin y ki~n th6ngnh~t clla HDQT; chi d~o cac bQph~n lien quan chll dQng, tich ClJC hon nuatrong t6 chuc tri~n khai d~ hoan thanh cac cong vi~c con t6n dQng;chi d~o cacdon vi lien quan tu chinh, h~ th6ng l~i cac van ban d.n ban hanh, s~p x~p l~i

6

STT sa Ngh] quy~t/Quy~t djnh Ngay N{}idungthir tir Uti tien thea tinh dip thiet trong hoat d9ng thuc ti~n kinh doanh va dexufrt 19 trinh ban hanh cu the; chi dao cac dan vi lien quan chuan bi cong tact6ng quyet toan nam 2016, hoan thanh viec xay dung Bao cao t6ng k~t heat

. dong kinh doanh narn 2016, muc tieu nhiem vu va giai phap kinh doanh nam2017, K~ hoach kinh doanh nam 2017 trinh HDQT. Nhfrt tri phe duyet k€hoach v6n trang bi xe a to moi cho Tru So' chinh thea d~ nghi cua T6ng giamd6c .

.

Thong qua Dl,I thao Quy ch€ tai chinh va Dl,I thao Quy dinh v~ chi tieu n9i b9.Thong qua Phuong an tai co cfru Agriseco giai dean 2016 - 2018. Thong qua

39 133INQ - HDQT 16112/2016 Mo hinh t6 chtrc cua Agriseco. Thong qua Quy dinh v~ thang bang luang congviec ap dung tai Agriseco de thirc hien phan phoi va quyet toan ti~n luang nam2016. thong qua Dl,Ithao N9i quy lao d9ng.

40 134INQ - HDQT 16112/2016 Thong qua Dl,Ithao Quy dinh t;;tmthai v~ ch€ d9 thong tin, bao cao trong Cong.ty.

41- 19/20 16/QDIHDQT 1611212016 Ban hanh Quy dinh t;;tmthai v~ ch€ d9 thong tin, bao cao trong Cong ty.

. Giao T6ng Giam d6c chi d;;toti€p thu, tu chinh de trinh H9i d6ng quan tri thong42 135INQ - HDQT 27/12/2016 qua: Quy ch€ quan tri, Quy ch€ diu tu tai chinh, Quy dinh v~ cong tac k€

ho;;tch,Quy ch€ ti~n luang.

43 20/20 16/QDIHDQT 3011212016 Ban hanh Quy ch€ tai chinh.

44 2112016/QDIHDQT 30/12/2016 Ban hanh Quy dinh v~ chi tieu n9i b9.

45 22/20 16/QDIHDQT 30/12/2016 Ban hanh N9i quy lao d9ng.

7

Ill. Ban ki~m soat

1. Thong tin v~ thanh vien Ban ki~m soat

Thanh vien Ban Ngay bit diu la Ngay khong s6 bu&i hop se lin co y ki~n Ly do khongSTT

ki~m soat Chirc vuTVBKS con la TV BKS BKS tham d"

Ty l~ phan hBi (xin y ki~n Ty l~ tham d"b~ng van ban) hop/phan hBi

1 Ba Mai Thi Thuy Truong BKS 20/1112014 - 5/5 100% 3/3 100% -

2 Ba Nguyen ThiThanh vien BKS 2011112014 - 5/5 100% 3/3 100% -Hong Nhung

3 Ong Tran Minh Thanh vien BKS 20/1112014 - 5/5 100% 3/3 100% -Tli

4 BaLe TliAnh Thanh vien BKS 2011112014 30/06/2016 3/3 100% 0/0 - -Ong Nguyen Dii gill Don xin

5 Thanh vien BKS 20/11/2014 30/06/2016 2/3 67% 0/0 - illnhiem TVThanh BinhBKS

2. Hoat d{)ng ghim sat ella Ban ki~m soat dai vo; H{)i dang quan tr], Ban TAng giam dae va eAdong

a) Ban kiSm soat dtI trinh DOOCD thong qua quy dinh vS quy trinh kiSm scat, quy dinh vS each thirc t6 chircheat dong va trinh tir, each thirc t6 chirc cuoc h9P cua Ban kiem soat va Ban kiem scat dtIkY quySt dinh ban hanh.

b) Ban kiSm soat th\Ic hi~n d~y du vai tro giam sat thea quy dinh t?i DiSu I~ cong ty, gam:

- Giam sat tinh hinh ho~.t dQng va tai chinh: giam sat vS cong tac qwin tri diSu hanh va cong tac quan Iy, cac giaiphap quan tri rui ro va danh gia h~ th6ng kiSm soat nQi bQ, giam sat vi~c tuan thu phap Iu~t, quy dinh cua phap Iu~t va cuaUy ban ChUng khoan Nha nuo-c;

- Giam sat vi~c th\Ic hi~n va ch§.n chinh, kh~c ph\lc va xu Iy nhfmg tan t?i trong ho?t dQng kinh doanh, cac khuySnnghi cua kiSm toan Nha nuo-c, Uy ban ChUng khoan Nha nuo-c, Doan kiSm tra cua c6 dong lan, Ban ki€m soat cong ty;ph6i hQ'Pvai T6ng giam d6c ra soat danh gia mQt s6 khoan phai thu tan d9ng phat sinh tu cac Hgp dang dich V\l tai chinh;

JI)8

- Th~m dinh bao cao tai chinh,

c) Giam sat viec thirc hien cac Nghi quyet/Quyet dinh cua DHDCD va HDQT, giam sat thirc hien mot s6 kiSnnghi cua Ban ki~m scat, danh gia S\I phoi hop hoat d9ng cua BKS, HDQT va Ban T8ng giam d6c ...

3. S,! ph8i hop hoat d{>nggifra Ban ki~m soat d8i vOi hoat d{>ngciia HDQT, Ban Tang giam d8e va cac can b{>quan ly khac

- DS giai quyet cac cong viec celn co y kien cua HDQT, T6ng giarn d6c co h6 sa trinh va Chu tich HDQT t6 clnrchop/xin y kien HDQT bang van ban. Viec t6 chirc hop/xin y kiSn diroc thirc hien dung quy dinh cua Luat doanh nghiep,cac van ban huong d~n diroi luat va quy dinh noi b9 cua Agriseco, du6i S\I giam sat cua BKS Cong ty.

- Cac tai li~u h9P, h6 sa xin y kiSn HDQT, cac Nghi quySt/QuySt dinh cua HDQT khi ban hanh dSu dugc gui choBKS thea dung thS thuc, n9i dung nhu d6i vOi cac thanh vien HDQT.

- Cac bao cao danh gia, bao cao giam sat tuan thu, bao cao hO<;ltd9ng ... cua BKS, cac quy trinh, quy dinh do BKSban hanh dSu dugc BKS tham khao y kiSn cua H9i d6ng quan trio

- BKS ph6i hqp vOi HDQT giam sat T6ng giam d6c trong vi~c th\Ic hi~n cac Nghi quySt cua DHDCD va HDQT, codanh gia tiSn d9 th\Ic hi~n ...

- Khi co yeu celu cua BKS, T6ng giam d6c da th\Ic hi~n cung c~p thong tin dS BKS th\Ic hi~n nhi~m V\l cua minh.

IV. DilO t~o v~ quan tri eong ty

Cong ty da dang kY tham d\I khoa h9c Quan tri cong ty t<;liTrung tam Nghien cUu Khoa h9C va Dao t<;lOChUngkhoan. Tuy nhien, do Trung tam nhiSu Ieln lui ngay khai giang dS dam bao yeu celu vS s6 lugng h9C vien va thffi gian h9Cchua phil hgp v6i lich trinh cong vi~c cua Cong ty nen can b9 Cong ty chua thS tham gia trong nam 2016. Cong ty se th\Ichi~n bao cao vS kSt qua tham gia khoa h9C nay sau khi hoan thanh.

9

TT

V. Danh sach v~ ngufri co lien quan cua cong ty niem y~t theo quy diuh t~i Khoan 34 Di~u 6 -Lu~t Chung khoanva -giao djch ciia nglfOl co lien quan ciia cong ty vOi chinh Cong if:

1. Danh sach v~ nglfOl co lien quan ciia cong ty:

2

Dinh NgQCPhuong

Ten T6 clnrc/canh3.n

Ngan hang Nong1 nghiep va PMt trien

nong then Viet Nam

Nguy~n Van Minh

3 Pham Van Thanh

4 Mai Khllc Chinh

5 Le Quang Sl,l'

6

Taikhoangiao djch

chirng khoan

Chire vI}tai cdng

ty

008C129888 --

008C107433ChiI tichHDQT

Ph6 Chu008C100446 tich

HDQT

Thanh008C105055 vien

HDQT

Thanh-- vien

- -~ HDQT

TMnh069C006618 vien

HDQT

SBCMNDI

DKKDNgayc:1p

013065252 28/312008

011448684 2911112004

013617627 28/3/2013

011774441 05110/2007

013034868 18/1/2008

Noic:1p

CAHaNQi"

ThOi di~mThoi di~m b~tDia chi tnrs<Y chinh/, .,khdng conla

-oau langtrOiI!gtrOi co li~~cO lien quan _

.se 42 Ngo 49_HuynhThuc Khang, Ha NQi

Phong 703, toa nha A,ducmg Nguy~n Tuiin,

--- P.Nhiin Chinh,- Q.Thafih Xu~n, Ha--~NQi

D5A:._ 30 10DS, KhuCA Ha diu gia 18,6 ha,-Phll-NQi Thu91lg, Tiiy H6, Ha

-NQi.-- - -- -

CAHaNQi

--CAHa 2B-6BP.Ihanh Cong,NQi Q. BacDinh, Ha NQi

r---+-------------~----------~------_+----------~------~~------~----------------~------~~~----~---+----~--~~Theo Nghi Jt!

quyet DHDCD ~- thirong nien -"- 101?=ngay .. -

30106/2016

Ngan hang - -s6 2 Lang H~, phuong0100686174 09/0112013 Nha.mroc Thanh Cong, quan Ba

-Vi~tNam Dinh, -Ha NQi

10

- -

-Phong 304-Na 2 Ban-dio Linh Dim, HoangMai, Hi N9i

quan

30106/201-6

- ~Lydo

TT TenTc3 chirc/canhan

Phan van Tu~n7

9 I Nguyen Thi H6ng_ /Nhung,

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quan

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kiern GDH6 Chi Minh HDQT ngay

CNHCM 22/6/2016 t_.- --

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- -NQi Quan, Ha Dong, HN ..

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KS Toan CAHa 18/2016/QD17 Ngo Thi Hoang Nga 008C105343 11951245 6/6/2002 Nguyen Luang Bang, - 14110/2016 IHDQTTruong NQi D6ng Da, Hf!.NQi

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Nguai - CBlT s615/86 Ph6 Chua Ha, 23/20 161CK

19 Nguy~ri Thang Long dugc uy 011908713 28110/2009 CAHa NQi Dich VQng,C~uGi~y, 15/8/2016 -quyen NN ngayCBTT HaNQi 15/812016

12

2. Giao djch gifra cong ty v6'i ngrrOi co lien quan ciia cong ty; ho~c gifra cong ty v6'i ca dong 16'n, ngurri nQi bQ,ngmri co lien quan cua ngufri nQi bQ:

Ten T& clnrc/ca Mc3iquan h~ Sc3CMNDI Dia chi tru SO' ThOi di~m Sc3NQ/QD cua Sc3hrong, cy I~ nam giftTT

nban vo; Cong ty chinhl Dia chi giao djch voi DHDCDIHDQT c&phieu sau khi giao Ghi chuDKKD lien h~ Cong ty* thOng qua (n~u co) djch

Hop d6ng thuc hien dichs6 2 Lang Ha, 18/8/2016 - vu hiS tro thu tuc thoai

Ngan hang Nang phuong Thanh von.1 nghiep va Phat trien C6 dong 100 0100686174 Cong, quan Ba 158.836.023 Hqp d6ng D~i ly phat

nang than Viet Nam Dinh, thanh ph5 NQ 130INQ-HDQT hanh, Dai ly dang ky luuHaNQi 0111112016

ngay 13110/2016 ky va Dai ly thanh toanTrai phieu.

*Ngay kj H(Jp dong

3. Giao djch gifra nglfCrinQi bQ cfmg ty niem y~t, ngrrCrico lien quan cua nglfOi nQi bQ vO'i cong ty con, cong tydo cong ty niem y~t n~m quy~n ki~m soat: khong co.

4. Giao dich gifra cong ty vO'icac dBi tlfgng khac

4.1 Giao dich gifra cong ty vO'icong ty rna thanh vien HDQT, thanh vien Ban Ki~m soat, Tang giam dBc di~uhanh da va dang la thanh vien sang l~p ho~c thanh vien HDQT, Tang giam dBc di~u hanh trong thOi gianba (03) nam trO' l~i day: khong co.

4.2' Giao dich gifra cong ty vrri cong ty rna nglfO'i co lien quan clla thanh vien HDQT, thanh vien Ban Ki~msoat, Tang giam dBcdi~u hanh la thanh vien HDQT, Tang giam dBc di~u hanh: khong co.

4.3 Cac giao dich khac cua cong ty (n~u co) co th~ mang l~i 19i fch v~t ch~t ho~c phi v~t ch~t dBi vO'i thanhvien HDQT, thanh vien Ban Ki~m soat, Tang giam dBc di~u hanh: khong co. [)l(

13

VI. Giao djch eB phieu ciia ngmri n9i b9 va nglfm eo lien quan ciia ngmri n9i b9

1. Danh sach nglfm nQi bQ va nguiri eo lien quan cua ngU'O'inQi bQ tai thm di~m eu&i Icy

Tai khoanChtrc VI} tai S6 CMNDIH(l s6 c6 phi~u Ty I~ so' hu'uTT HQ va ten giao djchCdng ty chi~u Ngay cap No; cftp Dja chi lien h~ so' hfru cu6i c6 phi~u . Ghi chu

chung khoan ky cu6i ky

1 Nguy~n Van Minh 008CI07433 Chu tich013065252 28/3/2008 HaN(li 2B-6B P.Thanh Cong, Q.

0 0,00%HDQT Ba Dlnh, Ha N(li

Bui Thi Lai 130219760 271712009 Phil ThQ H~ Hoa - Phil ThQ 0 0,00% M~

Tr&nThi Bfch ThUy 008CI00305 131173956 1114/2006 Phil ThQ HaN(li 0 0,00% Vg

Nguyen Thi Minh Trang 013065254 20/1112013 HaNQi HaNQi 0 0,00% Con

Nguyen Thi KMnh Ha 025198000011 27/5/2014 HaNQi HaNQi 0 0,00% Con

Nguyen Thi "Thanh 130935856 20112/2011 Phil ThQ H~ Hoa - Phil ThQ 0 0,00% Chi

Nguyen Thi Loan 070926606 09/06/2009 Tuyen Quang Tuyen Quang 0 0,00% Chi

Nguy€n Thi Binh 130880539 22/3/2008 Phil ThQ H\l Hba - Phil ThQ 0 0,00% Em gai

Nguyen Thi Hong 131027255 30/8/2011 Phil ThQ Ha Hba - Phil ThQ 0 0,00% Ern gai

Nguyen Van Quang 131569590 30/8/2014 Phil ThQ Ha Hba - Phil ThQ 0 0,00% Em trai

Nguy~n Thi Bfch Hu~ 013088314 20/6/2008 HaNQi HaN(li 0 0,00% Emgai

Phong 703, toa nha A,2 Mai Kh~c Chinh 008CI05055

Thanh vien013617627 28/3/2013 HaNQi

aU'o'ng Nguy~n Tuan,2.500 0,001%HDQT P.Nhan Chinh, Q.Thanh

Xuan, Ha NQI

Mai Thi Mi~n 152160416 26112/2011 Thai Binh Quynh PhI). - Thai Binh 0 0,00% M~-

CCS 8KQLMai Trung Hi~u 034061000060 4/7/2014 CT&DLQG NgQc Khanh, Ba Dinh, HN 0 0,00% Anh

v~DC-

14

Tai khoanChtrc v ... tal S3CMNDIHQ

S6 cAphiSu Ty I~ sO'htruTT HQ va ten giao djch Cong ty chieu Ngaydp No; c§p Dja chi lien h~ sO' hU'ucu8i cB phi~u Chi chu

chimg khoan ky cu3iky

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Mai Thi Phuc 162658068 18/10/2013 Nam DinhPhuong Thong Nhfrt, Nam

0 0,00% Em gaiDinh

-

Mai Thi Hirong 050609121 23/611006 San La Son La 0 0,00% Ern gai

Nguyen Thj Dieu Linh 008C123339 111366851 17/10/2003 HaNQi Phuong Nhan Chinh, Thanh 0 0,00% Vq

Mai Thi Hang 013617628 28/3/2003 HaN(>i Xuan, HaN(>i 0 0,00% Con

Mai Linh 031990147 19/4/2013 Hili Phong 0 0,00% ConPhuong Nhan Chinh, Thanh

Mai Thi Ngan Anh Con nho Xuan, Ha Ni)i 0 0,00%Con, sinhnam2009

Thanh vienD5A - 30 10 D5, Khu CI§u

3 LeQuang S...·HDQT 011774441 05/10/2007 HaNQi gia 18,6 ha, Phu Thuong, 0 0,00%

Tay Hc\ Ha NQi.

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Nguy~n Thi Khoa 011746264 7/3/2000 HaN(>i Tay H6, Ha N(>i. 0 0,00% My

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Nguyen Thi H6ng Loan 011854805 1111/2011 HaN(>i 0 0,00% Vg-_.- ..

D5A - 30 16 D5, Khu dfru Con, sinht.e Thu Ngan Con nho gia 18,6 ha, Phu Thuong, 0 0,00% nam 2005Tay H6, Ha N(>i. Con, sinhLe Kim Ch§.u Con nha 0 0,00%

.. nam 2013

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Nghiem Thi My' 140063536 3/4/2007 Hili DuongKhu 6 P. Binh Han, Hili

0,00% MyDuong 0

15

...

Tai khoan - " sa c8 phiS!, Ty l~ sO'huuChirc vI} t~i SBCMNDIHQ -

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- .- - -

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16

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18

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20

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