CONG TV CP CHUNG KHoANsAl GON - HA N(H

se 3~ 12020lCV - SHS

(C6ng b6 danh muc chung khoanscm HSX thuc hien giao dich ky quy

quy 112020tai SHS tir ngay 0710112020)

CONG HOA xA HOI CHU NGHIA VI~T NAMDQc I~p - TV do - H~nh phuc

Ha N6i, ngay_'fthang 01 ndm 2020

Kinh gui: SO'Giao djch Chung khoan Tp. HB Chi Minh

1. Ten cong ty: Cong ty C6 phan Chung khoan Sai Gon - Hit NQi

2. Ma chirng khoan: SHS

3. Ma thanh vien: 069

4. Dia chi tru sa chinh: Tkg 1-5, Toa nha Unimex Hit NQi, s6 41, Ngo Quyen, Hoan Kiem,

HitNQi

5. Di~n thoai: 024.38.181888 Fax: 024.38.181688

6. Ngiroi thuc hien cong b6 thong tin: Vii Dire Ti~n - T6ng Giam d6c d6ng thai litNguoi dai

dien thea phap luat

7. Loai thong tin cong b6: B.lt thuong

8. NQi dung cua thong tin cong b6:

- Danh m1,<C chung khodn san HSX thuc hien giao dich ky quy quy 112020 tai SHS tir ngay

0710112020.

9. Dia chi website dang tai thong tin cong b6:

https://www.shs.com.vn/News/20201711 0 10296/shs-danh-muc-chung-khoan-san-hsx-thuc­

hien-giao-dich-ky-quy-guy-i -2020-ap-dung-tu-07 -01- 2020 .aspx

Chung toi xin cam k~t cac thong tin cong b6 tren day lit dung su th~t va hoitn toan chiu trach

nhi~m truac phap lu~t vS nQi dung thong tin cong b6.

Tran tr9ng./.NO'i nha.n:- Nhu tren;- Luu VI, PPC&QTRR.

GON-HA.NOI~~6lAi~6CAt .

CONG HOA xA HOI CHiJ NGHIA VI~T NAMDQc I~p - T~' do - H~nh phuc

CONG TV CP CH(JNG KHOANSAl GON-HA N<)I

sb: C.3 12020/Q£)- TO£)Hel N(5i, ngoy 07 thong OJ 11(1111 2020

QUYETDINH(VI)!: Ciing hiJdan" I11{1C ch ung khottn san HSX thux hifn giao dich leyquy Quy 112020

t(1i SHS HI' 0710112020)

TONG GIAM eoc CONG TV CO PHAN CHUNG KHOAN SAl GON-HA NOI

Gin cir Ludt Chung khoan .1'6 70120061QH1 1duac Quoc hoi nutrc CHXHCNVN thongquo ngclY 2910612006 V{I cite von ban sua d6i, b6' sung va hutrng d6n thi hanh;

GIn de Thong tu .1'6 203120151TT-BTC ngCty 21 thang 12 nom 2015 cua B(J Toi chinhhutiny d6n l'J giao dich tren thi truong chung khoan;

Cern Cl.I' Quye! 11;n/7 ,w; 87IQD-UBCK ngclY 2510JI201 7 cua Uy hO/7Chllng khoan Nhanutrc vJ vice han /1(1I1hQuy chi huong ddn giao dich k))quj! chung khoan; .

Can CLI' rh6ng bao a/a S'O'Giao dich Chung khoan Thanh pho H(; Chi Minh vi danhstich chtinv khoan khr)ng c7z; ai[,11 ki91?giao dich k)} quy;

('(.//1 cu DiJu I~ cua Cong Iy cdphdn Chung khoan Sed GOl1 - Ha N(Ji,

QUYETDJNH

BiEu I. Ban h(;1l1h kelll then QLly~tdinh nay "Danh m9c chlrng khoan san HSX th~'c hi~ngiao d!ch k~' quS' Qu~! 1/2020 t~li SHS til' ngay 07/0112020". Danh ll1\lC nay bao gAm 275 mil:chCrng khoan, chi ti~t theo Phu I~ledinh kem, Thay d6i mil: ehtrng khoall so vc'riquy~t (linhtruo'e: them 2 ll1a (HAl, HVN),

Bitu 2. Quy~t ajnh nay thay th~ eho Quy~t djnh s6 179/20 19/QD- TG£) ngay 26 thang 11 nam2019 ella T6ng Giam abc C6ng ty C6 ph§.n ChLrng khoan Sai Gon-Ha NQi v~ phAn danh ll1~IC

chlrng kho'ln S,lIl 1-1SXlh~rc hi~n giao djeh k,)' qU)' [C,liSHS,

Di&u 3. QLly~l djnh l1(lYe6 hi~u I~l'ek~ ttl' ngay ky, Cae thanh vien Ban T6ng Giam <16e,caePhcll1g ban co lien quan, cae chi nhanh C6ng ty chiu traeh nhi~m tbi hanh Quy~t djnh nay./.

No'i IJlJ/il1:- NI1//' Did/{ 3,- i_il'll VT

Vii Dlh Ti~n

PHT) LT)C

DANH MT)C CHUNG KHOAN SAN HSX THTfC HTJ~N GIAO men KY QUYAP D()NG ru'NGA Y 07/01/2020

STT Mil1 AAA2 ABT.., ACCJ

4 ADS5 AMD6 ANV7 APC8 APG9 ASM]0 !\Sl'II AST12 BBe13 BCE14 BCG15 BFC16 13IC17 BID18 BMC19 BMI20 BMP21 BRC22 BSI,'" !3TP",-_J

24 BTT25 BVH26 BWE27 C3228 e4729 CAY30 CDC31 CHP32 ell..,..,

ClC-, _)34 Cll35 CMG3() eNG37 COM

STT Mil38 CRC39 CSM40 CSV41 CTD42 CTG43 CTr44 CTS45 CVT46 D2D47 DAG48 DAH49 DBC50 DBD51 DCM52 DGW53 DHA54 DHC55 DHG56 DHM57 DIG58 DlG59 DMC60 DPG61 DPM62 DPR63 DRC64 DRH65 DRl66 DSN67 DTA68 DVP69 DXG70 EIB71 ELC72 EVEt: EVG74 FCN

STT Mil75 FIR76 FIT77 FLC78 FMC79 FPT80 FRT81 FTS82 GAS83 GDT84 GEX85 GMC86 GMD87 GSP88 GTN89 HAH90 HAl91 HAP92 HAR93 HAX94 HBC95 HCD96 HCM97 HDB98 HDC99 HDG100 HHS101 HII102 !--fPG103 HPX104 HQC105 HSG106 HSL107 HTI108 HTI109 HTL110 HTV111 HU3

STT Mil112 HVH113 HVN114 !BC115 IDI116 LTC117 IMP118 ITA119 ITC120 fTD121 KBC122 KDC123 KDH124 KMR125 KSB126 LlO127 LBI'v1128 LCG129 LDG130 LGC131 LGL132 LHG133 UX134 I LM8135 LMH136 LSS137 MBB138 MDG1:)9 MIle-_140 MSH141 MSN142 MWG143 NAF144 NBB145 NCT146 NKG147 NLG148 NNC

STT Ma149 NSClS0 NT2lSl NTL152 NVL1S3 OPC154 PAClS5 PAN156 PCl157 PDN158 PDR159 PET160 PGC161 peiD16:2 PC]163 PHC164 PHR165 PJT166 PLP167 PLX168 PivlE169 PN.I170 POW171 PJlC172 PTB173 PVD174 PVT175 RALr-----176 RDP177 REE178 ROS179 S4A180 SAf3

STT Ma181 SAM182 SBA183 SBT184 SBV185 SC5186 SCD187 SCR188 SCS189 SFC190 SFG191 SF!192 SHA193 SHI19,+ SliP195 Sll196 SJO197 SJF198 SJS199 SKG200 5MB201 SMC202 SPM203 SRC204 SRF205 SSC206 SST207 ST8208 STB209 STG210 STK211 SVC212 SVI

STT Ma213 SZL214 TAC215 TBC216 TCB217 TCO218 TCH219 TCL220 TCM221 TCO222 TCT223 TOC224 TOG225 TDT-!226 TDI'/]227 TDW228 TEG229 THG230 THT231 TTP232 TLD2"''''TLH_)_)

234 TMP235 TMS236 TNA237 TNC238 TNI239 TPB240 TPC241 TRC242 TSC243 TTB244 TV2

STT Mil245 TVS246 TVT247 TYA248 UIC249 VAF250 VCB251 VCI252 VDP253 VDS254 VFG255 VGC256 VHC257 VHM258 VIC259 VJC260 VMD261 VNO262 VNE2()3 VNM

f---- r----264 VNS265 VPB266 VPH267 VPI268 VPS269 VRC270 VRE271 VSC272 VST-!273 vsr274 VTO275 YBM