中 国 节 能 融 资 项 目China Energy Efficiency Financing Project中 国 节 能 融 资 项 目China Energy Efficiency Financing Project

www.eximbank.gov.cn

中 国 进 出 口 银 行China Exim Bank

2009.4 Washington D.C.

LOGO主要内容

主要工作介绍Major Works

简 介Introduction

小 结Conclusion

LOGO世界银行节能贷款贷后管理办法（讨论稿）

• 成立于1994年• 中国政府全资拥有• 政策性银行• 转贷业务-特色业务• 国内最大转贷银行

中国进出口银行简 介

Introduction on China Exim Bank

简 介Introduction

•Founded in 1994•Solely owned by Chinese government•Policy bank•On-lending business- featured business•The largest on-lending bank in China

LOGO世界银行节能贷款贷后管理办法（讨论稿）

项目由来

• 中国政府“十一五” 节能规划

• 政策性业务支持

• 转贷世界银行节能融资贷款

首次合作示范作用

中国节能融资项目简 介

Introduction on China Energy Efficiency Financing Project

Origin of the project

• “Eleventh Five-Year Plan” of Chinese government

• Follow government policy • On-lending of the WB

Energy Efficiency FinancingProject

Cooperation for the first timewith WB.Set up an example.

简 介Introduction

LOGO世界银行节能贷款贷后管理办法（讨论稿）

中国节能融资项目简 介

Introduction on China Energy Efficiency Financing Project

项目内容

• 1亿美元世行贷款+

不低于1亿美元的人民币配套贷款 +

187万美元赠款（能力建设）

•大中型项目的节能技术改造

简 介Introduction

Content of the project

• $100 mln WB loan + Local Matching Funds in RMB with the minimum amount equivalentto $100mln + $1.87mln GEF Grant for capacity building

• Energy efficiency technical renovation for large & mediumenterprises

LOGO世界银行节能贷款贷后管理办法（讨论稿）

前期准备工作前期准备工作Preparation works at the early stage

能力建设能力建设 制度建设制度建设 客户营销客户营销市场开拓市场开拓

主要工作介绍Major Works

Capacity building Institutional arrangements

Market exploration

Client exploration

LOGO世界银行节能贷款贷后管理办法（讨论稿）

培训工作Training

操作手册OperationalManual

世行专家WB Experts

进出口银行节能项目团队China Exim BankEnergy Efficiency Project Team

进出口银行分支机构China Exim BankBranches and Rep. Offices

主要工作介绍Major Works

LOGO世界银行节能贷款贷后管理办法（讨论稿）

节能技术评估Technical Evaluation on Energy Saving 评估工作

Appraisals

主要工作介绍Major Works

环境影响评估Environmental Impact Assessment

采购核查Procurement Check-up

LOGO美元贷款提款程序

国家发展改革委环资司评估

Appraisal by Environmental &

Energy Saving Dept of NDRC

世行项目办评估外聘节能专家

Appraisal by PMOxternal EE experts

第三方评估 借款人自身评估Appraisal by Sub-borrower

分行评审第三方节能量评估报告

Appraisal by branchesEnergy Saving

Appraisal Report by the third party

总行评审Appraisal by

the head office

节能技术评估Technical Evaluation on Energy Saving

可行性研究报告Appraisal by the third party

Feasibility Study Report第三方能源审计

Energy audit by the third party

主要工作介绍Major Works

LOGO美元贷款提款程序

公示《环境影响评估大纲》Posting of “Environmental Impact

Assessment Framework”

实地考察、查阅资料Project Site Visit

Document Checking

甲级资质设计院

《环境影响报告表》环保主管部门审批

A class “A” Designing InstituteEIA Table

Environmental Authorities Approval

环境影响评估Environmental

Impact Assessment

项目合格必要条件

Necessary Conditions for Eligible Projects

不涉及新征地、移民、文物保护、非自愿性失业

No such issues involved as new land acquisition, immigration, cultural relics

preservation, non-voluntary unemployment

主要工作介绍Major Works

LOGO美元贷款提款程序

《中华人民共和国环境影响评价法》Environmental Impact Assessment

Law of PRC

世行标准和指引(OP/BP4.01)The World Bank

Standards & Guidelines(OP/BP4.01)

世界银行B类项目Category B project of WB

《建设项目环境影响评价分类管理名录》

Categorized Administrative List ofEnvironmental Impact Assessment

for Construction Projects

主要工作介绍Major Works

环境影响评估Environmental

Impact Assessment

LOGO美元贷款提款程序

用款人公开征询意见进行信息披露

Sub-borrower conduct public consultation & information disclosure

用款人提交《缓解环境污染计划表》

《监督检查计划表》Sub-borrower submit

“Environmental Pollution Alleviation Plan” &

“Supervision & Inspection Plan”

进出口银行外聘环境专家

China Exim Bank hires external

environmental experts

环境影响评估Environmental

Impact Assessment

主要工作介绍Major Works

LOGO会计核算

1

单个物品采购合同700万美元

线上（含）ICB，线下

中国采购要求

采购核查—采购金额限制

Procurement Check-up & Limits on the Procurement Amount

主要工作介绍Major Works

1

For the contract of single item purchase with the amount equal to or above USD 7 million

Above or equal to the limit, ICB applies; Below the limit, Chinese procurement procedure applies.

LOGO会计核算

2

总包合同（设备采购及安装）

1000万美元

线上（含）ICB，线下

中国采购要求

采购核查—采购金额限制

Procurement Check-up & Limits on the Procurement Amount

主要工作介绍Major Works

2

For the contact of equipment purchase and installation with amount equal to or above USD 10 million

Above or equal to the limit, ICB applies; Below the limit, Chinese procurement procedure applies.

LOGO会计核算

1

是否满足采购要求？Whether procurement requirements are met?

2

信贷资金是否被挪

用？Whether the loan is misused?

采购核查Procurement

Check-up

采购计划;采购合同草本Procurement Plan;Draft Purchase Contract

提款单据Disbursement Documents

主要工作介绍Major Works

LOGO

项 目 监 督 和 报 告Project Supervision and Report

主要工作介绍Major Works

LOGO会计核算

项目监督Project Supervision项目监督

Project Supervision

《世界银行节能贷款贷后管理办法》

“Post Lending Follow Up Management Provision on the WB EE Financing Projects”

能源审计核查Energy audit and check- up

节能技术评估Technical evaluation on

energy saving

环境影响评估Environmental

impact assessment

采购审核Procurement

check-up

例行

信贷检查和监督

Routine credit check-up and supervision

例行

信贷检查和监督

Routine credit check-up and supervision

主要工作介绍Major Works

LOGO会计核算

报 告Report报 告Report项目进度报告

Project Progress Report

项目总结报告Project Summary

Report

主要工作介绍Major Works

LOGO其他事宜

AA提升业务技能Improving professional skills

BB

CC

DD带动业务增长Boosting business growth

掌握评估方法Acquiring evaluation method

完善规章制度Improving rules & regulations

小结Conclusion

LOGO其他事宜

已评审通过了15个项目，总投资22.7亿元人民币15 projects have been approved with total investment amount of RMB2.27bln.

每年节约标准煤90万吨

余热余压利用

（钢铁、建材、化工）More than 900,000 tons of

standard coal can be saved per year .Utilization of residual heat & pressure.

(Iron & steal industry,Building materials industry,

Chemical industry)

签约金额8449万美元, 8.07亿人民币Credit amount totaled $84.49mln & RMB807mln

放款3499万美元, 7.97亿人民币Disbursement amount totaled $34.99mln &RMB797mln

在选项目10余个，贷款需求约9亿元人民币10 candidate projects, loan amount around RMB900mln.

小结Conclusion

中国进出口银行